FILED
United States Court of Appeals
Tenth Circuit
January 29, 2008
PUBLISH Elisabeth A. Shumaker
Clerk of Court
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT
COALITION FOR EQUAL RIGHTS,
INC., a Colorado corporation; SHARI
WARREN, doing business as Spirit
Keeper,
Plaintiffs-Appellants,
v. No. 06-1511
BILL RITTER, JR., Governor, State of
Colorado; JOHN SUTHERS, Colorado
Attorney General; DONALD MARES,
Executive Director, Colorado Department
of Labor and Employment, PETER
WEIR, Executive Director, Colorado
Department of Public Safety, JAMES
MARTIN, Executive Director, Colorado
Department of Public Health and
Environment, CARY KENNEDY,
Colorado State Treasurer, all in their
official capacities; SCOTT WILLIAM
STOREY, in his official capacity as
District Attorney, First Judicial District;
MICHAEL RICHARD MORRISSEY, in
his official capacity as District Attorney,
Second Judicial District; LEE ALLEN
HAWKE, in his official capacity as
District Attorney, Third Judicial District;
JOHN R. NEWSOME, in his official
capacity as District Attorney, Fourth
Judicial District; MARK D. HURLBERT,
in his official capacity as District
Attorney, Fifth Judicial District; CRAIG
STEPHEN WESTBERG, in his official
capacity as District Attorney, Sixth
Judicial District; MYRL SERRA, in his
official capacity as District Attorney,
Seventh Judicial District; LARRY R.
ABRAHAMSON, in his official capacity
as District Attorney, Eighth Judicial
District; MARTIN BEESON, in his
official capacity as District Attorney,
Ninth Judicial District; WILLIAM
THIEBAUT, JR., in his official capacity
as District Attorney, Tenth Judicial
District; MOLLY K. CHILSON, in her
official capacity as District Attorney,
Eleventh Judicial District; PETER L.
COMAR, in his official capacity as
District Attorney, Twelfth Judicial
District; ROBERT E. WATSON, in his
official capacity as District Attorney,
Thirteenth Judicial District; BONNIE S.
ROESINK, in her official capacity as
District Attorney, Fourteenth Judicial
District; MICHAEL JOHN DAVIDSON,
in his official capacity as District
Attorney, Fifteenth Judicial District;
RODNEY DANN FOURACRE, in his
official capacity as District Attorney,
Sixteenth Judicial District; DONALD
SPENCE QUICK, in his official capacity
as District Attorney, Seventeenth Judicial
District; CAROL A. CHAMBERS, in her
official capacity as District Attorney,
Eighteenth Judicial District; KENNETH
R. BUCK, in his official capacity as
District Attorney, Nineteenth Judicial
District; MARY T. LACY, in her official
capacity as District Attorney, Twentieth
Judicial District; PETER G. HAUZINER,
in his official capacity as District
Attorney, Twenty-First Judicial District;
JAMES W. WILSON, in his official
capacity as District Attorney, Twenty-
Second Judicial District; and THE STATE
OF COLORADO,
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Defendants-Appellees.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
(D.C. No. 06-cv-1145-LTB-PAC)
Joel M. Specter (Joseph F. Becker and William Perry Pendley on the briefs), Mountain
States Legal Foundation, Lakewood, Colorado, for Plaintiffs-Appellants.
Jason R. Dunn, Colorado Deputy Attorney General, Denver, Colorado [attorney for State
Defendants] (Henry Richard Reeve, Deputy District Attorney, Second Judicial District,
Denver, Colorado, [attorney for District Attorneys except William Thiebaut, Jr.], with
him on the brief), for Defendant-Appellees.
Before BRISCOE, EBEL and MURPHY, Circuit Judges.
BRISCOE, Circuit Judge.
Plaintiffs Coalition for Equal Rights, Inc. (Coalition) and Shari Warren, d/b/a
Spirit Keeper, appeal from the district court’s grant of summary judgment in favor of the
Governor of the State of Colorado and other Colorado state officials on plaintiffs’ claims
challenging the constitutionality of Colorado’s Clean Indoor Air Act. We exercise
jurisdiction pursuant to 28 U.S.C. § 1291 and affirm.
I.
