United States Court of Appeals
For the First Circuit
No. 08-2199
MASSACHUSETTS MUSEUM OF CONTEMPORARY ART FOUNDATION, INC.,
Plaintiff, Appellee,
v.
CHRISTOPH BÜCHEL,
Defendant, Appellant.
ON APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. Michael A. Ponsor, U.S. District Judge]
Before
Lipez and Howard, Circuit Judges,
and Woodcock, District Judge.*
George T. Conway III, with whom Elaine P. Golin, Wachtell,
Lipton, Rosen & Katz, John C. Blessington, Sara E. Yevics, K&L
Gates LLP, Elena M. Paul, Sergio Muñoz Sarmiento, and Volunteer
Lawyers for the Arts were on brief, for appellant.
John L. Gardiner, with whom Elizabeth A. Hellmann, Kurt Wm.
Hmr, Lindsay R. Dickerson, and Skadden, Arps, Slate, Meagher & Flom
LLP were on brief, for appellee.
January 27, 2010
*
Of the District of Maine, sitting by designation.
LIPEZ, Circuit Judge. As one observer has noted, this
case, which raises important and unsettled legal issues under the
Visual Artists Rights Act ("VARA"), may well serve as "the ultimate
how-not-to guide in the complicated world of installation art."
Geoff Edgers, Dismantled, The Boston Globe, Oct. 21, 2007, at 1N.
Artist Christoph Büchel conceived of an ambitious, football-field-
sized art installation entitled "Training Ground for Democracy,"
which was to be exhibited at the Massachusetts Museum of
Contemporary Art ("MASS MoCA," or "the Museum"). Unfortunately,
the parties never memorialized the terms of their relationship or
their understanding of the intellectual property issues involved in
the installation in a written agreement. Even more unfortunately,
the project was never completed. Numerous conflicts and a steadily
deteriorating relationship between the artist and the Museum
prevented the completion of "Training Ground for Democracy" in its
final form.
In the wake of this failed endeavor, the Museum went to
federal court seeking a declaration that it was "entitled to
present to the public the materials and partial constructions" it
had collected for "Training Ground for Democracy." Büchel
responded with several counterclaims under VARA and the Copyright
Act,1 seeking an injunction that would prevent MASS MoCA from
1
VARA was enacted as an amendment to the Copyright Act. See
infra Section II.
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displaying the unfinished installation and damages for the Museum's
alleged violations of his rights under both VARA and the general
Copyright Act.
On cross-motions for summary judgment, the district court
assumed that VARA applies to unfinished works of art, but it
nonetheless ruled for the Museum in all respects because, even
granting VARA's applicability, it found no genuine issues of
material fact. Massachusetts Museum of Contemporary Art Found.,
Inc. v. Büchel, 565 F. Supp. 2d 245 (D. Mass. 2008). Büchel
appeals. Because we find that, if VARA applies, genuine issues of
material fact would foreclose summary judgment on one of Büchel's
VARA claims – that MASS MoCA violated his right of artistic
integrity by modifying the installation – we cannot assume that
VARA applies to unfinished works but instead must decide its
applicability. We conclude that the statute does apply to such
works.
We further conclude that, in addition to his VARA claim,
Büchel asserts a viable claim under the Copyright Act that MASS
MoCA violated his exclusive right to display his work publicly.
Accordingly, we reverse in part the grant of summary judgment for
MASS MoCA and remand for further proceedings.
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I.
A. The Parties
MASS MoCA opened in 1999 as a center for the creation and
display of contemporary art. The Museum "seeks to catalyze and
support the creation of new art, expose [its] visitors to bold
visual and performing art in all stages of production, and
re-invigorate the life of a region in socioeconomic need."
Massachusetts Museum of Contemporary Art, Mission Statement,
http://www.massmoca.org/mission.php (last visited Jan. 13, 2010).
In its expansive facility in North Adams, Massachusetts, the Museum
strives to "make the whole cloth of art making, presentation and
public participation a seamless continuum." Id. Over the last
decade, the Museum has hosted the production and presentation of
over sixty exhibits of visual art, including over 600 works of art
by more than 250 individual artists. Some of these works have been
displayed in Building 5, the Museum's signature exhibition space,
which spans the length of a football field. The Museum strives to
"offer visual artists the tools and time to create works of a scale
and duration impossible to realize in the time and space-cramped
conditions of most museums," and MASS MoCA prides itself on
exposing its audiences to "all stages of art production:
rehearsals, sculptural fabrication, and developmental workshops are
frequently on view, as are finished works of art." Id.
-4-
Christoph Büchel is a Swiss visual artist who lives and
works in Basel, Switzerland. He is "known for building elaborate,
politically provocative environments for viewers to wander, and
sometimes to crawl, through." Randy Kennedy, The Show Will Go On,
but the Art Will Be Shielded, N.Y. Times, May 22, 2007, at E1 ("The
Show Will Go On"). One critic has stated that "Mr. Büchel's
environments are huge in scale," "like bristling three-dimensional
history paintings," yet are "so obsessively detailed that they
might best be described as panoramic collage." Roberta Smith, Is
It Art Yet? And Who Decides?, N.Y. Times, Sept. 16, 2007, at 21.
B. Factual Background
Focusing first on those facts that are undisputed, we
sketch the course of dealings between Büchel and MASS MoCA to put
this appeal in context.2 MASS MoCA became interested in planning
a new installation with Büchel. The artist visited the North Adams
facility in October 2005 to begin preliminary discussions regarding
the project, and those discussions continued into 2006. At some
point during this time, Büchel proposed, and the Museum agreed to,
a project entitled "Training Ground for Democracy." As Museum
Director Joseph Thompson indicated in a letter to Büchel's gallery
representatives, MASS MoCA understood that "Büchel's projects
typically require a lengthy period of installation and
2
We consider the parties' conflicting accounts of the key
evidence in our summary judgment analysis, infra.
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preparation," and that, given the gallery space of Building 5,
"this project [would] be his largest venture to date."
Büchel conceived of the exhibit as "essentially a
village, . . . contain[ing] several major architectural and
structural elements integrated into a whole, through which a
visitor could walk (and climb)." According to an affidavit
submitted to the district court, Büchel envisioned the work in the
following way:
It was to adopt the role-play of U.S. military
training for its visitors, who would be given
the opportunity to "virtually" change their
own various identities in relation to the
collective project called "democracy":
training to be an immigrant, training to vote,
protest, and revolt, training to loot,
training iconoclasm, training to join a
political rally, training to be the objects of
propaganda, training to be interrogated and
detained and to be tried or to judge, training
to reconstruct a disaster, training to be in
conditions of suspended law, and training
various other social and political behavior.
In August 2006, Büchel spent ten days in residence at
MASS MoCA. During this time, he and a partner prepared a basic
schematic model of the proposed installation. MASS MoCA agreed to
acquire, at Büchel's direction but its own expense, the materials
and items necessary for the project.
Unfortunately, the parties never formalized the contours
of their relationship or firmly established the project's financial
scope and precise specifications by executing any written
instrument. Although MASS MoCA's curator, Nato Thompson (no
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relation to the Museum Director),3 sent Büchel's gallery sales
representative in the United States a letter on September 14, 2006
that was designed to "formalize [the parties'] relationship on this
project," there is no indication that Büchel himself ever saw, much
less signed, this proposal.4 The gallery responded with a proposed
contract of its own, providing that MASS MoCA should bear the costs
of transporting and organizing the various materials for the
installation. The Museum did not respond to this proposal.
Additionally, it is undisputed that Büchel never signed a document
waiving any rights to which he would otherwise be entitled under
VARA. The parties did apparently agree, however, that once the
planned installation was finished, and after the public exhibition
period had concluded, MASS MoCA would not contest Büchel's sole
title to any copyright in the completed work. The parties set an
opening date of December 16, 2006 for the exhibit.
3
Throughout the opinion, any reference to "Thompson" without
a first name will refer to Museum Director Joseph Thompson. Nato
Thompson will be identified by his full name.
4
The letter, signed by Museum Director Joseph Thompson, was
attached to an email sent by Nato Thompson. The proposal did not
lay out a definitive budget for the project, although in a separate
letter to Büchel the following day, Joseph Thompson stated "we
think we've got a $160,000 project on our hands in direct costs."
In a reply email dated September 24, 2006, Büchel did not
explicitly agree to or reject the $160,000 figure, but suggested
that MASS MoCA get in touch with his two galleries, which might
provide information regarding "potential sponsors like foundations"
for the installation.
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Over the course of the fall, tensions began to develop
between the artist and MASS MoCA employees, particularly Joseph
Thompson. "In summary, the museum felt the artist's directions
were vague, and his financial and logistical demands were
increasingly unreasonable; the artist felt the museum was
compromising his artistic integrity and failing to follow his
instructions." MASS MoCA, 565 F. Supp. 2d at 247. One frequent
source of conflict between the parties was the budget, with the
Museum understandably concerned about keeping its costs for the
massive project under control, and Büchel understandably insistent
that his vision for "Training Ground" be fully realized. But as
the district court correctly noted, "[t]he dispute about these
financial understandings is not material" to whether Büchel has
presented triable claims under either VARA or the Copyright Act,
id. at 250, and we therefore need not focus on its messy details.
Instead, for our purposes, the key conflict between MASS
MoCA and the artist involved Büchel's dissatisfaction with the way
in which the Museum was implementing his instructions and
procuring the items necessary for the installation. Büchel himself
was not present in North Adams for the first several months of work
on the project. Instead, he conducted much of his work on the
installation throughout the fall of 2006 remotely, by providing
Museum personnel with detailed instructions as to the particular
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materials he required and their placement within the exhibition
space.
