United States Court of Appeals
For the First Circuit
No. 03-2670
WILFRED W. GREENE, A/K/A "CHIEF EAGLE HEART", ET AL.,
Plaintiffs, Appellants,
v.
THE STATE OF RHODE ISLAND, ET AL.,
Defendants, Appellees.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF RHODE ISLAND
[Hon. William E. Smith, U.S. District Judge]
Before
Torruella and Howard, Circuit Judges,
and DiClerico, Jr.,* District Judge.
Lesley S. Rich, with whom Earl F. Pasbach, were on brief, for
appellants.
Neil F.X. Kelly, Assistant Attorney General, with whom Patrick
C. Lynch, Attorney General, Claire Richards, Special Counsel,
Joseph Carroll, Woonsocket City Hall, Thomas Hefner and Fogarty &
Hefner, were on brief, for appellees.
Katherine J. Barton, Appellate Section, Environment & Natural
Resources Division, U.S. Department of Justice, with whom Elizabeth
A. Peterson, Thomas L. Sansonetti, Assistant Attorney General, and
Suzanne Schaeffer, U.S. Department of the Interior, Office of the
Solicitor, were on brief, for the United States.
February 11, 2005
*
Of the District of New Hampshire, sitting by designation.
TORRUELLA, Circuit Judge. With this appeal, the Seaconke
Wampanoag Tribe and its Chief, Wilfred W. Greene, continue their
efforts to recover a portion of their ancestral lands which they
claim were wrongfully taken from them by European colonists in the
17th century. Plaintiffs-appellants Wilfred W. Greene, "Chief
Eagle Heart," and the Seaconke Wampanoag Tribe, Wampanoag Nation
("the Tribe" or "the Wampanoags") brought suit against defendants-
appellees, the State of Rhode Island ("the State"), the Town of
Cumberland, and the City of Woonsocket ("the Municipalities"),
seeking a declaration that they are the lawful and equitable owners
of approximately thirty-four square miles of land in Rhode Island,
which they claimed was wrongfully taken from the Tribe's ancestors.
The State and Municipalities moved to dismiss the case for failure
to state a claim, see Fed. R. Civ. P. 12(b)(6), contending that the
Tribe's claims were barred by the Rhode Island Indian Claims
Settlement Act ("the Settlement Act"), 25 U.S.C. §§ 1701-1716. The
district court granted the motion to dismiss, and the Tribe now
appeals. We affirm the decision of the district court.
I. Background
A. Settlement Act
In 1978, Congress enacted the Rhode Island Indian Claims
Settlement Act in order to implement the Joint Memorandum of
Understanding ("the JMOU"), H.R. Rep. No. 95-1453, at 25-28 (1978),
reprinted in 1978 U.S.C.C.A.N. 1948, 1962-66, that resolved two
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lawsuits initiated by the Narragansett Indian Tribe ("the
Narragansetts") against the State of Rhode Island and landowners in
Charlestown, Rhode Island where the Narragansetts claimed
aboriginal title to approximately 3200 acres of land. H.R. Rep.
No. 95-1453, at 5; see also Narragansett Tribe of Indians v. S.
R.I. Land Dev. Corp., 418 F. Supp. 798 (D. R.I. 1976); Narragansett
Tribe of Indians v. Murphy, 426 F. Supp. 132 (D. R.I. 1976). Under
the terms of the JMOU and Settlement Act, the State donated
approximately 900 acres of land to the Narragansetts, and the
federal government committed to provide $3.5 million to the
Narragansetts for the acquisition of an additional nine hundred
acres. In exchange, the State sought to dispel all clouds on land
title in Rhode Island caused by Indian claims. In the Settlement
Act, Congress thus ratified any prior transfer of land or natural
resources located anywhere in the State of Rhode Island by the
Narragansetts or any other Indian, Indian tribe, or Indian nation.
