United States Court of Appeals
For the First Circuit
No. 04-2207
ARTUR HARUTYUNYAN,
Petitioner,
v.
ALBERTO R. GONZALES,
ATTORNEY GENERAL OF THE UNITED STATES,
Respondent.
PETITION FOR REVIEW OF AN ORDER
OF THE BOARD OF IMMIGRATION APPEALS
Before
Boudin, Chief Judge,
Selya, Circuit Judge,
and Siler,* Senior Circuit Judge.
Kevin MacMurray on brief for petitioner.
Michael J. Sullivan, United States Attorney, and Jeffrey M.
Cohen, Assistant United States Attorney, on brief for respondent.
September 2, 2005
__________
*Of the Sixth Circuit, sitting by designation.
SELYA, Circuit Judge. The petitioner, Artur Harutyunyan,
a native of Armenia, seeks review of a final order of the Board of
Immigration Appeals (BIA) denying his application for asylum.1
Concluding, as we do, that the BIA's order is supported by
substantial evidence, we deny the petition.
The facts are uncomplicated. In June of 2001, the
petitioner, then twenty years old, entered the United States under
a J-1 visa to embark upon a work-study program. Having been
lawfully admitted, he proceeded (again, lawfully) to acquire B-2
visitor status, which entitled him to remain until April 10, 2002.
The petitioner overstayed his departure deadline and, in
June of 2002, applied for asylum. The Immigration and
Naturalization Service responded by instituting a removal
proceeding. The petitioner conceded removability.
At an ensuing hearing, an immigration judge (IJ) examined
the petitioner's asylum application and the supporting documents
submitted therewith (including the affidavit of an expert in
Armenian politics and the 2002 State Department country report on
human rights practices in Armenia). These exhibits showed a long
history of conflict between Armenia and Azerbaijan. Those historic
1
The petitioner originally sought withholding of removal as
well as asylum. The IJ and the BIA ruled against him with respect
to both claims. In this venue, the petitioner disputes only the
adverse ruling on asylum. His claim for withholding of removal is,
therefore, waived. See Makhoul v. Ashcroft, 387 F.3d 75, 82 (1st
Cir. 2004).
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problems were exacerbated by a war that raged from 1988 to 1994.
During the war, both Armenians residing in Azerbaijan and Azeris
residing in Armenia were confronted with varying degrees of
violence and discrimination. As a result, many of the Azeris who
had resided in Armenia — upwards of 185,000 individuals — fled to
Azerbaijan. These ethnic tensions were heightened in 1998
following the election of a self-proclaimed chauvinist, Robert
Kocharian, as president of Armenia. Notwithstanding these
tensions, a few people of Azeri origin continue to reside in
Armenia.
The petitioner testified against this general background.
In his testimony, he noted that his mother is from Azerbaijan.
Building on that foundation, he alleged that, in early 2001, he
began experiencing attacks upon his person and assaults upon his
financial well-being due to his Azeri ethnicity. He further
alleged that these intrusions constituted ethnic persecution.
The petitioner mentioned three specific events. In
January of 2001, a group of men spouting anti-Azeri ethnic slurs
assaulted him. The men told him that he did not have a right to
live in Armenia. This assault occurred in Yerevan (where the
petitioner lived). The petitioner responded to it by altering his
daily routine; he left home earlier in the morning to travel to
class and he returned from work later at night in order to avoid
unwanted confrontations.
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All was well until an evening in March, when a group of
men accosted the petitioner and struck him with knives and sticks.
The marauders told him that he had been forewarned that violence
would occur unless he and his Azeri relatives left Armenia. This
time, the petitioner suffered significant injuries, which required
a two-day hospital stay.
This incident prompted the petitioner's family to move to
their summer home in rural Ashtarakh, approximately fifteen miles
from Yerevan, in hopes of avoiding future trouble. The petitioner
resided there from March until June of 2001 and regularly attended
school. He experienced no further acts of violence against his
person. On April 24, 2001, however, arsonists burned down his
store in Yerevan. The petitioner testified that the same nucleus
of individuals who had been involved in the two prior assaults also
were involved in the arson.
The petitioner contemporaneously reported each of these
incidents to the police. The incidents were all investigated; one
case was closed for lack of evidence; and nothing has yet been
resolved in connection with the other two incidents. The
petitioner attributes this state of affairs to an unwillingness to
prosecute based on his Azeri ethnicity. He concedes, however, that
the police responded promptly to the news of the first incident,
investigated it, filed a report, and told the petitioner that they
would seek to find the miscreants and bring them to justice. He
-4-
also concedes that, following the second incident, the police again
responded promptly, interviewed the petitioner in his hospital
room, tracked down the perpetrators, and initiated criminal
proceedings against them. These proceedings were pending when the
petitioner absconded. Criminal proceedings also were initiated
against the persons accused of committing the arson.
