NOT RECOMMENDED FOR PUBLICATION
File Name: 10a0530n.06
FILED
No. 08-5373 Aug 19, 2010
LEONARD GREEN, Clerk
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
JUAN A. HILL, )
)
Petitioner - Appellant, )
) ON APPEAL FROM THE UNITED
v. ) STATES DISTRICT COURT FOR THE
) EASTERN DISTRICT OF TENNESSEE
HOWARD CARLTON, Warden, )
)
Respondent - Appellee. )
)
Before: GILMAN and WHITE, Circuit Judges; and THAPAR, District Judge.*
AMUL R. THAPAR, District Judge. A state-court jury convicted Juan A. Hill of rape of
a child, and the trial court sentenced him to thirty-five years in prison. The Tennessee courts
affirmed his conviction and sentence on direct review and denied post-conviction relief. Hill then
sought a writ of habeas corpus, which the district court denied. We affirm.
I.
On May 16, 1994, the daughter of Hill’s girlfriend was raped. At that time, Hill lived with
his girlfriend and her daughter. About a month later, on June 17, 1994, Hill provided police with
a written statement, where he stated that on the night of the offense Hill was almost asleep when the
victim (seven years old at the time) climbed on top of him and began moving his penis with her
*
The Honorable Amul R. Thapar, United States District Judge for the Eastern District of Kentucky,
sitting by designation.
No. 08-5373
Hill v. Carlton
vagina. According to Hill, when he woke up he pushed the victim off of him and told her to go to
bed.
On June 21, 1994, Hill made an unsolicited telephone call to Sergeant Debbie Barron. Hill
told Sergeant Barron that he had been under the influence of sleeping pills when he made his written
statement and that the statement was not true. Instead, he told Sergeant Barron that the victim
crawled on top of him and gave him a hug, but denied that she started moving on him or that he had
an erection. At trial, however, Hill testified that he was out with the victim’s mother on the night
of May 16, 1994, and he was never alone with the victim. The jury did not buy his story and
convicted him.
Thereafter, the trial court sentenced him to thirty-five years in prison, and the Tennessee
Court of Criminal Appeals affirmed his conviction. The Tennessee Supreme Court denied Hill’s
application for permission to appeal.
On July 9, 1999, Hill filed a pro se application for state post-conviction relief and moved for
appointment of counsel. After some delay, the trial court appointed Hill new counsel and granted
him an evidentiary hearing on his claim that trial counsel Frederick Lance was ineffective because
counsel failed to present an alibi defense. After the hearing, the trial court denied Hill’s petition for
post-conviction relief, finding that Hill had not shown prejudice under Strickland v. Washington, 466
U.S. 668 (1984).
Hill, still represented by counsel, appealed the trial court ruling to the Tennessee Court of
Criminal Appeals on April 15, 2005. Hill appealed only the ineffective-assistance claim regarding
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his alibi and an alleged violation of the Post Conviction Procedure Act. Then, on July 26, 2005, Hill
submitted a pro se supplemental brief appealing his remaining claims. The Tennessee Court of
Criminal Appeals returned Hill’s supplemental filing without a formal response. The court later
denied Hill’s petition, addressing only the two claims raised by counsel and not the pro se claims.
In November 2005, Hill filed a federal petition for habeas corpus, which raised nine claims
for relief. The district court denied the petition because Hill had procedurally defaulted several
claims and the remainder failed on the merits. The district court granted a certificate of appealability
on three claims. We granted Hill’s motion to expand the certificate to include four additional claims.
He abandoned one claim in this appeal.
II.
Hill argues that his counsel provided constitutionally ineffective assistance at trial by failing
adequately to investigate and present his alibi evidence. Hill claims that the Tennessee courts
unreasonably applied Strickland, but he does not explain how they did so. Instead, Hill basically
argues that he believes the Tennessee courts erred. That, however, is not the proper issue on habeas
review. As the Supreme Court has made clear, post-AEDPA, federal courts are not performing de
novo review or providing a second bite at the apple. See Renico v. Lett, 130 S. Ct. 1855, 1862
(2010); 28 U.S.C. § 2254(d). Rather, we simply look at whether the state court’s application of
Strickland was “objectively unreasonable.” Id. (citing Williams v. Taylor, 529 U.S. 362, 409
(2000)). It was not. Indeed, even were we performing de novo review, we would affirm since the
Tennessee courts correctly concluded that Hill’s counsel was not ineffective.