25 U.S.C. §§ 1705(a)(1), 1712(a)(1). The Settlement Act also
extinguished any aboriginal title to land involved in such
transfers. Id. §§ 1705(a)(2), 1712(a)(2). The Act limited
challenges to the Settlement by providing that "[n]otwithstanding
any other provision of law, any action to contest the
constitutionality of this subchapter shall be barred unless the
complaint is filed within one hundred eighty days of September 30,
1978." Id. § 1711.
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B. Factual Background
Since the Wampanoags are appealing the district court's
dismissal of their case under Federal Rule of Civil Procedure
12(b)(6), the facts alleged in the Tribe's complaint must be taken
as true. Cruz v. Melecio, 204 F.3d 14, 21 (1st Cir. 2000). These
facts are as follows:
Plaintiffs-appellants the Wampanoag Nation are an Indian
tribe recognized by the Commonwealth of Massachusetts and active in
Rhode Island. The Wampanoags are not, however, a federally
recognized Indian tribe.
According to the plaintiffs' complaint, in June 1643, the
General Court of the New Plymouth Colony created a formal procedure
for the purchase of Indian lands in order to prevent confusion and
controversy over land titles. In 1661, Chief Wamsutta of the
Wampanoags deeded land to Captain Thomas Willett, a colonist who
was authorized by the General Court of New Plymouth to purchase
land from the Indians. This transaction is generally known as the
"North Purchase" and the deed included what is now Attleboro and
North Attleboro, Massachusetts; Cumberland, Rhode Island; and part
of Woonsocket, Rhode Island. This deed reserved "a competent
portion of the land for some of the Natives at Mishanegitatonett1
for to plant and sojourn upon." The Wampanoags contend that this
1
The "Natives at Mishanegitatonett" were members of the Wampanoag
Nation of tribes.
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deed thereby afforded the Tribe a "coexisting right" with the
colonists to use the land.
On July 15, 1663, King Charles II granted the Charter of
Rhode Island and Providence Plantations ("the Charter"), which the
Wampanoags claim annulled all prior claims to Indian lands by right
of discovery or conquest. The Charter recognized the
responsibility of the government to oversee the conveyance of lands
from the Indians. In contrast to other colonies' charters, the
Rhode Island Charter provided that the Indians had title to Indian
lands and that any conveyance from the Indians must be confirmed
and established by royal consent.2
The land that was deeded to Captain Willet in 1661
includes the land at issue here. The Wampanoags describe the
subject land as thirty-four square miles in northeastern Rhode
Island comprised of land from the Pawtucket River along the expanse
running from Pawtucket up to Woonsocket, and moving east to what is
now the border between Rhode Island and Massachusetts. This land
comprises significant portions of what are now Cumberland and
Woonsocket, Rhode Island.
C. The Current Dispute
The Wampanoags contend that they are entitled to occupy
and use the land as it was reserved in the deed to Captain Willet
2
The Charter, including the provision that the Indians had title
to Indian lands, was granted after the Wampanoags transferred the
land in question to Captain Willet in 1661.
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in 1661, because following that transfer, the Tribe never made any
treaties, deeds, or other written agreements that would have
legitimately transferred their rights in the land. In the district
court, the Wampanoags sought a declaration that they are the lawful
and equitable owners of the land in question or, in the
alternative, the award of specified money damages. The State
defended by moving to dismiss the case on the ground that the
Wampanoags' claims are barred by the Settlement Act. In response,
the Wampanoags argued that their claims do not fall within the
scope of the Settlement Act and, if they did, that the Settlement
Act was unconstitutional as applied to their claims. The district
court rejected the Wampanoags' arguments and dismissed the case for
failure to state a claim.
II. Analysis
On appeal, the Wampanoags argue that (1) the district
court erred in considering the Settlement Act as an affirmative
defense in a 12(b)(6) motion to dismiss; (2) the Settlement Act
does not apply to the Wampanoags' claims because their claims are
based on deeded title and therefore are not claims raised by
Indians qua Indians; (3) the Settlement Act does not apply to the
Wampanoags' land claims because the Wampanoags never "transferred"
their deeded interest in land; and (4) the Settlement Act is
unconstitutional.