In the words of the district court, "[a]t various points
in the development of the installation, Büchel proposed several
major components," some but not all of which later became part of
the installation "as its elements evolved through discussions with
MASS MoCA during the construction process." Id. These major
components included a movie theater, a house, a bar, a mobile home,
various sea containers, a bomb carousel, and an aircraft fuselage.
Id. The Museum had begun seeking out some of these materials and
others for potential use in the installation as soon as Büchel left
North Adams at the end of August 2006, and continued to do so
throughout the fall. One of the Museum's curators described the
search for these items (at Büchel's direction) as "the ultimate
scavenger hunt." However, problems soon arose, especially between
Thompson and Büchel, as to the progress of the project,
particularly when, as Thompson explained in an internal Museum
email dated October 28, 2006, he had tried to "move the project
along" by "making a few decisions in [Büchel's] stead." Thompson
noted that Büchel, whom he described as having "clear vision" and
"rock solid integrity," had taken "extreme, mortal[] offense" to
Thompson's efforts.
On October 29, 2006, Büchel returned to North Adams to
complete "Training Ground for Democracy," and three of his
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assistants from Switzerland arrived shortly thereafter. Unhappy
with some of the work that had been done by the Museum in his
absence, Büchel felt that certain logistical and organizational
failures by the Museum had endangered the timely opening of the
show. Büchel wrote in an email to Thompson that he would not allow
the Museum to open an "unfinished show in my name, since you are
responsible for this major delay." By early December 2006, Büchel
insisted that the Museum postpone the opening of the show and
asserted that he would not "accept an opening of a work in progress
or other compromise." During the first week of the month, MASS
MoCA agreed to delay the opening, posting the following message on
its website: "Due to logistical complexities encountered by the
museum in preparing galleries for Christoph Büchel's vast
installation, the exhibition's official opening date . . . will be
re-scheduled."
Büchel remained onsite at the Museum working on "Training
Ground" until December 17, 2006, when he left for the holidays. In
Büchel's estimation, "Training Ground" was then only about 40%
complete. At the time, he planned to return on January 8, 2007, in
order to finish the work in time for a March 3 opening. When he
left North Adams, the artist was obviously disappointed with the
progress of "Training Ground." He called the Museum disorganized
and faulted it for underestimating the scope of his project. He
felt that Museum employees, by failing to precisely carry out his
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detailed instructions and making artistic decisions in his stead,
had generated even more work for his crew, as numerous components
of the installation had to be reworked to Büchel's specifications.
In general, he felt that the Museum was trying to scale back his
artistic vision without consulting him.
Meanwhile, the Museum was running out of money for the
project. In an attempt to secure further funding, it disregarded
Büchel's express wishes and, in late December 2006, asked for money
from his galleries. Angry and frustrated, the artist wrote that he
would not move forward with the installation until "all financial
problems are solved, regarding ALL elements of the show and until
my crew is being sure that they [are] getting paid." By mid-
January 2007, tensions had escalated to the point where Büchel
informed the Museum that he would not return to continue work on
"Training Ground" unless certain conditions, both financial and
artistic, were met.
In Büchel's absence, MASS MoCA staff continued to work on
the installation. The parties disagree as to whether the employees
were merely executing instructions left by the artist or whether
their actions represented independent artistic judgment, exercised
in direct contravention of Büchel's express wishes. The parties
also disagree as to whether, in the spring of 2007, while
negotiations had stalled but work on the installation was ongoing,
the Museum promoted - and even showed - the unfinished work to
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numerous visitors without Büchel's consent, in one form or another.
As the vitriolic exchanges between the parties continued,
and negotiations over the project's eventual completion became
hopeless, "Training Ground" languished in its unfinished state. It
became clear that Büchel would not complete the installation. On
May 22, 2007, MASS MoCA announced the cancellation of "Training
Ground," and contemporaneously publicized the opening of a new
exhibit entitled "Made at MASS MoCA," which was to be "a
documentary project exploring the issues raised in the course of
complex collaborative projects between artists and institutions."
Massachusetts Museum of Contemporary Art, Press Release,
Presentation of Training Ground for Democracy Cancelled; New
Exhibition, Made at MASS MoCA, to Open on Saturday, May 26 ("Press
R e l e a s e " ) , a v a i l a b l e a t
http://www.massmoca.org/event_details.php?id=144 (May 22, 2007).
The press release noted that this lawsuit had been filed the
previous day; it also highlighted the Museum's desire to use its
"other experiences working with artists" to "provide [its] audience
with thought-provoking insights into the complexities of the art-
making process." Id. The release further explained that, due to
"space constraints imposed by the materials assembled for Training
Ground for Democracy," the exhibition would be presented in the
Museum's "only remaining available gallery space"; therefore, in
order to enter the exhibit, visitors would have to pass through
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Building 5, "housing the materials and unfinished fabrications that
were to have comprised elements of Training Ground for Democracy."
Id. The Museum represented that "[r]easonable steps [had] been
taken to control and restrict the view of these materials, pending
a court ruling."
When "Made at MASS MoCA" opened, many in the art world
disagreed with the Museum's handling of its dispute with Büchel,
though the parties have different views on whether the Museum's
actions ultimately tarnished the artist's reputation. Moreover,
the parties differ on whether the "reasonable steps . . . taken to
control and restrict the view of the[] materials" – the placement
of yellow tarpaulins over the unfinished work – actually concealed
all of the individual components and vital design elements of
"Training Ground," or whether the tarpaulins simply "hid[] an
elephant behind a napkin," effectively inviting individuals to peek
behind the cloth coverings and view the unfinished work. See
Charles Giuliano, Christoph Buchel's Tarp Art at Mass MoCA: Crap
Under Wrap (July 31, 2007) ("Crap Under Wrap"), available at
http://www.berkshirefinearts.com/show_article.php?article_id=368&
category=finearts.
C. Procedural Background
The Museum sued Büchel on May 21, 2007, in the United
States District Court for the District of Massachusetts. The
complaint asserted a single claim for declaratory relief under
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VARA. The Museum sought a declaration that it was "entitled to
present to the public the materials and partial constructions
assembled in connection with an exhibit planned with the Swiss
artist Büchel." Büchel responded by asserting five counterclaims
against the Museum. The first sought a declaratory judgment and an
injunction under VARA prohibiting the Museum from publicly
displaying "the unfinished Work of Art or any of its component
elements." The second sought damages for MASS MoCA's alleged
violations of Büchel's VARA rights by "intentionally distort[ing]
and modif[ying] the Work of Art" and allowing members of the public
to "see and pass through" the unfinished work, both with and
without the yellow tarpaulins. The third, fourth and fifth
counterclaims sought damages and injunctive relief under the
Copyright Act based on alleged violations of Büchel's right to
publicly display and create derivative works from his work.
On MASS MoCA's motion, the court ordered an expedited
discovery schedule that included a private viewing by the district
court of Building 5 and the unfinished installation. After the
close of discovery, both sides filed cross-motions seeking summary
judgment on the complaint and all counterclaims. On September 21,
2007, the court held oral argument on the cross-motions and ruled
from the bench. That decision addressed only the Museum's original
complaint seeking declaratory relief to allow public display of the
partially completed project and Büchel's corresponding counterclaim
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seeking to prevent the Museum from showing the then-existing work.
The court ruled in favor of the Museum, noting that nothing in VARA
prevented MASS MoCA from showing the incomplete project.
Therefore, MASS MoCA was "entitled to present" the unfinished
installation to the public as long as it posted a disclaimer that
would "inform anyone viewing the exhibit that the materials
assembled in Building 5 constitute an unfinished project that [did]
not carry out the installation's original intent." The court
correspondingly denied the artist's request for injunctive relief
barring public display of the unfinished installation, ruling that
he had failed to prove a likelihood of success on the merits of his
VARA claim. The court stated that it would "in the coming weeks"
issue a detailed memorandum explaining its oral rulings and
addressing the remaining claims.
However, several days after obtaining the ruling in its
favor, MASS MoCA changed course. The Museum posted an announcement
on its website stating that it had "begun removing materials
gathered for Training Ground for Democracy and [would] not permit
the public to enter the planned installation." MASS MoCA Blog,
" W e ' l l R e m o v e T r a i n i n g G r o u n d , "
http://blog.massmoca.org/2007/09/28/well-remove-training-ground/
(Sept. 28, 2007) (last visited Jan. 13, 2010).
On July 11, 2008, the district court issued its written
opinion, recognizing that some of the issues presented in the case
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were now moot, but nevertheless wishing to explain its holding and
to address the VARA and Copyright Act claims remaining in the case.
The court summarized its holding this way:
When an artist makes a decision to begin work
on a piece of art and handles the process of
creation long-distance via e-mail, using
someone else's property, someone else's
materials, someone else's money, someone
else's staff, and, to a significant extent,
someone else's suggestions regarding the
details of fabrication – with no enforceable
written or oral contract defining the parties'
relationship – and that artist becomes unhappy
part-way through the project and abandons it,
then nothing in the Visual Artists Rights Act
or elsewhere in the Copyright Act gives that
artist the right to dictate what that "someone
else" does with what he has left behind, so
long as the remnant is not explicitly labeled
as the artist's work. No right of artistic
"attribution" or "integrity," as those terms
are conceived by VARA, is implicated, let
alone violated in these circumstances.
Similarly, the Copyright Act provides no
mechanism for relief, legal or equitable, to
an artist such as Defendant Büchel here, based
on the decision of an exhibitor such as
Plaintiff MASS MoCA to allow patrons to walk
past covered components of an unfinished
installation.