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To prevail, Hill must show that his “counsel made errors so serious that counsel was not
functioning as the ‘counsel’ guaranteed by the Sixth Amendment,” and “there is a reasonable
probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been
different.” Strickland, 466 U.S. at 687, 694. Hill fails because he cannot show that the alleged
mistakes prejudiced him. See id. at 697 (if prejudice is absent, there is no need to examine
allegations of deficient performance). The trial court conducted an evidentiary hearing on the
ineffective-assistance claim. Hill testified about his potential alibi witnesses (one would have
testified that “he was there that night” and two others saw Hill out at some point on the night of May
16, 1994). But none of the alibi witnesses testified at the hearing. The Tennessee Court of Criminal
Appeals noted that without knowing what the alibi testimony would have been, the state court could
not assess how reasonable jurors would react to it, and therefore could not find that the omission of
the testimony prejudiced Hill. This comports with our federal standard of review. See Avery v.
Prelesnik, 548 F.3d 434, 439 (6th Cir. 2008) (“To evaluate a claim of prejudice, the court must
assess how reasonable jurors would react to the additional alibi testimony had it been presented.”).
Thus, the Tennessee Court of Criminal Appeals properly applied federal law under Strickland.
Strickland also instructs that “a verdict or conclusion only weakly supported by the record
is more likely to have been affected by errors than one with overwhelming record support.”
Strickland, 466 U.S. at 696. But Hill did not submit the trial court record to the Tennessee Court of
Criminal Appeals so that it could consider the strength of the evidence against him. Nor did he
submit the record with his habeas petition. Because Hill failed to put forth evidence of prejudice,
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Hill v. Carlton
the Tennessee Court of Criminal Appeals held that it could not find ineffective assistance. The state
appellate court also noted that the verdict was well-supported by the limited trial court record before
it. At trial, Hill testified that he was out with the victim’s mother on May 16, 1994. But the state
introduced Hill’s two prior statements to law enforcement, both of which put him at home with the
victim on May 16, 1994. On these grounds, the Tennessee Court of Criminal Appeals found that
Hill could not show prejudice. Our own review of the trial evidence supports the trial court’s
finding. Although Hill testified that he was with the victim’s mother at the time of the crime, she
did not testify on his behalf. On cross-examination, Hill’s credibility was impeached with his prior
felony convictions. Reasonable jurors would have compared any alibi testimony with the other
evidence against Hill.
In his appeal before us, Hill still fails to offer any explanation as to how trial counsel could
have reconciled an alibi defense with Hill’s own statements putting him at the scene. Furthermore,
additional evidence presented at the evidentiary hearing supports the finding that an alibi defense
was not reasonably likely to change the outcome of Hill’s trial. As the Tennessee Court of Criminal
Appeals also considered, when Hill had the opportunity at the post-conviction hearing to testify and
explain his written statement, he took a pen and crossed out parts of the statement that he claimed
were not his own words. The portions that Hill did not cross out still put Hill at the scene with the
victim on the night that she was raped. Finally, even if Hill’s alibi witnesses had testified, the
testimony of Hill and his trial counsel at the post-conviction hearing suggests that Hill could not fill
in all the gaps for his whereabouts on the night of the crime. For all of these reasons, the state court
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No. 08-5373
Hill v. Carlton
did not err in its Strickland analysis and did not base its decision on an unreasonable determination
of the facts. Its decision must therefore be upheld.
III.