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We review a district court's grant of a motion to dismiss
pursuant to Rule 12(b)(6) de novo. Calderón-Ortiz v. Laboy-
Alvarado, 300 F.3d 60, 62-63 (1st Cir. 2002). A complaint should
not be dismissed unless it is apparent beyond doubt that the
plaintiff can prove no set of facts in support of his claim that
would entitle him to relief. Conley v. Gibson, 355 U.S. 41, 45-46
(1957). We accept as true the well-pleaded facts in the
Wampanoags' complaint and indulge all reasonable inferences in the
their favor. Calderón-Ortiz, 300 F.3d at 62-63.
A. Conversion of motion to dismiss to summary judgment
The Wampanoag Tribe claims that the district court erred
in considering the State's affirmative defense –- that the
Settlement Act bars the Tribe's land claims –- without converting
the motion to dismiss into one for summary judgment. Federal Rule
of Civil Procedure 12(b) provides that a Rule 12(b)(6) motion to
dismiss for failure to state a claim upon which relief can be
granted shall be converted into a Rule 56 motion for summary
judgment whenever matters outside the pleading are presented to and
relied on by the district court. The Tribe's complaint did not
mention the Settlement Act, and the State first presented the
Settlement Act to the district court in a brief supporting the
State's motion to dismiss. The Wampanoags therefore assign error,
claiming that the court's failure to convert the motion into one
for summary judgment prevented them from introducing evidence
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intended to negate the affirmative defense. We find this challenge
without merit for the following reasons.
In general, courts have interpreted the Rule 12(b)
conversion provision to mean that courts may consider "not only the
complaint but also matters fairly incorporated within it and
matters susceptible to judicial notice" without converting the
motion to dismiss into a motion for summary judgment. In re
Colonial Mortgage Bankers Corp., 324 F.3d 12, 15 (1st Cir. 2003).
Indeed, we have specifically noted that "a court may look to
matters of public record in deciding a Rule (12)(b)(6) motion
without converting the motion into one for summary judgment."
Boateng v. InterAmerican Univ., Inc., 210 F.3d 56, 60 (1st Cir.
2000); see also Watterson v. Page, 987 F.2d 1, 3-4 (1st Cir. 1993).
Such public records clearly include federal statutes, such as the
Settlement Act at issue here. See Pani v. Empire Blue Cross Blue
Shield, 152 F.3d 67, 75 (2d Cir. 1998) ("It is well established
that a district court may rely on matters of public record in
deciding a motion to dismiss under Rule 12(b)(6), including case
law and statutes.").
We have also held that, "[i]n an appropriate case, an
affirmative defense may be adjudicated on a motion to dismiss for
failure to state a claim." Colonial Mortgage, 324 F.3d at 16. An
appropriate case is one in which two conditions are met. First,
"the facts that establish the defense must be definitively
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ascertainable from the allegations of the complaint . . . matters
of public record, and other matters of which the court may take
judicial notice." Id.; Blackstone Realty L.L.C. v. FDIC, 244 F.3d
193, 197 (1st Cir. 2001). As we discussed above, the Settlement
Act is a public record which the court may appropriately consider.
Second, "the facts so gleaned must conclusively establish the
affirmative defense." Colonial Mortgage, 324 F.3d at 16; see also
Blackstone Realty L.L.C., 244 F.3d at 197; 5B Charles Alan Wright
& Arthur R. Miller, Federal Practice and Procedure § 1357, at 708-
32 (3d ed. 2004) (citing numerous cases considering affirmative
defenses on motions to dismiss). Thus, we now proceed to consider
de novo whether, based on the facts pled, the Settlement Act bars
the Wampanoags' claims.
B. Applicability of the Settlement Act
The Wampanoag Tribe claims that the Settlement Act did
not extinguish their rights to the land in question because it
extinguished "aboriginal title" in Rhode Island, and the Tribe
argues they hold something more than aboriginal title to the
disputed land. In addition, the Wampanoags argue that the
Settlement Act does not apply to their claim to the land because
they never transferred their rights in the disputed land.