The arson proved to be the last straw for several of the
petitioner's relatives. His brother and sister-in-law emigrated to
Georgia and his parents moved to Russia. The petitioner claims
that he was unable to accompany either set of relatives because he
had not yet fulfilled Armenia's requirement for military service
(and, thus, could not obtain an exit stamp).2 The petitioner
further testified that he could not meet his military service
obligation because he would be murdered by anti-Azeri army
officers. Faced with this Hobson's choice, the petitioner fled to
the United States.
The IJ found the petitioner's testimony credible as to
the raw facts, but nevertheless denied the application for asylum.
In the IJ's view, the incidents that the petitioner described did
not amount to past persecution.3 The IJ also determined that the
2
It is undisputed that Armenian citizens who wish permanently
to relocate outside of Armenia must obtain such an exit stamp.
3
The parties' briefs indicate that the IJ determined that past
persecution did occur. This interpretation is flawed. While the
IJ stated preliminarily that the described acts "can" be deemed to
be past persecution, she ultimately concluded that "the harm being
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petitioner had failed to demonstrate a well-founded fear of future
persecution. The BIA upheld the IJ's decision without authoring an
independent opinion. This petition for judicial review followed.4
We have jurisdiction under 8 U.S.C. § 1252(b).
When the BIA summarily affirms, this court reviews the
IJ's decision "as if it were the decision of the BIA." Olujoke v.
Gonzáles, 411 F.3d 16, 21 (1st Cir. 2005). Consequently, we focus
the lens of our inquiry on the IJ's asylum determination. We
employ the highly deferential "substantial evidence" standard of
review. See Rodriguez-Ramirez v. Ashcroft, 398 F.3d 120, 123 (1st
Cir. 2005); Makhoul v. Ashcroft, 387 F.3d 75, 79 (1st Cir. 2004).
This means that the IJ's findings of fact must stand "unless any
reasonable adjudicator would be compelled to conclude to the
contrary." 8 U.S.C. § 1252(b)(4)(B).
In order to establish eligibility for asylum, an alien
first must demonstrate that he is a refugee. See id. § 1158(b)(1);
8 C.F.R. § 208.13(a); see also Makhoul, 387 F.3d at 79. An
immigrant is considered a refugee when he or she "is unable or
unwilling to return to, and is unable or unwilling to avail himself
or herself of the protection of, [the native] country because of
investigated by the authorities does not appear to constitute
persecution."
4
Alberto R. Gonzales was sworn in as United States Attorney
General on February 3, 2005. We have therefore substituted
Attorney General Gonzales as the respondent in this matter. See
Fed. R. App. P. 43(c)(2).
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persecution or a well-founded fear of persecution on account of
race, religion, nationality, membership in a particular social
group, or political opinion." 8 U.S.C. § 1101(a)(42)(A). To
attain refugee status, therefore, an asylum applicant must satisfy
two fundamental criteria: he must (i) qualify under one of the
five protected grounds enumerated above and (ii) connect that
ground to a well-founded fear of future persecution. See 8 C.F.R.
§ 208.13; see also Da Silva v. Ashcroft, 394 F.3d 1, 4 (1st Cir.
2005).
Here, the petitioner claims that he experienced bodily
injury and property damage due to his Azeri ethnicity. That
allegation, on its face, satisfies the "protected ground" element.
Still, it is not enough for an asylum applicant to show that he has
suffered harm on account of a protected ground; he also must
satisfy the "well-founded fear" requirement. This entails either
(i) a showing of past persecution (which establishes a rebuttable
presumption of a well-founded fear of future persecution) or (ii)
independent proof of a well-founded fear of future persecution.
See Da Silva, 394 F.3d at 4. Either route requires that the
applicant forge a link between the harm asserted and some
governmental act or omission. See id. at 7; Thomas v. Ashcroft,
359 F.3d 1169, 1179 (9th Cir. 2004).
Here, the IJ held that the petitioner had not
successfully traveled either route. In so holding, she emphasized
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that the petitioner's antagonists were not government actors, that
the Armenian government was responsive to and protective of Azeris
during the relevant time frame, that the violence of which the
petitioner complained was localized in nature, that the petitioner
could return to Armenia free of an objectively reasonable fear of
future attacks, and that his Azeri heritage posed no special danger
in connection with future service in the Armenian military.
Against this mise-en-scène, we first address the
petitioner's claim of past persecution. This claim rests on the
three incidents recounted above. Because the IJ found the
petitioner credible, we accept that those incidents occurred as
described.