Hill appeals the district court’s decision that he defaulted on two evidentiary claims by failing
to present them to the Tennessee courts. In his habeas petition, Hill argues that the trial court
violated his due process rights by admitting certain evidence against him: his tape-recorded prior
statements and evidence of his previous convictions. Pet’r Br. at 31-34. In order to exhaust his
state-court remedies under § 2254, Hill “must ‘fairly present’ his claim in each appropriate state-
court (including a state supreme court with powers of discretionary review), thereby alerting that
court to the federal nature of the claim.” Baldwin v. Reese, 541 U.S. 27, 29 (2004) (quoting Duncan
v. Henry, 513 U.S. 364, 365-66 (1995) (per curiam); citing O’Sullivan v. Boerckel, 526 U.S. 838,
845 (1999)) (emphasis added). But before the trial court, Hill stated his evidentiary claims only as
violations of the Tennessee Rules of Evidence.1 Thus, he did not sufficiently present a federal claim
for exhaustion purposes. Stanford v. Parker, 266 F.3d 442, 451 (6th Cir. 2001) (“Merely raising an
issue as a matter of state law will not satisfy the exhaustion requirement.” (citing Riggins v.
McMackin, 935 F.2d 790, 792-93 (6th Cir. 1991))).
1
Hill stated his evidentiary claims on direct appeal as follows: “[h]ere the trial court’s refusal to
curtail the States’ [sic] questioning of the appellant concerning his prior criminal conduct created a great
danger of confusing the issues, was not probative of the allegations for which the appellant was being tried,
and in any event was greatly outweighed by its prejudicial effect and should have been prohibited under
Tennessee Rule of Evidence, 403.” Brief on Direct Appeal at 5. “Appellant’s use of drugs, history of being
molested, and the existence of a prior criminal record are irrelevant and should have been excluded (Rule
402, Tenn. R. Evid.). . . . [B]y allowing this tape to be played, the trial court put the appellant in the position
of having to confront highly prejudicial evidence which would not have come in except for limited
purposes.” Id. at 9.
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Hill v. Carlton
We have, in the past, noted certain actions that a petitioner can take to present his federal
claims to the state courts. Pudelski v. Wilson, 576 F.3d 595, 605-06 (6th Cir. 2009) (citing McMeans
v. Brigano, 228 F.3d 674, 681-82 (6th Cir. 2000)). Hill could have: (1) relied upon federal or state
cases employing federal constitutional analysis; (2) phrased the claim in terms of constitutional law
or in terms sufficiently particular to allege a denial of a specific constitutional right; or (3) alleged
facts well within the mainstream of constitutional law. Id. At the state level, Hill never referenced
the Constitution, the Federal Rules of Evidence, or case law as part of his evidentiary claims. His
only basis for challenging both the cross-examination and the admission of the tape-recorded
conversation was that they should have been excluded under Tennessee Rule of Evidence 403
because the evidence’s probative value was substantially outweighed by its prejudicial effects. The
fact that the state rule parallels other federal rules does not alert the court to the federal nature of his
claim. See Baldwin, 541 U.S. at 33-34 (petitioner’s claim that he “had received ‘ineffective
assistance of both trial court and appellate court counsel’” did not clearly present a federal claim
even though ineffective assistance can constitute a Sixth Amendment violation.). Therefore, the
district court properly dismissed Hill’s evidentiary claims on procedural grounds.
IV.
Hill also challenges the district court’s conclusion that he procedurally defaulted three of his
claims: two for ineffective assistance and one challenging the trial judge’s jury instructions. A
habeas petitioner procedurally defaults a claim if: (1) the petitioner fails to comply with a state
procedural rule; (2) the state courts enforce the rule; (3) the state procedural rule is an adequate and
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No. 08-5373
Hill v. Carlton
independent state ground for denying review of a federal constitutional claim; and (4) the petitioner
cannot show cause and prejudice excusing the default. See Maupin v. Smith, 785 F.2d 135, 138 (6th
Cir. 1986) (citations omitted).
Although Hill raised these three claims to the trial court in his post-conviction petition, he
did not properly appeal their denial. Hill’s counsel appealed two other claims through a timely filed
brief. Hill then attempted to submit a supplemental pro se brief to the court that raised the remaining
trial-court claims, including the three claims at issue here. The state court returned Hill’s
supplemental filing without any formal explanation; the parties do not dispute that his pro se petition
was rejected. When it denied Hill’s petition, the Tennessee Court of Criminal Appeals addressed
only the two claims raised by counsel.