1. Form of Title
The Tribe claims that the deed generated by the
transaction between the predecessors to the Wampanoag Tribe and
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Captain Willett in 1661 converted their interest in the disputed
land from aboriginal title to either recognized title or fee simple
deeded title. As such, the Tribe argues that their claim to the
disputed land has not been extinguished by the Settlement Act,
which extinguished only Indian land claims by Indians qua Indians.
See H.R. Rep. No. 95-1453, at 12 ("Extinguishment of Indian land
claims is limited to those claims raised by Indians qua Indians,
and is not intended to affect or eliminate the claim of any Indian
under any law generally applicable to Indians as well as non-
Indians in Rhode Island."). The Tribe claims that if the colonists
were given a fee simple in the land then deeded to them by Willett,
the Indians must also have received a fee simple estate to their
Indian reservation, regardless of the nature of their prior
holdings. In the alternative, the Tribe argues that the deed
should be considered a recognized "treaty" title of a reservation
of land to the Indians. Upon reviewing these arguments, we find
that the deed in question does not give the Wampanoag Tribe
recognized title or fee simple title to the land in question.
An Indian tribe establishes aboriginal title by showing
that it has inhabited the land "from time immemorial." Mashpee
Tribe v. Secretary of the Interior, 820 F.2d 480, 481-82 (1st Cir.
1987) (quoting County of Oneida v. Oneida Indian Nation, 470 U.S.
226, 234 (1985)). This right does not have to be traced to a
written document or land grant. Instead, the tribe must show
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"historical evidence of the tribe's long-standing physical
possession" of the land. Zuni Indian Tribe v. United States, 16
Cl. Ct. 670, 671 (1989). The Supreme Court has defined this right
not as a fee simple property right, but rather as a "right of
occupancy which the sovereign [Federal Government] grants and
protects against intrusion by third parties." Tee-Hit-Ton Indians
v. United States, 348 U.S. 272, 279 (1955). This "right of
occupancy may be terminated and such lands fully disposed of by the
sovereign itself without any legally enforceable obligation to
compensate the Indians." Id.
"Specific congressional action . . . is necessary to
'recognize' aboriginal title." Zuni Indian Tribe, 16 Cl. Ct. at
672. Generally recognized title to Indian lands is recognized via
federal treaty or statute. Id. While "[t]here is no particular
form for congressional recognition of Indian right of permanent
occupancy," it is clear that there must be a "definite intention by
congressional action or authority to accord legal rights, not
merely permissive occupation." Tee-Hit-Ton Indians, 348 U.S. at
278-79. There is nothing to indicate any intention by Congress to
grant to the Wampanoags any permanent rights in the lands of Rhode
Island. The Wampanoags are not a federally recognized tribe and
the House Report at the time of the Settlement Act clearly stated
that Congress did not believe there were any possible Indian claims
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in Rhode Island other than those of the Narragansetts. H.R. Rep.
No. 95-1453, at 13.
In addition to recognized title as a result of direct
congressional action, "[i]ndians holding recognized title to land
under a foreign government may retain their title under the United
States Government if such is provided for by international
agreement or treaty." Zuni Indian Tribe, 16 Cl. Ct. at 672. There
is no indication of a treaty or agreement under which the United
States would have retained recognized title for the Wampanoags to
lands which they do not appear to have even occupied at the time
the Union was formed. According to the Tribe's complaint, Captain
Willett was authorized by the General Court of New Plymouth to
negotiate the North Purchase with the Tribe's ancestors. The area
later became a part of the colony of Rhode Island pursuant to the
Charter of King Charles II, dated July, 15, 1663. "[T]he charter
of the crown was considered as indispensable to [the] completion"
of an Indian grant in order for it to "constitute a complete
title." Johnson v. McIntoch, 21 U.S. (8 Wheat.) 543, 603 (1823)
(discussing the Rhode Island Charter granted by Charles II and the
Charter's "sanction [of] a previous unauthorized purchase from
Indians").3 The deed in question was not recorded or tendered to
the Court of New Plymouth until April 10, 1666, when Captain
3
The only Indians specifically mentioned in the Charter are the
Narragansett Indians.