Importantly, however, the IJ found that all three
incidents involved the same nucleus of individuals, under the
hegemony of a single ringleader, and that the authorities responded
appropriately on each occasion. These findings are supported by
substantial evidence in the record. Indeed, they are supported by
the petitioner's own testimony. These facts, in turn, adequately
ground the IJ's ultimate conclusion that the three incidents did
not add up to a showing of past persecution.
It is apodictic that, for asylum purposes, "not all
horrific experiences translate into persecution." Rodriguez-
Ramirez, 398 F.3d at 124. The incidents recounted here do not
compel a finding of past persecution. The basic reason is that the
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petitioner has not sufficiently connected them to the Armenian
government.
Although persecution is a term of art that lacks precise
definition in the immigration context, Negeya v. Gonzales, ___ F.3d
___, ___ (1st Cir. 2005) [No. 04-1983, slip op. at 8], persecution
always implies some connection to government action or inaction.
See Roman v. INS, 233 F.3d 1027, 1034 (7th Cir. 2000). This link
may be forged in one of three ways: (i) by evidence that
government actors committed or instigated the acts complained of;
(ii) by evidence that government actors condoned the acts; or (iii)
by evidence of an inability on the part of the government to
prevent the acts. See id. (citing Galina v. INS, 213 F.3d 955, 958
(7th Cir. 2000)). In other words, the necessary connection may
manifest itself in the execution of the persecuting acts
themselves, in the condonation of those acts, or in an inability to
prevent them. See Berishaj v. Ashcroft, 378 F.3d 314, 323 (3d Cir.
2004) (explaining that past persecution requires a showing either
that the acts were committed by the government or that the
government was unable or unwilling to control them); Bartesaghi-Lay
v. INS, 9 F.3d 819, 822 (10th Cir. 1993) (similar); see also Da
Silva, 394 F.3d at 7 ("Action by non-governmental actors can
undergird a claim of persecution only if there is some showing that
the alleged persecutors are in league with the government or are
not controllable by the government."). The record here does not
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compel a finding that any such governmental connection existed with
respect to the incidents of which the petitioner complains.
The most telling datum is that (as the petitioner
admitted) the local authorities responded immediately to each
incident. Following the initial brouhaha, the police "promised
[the petitioner] that they [would] definitely find and bring to
justice [the] people who beat [him] up." After the second
incident, the police succeeded in tracking down the malefactors and
initiated criminal proceedings against them. And when the arson
occurred, the police commenced an investigation, identified the
alleged ringleader, and again instituted criminal proceedings.
To be sure, the petitioner complains that these endeavors
did not pan out more favorably because of his Azeri ethnicity. But
that complaint is woven entirely out of the gossamer strands of
speculation and surmise. From aught that appears, the authorities
made strong efforts to bring those responsible to justice and the
absence of any convictions may have had more than a little to do
with the fact that the petitioner — presumably the government's
star witness — fled the jurisdiction.
To cinch matters, the petitioner experienced no violence
while residing at his family's summer home. The IJ rejected the
petitioner's proffered explanation for that phenomenon — that he
was "in hiding" — because the petitioner, during his stay in
Ashtarakh, made frequent public appearances, attended classes, and
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sat for final examinations at the university. Noting that the
incidents were confined to a particular area (Yerevan), the IJ
supportably found that the violence was localized and carried out
solely by a small band of local hoodlums. That is significant
because a finding that violence is localized supports a
determination that the violence does not constitute persecution.
See Galicia v. Ashcroft, 396 F.3d 446, 448 (1st Cir. 2005); Da
Silva, 394 F.3d at 7.
In sum, the IJ concluded that the incidents affecting the
petitioner, though regrettable, did not as a matter of law
constitute persecution at the hands of government officials, but,
rather, abuse at the hands of a coterie of local hooligans. Given
the lack of any connection between the incidents and any
discernible governmental action or inaction, we deem this
conclusion supported by substantial evidence. Consequently, we
must uphold it. See INS v. Elias-Zacarias, 502 U.S. 478, 481
(1992).
The supportability of the "no past persecution"
determination brings us to the existence vel non of a well-founded
fear of future persecution. On that issue, as on the issue of past
persecution, the petitioner bears the burden of proof. See Negeya,
___ F.3d at ___ [slip op. at 6]. Because there is no sufficient
showing of past persecution, the petitioner must carry that burden
unaided by any affirmative presumption. Id. at __ [slip op. at 6].
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A successful showing of a well-founded fear of future
persecution must survive scrutiny from both subjective (genuine
fear) and objective (objectively reasonable fear) standpoints. See
id. at ___ [slip op. at 6]; Laurent v. Ashcroft, 359 F.3d 59, 65
(1st Cir. 2004). Given the IJ's favorable credibility
determination, the petitioner easily satisfies the subjective
component of this test. The objective component presents a more
daunting challenge.