565 F. Supp. 2d at 248-29. The court therefore granted MASS MoCA's
motion for summary judgment and denied Büchel's, entering judgment
for the Museum on its claim for declaratory relief as well as on
all five of Büchel's counterclaims. Büchel appeals.
II.
Passed in 1990, the Visual Artists Rights Act, 17 U.S.C.
§ 106A, was an amendment to the Copyright Act that protects the
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"moral rights" of certain visual artists in the works they create,
consistent with Article 6bis of the Berne Convention. Phillips v.
Pembroke Real Estate, Inc., 459 F.3d 128, 133 (1st Cir. 2006);
Carter v. Helmsley-Spear, Inc., 71 F.3d 77, 83 (2d Cir. 1995)
(citing H.R. Rep. No. 101-514, at 5 (1990) ("House Report"), as
reprinted in 1990 U.S.S.C.A.N. 6915, 6917).5 The "rubric of moral
rights encompasses many varieties of rights," but the two most
widely recognized are attribution and integrity. Id. at 81 (citing
Ralph E. Lerner & Judith Bresler, Art Law 417, 420 (1989)). We
will discuss both of these in detail below, but note briefly now
that the right of attribution protects the author's right to be
identified as the author of his work and also protects against the
use of his name in connection with works created by others. Id.
The right of integrity "allows the author to prevent any deforming
or mutilating changes to his work." Id. Although these moral
rights "exist independent[ly] of the economic rights" granted to
all authors under the Copyright Act, 5 William F. Patry, Patry on
Copyright § 16:1 (2009), they are part of the same statutory
framework.
5
The Berne convention, developed at the instigation of Victor
Hugo and first adopted in Berne, Switzerland in 1886, is "'an
international copyright treaty providing that works created by
citizens of one signatory nation will be fully protected in other
signatory nations, without the need for local formalities.'"
Phillips, 459 F.3d at 133 n.3 (quoting Black's Law Dictionary, 8th
ed. (1999)).
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A. The Copyright Act
Under the Copyright Act, "[c]opyright protection subsists
. . . in original works of authorship fixed in any tangible medium
of expression." 17 U.S.C. § 102(a). A copyright owner has certain
exclusive rights to the work, which are enumerated in 17 U.S.C.
§ 106. T-Peg, Inc. v. Vermont Timber Works, Inc., 459 F.3d 97, 108
(1st Cir. 2006). Of particular relevance to this litigation, the
copyright holder has the exclusive right to publicly display the
copyrighted work and to prepare derivative works based upon it. 17
U.S.C. § 106(5), (2). "One infringes a copyright when he or she
violates one of the exclusive rights to a work held by a copyright
owner, and the owner has the right to sue for infringement."
T-Peg, Inc., 459 F.3d at 108 (citing 17 U.S.C. § 501). The
remedies provided by the Copyright Act include injunctive relief
and actual or statutory damages. See 17 U.S.C. §§ 502, 504.6
B. VARA
Beyond the Copyright Act's protections of certain
economic rights, VARA provides additional and independent
6
Under the Copyright Act, a plaintiff may elect to recover
statutory damages instead of actual damages for each work infringed
"in a sum of not less than $750 or more than $30,000 as the court
considers just." 17 U.S.C. § 504(c)(1). If the copyright owner
proves that the infringement was committed willfully, the court "in
its discretion" may increase the award of statutory damages to "a
sum of not more than $150,000." Id. at 504(c)(2). The award may
also be reduced to $200 if the infringer proves that he or she was
not aware "and had no reason to believe that his or her acts
constituted an infringement of copyright." Id.
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protections to authors of works of visual art. See Carter, 71 F.3d
at 81-83. A work of visual art is defined to include "a painting,
drawing, print, or sculpture,7 existing in a single copy" or in a
limited edition. 17 U.S.C. § 101. The definition specifically
excludes a number of works that are otherwise copyrightable,
including motion pictures and other audiovisual works, books,
posters, periodicals, works made for hire, and merchandising,
advertising, promotional, or packaging materials. Id.
VARA provides that, in addition to the exclusive rights
provided by section 106 of the Copyright Act, but subject to
certain limitations, the author of a work of visual art
(1) shall have the right —
(A) to claim authorship of that
work, and
(B) to prevent the use of his or her
name as the author of any work of
visual art which he or she did not
create;
(2) shall have the right to prevent the use of
his or her name as the author of the work of
7
The parties do not dispute that, if completed, "Training
Ground for Democracy" would have been a sculpture and therefore a
qualified "work of visual art" under VARA. Furthermore, VARA's
legislative history states that "[t]he term 'sculpture' includes,
but is not limited to, castings, carvings, modelings, and
constructions." House Report at 11 (1990), as reprinted in 1990
U.S.C.C.A.N. at 6921 (emphasis added). The Second Circuit in
Carter similarly considered VARA's application to a "very large
'walk-through sculpture' occupying most, but not all, of [a]
building's lobby." 71 F.3d at 80; see also id. at 84 ("Concededly,
considered as a whole, the work is a sculpture and exists only in
a single copy.").
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visual art in the event of a distortion,
mutilation, or other modification of the work
which would be prejudicial to his or her honor
or reputation; and
(3) subject to the limitations set forth in
section 113(d), shall have the right —
(A) to prevent any intentional
distortion, mutilation, or other
modification of that work which
would be prejudicial to his or her
honor or reputation, and any
intentional distortion, mutilation,
or modification of that work is a
violation of that right, and
(B) to prevent any destruction of a
work of recognized stature, and any
intentional or grossly negligent
destruction of that work is a
violation of that right.
17 U.S.C. § 106A(a).
VARA's passage reflected Congress's belief that the art
covered by the Act "meet[s] a special societal need, and [its]
protection and preservation serve an important public interest."
House Report at 5-6, as reprinted in 1990 U.S.C.C.A.N. at 6915-16.
To encourage the creation of such art, VARA protects the "moral
rights" of its creators. These are "rights of a spiritual, non-
economic and personal nature" that exist "independently of an
artist's copyright in his or her work" and "spring from a belief
that an artist in the process of creation injects his spirit into
the work and that the artist's personality, as well as the
integrity of the work, should therefore be protected and
preserved." Carter, 71 F.3d at 81. The recognition of moral
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rights fosters a "'climate of artistic worth and honor that
encourages the author in the arduous act of creation.'" Id. at 83
(quoting House Report at 6, as reprinted in 1990 U.S.C.C.A.N. at
6915). Although an artist may not transfer his VARA rights (as
they are considered an extension of his personality), he may waive
those rights by "expressly agree[ing] to such waiver in a written
instrument." 17 U.S.C. § 106A(e)(1). Also, "[a]ll remedies
available under copyright law, other than criminal remedies, are
available in an action for infringement of moral rights." Carter,
71 F.3d at 83 (citing 17 U.S.C. § 506); see also 17 U.S.C. §
501(a).8
More specifically, by guaranteeing the moral rights of
"attribution" and "integrity," VARA "'protects both the reputations
of certain visual artists and the works of art they create.'"
Carter, 71 F.3d at 83 (quoting House Report at 6, as reprinted in
1990 U.S.C.C.A.N. at 6915). Before discussing the precise contours
of these rights, we consider whether, as a threshold matter, the
indisputably unfinished "Training Ground for Democracy" was a "work
of visual art" within the meaning of VARA.
8
Section 501(a) states, in relevant part, that "[a]nyone who
violates any of the exclusive rights of the copyright owner . . .
or of the author as provided in section 106A(a) [VARA] . . . is an
infringer of the copyright or right of the author, as the case may
be." The provision further states that, with the exception of the
criminal penalties provided under section 506, "any reference to
copyright shall be deemed to include the rights conferred by
section 106A(a)."
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C. Does VARA Apply to Unfinished Works of Art?
Büchel argues that the district court erred by failing to
recognize that VARA applies with equal force to incomplete artistic
endeavors that would otherwise be subject to VARA protection. He
asserts that the Act's plain language compels such a conclusion,
which he claims is confirmed by the legislative history and sparse
case law interpreting the statute. The Museum, for its part, does
not argue that unfinished works are excluded from VARA's scope.
Instead, it interprets the district court's opinion as "expressly
assum[ing]" that VARA applied to "Training Ground for Democracy" in
its incomplete state, and then concluding that Büchel had failed to
put forth sufficient evidence to raise a triable issue regarding
the violation of his rights under the statute.
We do not read the district court's ruling to conclude
categorically that VARA does not apply to unfinished works.
Rather, the court held that, if the statute applied, "display of
th[e] unfinished installation would have violated neither Büchel's
right of attribution nor his right of integrity." 565 F. Supp. 2d
at 259. Nonetheless, the court repeatedly expressed skepticism
about Büchel's claim that the incomplete "Training Ground" fell
within VARA's scope, observing at one point in its opinion that
"unfinished art may not be covered by VARA at all." Id. at 258;
see also id. at 259 ("[I]t is doubtful that VARA even covered the
assembled materials that constituted this unfinished
-22-
installation."). Moreover, the court qualified the statute's
application to unfinished works: "To the extent that an artist
seeks protection for an uncompleted work, a violation of one of
VARA's two explicitly recognized rights must be demonstrated with
special clarity." Id. at 258.
Our review of the district court's interpretation of
VARA is de novo. Phillips, 459 F.3d at 139. "'As in all statutory
construction cases, we begin with the language of the statute,'"
id. (quoting Barnhart v. Sigmon Coal Co., 534 U.S. 438, 450
(2002)), and "[i]f the meaning of the text is unambiguous our task
ends there as well," United States v. Godin, 534 F.3d 51, 56 (1st
Cir. 2008). "If the statute's language is plain, the sole function
of the courts - at least where the disposition required by the text
is not absurd - is to enforce it according to its terms." In re
Rudler, 576 F.3d 37, 44 (1st Cir. 2009) (quotation marks and
citations omitted).