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Willett transferred the conveyance to the court. Then, in 1672,
the transfer was confirmed in the first book of the records of the
Rehoboth North Purchase. The book described the purchased lands,
and confirmed that excepted out of this purchased land was a "Meete
proportion" of lands for the use of the Indians at Sinnichiteconett
(also known as Mishanegitatonett).4 We see nothing in this history
that shows a treaty or international agreement establishing
recognized title for the Wampanoags by the colonial sovereign which
would have been retained by the United States government upon its
formation. For the above reasons, we find that the Wampanoag Tribe
does not have recognized title to the disputed lands.5
We also fail to see any indication that the deed was ever
intended to convey fee simple title to the Indians. As we
4
The "Meete" in "Meete proportion" is the old spelling for the
adjective form of the word meet, which means fitting or proper.
5
It is important to note that even if we had found that the
Wampanoag Tribe has recognized title to the disputed lands, such
recognition would not replace the tribe's aboriginal title, "but
merely grant[] a higher, more permanent property right in addition
to the historical rights derived from longstanding physical
occupation and bring[] into play the 'just compensation' clause of
the Fifth Amendment." Zuni Indian Tribe, 16 Cl. Ct. at 672. In
other words, recognized title becomes a property right within the
meaning of the Fifth Amendment, rather than a mere right of
occupancy, such that its taking by the federal government would
give rise to a right to just compensation.
Even with recognized title, the Wampanoags' land claims would have
been extinguished by the ratification of transfers effected by
section 1712(a) of the Settlement Act, 25 U.S.C. § 1712(a)(1), (3).
The Wampanoags may, however, have had a valid claim for just
compensation if they had brought such a claim within the 180-day
limitations period required by section 1711 of the Act.
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previously noted, the deed reserved "a competent portion of the
land for some of the Natives at Mishanegitatonett for to plant and
sojourn upon." This is the same as saying that Captain Willet took
ownership to all of the land, including underlying fee title to the
Indian land that was reserved so that the Wampanoags' ancestors
could continue to occupy and use the land.
What the Wampanoags do have is a right that appears to
fall somewhere between aboriginal title and recognized title. As
we noted, recognized title is not completely separate from and a
replacement of aboriginal title, but rather lends a more permanent
property right to the holder of aboriginal title, resulting in a
right to compensation under the Fifth Amendment if the property is
taken. Zuni Indian Tribe, 16 Cl. Ct. at 672. The Wampanoag Tribe
had aboriginal title to the land at the time of its negotiations
with Captain Willet in 1661, based on their historical presence and
use of the land. While the Tribe argues that the Charter provided
them with greater title, this cannot be, because the Charter was
not granted until two years after the transaction creating the
deed. We agree with the district court that the deed "did not
alter the aboriginal status of the Wampanoags' interest in the
land." Greene v. Rhode Island, 289 F. Supp. 2d 5, 11 (D. R.I.
2003). The deed merely reserved for the Wampanoags a portion of the
land over which they would continue to have aboriginal title and
could continue to use as they had from time immemorial.
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2. Whether the land was transferred
In its complaint, the Wampanoag Tribe sought, among other
things, possession of the subject land, damages, disgorgement of
any unjust enrichment as a result of the illegal taking of the
subject lands, and a declaration that the State authorized the
taking of the subject lands from the ancestors of the Tribe in
violation of federal and state common law and in violation of the
Indian Trade and Intercourse Act ("the Indian Nonintercourse Act"),
25 U.S.C. § 177. On appeal, the Tribe reasserts that the
Settlement Act does not bar their claims to the subject land
because the Tribe's right to use and occupy the land was never
transferred. The State maintains that the Settlement Act
extinguished the Tribe's claims because the land can be found to
have been "transferred" under the Settlement Act's broad definition
of a "transfer." We find that the provisions of the Settlement Act
bar the Tribe's land claims.6
a. Form of Title
In provisions pertinent to this dispute, the Settlement
Act provides for the ratification of various transfers of land and
natural resources, extinguishment of aboriginal title, and the
elimination of any further Indian claims arising subsequent to the
transfer to land and natural resources in Rhode Island.