The Colorado Clean Indoor Air Act
On March 27, 2006, the Colorado legislature enacted, and then-Governor Bill
3
Owens signed into law, the Colorado Clean Indoor Air Act (CCIA), Colo. Rev. Stat. § 25-
14-201, et seq. By its own terms, the CCIA became effective on July 1, 2006.
The Colorado legislature offered the following rationale for enacting the CCIA:
The general assembly hereby finds and determines that it is in the best
interest of the people of this state to protect nonsmokers from involuntary
exposure to environmental tobacco smoke in most indoor areas open to the
public, public meetings, food service establishments, and places of
employment. The general assembly further finds and determines that a
balance should be struck between the health concerns of nonconsumers of
tobacco products and the need to minimize unwarranted governmental
intrusion into, and regulation of, private spheres of conduct and choice with
respect to the use or nonuse of tobacco products in certain designated public
areas and in private places. Therefore, the general assembly hereby
declares that the purpose of [the CCIA] is to preserve and improve the
health, comfort, and environment of the people of this state by limiting
exposure to tobacco smoke.
Colo. Rev. Stat. § 25-14-202 (“Legislative declaration”).
Consistent with this legislative declaration, the CCIA provides that, “in order to
reduce the levels of exposure to environmental tobacco smoke, smoking shall not be
permitted and no person shall smoke in any indoor area . . . .” Colo. Rev. Stat. § 25-14-
204(1). The CCIA expressly exempts from this general prohibition a variety of indoor
areas including, of relevance here, “airport smoking concession[s],” id. § 25-11-205(1)(f),
which it defines as
a bar or restaurant, or both, in a public airport with regularly scheduled
domestic and international commercial passenger flights, in which bar or
restaurant smoking is allowed in a fully enclosed and independently
ventilated area by the terms of the concession.
Id. § 25-14-203(1).
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In addition to its general prohibition on smoking in indoor areas, the CCIA also
makes it unlawful for (1) “a person who owns, manages, operates, or otherwise controls
the use of” any indoor premises subject to the CCIA “to violate any provision” of the
CCIA, and (2) “a person to smoke in an area where smoking is prohibited” by the CCIA.
Colo. Rev. Stat. § 25-14-208(1), (2). Violations of these provisions are considered “class
2 petty offense[s]” under Colorado law and are penalized with escalating fines (from
$200 to $500). Id. § (3).
The district court proceedings
The Coalition is a nonprofit Colorado corporation that represents the interests of its
more than five hundred members, who include independent bar and tavern owners,
bowling alleys, billiard halls, bingo parlors, military service clubs, restaurants, liquor
stores, fraternal orders, trade associations, professional air cleaners, amusement device
retailers, and individual citizens. Shari Warren is a Colorado citizen who owns and
operates the Spirit Keeper, a tavern located in Black Forest, Colorado, that is licensed to
serve alcoholic beverages.
On June 15, 2006, plaintiffs Coalition and Warren filed this action against the
Governor of the State of Colorado and other Colorado state officials challenging the
constitutionality of the CCIA. In pertinent part, plaintiffs alleged that the CCIA violated
their rights under the Equal Protection Clause of the Fourteenth Amendment to the United
States Constitution and their right to equal protection implicit in the Due Process Clause
of the Colorado Constitution because it prohibited indoor smoking in the establishments
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owned, operated and/or serviced by plaintiffs, yet granted an exemption from the
prohibition to airport smoking concessions.1 The parties subsequently filed cross motions
for summary judgment, and, on October 19, 2006, the district court issued an order
denying plaintiffs’ motion for summary judgment, granting defendants’ motion for
summary judgment, and dismissing the action.
II.
In their appeal, plaintiffs challenge the district court’s grant of summary judgment
on their equal protection claims.2 We review de novo the district court’s grant of
1
Plaintiffs’ equal protection claims also cited the then-existing CCIA exemption
for licensed casinos. Because that exemption has since been eliminated by the Colorado
legislature, those portions of plaintiffs’ claims have been rendered moot. E.g., U. S.
Dep’t of Treasury v. Galioto, 477 U.S. 556, 559-60 (1986) (concluding that equal
protection challenge to federal firearms statute treating certain felons more favorably than
former mental patients was moot after Congress amended statute to eliminate
discrimination).