The definition of a "work of visual art" for VARA
purposes is stated "in terms both positive (what it is) and
negative (what it is not)." Carter, 71 F.3d at 84. An unfinished
sculptural installation such as "Training Ground for Democracy" is
not one of the items specifically excluded from VARA protection,9
9
As provided in 17 U.S.C. § 106A(c)(3), VARA specifically
excludes certain categories of artwork listed in section 101 of the
Copyright Act:
(A) (i) any poster, map, globe, chart, technical
-23-
and MASS MoCA wisely does not attempt to argue otherwise. Instead,
we must determine whether the "positive" aspect of the definition
of "work of visual art" includes an unfinished version of a
"sculpture[] existing in a single copy." 17 U.S.C. § 101.
The text of VARA itself does not state when an artistic
project becomes a work of visual art subject to its protections.
However, VARA is part of the Copyright Act, and that Act's
definition section, which defines "work of visual art," specifies
that its definitions, unless otherwise provided, control throughout
Title 17. See 17 U.S.C. § 101. That general definitional section
of the Copyright Act states that a work is "created" when it "is
fixed in a copy . . . for the first time." Further, "where a work
is prepared over a period of time, the portion of it that has been
fixed at any particular time constitutes the work as of that time."
17 U.S.C. § 101 (emphasis added). A work is "fixed" when it has
been formed, "by or under the authority of the author," in a way
drawing, diagram, model, applied art, motion
picture or other audiovisual work, book,
magazine, newspaper, periodical, data base,
electronic information service, electronic
publication, or similar publication;
(ii) any merchandising item or advertising,
promotional, descriptive, covering, or
packaging material or container;
(iii) any portion or part of any item
described in clause (i) or (ii);
(B) any work made for hire
17 U.S.C. § 101.
-24-
that is "sufficiently permanent or stable to permit it to be
perceived, reproduced, or otherwise communicated for a period of
more than transitory duration." Id.
Not surprisingly, based on section 101's general
definitions, courts have held that the Copyright Act's protections
extend to unfinished works. See, e.g., Dumas v. Gommerman, 865
F.2d 1093, 1097 (9th Cir. 1989), rejected on other grounds by
Community for Creative Non-Violence v. Reid, 490 U.S. 730, 739,
742 n.8 (1989); Zyware, Inc. v. Middlegate, Inc., No. 96 Civ. 2348
(SHS), 1997 WL 685336, at *4 (S.D.N.Y. Nov. 4, 1997) (noting that
there is "no requirement that a work be complete before it is
protected by the Copyright Act"); Playboy Enters. Inc. v. Dumas,
831 F. Supp. 295, 314 (S.D.N.Y. 1993) ("[T]he [Copyright] Act
protects works in progress."), modified on other grounds by 840 F.
Supp. 256 (S.D.N.Y. 1993), aff'd in part, rev'd in part by 53 F.3d
549 (2d Cir. 1995).
Reading VARA in accordance with the definitions in
section 101, it too must be read to protect unfinished, but
"fixed," works of art that, if completed, would qualify for
protection under the statute.10 To conclude otherwise would be
10
Nothing in the language of VARA or the definitions provision
of the Copyright Act permits distinct treatment for the rights of
copyright owners whose works are complete and those whose works are
still in progress. We therefore reject the "special clarity"
standard articulated by the district court for proving a violation
of an artist's VARA rights in an unfinished work of art.
-25-
"contrary to the rule that provisions of a single act should be
construed in as harmonious a fashion as possible." United States
v. Maravilla, 907 F.2d 216, 231 (1st Cir. 1990) (citation omitted).
At least one circuit has previously assumed VARA's applicability to
unfinished works. See Carter, 71 F.3d at 83-88 (discussing VARA
claims stemming from an unfinished, walk-through sculpture being
installed in the lobby of a building).11
Our conclusion that the statute's plain language extends
its coverage to unfinished works makes it unnecessary to delve into
VARA's legislative history. We nonetheless note that we have
looked closely at that history, and it fully supports our reading
of the plain language. Common sense points in the same direction.
Moral rights protect the personality and creative energy that an
artist contributes to his or her work. That convergence between
artist and artwork does not await the final brush stroke or the
placement of the last element in a complex installation. See,
e.g., Monica Pa & Christopher J. Robinson, Making Lemons out of
Lemons: Recent Developments in the Visual Artists Rights Act, 3
Landslide 22, 24 (Jan./Feb. 2009) ("[T]he history of art is full of
sublime 'unfinished' works of art, such as Leonardo da Vinci's
Statue of a Horse (begun 1488), Michelangelo's Tomb of Pope Julius
II (begun 1505), or El Greco's The Vision of St. John (1608-14).");
11
The Second Circuit ultimately found that the sculpture was
exempted from VARA protections because it was a "work for hire."
See 71 F.3d at 86-88.
-26-
Laura Flahive Wu, Massachusetts Museum of Contemporary Art v.
Büchel: Construing Artists' Rights in the Context of Institutional
Commissions, 32 Colum. J.L. & Arts 151, 163 (2008) (noting that
"many works are considered 'art' even though they capture creative
expression short of an artist's ultimate realization of that
expression").
We thus hold that VARA protects the moral rights of
artists who have "created" works of art within the meaning of the
Copyright Act even if those works are not yet complete.12
III.
Given Büchel's right to protection under VARA for his
artistic investment in a partially completed artwork, we must now
assess the district court's ruling that Büchel failed to raise a
genuine issue of material fact with respect to any of his claims.
We review the district court's grant of summary judgment de novo.
Insituform Techs., Inc. v. Am. Home Assur. Co., 566 F.3d 274, 276
12
Our decision in Phillips is not inconsistent with this
holding. In Phillips, we held that VARA did not apply to site-
specific works of art, in which the particular location of the
artwork is one of its physical elements and removal of the artwork
destroys it. 459 F.3d at 140. We observed that VARA does not
explicitly address protection for site-specific works despite the
impact of such works on real property interests, id. at 142, and we
declined to interpret VARA in a way that was neither supported by
the statutory language nor sensible as policy. See id. at 142-43.
Here, the plain language controls, and there is no conflict with
"'long-established and familiar principles'" of the common law.
Id. at 142 (quoting United States v. Texas, 507 U.S. 529, 534
(1993)).
-27-
(1st Cir. 2009). "The presence of cross-motions neither dilutes
nor distorts this standard of review." Scottsdale Ins. Co. v.
Torres, 561 F.3d 74,77 (1st Cir. 2009) (quotation marks and
citations omitted); see also Littlefield v. Acadia Ins. Co., 392
F.3d 1, 6 (1st Cir. 2004) ("Cross motions simply require us to
determine whether either of the parties deserves judgment as a
matter of law on facts that are not disputed.") (quotation marks
and citation omitted). Summary judgment is appropriate where
"there is no genuine issue as to any material fact" and "the movant
is entitled to judgment as a matter of law." Fed. R. Civ. P.
56(c)(2); see also Sullivan v. City of Springfield, 561 F.3d 7, 14
(1st Cir. 2009). "A dispute is 'genuine' if the evidence about the
fact is such that a reasonable jury could resolve the point in
favor of the non-moving party. A fact is 'material' if it has the
potential of determining the outcome of the litigation."
Scottsdale Ins. Co., 561 F.3d at 77 (citation omitted).
We first consider Büchel's claims asserting violations of
his attribution and integrity rights under VARA and then address
his claims under other provisions of the Copyright Act, which
assert violations of his rights to control the display of the
installation and to create derivative works based on it.
-28-
A. The Scope of VARA's Integrity and Attribution Rights
1. The Right of Integrity
VARA's right of integrity, codified at 17 U.S.C.
§ 106A(a)(3)(A), provides that an artist shall have the right "to
prevent any intentional distortion, mutilation, or other
modification of [his or her] work which would be prejudicial to his
or her honor or reputation, and [that] any intentional distortion,
mutilation, or modification of that work is a violation of that
right." It thus allows artists to protect their works against
intentional modifications that would be prejudicial to their honor
or reputations. House Report at 6, as reprinted in 1990
U.S.C.C.A.N. at 6915.13
There is arguably some uncertainty about the plaintiff's
burden of proof in a case such as this because the second part of
section (a)(3)(A) – stating that "any intentional distortion,
mutilation, or modification of th[e] work is a violation" of the
right of integrity – does not explicitly require a showing of
prejudice when the alteration already has occurred and damages,
rather than injunctive relief, would be the appropriate remedy.
See 5 Patry, supra, § 16:22 (noting the ambiguity). Because those
VARA cases that make it to court are "generally . . . decided on
13
In some jurisdictions, the right of integrity also generally
protects artwork from destruction. See Carter, 71 F.3d at 81. In
the United States, however, VARA protects only works of "recognized
stature" from destruction. 17 U.S.C. § 106A(a)(3)(B). That right
is not implicated in this case.
-29-
threshold questions such as whether the artist's work is a work of
visual art within the scope of the Act," Pa & Robinson, supra, at
26, courts have had little occasion to give content to the rights
that VARA guarantees. See Wu, supra, at 159 ("[C]ourts avoid
construing the extent of VARA protection by finding that works do
not meet the threshold requirements for 'visual art' protected by
VARA."). Unsurprisingly, therefore, we have found no case law
discussing a possible difference in the showing required for
injunctive relief and damages for right-of-integrity claims.