6
We do not find it necessary to consider issues of abandonment of
the property and adverse possession here.
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Specifically, the Settlement Act ratified "any transfer of land or
natural resources located anywhere within the State of Rhode Island
outside the town of Charlestown from, by, or on behalf of any
Indian, Indian nation, or tribe of Indians" as congressionally
approved as of the date of the transfer. 25 U.S.C. § 1712(a)(1).
The Act also provided for ratification of any transfers of land or
resources located within the town of Charlestown. Id. § 1705
(a)(1). The Settlement Act defines a "transfer" as including, but
not limited to, "any sale, grant, lease, allotment, partition, or
conveyance, any transaction the purpose of which was to effect a
sale, grant lease, allotment, partition, or conveyance, or any
event or events that resulted in a change of possession or control
of land or natural resources." Id. § 1702(j) (emphasis added).
The Act then extinguished any Indian claims of aboriginal
title to all such property as of the date of the transfer. Id.
§§ 1705(a)(2), 1712(a)(2).
The Settlement Act also provided that:
by virtue of the approval of such transfers of
land or natural resources effected by this
subsection or an extinguishment of aboriginal
title effected thereby, all claims against the
United States, any State or subdivision
thereof, or any other person or entity, by any
such Indian, Indian nation, or tribe of
Indians, arising subsequent to the transfer
and based upon any interest in or rights
involving such land or natural resources
(including but not limited to claims for
trespass or claims for use and occupancy),
shall be regarded as extinguished as of the
date of the transfer.
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Id. § 1712(a)(3) (emphasis added).
The Settlement Act included an exception to these
provisions that section 1712 would "not apply to any claim, right,
or title of any Indian, Indian nation, or tribe of Indians that is
asserted in an action commenced in a court of competent
jurisdiction within one hundred and eighty days" of the Settlement
Act's enactment. Id. § 1712(b).
The Wampanoags contend that following the transfer of
land to Captain Willett in 1661, the Tribe never "transferred"
their interest in the remaining portion of land which was reserved
for them in the deed. Therefore, the Wampanoags argue, the
Settlement Act does not apply to their land claim. In bringing
this suit, however, the Wampanoag Tribe has declared that it has
been wrongfully dispossessed of these lands. The Settlement Act's
broad definition of transfer includes a catchall –- "any event or
events that resulted in a change of possession or control," Id.
§ 1702(j) -- which shows Congress's intent to include a situation
such as this one, where the Wampanoags clearly had an Indian claim
to the land long ago and now cease to possess the land. In
addition, the Settlement Act ratified any transfer of land "from,
by, or on behalf of any Indian, Indian nation, or tribe of
Indians." Id. §§ 1705(a)(1), 1712(a)(1) (emphasis added). This
would certainly encompass the Wampanoag Tribe of Indians. We
therefore agree with the district court's conclusion that this
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broad language precludes claims such as those asserted by the
Wampanoags in this case.
The Settlement Act left a brief window in which claims
such as the Wampanoags' could be brought. Id. § 1712(b). However,
because the Wampanoags failed to bring their claims within the 180-
day statute of limitation period provided for in section 1712(b),
they are now barred from asserting the claims presented in this
suit.