According to the respondent, Tennessee has a long-established procedural rule that a
petitioner cannot simultaneously proceed with counsel and pro se. A state procedural rule precludes
federal habeas corpus review when it involves a “firmly established and regularly followed” state
practice. Ford v. Georgia, 498 U.S. 411, 423-24 (1991) (citing James v. Kentucky, 466 U.S. 341,
348-51 (1984)). Hill disputes the existence of such a Tennessee procedural rule. Pet’r Br. at 23-28.
Hill also argues that a procedural rule must be established by law or through the state’s rule-making
procedures. See id. at 3-6 (“[C]ourts in Tennessee cannot by judicial fiat create procedural rules.”).
Despite the Tennessee rule-making procedures Hill cites, this argument fails. Judicially created rules
can, and often do, procedurally bar habeas review. See Ford, 498 U.S. at 418 (“We granted certiorari
to decide whether the rule of procedure laid down by the Supreme Court of Georgia in Sparks was
8
No. 08-5373
Hill v. Carlton
an adequate and independent state procedural ground that would bar review of petitioner’s Batson
claim.” (citation omitted)); Smith v. Texas, 550 U.S. 297, 312-13 (2007) (considering the application
of a rule created by the Texas courts as a procedural bar (citations omitted)).
Tennessee courts have consistently restricted defendants from “representing themselves while
simultaneously being represented by counsel.” Williams v. State, 44 S.W.3d 464, 469 (Tenn. 2001)
(citations omitted). The rule that “[a]ppellant had the right either to be represented by a lawyer or
to represent himself” and that “appellant cannot have it both ways” goes back to at least 1976.
Meehan v. State, No. 01C01-9210-CR-00311, 1993 WL 207646, at *4 (Tenn. Crim. App. June 11,
1993) (citing State v. Melson, 638 S.W.2d 342, 359 (Tenn. 1982); State v. Burkhart, 541 S.W.2d
365, 371 (Tenn. 1976)). Hill contends that since the procedural rule comes from Burkhart, which
originally applied it in the trial-court context, it does not apply to post-conviction proceedings. He
further argues that even if there was such a valid procedural rule at some point, it was not clearly
established in 2005. Tennessee courts, however, have consistently applied Burkhart’s rule to post-
conviction pro se briefs2 and to claims raised on appeal.3 Thus, the Tennessee rule is firmly
2
See, e.g., Beasley v. State, No. W2006-01844-CCA-MR3-PC, 2007 WL 2376330, at *4 (Tenn. Crim.
App. Aug. 20, 2007) (declining to address the claims presented pro se because “[i]t is well settled that a party
may not proceed simultaneously through counsel and pro se.”); Combs v. State, No.
E2006-01241-CCA-R3-PC, 2007 Tenn. Crim. App. LEXIS 706, at *3 (Tenn. Crim. App. Aug. 21, 2007)
(“[D]eclined to consider Petitioner’s supplemental brief because Petitioner was represented by counsel and
counsel filed a timely brief on Petitioner’s behalf for the Court’s consideration.”); Holmes v. State, No.
W2003-02712-CCA-R3PC, 2004 WL 2599637, at *4 (Tenn. Crim. App. Nov. 15, 2004) (“Although
represented by counsel, the petitioner filed a pro se brief with this court, as well as several exhibits.
However, because he continues to be represented by counsel, we will limit our analysis to the brief and
argument filed by counsel.”); Bilby v. State, No. M2003-01754-CCA-R3-CO, 2004 WL 431485, at *1 n.1
(Tenn. Crim. App. Mar. 9. 2004) (“There is no right at trial or on appeal to ‘hybrid representation,’ i.e.,
permitting both the defendant and counsel to participate in the defense”); Drinnon v. State, No.
E2002-00998-CCA-R3-PC, 2003 WL 21099623, at *3 n.1 (Tenn. Crim. App. May 14, 2003) (“We construed
9
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Hill v. Carlton
established and regularly followed in this context. The rule does not rely on federal law and exists
as an independent and adequate state ground for rejecting Hill’s pro se supplemental brief—thus
satisfying both the first and third Maupin requirements. See Coleman v. Thompson, 501 U.S. 722,
730-34 (1991) (explaining that a state procedural rule is independent and adequate when it does not
have a basis in federal law).