Some courts, however, have assumed without analysis that
the prejudice showing is necessary for both injunctive relief and
damages. See, e.g., Hanrahan v. Ramirez, No. 2:97-CV-7470, 1998
WL 34369997, at *3 (C.D. Cal. June 3, 1998) (citing 17 U.S.C. §
106A(a)(3)); Carter v. Helmsley-Spear,Inc., 861 F. Supp. 303, 329-
30 (S.D.N.Y. 1994), aff'd in part, vacated in part, and rev'd in
part by Carter, 71 F.3d at 77. At least one commentator likewise
accepts, without discussion, that the damages remedy requires a
showing of prejudice. See Melville B. Nimmer, 3-8D Nimmer on
Copyright § 8D.06[C][1] (noting that "an intentional and
prejudicial mutilation is an integrity violation, remediable
through not only an injunction, but damages as well").
Interestingly, Nimmer raises, and dismisses, a different
imprecision in section (a)(3)(A):
The statutory language – "distortion,
mutilation, or other modification of the work
-30-
which would be prejudicial to his or her honor
or reputation" – is susceptible of a reading
whereby the requisite prejudice applies only
to "modification," not to the antecedents of
"distortion" or "mutilation." Though not
without ambiguity, the better view under the
Berne Convention, from which this language is
drawn, is that prejudice applies in all three
instances.
Id.
We agree with Nimmer's view of the provision, including
the application of the prejudice requirement to a claim for
damages, and consider that construction soundly grounded in VARA's
legislative history. Under the heading "Purpose of the
Legislation," the House Report notes that the right of integrity
"allows artists to protect their works against modifications and
destructions that are prejudicial to their honor or reputations."
House Report at 6, as reprinted in 1990 U.S.C.C.A.N. at 6915. The
Report also notes that the rights provided by VARA are "analogous
to those protected by Article 6bis of the Berne Convention," id.,
which in turn describes the right of integrity as applicable to
"certain modifications and other derogatory actions" that would be
prejudicial to the artist's honor or reputation.14 Given the stated
14
Article 6bis of the Berne Convention, which is titled "Moral
Rights," includes a heading that lists among those rights "to
object to certain modifications and other derogatory actions." The
provision itself states, in relevant part:
(1) Independently of the author's economic rights, and
even after the transfer of the said rights, the author
shall have the right . . .to object to any distortion,
mutilation or other modification of, or other derogatory
-31-
purpose of the legislation and the similar depiction of the
integrity right in the Berne Convention, we conclude that Congress
intended the prejudice requirement to apply to the right of
integrity whether the remedy sought is injunctive relief or
damages.15
Although VARA does not define the terms "prejudicial,"
"honor," or "reputation," the House Report recommended that the
prejudice inquiry "focus on the artistic or professional honor or
reputation of the individual as embodied in the work that is
protected," and "examine the way in which a work has been modified
and the professional reputation of the author of the work." House
action in relation to, the said work, which would be
prejudicial to his honor or reputation.
Berne Convention for the Protection of Literary and Artistic Works
art. 6bis, Sept. 9, 1986, S. Treaty Doc. No. 99-27, 1161 U.N.T.S.
30.
15
Based on revisions to the statutory language made during the
legislative process, Patry concludes that "where an intentional
distortion, mutilation, or other modification has already occurred,
the plaintiff need not prove harm to his or her honor or
reputation." 5 Patry, supra, § 16:22. He further states, without
supporting citation, that "[i]t was understood informally" that the
final version of the provision was designed "to permit a cause of
action . . . without the need for proof that the artist's honor or
reputation was harmed." Id. To the extent Patry's conclusion is
that no evidence of harm is necessary, we reject it as inconsistent
with the available legislative history, as discussed above. It may
be, however, that Congress's concern was only that a plaintiff not
be required to prove the actual amount of damage to reputation, but
could opt for the statutory damages remedy upon showing prejudice.
See 17 U.S.C. §§ 501(a), 504(c) (stating that a VARA plaintiff may
elect to recover statutory damages instead of actual damages and
profits).
-32-
Report at 15, as reprinted in 1990 U.S.C.C.A.N. at 6925-26
(footnotes omitted). Relying on dictionary definitions of
prejudice, honor and reputation, the district court in Carter
concluded that it should "consider whether [the proposed]
alteration would cause injury or damage to plaintiffs' good name,
public esteem, or reputation in the artistic community." 861 F.
Supp. at 323. We think this a useful approach, but emphasize that
the focus is on the artist's reputation in relation to the altered
work of art; the artist need not have public stature beyond the
context of the creation at issue. See House Report at 15, as
reprinted in 1990 U.S.C.C.A.N. at 6925 ("[A]n author need not prove
a pre-existing standing in the artistic community.").
2. The Right of Attribution
VARA's right of attribution grants the author of a work
of visual art the right, in part, (1) "to claim authorship of that
work"; (2) "to prevent the use of his or her name as the author of
any work of visual art which he or she did not create"; and (3) "to
prevent the use of his or her name as the author of the work of
visual art in the event of a distortion, mutilation, or other
modification of the work which would be prejudicial to his or her
honor or reputation." 17 U.S.C. § 106A(a)(1),(2). The right
"ensures that artists are correctly identified with the works of
art they create, and that they are not identified with works
created by others." House Report at 6, as reprinted in 1990
-33-
U.S.C.C.A.N. at 6915. In addition, if a work of visual art has
been distorted or modified (and, unlike the integrity right, the
original distortion or modification need not be intentional),
associating the author's name with the distorted work against his
wishes would violate his right of attribution.
The right of attribution under VARA thus gives an artist
a claim for injunctive relief to, inter alia, assert or disclaim
authorship of a work. Whether VARA entitles an artist to damages
for violation of the right of attribution is a separate question.
We find the answer in the difference between the statutory language
on the right of integrity and the language on the right of
attribution. Subsection (a)(3) of section 106A, which codifies the
right of integrity, is further divided into two subsections: (A)
confers the right to protect the work against intentional
alterations that would be prejudicial to honor or reputation, and
(B) confers the right to protect a work of "recognized stature"
from destruction.16 Although both subsections are framed as rights
"to prevent" certain conduct, they both also contain an additional
clause stating that the occurrence of that conduct is, at least in
certain circumstances, "a violation of th[e] right" to prevent the
16
Section 106A(a)(3) states that the author of a work of
visual art shall have the right "(A) to prevent any intentional
distortion, mutilation, or other modification of that work which
would be prejudicial to his or her honor or reputation" and the
right "(B) to prevent any destruction of a work of recognized
stature."
-34-
conduct from happening. See 17 U.S.C. § 106A(a)(3)(A) ("any
intentional distortion, mutilation, or modification of that work is
a violation of that right"); id. at § 106(a)(3)(B) ("any
intentional or grossly negligent destruction of that work is a
violation of that right").
No such "violation" clause is included in the sections
codifying the right of attribution. See Nimmer, supra, at
§ 8D.06[B][1] ("The statute does not make any provision to redress
violation of any of the foregoing three attribution rights."). The
legislative history sheds no light on this difference, but Nimmer
speculates as follows:
Perhaps the implication is that whereas an
integrity violation could give rise to a
monetary recovery, failure to attribute is
remediable solely through injunction. If that
conclusion were intended, Congress certainly
could have expressed its intent less
obliquely.
Id. We agree with Nimmer's surmise that VARA does not provide a
damages remedy for an attribution violation. Where the statutory
language is framed as a right "to prevent" conduct, it does not
necessarily follow that a plaintiff is entitled to damages once the
conduct occurs. The question is whether "doing" the act the artist
has a right to prevent also triggers a damages remedy, and the
statutory language indicates that Congress answered that question
for the attribution right differently from the integrity right.
-35-
It is also noteworthy that Congress crafted a damages
remedy for the destruction of a work of recognized stature that is
narrower than the right to prevent destruction of such works.
While an artist may "prevent any destruction of a work of
recognized stature," only an "intentional or grossly negligent
destruction of that work is a violation of that right." 17 U.S.C.
§ 106A(a)(3)(B) (emphasis added). This narrowing further indicates
that Congress did not intend a damages remedy to arise
automatically from the right to prevent conduct. In failing to
provide a damages remedy for any type of violation of the moral
right of attribution, Congress may have concluded that artists
could obtain adequate relief for the harms of false attribution by
resorting to the Copyright Act and other traditional claims.
B. Büchel's VARA Claims
With this legal framework in mind, we turn to the record
before the district court. By dismantling "Training Ground," the
Museum prevented the further use of Büchel's name in connection
with the work, eliminating any basis for injunctive relief, and we
therefore do not address the attribution claim in our VARA
analysis. We thus consider the evidence in the light most
favorable to Büchel in determining whether there are genuine issues
of material fact regarding the alleged violations of his right of
integrity.
-36-
As noted above, the district court concluded that
Büchel's right of integrity was not implicated by MASS MoCA's
conduct. The court found that "nothing in MASS MoCA's planned
display of the unfinished installation would have violated Büchel's
right of integrity, for the simple reason that no completed work of
art ever existed on these facts for the museum to distort, mutilate
or modify." 56 F. Supp. 2d at 260. Although the court stated that
it would assume that VARA applied to unfinished works, its analysis
appears to be influenced by a more limited view of the statute's
scope. The court stated that "[t]o suggest that the display of an
unfinished and abandoned work somehow constitutes a distortion,
mutilation, or modification of that non-existent work is simply
inconsistent with the ordinary usage of those terms." Id. Having
concluded that VARA applies with full force to unfinished works,
however, we cannot accept the district court's reliance on the
unfinished state of "Training Ground" to minimize the rights of its
creator.