C. Constitutional Challenges to Settlement Act
In what appears to be an attempt to avoid the preclusive
effect of the statute of limitations imposed by section 1712(b) of
the Settlement Act, the Wampanoag Tribe claims that the Settlement
Act is unconstitutional to the extent that it extinguishes the
claims of Indians, other than the Narragansett Tribe of Indians, in
Rhode Island. The Tribe asserts a number of different arguments to
this end. First, the Wampanoags argue that the language in the
Settlement Act is not plain and unambiguous, as is required for
Congress to extinguish Indian claims to aboriginal rights. Second,
the Tribe suggests that the Settlement Act is impermissibly unfair
and violates the United States's fiduciary duty to the Wampanoag
Tribe. Third, the Tribe argues that the Settlement Act works an
unconstitutional taking in violation of the Just Compensation
Clause of the Fifth Amendment. Fourth, the Tribe claims that it
received inadequate notice of the Settlement Act's extinguishment
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of its claims, in violation of the Due Process Clause of the Fifth
Amendment. Finally, the Tribe claims that the Settlement Act's
provision for a 180-day statute of limitations on land claims
extinguished by the Act violates due process. The federal
government has intervened in this case to defend the
constitutionality of the Settlement Act.
At the outset, we note that the Settlement Act barred
constitutional challenges filed more than 180 days after
September 30, 1978. Id. § 1711. The Wampanoags' constitutional
challenges to the Settlement Act in this case are therefore nearly
twenty-five years outside the statutory limitations period.
The Settlement Act's purpose is "to remove all clouds on
titles resulting from . . . Indian land claims within the State of
Rhode Island." See 25 U.S.C. § 1701(c). As the D.C. Circuit noted
in Narragansett Indian Tribe v. National Indian Gaming Commission,
"[t]his suggests that Congress intended to ensure that any suits
challenging the validity of the Settlement Act were brought quickly
. . . ." 158 F.3d 1335, 1339 (D.C. Cir. 1998) (comparing the Rhode
Island Settlement Act to the later Alaska Native Claims Settlement
Act, which contains a provision with the same language as the Rhode
Island Act and adds that "[t]he purpose of this limitation on suits
is to insure that, after the expiration of a reasonable period of
time, the right, title, and interest of the United States, the
Natives, and the State of Alaska will vest with certainty and
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finality . . . ." 43 U.S.C. § 1609(a)). In the case at hand, the
Wampanoags seek to revive old land claims and unsettle land titles
in direct contravention of the purpose of the Settlement Act.
Section 1711 bars the constitutional claims put forth by the
Wampanoags in this suit.
The Wampanoags raise several issues in the section of
their brief challenging the constitutionality of the Settlement Act
which do not appear to be grounded in the Constitution. We address
these issues here.
1. Plain and Unambiguous
The Wampanoag Tribe claims that the language of the
Settlement Act is not plain and unambiguous and therefore cannot
effect an extinguishment of Indian title. Despite the fact that
this issue is raised in the section of the Tribe's brief that is
dedicated to the alleged unconstitutionality of the Settlement Act,
the Tribe cites no constitutional provision to this effect, and
indeed there is none. This policy arises in statutory construction
instead.
It is well established that courts will not infer
congressional intent to extinguish Indian claims to aboriginal
rights to land absent plain and unambiguous statutory language
making such an extinguishment. See County of Oneida, 470 U.S. at
247-48; United States v. Santa Fe Pac. R. Co., 314 U.S. 339, 346
(1941). As these cases point out, "it has been the policy of the
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federal government from the beginning to respect the Indian right
of occupancy, which could only be interfered with or determined by
the United States." Id. at 345 (quoting Cramer v. United States,
261 U.S. 219, 227 (1923).
The language of the Act expressly declares that it
applies to "any transfer of land . . . located anywhere within the
State of Rhode Island outside the town of Charlestown from, by, or
on behalf of any Indian, Indian nation, or tribe of Indians." 25
U.S.C. § 1712(a)(1) (emphasis added). In addition, the House
Report on the Settlement Act explained that it provided not only
for "the extinguishment of all land claims of the Narragansett
Tribe," but also for the "extinguishment of all land claims, if
any, within the State of Rhode Island, by any other Indian tribes."
H.R. Rep. No. 95-1453, at 5 (emphasis added). While the Wampanoags
are correct that Congress thought it unlikely that there were other
potential Indian land claims in Rhode Island, Congress could not
have been more clear in its intent to extinguish any Indian claims
to land involved in any transfer by any Indians qua Indians by this
provision.