Hill argues that the rule is discretionary and that there have been cases where the state has
accepted pro se briefs from parties represented by counsel. There are exceptional circumstances in
which Tennessee courts have allowed hybrid representation. See Smith v. State, 757 S.W.2d 14, 16
the petitioner’s submission as a motion for permission to file a supplemental brief with supporting
documents, and we denied it as such on the basis that a party may not proceed pro se in this court while also
represented by counsel.”); Williams, 44 S.W.3d at 469; Jackson v. State, No. W2001-00901-CCA-R3-PC,
2001 WL 1381273, at *2 n.1 (Tenn. Crim. App. Nov. 7, 2001) (“In addition to the brief filed by counsel, the
petitioner filed a pro se brief. Because it has long been the rule that a criminal defendant may not be
represented by counsel in this court and simultaneously proceed pro se, this brief was ordered to be stricken
from the record.” (citation omitted)); Leath v. State, No. 02C01-9801-CR-00032, 1999 WL 544649, at *5
(Tenn. Crim. App. July 27, 1999) (“[S]ince Petitioner is represented by appointed counsel, and was at the
time of filing, his ‘amended pro se petition’ will not be considered by this Court.”); Harris v. State, No.
03C01-9611-CR-00410, 1998 WL 191441, at *18 (Tenn. Crim. App. Apr. 23, 1998) (“The petitioner filed
a pro se brief in support of his post-conviction counsel’s claims. If a person is represented by counsel,
however, he has no right to proceed pro se. . . . These issues are waived.”); Campbell v. State, No.
01C01-9409-CR-00321, 1995 WL 328862, at *2 (Tenn. Crim. App. June 1, 1995) (“Initially, we note that
the petitioner may not file a pro se amended brief when he is represented by counsel. Once counsel is either
retained or appointed, the petitioner loses his right to file pro se pleadings.”); Meehan, 1993 WL 207646,
at *3.
3
See, e.g., Wallace v. State, 121 S.W.3d 652, 655 (Tenn. 2003) (citing Burkhart and affirming the trial
court’s refusal to consider pro se motion for new trial because the defendant was still represented by
counsel); State v. Saavedra, No. M2004-02889-CCA-R3-CD, 2006 WL 618299, at *32 (Tenn. Crim. App.
Mar. 13, 2006) (“[I]t has long been our rule that a Defendant has no right to be represented by counsel in this
Court and simultaneously proceed pro se”); State v. Porter, No. M2004-00444-CCA-R3-CD, 2005 WL
1378771, at *1 n.2 (Tenn. Crim. App. June 9, 2005) (“It has long been the rule that an Appellant may not be
represented by counsel and simultaneously proceed pro se. The Appellant’s pro se motion to supplement
his argument is, therefore, denied.” (citation omitted)).
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(Tenn. Crim. App. 1988) (“It is entirely a matter of grace for a defendant to represent himself and
have counsel, and such privilege should be granted by the trial court only in exceptional
circumstances.” (quoting Melson, 638 S.W.2d at 359)). Occasional exceptions, however, do not call
a rule’s validity into question. See Scott v. Mitchell, 209 F.3d 854, 869 (6th Cir. 2000) (“These cases
do indicate that the Ohio Supreme Court . . . on occasion, has relaxed its enforcement of default.
They do not, however, indicate that Ohio reserves so much leeway in capital cases that we are
justified here in ignoring its sovereign decision founded upon its own procedural rule.”); Byrd v.
Collins, 209 F.3d 486, 521-22 (6th Cir. 2000) (stating four examples of waiver of default by state
courts not enough to overcome vast majority of cases enforcing the default (citations omitted)).