It cannot be disputed that, at least by the time Büchel
left North Adams in December 2006, "Training Ground" was "fixed"
within the meaning of the Copyright Act – i.e., materials had been
placed in Building 5 "by or under the authority of the author" in
a "sufficiently permanent or stable" manner to allow the work to be
"communicated for a period of more than transitory duration." 17
U.S.C. § 101. The elements of the installation had been chosen by
-37-
Büchel, and his assistants and the Museum workers had put numerous
components of the project in place under his direct supervision.
Although far from complete, the work by the end of 2006 included
parts of the "Saddam Compound" and the cinema, and Büchel and his
assistants had begun detailing several of the containers intended
to house elements such as a jail, museum and voting booths. With
this substantial work in place, the sculpture had an established
presence in Building 5. Büchel thus had rights in the work that
were protected under VARA, notwithstanding its unfinished state.
Büchel alleges that MASS MoCA violated his right to
integrity in three distinct ways: first, by continuing to work on
the installation without his authorization, particularly in early
2007, and by then exhibiting the distorted artwork to the public;
second, by using tarpaulins to "partially cover[]" – and thus
modify and distort – the installation, and allowing Museum visitors
to see it in that condition; and third, merely by showing Büchel's
work in its unfinished state, which he claims was a distortion.
Büchel asserts that these actions caused prejudice to his honor or
reputation.
As we shall explain, we conclude that summary judgment
was improperly granted to MASS MoCA because material disputes of
fact exist concerning the first of Büchel's integrity claims –
i.e., that MASS MoCA modified "Training Ground" over his
objections, to his detriment. We further conclude that the record
-38-
contains sufficient evidence to allow a jury to find that MASS
MoCA's actions caused prejudice to Büchel's honor or reputation.
The other integrity claims, however, are unavailing.
1. Continuing Work on "Training Ground"
Büchel asserts that, in the months following his
departure from North Adams in December 2006, the Museum encroached
on his artistic vision by making modifications to the installation
that in some instances were directly contrary to his instructions.
In rejecting Büchel's VARA claims, the district court described the
Museum's actions as perhaps "occasionally misguided" attempts "to
implement Büchel's long-distance instructions." 565 F. Supp. 2d at
260. The court found that these "[f]umbled efforts to assist in
creating, or failing to create, a work of art are not equivalent to
distortion, modification, or mutilation of the art." Id. at 260-
61.
Although a jury might agree with the court's assessment,
the evidence viewed in the light most favorable to Büchel would
allow a finding that at least some of the Museum's actions violated
VARA. The record permits the inference that, even during his time
as an artist-in-residence at MASS MoCA, Museum staff members were
disregarding his instructions and intentionally modifying "Training
Ground" in a manner that he did not approve. For example, on
December 14, 2006, just before he left for the holidays, Büchel
complained to Thompson that in "many cases people just do stuff
-39-
without checking back if its ok to do s[omething], when they think
by themselves the plan has to be changed." Büchel expressed
further concerns in an email to Thompson later that month: "I don't
[k]now if this is really a great opportunity when you get an
invitation to do a show, where you have to make constantly tons of
compromises, where you have to fight constantly against
stubborn[n]ess as well [as] against the institution and work with
people that think they know my art better than i do as well [as]
try to sabotage the project . . . ."
In early 2007, when he was no longer on-site, Büchel
again accused the Museum of "sabotage acts" and, in a January 16
letter, issued an ultimatum: he would return to North Adams to
complete "Training Ground" only if the Museum assented to a number
of specific conditions. Aside from certain budgetary concerns
irrelevant here, Büchel included the following among his list of
demands:
There is NO negotiation about the scope
of the project.
There are no elements to be eliminated
as you propose and I don't accept any orders
and any more pressure or compromises how
things have to be done, neither from you or
your crew . . . .
I will not give you any permission to
show an unfinished project nor will I show nor
let you show any work in progress, as you
proposed already earlier.
I will not accept without consequences
any additional sabotage acts, as done to
artworks of mine and as well done to the
installation in progress[.]
-40-
The letter also identified several points of disagreement with the
Museum concerning the content of the project, including Büchel's
insistence that there be "no transport street through the
exhibition" and that he did not "need to be told if an airplane
fuselage section fits in the show or not. I don't negotiate
constantly my art with you or Nato . . . ." Accusing the Museum
director of showing "little respect towards [his] plans," he told
Thompson "please don't tell me all the time how I have to do my
project regarding its scope and it's [sic] methods that needs [sic]
to be applied."
Unsatisfied with the Museum's response to his list of
demands, Büchel wrote to Thompson again on January 27, 2007. He
warned that, based on the information he had been provided, "there
[was] a lot of stuff not being done according to my instructions."
Again, he noted several elements of the work that had been
installed against his wishes.17 Thompson and Büchel traded emails
during the first few days of February, with Büchel stating that he
would "not negotiate further this matter . . . because almost any
of the main conditions are simply not fulfilled" and Thompson
writing that he believed the Museum had "responded to [Büchel's]
main issues."
17
"I wrote very clearly immediately to [Dante Birch, the
Museum's production manager] not to use the method we talked about
and stop it . . . , as well cinder block walls have to be partly
redone that have been built without my instruction . . . ."
-41-
After that, direct communication between Büchel and the
Museum became sparse. It was during this time, Büchel alleges,
that the Museum developed a "Plan B"18 to be implemented in the
event – which was looking increasingly likely – that he did not
return to finish the exhibit. Plan B, which involved publicly
exhibiting the unfinished installation without the artist's
permission, called for completing various elements of the
installation in a way the Museum knew might differ from Büchel's
artistic concept. Büchel cites an email chain on February 14 that
included Joseph Thompson and Dante Birch, in which Thompson,
stating that the Museum "seem[ed] to be getting closer and closer
to Plan B," gave specific instructions on various elements of the
installation. Thompson suggested that Museum staff do "[a]nything
else Dante and Nato feel is known with 80% certainty."
At least some Museum staff members recognized that
continuing to work on the installation without Büchel's input might
be problematic. Later in the February 14 email chain, Dante Birch
noted that he was “interested in protecting the museum from
intellectual property issues.” Pointing out that the show was
advertised as a Büchel in the Museum's schedule, he stated that
when reviewers came, "the question will be 'what is it?' . . . and
if it's reviewed as a Buchel we’re in deep shit.” Thompson’s plans
18
The term "Plan B" appears in the record in a February 14,
2007 email from Thompson to other Museum staff.
-42-
also raised concern among other MASS MoCA employees, including
curator Susan Cross, who cautioned Thompson in a January 31 email
that "we tend to forget that whether we're doing the welding or
not, there is an 'author' – an artist for whom we shouldn't make
decisions. . . . At what point, if at all, does an artist lose his
right to owning the idea and his/her 'intellectual property?' . . .
I think it is still art and still belongs to Buchel."
Both in his deposition and in his affidavit, Büchel
described ways in which he felt the Museum had knowingly
disregarded his specific instructions. For example, MASS MoCA's
decision to build a cinderblock wall through the Cape Cod-style
house in the installation, despite Büchel’s expressed desire that
the construction await his return, resulted in what Büchel
considered a "big distortion of the meaning of that element."
The record is replete with similar allegations concerning other
components of the installation, including the cinema, the bomb
carousel, the Saddam spiderhole, the police car and the mobile
home. Indeed, even the Museum, in its August 31, 2007 memorandum
of law in support of its motion for summary judgment, admitted that
the installation "[m]aterials as they now stand reflect significant
aesthetic and design choices by MASS MoCA personnel, including with
respect to the layout of the [m]aterials, and with respect to the
selection and procurement of pre-existing buildings and vehicles
-43-
that have been modified and incorporated into the [m]aterials."
(Emphasis added.)19
MASS MoCA argues that the evidence, taken in its
entirety, does not add up to a triable issue with respect to a
violation of Büchel’s right of integrity, but shows only that
Museum personnel were attempting to carry out Büchel's vision based
on his instructions. Indeed, the Museum notes that the work slowed
as Büchel’s instructions became unavailable.20 MASS MoCA
specifically disputes Büchel's reading of the February 14 email
chain as demonstrating the Museum's disregard of his creative
19
This assertion by MASS MoCA was made to support its
contention, rejected by the district court and halfheartedly
renewed on appeal, that the unfinished installation might
constitute a joint work of Büchel and the Museum. A claim of joint
authorship requires proof that the parties "entertain in their
minds the concept of joint ownership." Thomson v. Larson, 147 F.3d
195, 201 (2d Cir. 1998) (quotation marks and citation omitted).
Here, multiple facts indicate that the parties' understanding from
the outset was that "Training Ground" was solely a Christoph Büchel
work of art. The Museum's December 6, 2006 postponement
announcement described the work as "Christoph Büchel's vast
installation" and, as reflected in the emails described above,
Museum personnel internally recognized Büchel as the artist, at
least as "Training Ground" was originally conceived. It is also
undisputed that, at the outset of their relationship, the parties
had agreed that Büchel alone would hold the copyright in the
finished work. These facts negate any claim of joint authorship.
20
In his deposition, Thompson testified as follows:
[T]here was a whole long list of things for which we had
adequate direction and understanding that we could
continue forward to a certain point. When the work began
to get very detailed and would require input from
Christoph, if we could get the input from him, we would
continue, and if we didn't, we would stop.
-44-
rights over the installation, asserting that the discussion among
its staff members in fact reflects a conscious effort to determine
how far the Museum could appropriately go in light of the remaining
instructions left by the artist. In one email, for example,
Thompson noted that "we are putting the correct objects in the
spaces cb indicated . . . . That's not 'doing a buechel [sic]'
that's prepping for buechel [sic] assuming, as we still are, that
there is some chance we'll see him here again." Other
communications in the record also could be interpreted as showing
the Museum doing its best to carry out Büchel’s concept for the art
work.