The Wampanoags incorrectly argue that Oneida requires
that the location of the land to which claims are extinguished must
be denominated in a plain and unambiguous fashion so that the
particular disenfranchised Indians are aware that their claims are
being extinguished. The statutory language at issue in Oneida was
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deemed ambiguous not because it failed to identify specific lands
or Indians, but because it did not clearly express an intent to
extinguish claims. Oneida, 470 U.S. at 247-48. In contrast, here,
the Settlement Act expressly states that Congress "does hereby
approve" any prior land transfers, 25 U.S.C. § 1712(a)(1); that
this statutory provision "shall be regarded as an extinguishment"
of any aboriginal title to land, id. § 1712(a)(2); and that "all
claims against the United States . . . shall be regarded as
extinguished as of the date of the transfer," Id. § 1712(a)(3).
2. Fiduciary Relationship
The Tribe appears to claim that the United States
Congress breached a fiduciary relationship it has with the
Wampanoag Tribe because Congress unfairly compensated the
Narragansett Tribe in the Settlement Act without providing
compensation for the extinguishment of the Indian title of "other
Indians" within the State of Rhode Island. In response to this
argument, the federal government claims that in the absence of
federal recognition of the Wampanoag Tribe, the United States owes
no them no special duty. The United States relies on Miami Nation
of Indians of Indiana, Inc. v. U.S. Dept. of the Interior, 255 F.3d
342 (7th Cir. 2001), and 25 C.F.R. § 83.2, for the proposition that
federal recognition of Indian groups as Indian tribes establishes
a government-to-government relationship with the United States and
is a prerequisite to the protection, services, and benefits of the
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federal government available to Indians. Therefore, the United
States claims it owes no special duty to a group of Indians where
they are not recognized as a tribe by the United States or where
Congress has not expressly imposed such a duty.
It is not completely accurate to say that the United
States has no special duty to Indians who are not recognized as a
tribe. In Miami Nation of Indians, 255 F.3d at 345, the Seventh
Circuit referred to a number of statutes that do require federal
recognition of a tribe before the Indians may partake of the
statutory benefits, including the Indian Self-Determination and
Education Assistance Act of 1975, 25 U.S.C. § 450b(e), and the
Indian Financing Act of 1974, 25 U.S.C. § 1452(c). However, we
have previously found that the Indian Nonintercourse Act, 25 U.S.C.
§ 177, establishes a trust relationship between the United States
and a tribe with respect to protection of the lands of a tribe
covered by the Act, regardless of whether it is federally
recognized. See Joint Tribal Council of the Passamaquoddy Tribe v.
Morton, 528 F.2d 370, 379 (1st Cir. 1975). The Indian
Nonintercourse Act expressly prohibits the conveyance of Indian
lands to unauthorized third parties. 25 U.S.C. § 177. In
Passamaquoddy Tribe, we noted that:
Congress is not prevented from legislating as
to tribes generally; and this appears to be
what it has done in successive versions of the
Nonintercourse Act. There is nothing in the
Act to suggest that 'tribe' is to be read to
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exclude a bona fide tribe not otherwise
federally recognized.
Id. at 377.
While we find that the United States does have a trust
relationship with the Wampanoag Tribe pertaining to land
transactions that are or may be covered by the Indian
Nonintercourse Act, we do not find that the United States breached
its fiduciary duty toward the tribe by failing to compensate the
tribe for extinguishing any remaining aboriginal rights they may
have had to land in Rhode Island. As we noted above, it is well
established that aboriginal title is a mere right of occupancy, the
loss of which is not a compensable taking under the Just
Compensation Clause of the Fifth Amendment. See Tee-Hit-Ton
Indians, 348 U.S. 281 ("No case in this Court has ever held that
taking of Indian title or use by Congress required compensation.").
Accordingly, the United States has not breached its fiduciary duty
to the Wampanoags for failing to compensate the Tribe for the
extinguishment of Indian title.
III. Conclusion
For the reasons stated above, we affirm the district
court's dismissal of the case for failure to state a claim upon
which relief may be granted.
Affirmed.
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