Moreover, the Supreme Court recently clarified that “a discretionary state procedural rule can serve
as an adequate ground to bar federal habeas review. Nothing inherent in such a rule renders it
inadequate for purposes of the adequate state ground doctrine.” Beard v. Kindler, 130 S. Ct. 612,
618 (2009). Thus, even if Tennessee courts sometimes accept pro se supplemental briefs along with
briefs filed by counsel, the rule still serves as a procedural bar. As the Court explained, “a
discretionary rule can be ‘firmly established’ and ‘regularly followed’—even if the appropriate
exercise of discretion may permit consideration of a federal claim in some cases but not others.” Id.
(citation omitted).
Under the second Maupin requirement, the state court below must “clearly and expressly
state[ ] that its judgment rest[ed] on a state procedural bar.” Patterson v. Haskins, 316 F.3d 596, 604
(6th Cir. 2003) (quoting Harris v. Reed, 489 U.S. 255, 263 (1989) (citation and internal quotation
11
No. 08-5373
Hill v. Carlton
marks omitted)). The Tennessee Court of Criminal Appeals did not state its reasons for returning
the pro se brief. But, because the state court “is entirely silent as to its reasons for denying requested
relief, we assume that the state court would have enforced any applicable procedural bar.” Bonilla
v. Hurley, 370 F.3d 494, 497 (6th Cir. 2004) (citing Simpson v. Sparkman, 94 F.3d 199, 203 (6th Cir.
1996)). Thus, Hill has defaulted his federal claims in state court pursuant to an independent and
adequate state procedural rule. He does not raise a cause-and-prejudice argument to explain why we
should disregard his default. See Stanford, 266 F.3d at 451 (“Where a petitioner has not fully and
fairly presented a federal claim to the state’s highest court or when state courts have held that
consideration of petitioner’s claim is barred due to the procedural default in state court, a federal
court ordinarily will not consider the merits of that claim unless the petitioner can show cause to
excuse his failure to present the claims appropriately in state court, and actual prejudice as a result.”
(citing Coleman, 501 U.S. at 750; Teague v. Lane, 489 U.S. 288, 298-99 (1989))).
Rather than a cause-and-prejudice argument (under the fourth Maupin requirement), Hill
argues that this circuit and others have allowed state pro se briefs to exhaust for habeas purposes and
urges us to adopt their position. Pet’r Br. at 18-21 (citations omitted). These decisions, however,
are distinguishable. Hill points to Grizell v. Compton as an example from this Circuit. Id. at 21-22;
No. 90-5565, 1990 WL 177374 (6th Cir. Nov. 13, 1990). Grizzell appealed his denial of post-
conviction relief both through counsel and a pro se supplemental brief, and the Tennessee Supreme
Court denied his leave to appeal on all claims. Grizzell, 1990 WL 177374, at *1. On habeas review,
the district court dismissed Grizzell’s petition for failure to exhaust because the Tennessee Supreme
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Hill v. Carlton
Court never considered issues in his supplemental brief. Id. We reversed because issues need only
be presented, and not necessarily considered, for exhaustion purposes—in effect holding that the pro
se claims were exhausted for habeas purposes. But we never addressed procedural default.
Procedural default is an affirmative defense that the state must raise and preserve. Trest v. Cain, 522
U.S. 87, 89-90 (1997) (citations omitted); Whiting v. Burt, 395 F.3d 602, 610 (6th Cir. 2005)
(citations omitted). It was never at issue in Grizzell. Similarly in Southers v. Morgan, although we
ruled that “[e]xhaustion is complete even if the state courts do not address an issue fairly presented
to it,” the procedural default issue was never raised or addressed. See No. 90-6394, 1991 WL 21972,
at *2 (6th Cir. Feb. 21, 1991) (citations omitted).
Along these lines, most of the out-of-circuit cases Hill cites do not deal with a state court’s
application of a procedural bar to pro se supplemental briefs; some in fact, squarely acknowledge
that no such rule exists in that jurisdiction,4 some have a rule specifically allowing hybrid
representation,5 while others do not address a procedural bar at all.6 Thus they do not influence our
4
See, e.g., Kizer v. Uchtman, 165 F. App’x 465, 468 (7th Cir. 2006) (noting that the court was “not
swayed by the State’s single-sentence conclusion that Kizer failed to present his claims to the state courts
because he lacked a right to hybrid representation,” but doing so in the absence of a procedural rule or
policy).