As we have noted, a jury may well accept the Museum's
depiction of its intention and its actions. At this juncture,
however, the record must be viewed in the light most favorable to
Büchel. The evidence we have described would permit a jury to find
that the Museum forged ahead with the installation in the first
half of 2007 knowing that the continuing construction in Büchel's
absence would frustrate – and likely contradict – Büchel's artistic
vision. We thus conclude that a jury issue exists as to whether
these actions effected an intentional distortion or other
modification of "Training Ground" that subjected MASS MoCA to
liability under VARA.
The record also contains evidence from which a jury could
conclude that the Museum's alterations had a detrimental impact on
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Büchel's honor or reputation. An article in the Boston Globe
reported that, in February, Museum officials had shown the
unfinished project to a group of Museum directors and curators who
were attending an arts conference in the area. See Geoff Edgers,
Behind doors, a world unseen: Dispute cloaks massive installation
at MASS MoCA, Boston Globe (March 28, 2007), available at
www.boston.com/ae/theater_arts/articles/2007/03/28/behind_doors_a
_world_unseen/ ("Behind doors, a world unseen"). Another
journalist reported on observing the unfinished (and still
untarped) work. See The Show Will Go On, supra.
Although the commentary generated by these visits is not
all negative,21 there was sufficient evidence for a jury to find
that the changes to "Training Ground" caused prejudice to Büchel.
The New York Times noted that the exhibition would "certainly give
people unfamiliar with his obsessive, history-driven aesthetic an
inaccurate sense of his art, and this is indeed a form of damage."
Is It Art Yet?, supra. A critic for the Boston Globe similarly
observed that "many people are going to judge [Büchel] and his work
on the basis of this experience." Ken Johnson, No admittance: MASS
MoCA has mishandled disputed art installation, Boston Globe, July
1, 2007, at 1N. One viewer, writing in Commentary magazine,
21
Thompson told an outside consultant for the Museum in March
2007 that a curator at the New Museum in New York had just viewed
the installation "and said it was one of the best works he's seen
in the past three years."
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observed that “I am not sure that it suffers from being enveiled.”
Michael J. Lewis, The Cost of Transgression,
http://www.commentarymagazine.com/blogs/index.php/lewis/499 (June
4, 2007). A review published in Berkshire Fine Arts – subtitled
"Crap Under Wrap" – concluded that it would be a "huge mistake" to
uncover the installation, which offered "virtually nothing of
substance or interest." Crap Under Wrap, supra.
The record thus shows that some viewers of the
installation reacted unfavorably to the work in its allegedly
modified and distorted form. A factfinder might conclude, of
course, that it was Büchel's underlying concept (notwithstanding
its unfinished state) rather than MASS MoCA's actions that elicited
the negative reactions. However, a jury could also reasonably
infer that the negative impressions resulted from the Museum's
unauthorized modifications to "Training Ground," diminishing the
quality of the work and thereby harming Büchel's professional honor
or reputation as a visual artist.
In concluding that Büchel has adduced sufficient
evidence to support a right-of-integrity claim, we reject the
Museum’s assertion that to find a violation of Büchel's right of
integrity in these circumstances would make it impossible for
parties to collaborate on large-scale artistic works. The Museum
warns that, under Büchel’s interpretation, "no one other than the
artist himself . . . may ever perform any work in fabricating
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visual art unless that specific task has been authorized by the
artist." We disagree. Although the artist's vision must govern,
that principle does not prevent collaboration at the implementation
level so long as the artist's vision guides that implementation.
Here, Büchel alleges a campaign of intentional distortion and
modification to his work in which Museum personnel repeatedly
ignored his express wishes. Our holding that the summary judgment
record precludes an affirmance of the district court on this claim
may serve as a cautionary tale to museums contemplating similar
installations in the future – guiding them to document the terms of
their relationship and obtain VARA waivers where necessary – but it
does not prevent museums or other collaborators from working
cooperatively with artists on such non-traditional artworks.
2. Showing "Training Ground" Covered with Tarpaulins
Büchel also claims that MASS MoCA improperly modified and
distorted “Training Ground” when it partially covered it with the
yellow tarpaulins and displayed it in that condition. He asserts
that the record shows beyond dispute that visitors looked behind
the tarps, that the tarp-adorned installation was "judged by others
to be Büchel's work, and that his honor and reputation were harmed
by it." In response, the Museum argues that the yellow tarpaulins
were merely functional – a way of keeping people "out" of the
installation – rather than an aesthetic modification of the artwork
that gave MASS MoCA patrons a distorted view of it.
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Although the tarpaulins did prevent visitors to the
Museum from seeing the entire unfinished installation, the record
shows that a number of people were able to form an impression of
"Training Ground" despite the partial covering. For example,
according to one observer,
[the tarps] don't reach the floor, and they
rise only about two feet above eye level, so
they don't cover much. You can easily crouch
down to slip your head underneath or peek
through the slits between the vinyl sheets.
Beyond the passageway formed by the tarps, the
monumental elements of the installation rise
all around you, plain as day — the cinderblock
walls, the two-story house, the guard tower,
the trailers, the carnival ride, all compacted
together in a claustrophobic, politically
surreal borough of hell, George Orwell by way
of David Lynch.
Thomas Micchelli, Christoph Büchel Training Ground for Democracy,
The Brooklyn Rail (September 2007), available at
http://www.brooklynrail.org/2007/09/artseen/buchel. Another critic
noted that the installation “under all the tarps is really kind of
a conceptual peep show. It doesn’t take much effort or imagination
to see most of the work . . . . Mass MoCA is hiding an elephant
behind a napkin,” and called it a “wink, wink, wrap show.” Crap
Under Wrap, supra. Photographs in the record confirm that the
covers did not obscure the general path and layout of the
installation. Indeed, given the location of "Training Ground,"
visitors to "Made at MASS MoCA" could not avoid seeing the
unfinished "Training Ground" bedecked in tarpaulins.
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Nonetheless, although the installation unquestionably
looked different with the tarpaulins partially covering it, we
agree with the district court that the mere covering of the artwork
by the Museum, its host, cannot reasonably be deemed an intentional
act of distortion or modification of Büchel's creation. To
conclude otherwise would be to say that, even if all had gone well,
the Museum would have been subject to a right-of-integrity claim if
it had partially covered the work before its formal opening to
prevent visitors from seeing it prematurely.
This is not to say that MASS MoCA was necessarily acting
with pure intentions when it created "Made at MASS MoCA" in close
proximity to the tarped "Training Ground." It might be a fair
inference that the Museum was deliberately communicating its anger
with Büchel by juxtaposing his unfinished work with the successful
artistic collaborations depicted in its new exhibition. The
partial covering of "Training Ground" may have been intended to
highlight, rather than hide, the failed collaboration.22 The right
of integrity under VARA, however, protects the artist from
distortions of his work, not from disparaging commentary about his
22
Indeed, the Boston Globe's art critic, Ken Johnson,
described the exhibit as a "self-serving photo and text display"
that implicitly conveys criticism of Büchel for the failure of
"Training Ground for Democracy." See MASS MoCA has Mishandled
Disputed Art Installation, supra. The juxtaposition left Johnson
with the impression that MASS MoCA was "exacting revenge" against
the artist "by turning his project into a show that misrepresents,
dishonors, vilifies, and even ridicules him." Id.
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behavior. In our view, a finding that the Museum's covering of the
installation constituted an intentional act of distortion or
modification of Büchel's artistic creation would stretch VARA
beyond sensible boundaries.
3. Exhibiting "Training Ground" in Its Unfinished State
Büchel maintains that, even aside from the alleged
modifications to “Training Ground,” merely exhibiting the work of
art in its unfinished state, without the artist’s consent,
constitutes a distortion. We reject this claim. A separate moral
right of disclosure (also known as the right of divulgation)
protects an author's authority to "prevent third parties from
disclosing [his or her] work to the public without the author's
consent," and is not covered by VARA. See Cyrill P. Rigamonti,
Deconstructing Moral Rights, 47 Harv. Int'l L.J. 353, 373, 405
(2006) "([T]he VARA ignores the rights of disclosure and withdrawal
and instead focuses on the rights of attribution and integrity
. . . .").
Although Büchel proffered an expert who opined that
showing an unfinished work without the artist’s permission is
inherently a distortion, we decline to interpret VARA to include
such a claim where a separate moral right of disclosure is widely
recognized in other jurisdictions and Congress explicitly limited
the statute's coverage to the rights of attribution and integrity.
See Amy M. Adler, Against Moral Rights, 97 Cal. L. Rev. 263, 268
-51-
(2009) (noting that most European countries "recognize a right of
divulgation, giving the artist the right to decide when (and
whether) the work is complete and can be shown"); Rigamonti, supra,
at 356 ("The standard set of moral rights recognized in the
literature consists of the author's right to claim authorship
(right of attribution), the right to object to modifications of the
work (right of integrity), the right to decide when and how the
work in question will be published (right of disclosure), and the
right to withdraw a work after publication (right of withdrawal)."
(footnotes omitted)); 5 Patry on Copyright § 16:23 (noting that
VARA does not give the artist "a right to prohibit display of
mutilated versions of his or her work, only the right to prohibit
the mutilation itself"). Any right Büchel possesses to withhold
display of his artwork must be found outside VARA. We consider
below his claim to such a right under section 106(5) of the
Copyright Act. See infra Section IV.