The petitioner rests his fear of future persecution
principally on the fact that he will have to undergo compulsory
military service should he return to Armenia (without performing
military service, he would be unable to join his family in
Russia).5 The IJ disagreed that the petitioner had succeeded in
showing that he would be unable to fulfill his military commitment
safely. On that basis, she concluded that the petitioner's
professed fear was not objectively reasonable. We test the
validity of that conclusion.
Determining whether a fear of future persecution is
objectively reasonable turns on "whether a reasonable person in the
5
It would not profit the petitioner to switch the focus of his
"well-founded fear" argument from his obligation to perform
military service to the incidents of violence that transpired in
2001. For one thing, as we have just explained, the IJ supportably
found that those incidents did not amount to persecution. For
another thing, the IJ's supportable finding that the violence was
localized would itself refute such an argument, as it would mean
that the petitioner retained a viable option of avoiding harassment
by relocating elsewhere within Armenia.
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asylum applicant's circumstances would fear persecution on account
of a statutorily protected ground." Aguilar-Solis v. INS, 168 F.3d
565, 572 (1st Cir. 1999). In an effort to meet that benchmark, the
petitioner presented the testimony of an expert in Armenian
politics and testimony about his brother's past experience in the
Armenian army. These presentations comprised a mixed bag.
The IJ did not consider the petitioner's expert to be an
expert on Armenian military conditions. She nonetheless allowed
him to testify, on the petitioner's behalf, that the Armenian army
is a rough-and-tumble environment, in which a whole host of
individuals, not just those of Azeri descent, are routinely
harassed. Harassment occurs based on a wide variety of
infelicitous causes, such as religion, sexual preference, failure
to pay bribes, and a perceived lack of patriotism. The expert also
testified that he had no knowledge of any Azeris being killed in
the course of such harassment.
The evidence anent the petitioner's brother is not
helpful to the petitioner's case. For two years, at the height of
the hostilities between Armenia and Azerbaijan (1991-1993), the
petitioner's brother served in the Armenian military without any
untoward incident. This fact is some evidence that the petitioner
could do the same.6
6
The fact that the petitioner's brother may have been assisted
by his father's officer-friend while in the army does not alter
this conclusion. There has been no showing that the petitioner
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On these facts, the IJ found that the petitioner could
keep his military commitment without an objectively reasonable fear
of persecution on account of his Azeri heritage. Given the
evidentiary tapestry of the case as a whole, we cannot say that a
reasonable factfinder would be compelled to reach a contrary
conclusion. When the threat of violence afflicts all persons in a
given situation, not just a particular social group or class, that
threat will not support a finding of a well-founded fear of future
persecution. See Ravindran v. INS, 976 F.2d 754, 759 (1st Cir.
1992) ("Generally, evidence of widespread violence and human rights
violations affecting all citizens is insufficient to establish
persecution."); Khalaf v. INS, 909 F.2d 589, 592-93 (1st Cir. 1990)
(similar); Rodriguez-Rivera v. U.S. Dep't of Immig. & Natural'n,
848 F.2d 998, 1006 (9th Cir. 1988) (similar).
Our journey is not yet complete. In his brief to this
court, the petitioner laments that his testimony was improperly
interpreted. Despite his generalized claim that improper
interpretation occurred "throughout the [asylum] hearing," his
brief specifically mentions only one instance of allegedly improper
interpretation — the petitioner's statement that "the case didn't
get any closure" — and does not suggest a more precise translation.
When examining a claim of improper interpretation, we
must ask whether a more proficient or more accurate interpretation
could not benefit from such family connections as well.
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would likely have made a dispositive difference in the outcome of
the proceeding. See Singh v. Ashcroft, 367 F.3d 1139, 1144 (9th
Cir. 2004); Perez-Lastor v. INS, 208 F.3d 773, 780 (9th Cir. 2000).
Here, we answer that question in the negative, as the IJ's "no past
persecution" finding is amply supported by unchallenged evidence in
the record.
The fact that the BIA adopted the IJ's opinion without
addressing the petitioner's improper interpretation claim does not
alter our conclusion. The BIA is free to take such a stance when
it reasonably concludes that "any errors in the decision under
review were harmless or nonmaterial," 8 C.F.R. 1003.1(e)(4)(i).
That principle applies here.
We need go no further. After careful evaluation of the
briefs, the record, and the petitioner's claims, we conclude that
the IJ's decision (and, thus, the BIA's affirmance of that
decision) is both supported by substantial evidence and not
otherwise infected by reversible error.
The petition for judicial review is denied.
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