2
In the “Summary of Argument” section of their opening appellate brief, plaintiffs
state that enforcement of the CCIA has resulted in violations of “the Equal Protection
Clause of the Fourteenth Amendment to the U.S. Constitution and equal protection
implicit in Article II, § 25, of the Colorado Constitution, that is, its due process provision,
and violation of the ‘special legislation’ clause of Article V, § 25 of the Colorado
Constitution.” Aplt. Br. at 13. In the remainder of their brief, however, plaintiffs focus
almost exclusively on their equal protection claims. Indeed, the only reference in the
remainder of their brief to any other claim is the two-sentence concluding paragraph that
suggests, in passing, that the CCIA runs afoul of Article V, § 21 of the Colorado
Constitution, which mandates that bills contain only one subject as expressed in the title
of the legislation. To the extent plaintiffs intended to appeal the district court’s grant of
summary judgment on issues other than their equal protection claims, we summarily
affirm the district court’s ruling.
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summary judgment. Hoffmann-Pugh v. Keenan, 338 F.3d 1136, 1138 (10th Cir. 2003).
Likewise, we review de novo challenges to the constitutionality of a statute. Id. at 1138-39.
The Equal Protection Clause of the Fourteenth Amendment mandates that “[n]o
State shall . . . deny to any person within its jurisdiction the equal protection of the laws.”
U.S. Const. amend. XIV, § 1. “This provision creates no substantive rights,” and instead
“embodies a general rule that States must treat like cases alike but may treat unlike cases
accordingly.” Vacco v. Quill, 521 U.S. 793, 799 (1997). In other words, “[t]he Equal
Protection Clause does not forbid classifications. It simply keeps governmental
decisionmakers from treating differently persons who are in all relevant respects alike.”3
Nordlinger v. Hahn, 505 U.S. 1, 10 (1992).
Unless a statute being challenged on equal protection grounds “jeopardizes
exercise of a fundamental right or categorizes on the basis of an inherently suspect
characteristic,” id., it will be “presumed to be valid and will be sustained if the
classification drawn by the statute is rationally related to a legitimate state interest,” City
of Cleburne v. Cleburne Living Ctr., 473 U.S. 432, 440 (1985). Moreover, the Supreme
Court, by its own admission, “allows the States wide latitude” “[w]hen social or
economic legislation is at issue,” id., and “ha[s] been most likely to apply rational basis
review to hold a law unconstitutional under the Equal Protection Clause where . . . the
3
As noted by defendants, equal protection analysis under the Colorado
Constitution appears to be identical to equal protection analysis under the United States
Constitution. E.g., People v. McKnight, 617 P.2d 1178, 1185-86 (Colo. 1980). Thus, our
analysis of plaintiffs’ claim under the Equal Protection Clause of the United States
Constitution controls their similar claim under the Colorado Constitution.
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challenged legislation inhibits personal relationships,” Lawrence v. Texas, 539 U.S. 558,
580 (2003), (O’Connor, J., concurring).
In light of these principles, it is beyond dispute that the State of Colorado must be
afforded wide latitude in its decision to distinguish between the establishments owned,
operated, and/or serviced by plaintiffs and the airport smoking concessions that are
currently exempted from the CCIA. The CCIA involves social legislation, does not
jeopardize the exercise of any fundamental rights, and in no way categorizes on the basis
of inherently suspect characteristics. See Castaways Backwater Café, Inc. v. Fla. Dep’t of
Bus. & Prof’l Regulations Div., 214 F. App’x. 955, 956 (11th Cir. 2007) (reaching same
conclusion with respect to Florida Clean Indoor Air Act).