5
See, e.g., Holloway v. Horn, 355 F.3d 707, 716 (3d Cir. 2004) (“Our conclusion that Holloway
exhausted the Batson claim by means of his pro se brief is fully supported by the Pennsylvania Supreme
Court’s practice, at the time of Holloway’s appeal, of considering issues raised pro se even if counseled
briefs were filed.”).
6
See Reid v. Senkowski, 961 F.2d 374, 376 (2d Cir. 1992) (holding that “a supplemental brief, when
properly submitted to the state court, puts that court on notice of the constitutional claims,” although the state
did not dispute that the brief was properly submitted (citation omitted)); McBride v. Estelle, 507 F.2d 903,
904 (5th Cir. 1975) (holding that the petitioner’s pro se brief satisfied exhaustion although the state did not
argue that a procedural rule against pro se briefs existed).
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decision here. Significantly, in Clemmons v. Delo, the Eighth Circuit noted that had there been a
clearly established procedural rule, it may have ruled differently. 124 F.3d 944, 948 n.3 (8th Cir.
1997) (“No rule of court or reported Missouri case of which we are aware specifies the
circumstances under which Missouri appellate courts allow pro se briefs. A state procedural rule
must be regularly adhered to if it is to be an adequate state ground supporting a procedural bar.”
(citations omitted)). To adopt these cases as Hill requests would be to entirely disregard the
procedural rule of the Tennessee state courts.
Finally, Hill points to the Fourth Circuit’s unpublished opinion in Atkins v. Moore, No. 97-
17, 1998 WL 93409 (4th Cir. Mar. 5, 1998). In Atkins, the petitioner—like Hill—presented a
supplemental pro se brief in addition to claims through counsel. Id. at *4 n.6. The South Carolina
Supreme Court denied his petition without explanation. South Carolina does not accept pro se briefs
from petitioners represented by counsel. See id. (citations omitted). But the Fourth Circuit would
not apply the procedural bar because South Carolina had not explicitly done so; it was silent when
denying review. Id. (citing Harris, 489 U.S. at 262-63). This is in contrast, however, to our rule.
If the state court “is entirely silent as to its reasons for denying requested relief, we assume that the
state court would have enforced any applicable procedural bar.” Bonilla, 370 F.3d at 497 (citation
omitted). Thus, given our precedent, there is no reason to follow the Fourth Circuit approach.
The Tennessee Court of Criminal Appeals relied on a clearly established and regularly
followed Tennessee procedural rule when it refused to consider Hill’s pro se supplemental brief. For
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these reasons, we affirm the district court’s decision not to review these particular claims on their
merits.
V.
For the foregoing reasons, we AFFIRM the judgment of the district court.
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HELENE N. WHITE, Circuit Judge, concurring. I write separately to note my discomfort
with the result we reach in section IV. I concur in that section because Hill argues only that case law
supports that he exhausted his claims by filing a pro se brief, and that Tennessee had no clear rule
precluding a petitioner from asserting claims in a pro se supplemental brief while being
simultaneously represented by counsel. He has made no argument based on the cause and prejudice
exception and does not otherwise attack the application of the procedural default rules.
The majority correctly observes that the question whether a claim was presented to the state
courts, i.e., whether it was exhausted, is distinct from the question whether the state court’s rejection
of the claim rests on adequate and independent state law grounds. Regarding the latter question, Hill
only challenges whether Tennessee has a clear rule against hybrid representation on appeal. The
cases cited in footnotes three and four, however, make abundantly clear that such a rule did in fact
exist when the Tennessee courts declined to accept Hill’s pro se submission. Lastly, Bonilla v.
Hurley, 370 F.3d 494 (6th Cir. 2004), does, indeed, preclude reliance on Atkins v. Moore, 139 F.3d
887 (4th Cir. 1998) (unpublished table opinion). Nevertheless, it is troubling that Hill is subject to
a finding of procedural default when he did everything in his power to present the issues to the
Tennessee courts.
16