The district court concluded, and we agree, that the State of Colorado has offered a
rational basis for its distinction between airport smoking concessions and the
establishments owned, operated, and/or serviced by plaintiffs. To begin with, the State
notes that all qualifying airport smoking concessions under the CCIA are located within
the Denver International Airport (DIA) because it is the only airport within the State of
Colorado that offers regularly scheduled domestic and international commercial
passenger flights. In turn, the State notes that, in contrast to the patrons of plaintiffs’
establishments, “the vast majority of DIA visitors are nonresidents of Colorado, in the
state for only a few minutes or hours while waiting for a connecting flight.” Aple. Br. at
12. Further, the State notes, those DIA visitors who are smokers would, without the
availability of airport smoking concessions, “have no options as to where they can
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smoke,” id. at 7, because they “have no real opportunity or ability to travel to a location
outside the DIA area,” id. at 21. This obviously contrasts with most, if not all, of the
patrons of plaintiffs’ establishments, who, even with the enactment of the CCIA, have
various options as to where they can smoke. Lastly, the State notes that the smoking
lounges at DIA, in contrast to plaintiffs’ establishments, “are owned and operated by the
City and County of Denver, a home rule city and county that has independent authority to
take action to protect the public from secondhand smoke in city-owned facilities, which it
has done.” Id. at 12-13 (citing Denver Municipal Code § 24-301, et seq. (2006)).
In their appeal, plaintiffs do not seriously dispute any of these bases for distinction.
Instead, they contend the district court “erred by applying a toothless and, in fact,
erroneous rational basis test” in analyzing and rejecting their equal protection claims.
Aplt. Br. at 13. More precisely, plaintiffs complain that the district court examined only
whether the distinctions drawn by the Colorado legislature in the CCIA were “irrational
and completely unrelated to any conceivable policy goal.” Order at 10. According to
plaintiffs, the rational basis test, properly formulated and applied, asks whether the
classification at issue has “‘a fair and substantial relation to the object of the legislation . .
. .’” Aplt. Br. at 17 (quoting Johnson v. Robison, 415 U.S. 361, 374 (1974)).
Although the plaintiffs have accurately quoted the language from the Supreme
Court’s 1974 decision in Johnson, that language does not correctly represent the Court’s
current view of the rational-basis standard, nor, does it appear, that it ever represented the
controlling standard. In United States Railroad Retirement Board v. Fritz, 449 U.S. 166
9
(1980), the Court reviewed its “pronouncements in this area” from the period of 1911
through 1980, and acknowledged that the standards it had applied “ha[d] not been
altogether consistent . . . .” Id. at 174; see id. at 176 n. 10 (“The most arrogant legal
scholar would not claim that all of these cases[, i.e., from 1911 through 1980,] applied a
uniform or consistent test under equal protection principles.”). In doing so, the Court
noted that it had at times applied an extremely deferential formulation of the standard
(asking only whether any state of facts reasonably could be conceived that would sustain
the legislation), and at other times had employed the “fair and substantial relation to the
object of the legislation” standard (i.e., the one being promoted by plaintiffs in this
appeal). Id. at 174-75 (citing F.S. Royster Guano Co. v. Virginia, 253 U.S. 412, 415
(1920) (employing the “fair and substantial relation” standard)). Importantly, the Court
clarified the issue by holding that, where social or economic regulations are at issue, the
proper rational-basis test is the more deferential one that asks simply whether there are
plausible reasons for the legislative action. Id. at 176-79. Further, none of the Court’s
post-Fritz cases have disturbed, or otherwise placed into doubt, this clarification.4 Thus,
4
Indeed, in its post-Fritz cases, the Court appears to have confined the “fair and
substantial relation” test to those equal protection cases requiring “heightened review,”
rather than rational-basis review. E.g., United States v. Virginia, 518 U.S. 515, 591 n.6
(1996) (Scalia, J., dissenting) (noting that the “substantial relationship” standard is
utilized in “intermediate scrutiny,” rather than under rational basis review); Cleburne, 473
U.S. at 441 (noting that heightened equal protection review examines whether the
restrictions or classifications at issue “‘are substantially related to a legitimate state
interest’” (quoting Mills v. Habluetzel, 456 U.S. 91, 99 (1982))).
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plaintiffs are mistaken in suggesting that the “fair and substantial relation” test is the
controlling rational-basis standard.
In sum, we conclude that the district court applied a proper formulation of the
rational-basis test. We further conclude, as did the district court, that the Colorado
legislature, by exempting airport smoking concessions from the CCIA’s operation,
rationally distinguished those concessions from the majority of other indoor facilities in
the state that are open to the public, including the establishments owned, operated, and/or
serviced by plaintiffs.
The judgment of the district court is AFFIRMED.
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