4. Summary of VARA Claims
After careful review of the record, we are persuaded that
a reasonable jury could find that Büchel is entitled to relief
under VARA based on the Museum's continuing work on "Training
Ground" over his objections. Genuine disputes of material fact
foreclose summary judgment for either Büchel or MASS MoCA on that
claim. We find no merit, however, in Büchel's claim that MASS MoCA
intentionally modified or distorted "Training Ground" by covering
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it with tarpaulins, and we reject as outside the scope of the
statute Büchel's claim that the Museum violated VARA by displaying
the installation over his objections. We affirm the district
court's grant of summary judgment for the Museum on Büchel's right-
of-attribution claim, which became moot when MASS MoCA dismantled
the installation in 2007.
IV.
We now assess Büchel's challenge to the grant of summary
judgment for MASS MoCA on his Copyright Act claims.
A. Public Display
The owner of a copyrighted work has the exclusive right
to "display the copyrighted work publicly." 17 U.S.C. § 106(5).
Displaying a work is defined as "show[ing] a copy of it, either
directly or by means of a film, slide, television image, or any
other device or process." 17 U.S.C. § 101. A "copy" includes the
original. Id. Büchel argued below, as he does on appeal, that the
Museum's repeated public exhibitions of "Training Ground for
Democracy" constituted a public display of his work in violation of
his exclusive right under section 106(5). The district court gave
no explicit reason for its dismissal of this claim, remarking only
that "[f]or the reasons already stated," presumably in its
discussion of VARA, MASS MoCA was "entitled to judgment on this
count." 565 F. Supp. 2d at 261.
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The court also remarked, however, that since Büchel
"would have suffered a violation of no right recognized by this
statute, this messy situation simply fell outside the boundary of
VARA and, a fortiori, outside the more general provisions of the
Copyright Act." Id. at 260. This statement reflects a misreading
of the Copyright Act. As we have explained, the moral rights
granted to specific artists under VARA are separate and independent
from the economic rights guaranteed by section 106. 17 U.S.C. §
106A(a) (providing that rights of attribution and integrity are
"independent of the exclusive rights provided in section 106").
Thus, the inadequacy of claims under VARA does not, on its own,
signify the inadequacy of more traditional copyright claims. See
Wu, supra, at 164 (observing that VARA has "acquired the attributes
of a false talisman," both because artists overly rely on it in
"instances where economic rights, including traditional rights of
copyright provided by Section 106 . . . would more effectively
protect their interests" and also because courts tend to view VARA
claims as "devalu[ing] entitlements to economic rights pleaded in
tandem with VARA claims").
We thus turn specifically to this claim. The Museum
argues that Büchel has failed to present a triable issue of fact on
his claim under section 106(5) because the unfinished work was
never publicly displayed. However, as we have described in the
context of our VARA discussion, there is significant record
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evidence suggesting that the work was repeatedly and deliberately
exhibited to numerous individuals.23
MASS MoCA also asserts an affirmative defense under
section 109(c), which provides that "the owner of a particular copy
lawfully made under this title, or any person authorized by such
owner, is entitled, without the authority of the copyright owner,
to display that copy publicly." 17 U.S.C. § 109(c). The Museum
argues that it owned the physical copy of "Training Ground," and
that section 109(c) therefore permitted it to display the
unfinished work. Here again, however, the record reveals disputed
issues of fact with respect to whether the Museum's copy was
"lawfully made," as it may have been created in violation of the
artist's rights under VARA. Moreover, Büchel introduced evidence
to rebut the Museum's assertion that "the installation's various
components" all belonged to, or were purchased by, MASS MoCA.
Finally, Büchel presented evidence that the Museum understood that
the physical copy of the installation belonged to him.24
23
In addition to the journalists and Museum personnel noted
earlier, a newspaper reported that the mayor of North Adams had
seen the exhibit twice, once with Governor Deval Patrick. See
Behind doors, a world unseen, supra.
24
For example, in an email sent on September 11, 2006 to
curator Nato Thompson, the Museum's director (Joseph Thompson)
said: "I assume you've already laid out the general idea [to
Büchel] (we build it, and it belongs to you)," and also noted that
Büchel had the right to "sell all or part of it." The Museum's
proposed contract, which was never signed, would have conferred
ownership on Büchel. It stated that, "[u]pon termination of the
exhibition, the fabricated work shall be owned outright by you,
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Accordingly, viewing the evidence in the light most favorable to
Büchel, we cannot say that a reasonable jury could not conclude
that the Museum violated his exclusive right to publicly display
"Training Ground for Democracy."
B. Derivative Works
The Copyright Act also grants artists the exclusive right
to "prepare derivative works based upon the copyrighted work." 17
U.S.C. § 106(2). A derivative work is defined as one "based upon
one or more preexisting works," such as a translation, musical
arrangement, fictionalization, "or any other form in which a work
may be recast, transformed, or adapted." 17 U.S.C. § 101. A
derivative work includes any work "consisting of editorial
revisions, annotations, elaborations, or other modifications which,
as a whole, represent an original work of authorship." Id. Büchel
brought two claims based on this provision, asserting that MASS
MoCA created unauthorized derivative works based on the
installation itself and on the work's models and plans.
The district court ruled that, "[e]ven assuming that the
stumbling, and eventually abandoned, process of collaboration
during 2006 produced an original work of art subject to copyright
protection, which is highly doubtful, clearly no 'derivative' work
of art was created by MASS MoCA's attempt (however flawed) to play
its part in this process." 565 F. Supp. 2d at 261. It further
including all copyrights and related preparatory materials."
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rejected Büchel's argument that, by placing tarpaulins over the
unfinished installation, the Museum created a separate,
unauthorized derivative work. Id.
On appeal, Büchel summarily argues that what the Museum
displayed in Building 5, both with and without the yellow
tarpaulins, "recast" or "transformed" the work that he had
originally set out in his plans and left behind in December 2006,
thus creating derivative works under the Copyright Act.25 In
response, MASS MoCA again argues that its staff was following
Büchel's instructions when working on "Training Ground" in his
absence, and that the Museum therefore was merely executing
Büchel’s vision rather than exercising its own artistic judgment to
create a new, derivative artwork.
A derivative work within the meaning of the Copyright Act
"consists of a contribution of original material to a pre-existing
work so as to recast, transform or adapt the pre-existing work,"
and the variation from the original must be "sufficient to render
the derivative work distinguishable from its prior work in any
meaningful manner." Nimmer, supra, § 3.03[A]; see also Schrock v.
Learning Curve Int'l, Inc., 586 F.3d 513, 520-21 (7th Cir. 2009);
Woods v. Bourne Co., 60 F.3d 978, 990 (2d Cir. 1995). As we have
25
Our analysis of the right-of-integrity tarpaulin claim
disposes as well of Büchel's contention that covering the
installation constituted a modification of the original work that
resulted in the creation of a derivative work.
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held, Büchel's contention that his work was modified without his
permission and to his detriment gives rise to a right-of-integrity
claim under VARA. Every modification of a work of art does not,
however, result in the creation of a derivative work.
In Büchel's 52-page opening brief, there is one paragraph
that purports to analyze the derivative work claim, and that
paragraph itself is largely descriptive rather than analytical.
Büchel cites no cases and does not explain how the modified
"Training Ground" was sufficiently original and distinctive within
the meaning of the Copyright Act to qualify as a derivative work.
His reply brief adds another paragraph, citing cases, but he again
asserts in summary fashion that the modifications resulted in a
derivative work. He states that the degree of creativity needed
for a derivative work is minimal, but does not explain how the
Museum's alterations create a new work that, as a whole, meets the
Copyright Act's originality requirement. The law applicable to
derivative work claims, particularly as it intersects with VARA's
protection for works of visual art, is complex. See, e.g., Lee v.
A.R.T. Co., 125 F.3d 580, 582-83 (7th Cir. 1997); Henry Hansmann,
Authors' and Artists' Moral Rights: A Comparative Legal and
Economic Analysis, 26 J. Legal Stud. 95, 114-116 (1997). Büchel's
undeveloped argument is so perfunctory that we deem the claim
waived. See United States v. Zannino, 895 F.2d 1, 17 (1st Cir.
1990) (stating that, on appeal, "issues adverted to in a
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perfunctory manner, unaccompanied by some effort at developed
argumentation, are deemed waived").
V.
We summarize our holdings:
1. VARA's protection of an artist's moral rights extends
to unfinished creations that are "works of art" within the meaning
of the Copyright Act;
2. The right of integrity under VARA protects artists
from distortions, mutilations or modifications of their works that
are prejudicial to their reputation or honor, and prejudice must be
shown for both injunctive relief and damages;
3. Büchel has adduced sufficient evidence to raise a
genuine issue of material fact as to whether MASS MoCA violated his
right of integrity on one of his three asserted bases for
liability, namely, by modifying "Training Ground" over his
objections in a manner that harmed his honor or reputation. His
right-of-integrity claims based on the yellow tarpaulins and the
mere display of "Training Ground" lack merit;
4. Büchel's right-of-attribution claim is moot, as VARA
provides only injunctive relief to protect the right of attribution
and the installation no longer exists;
5. The record reveals a genuine issue of material fact
as to whether MASS MoCA violated Büchel's exclusive right under
section 106(5) of the Copyright Act to display his work publicly;
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6. Büchel fails to adequately develop his claim that
MASS MoCA violated his exclusive right under section 106(2) to
prepare derivative works based on "Training Ground," and that claim
is therefore waived.
We thus remand the case for further proceedings on
Büchel’s remaining right-of-integrity claim under VARA and his
public display claim under section 106 of the Copyright Act.
Affirmed in part, vacated in part, and remanded for
further proceedings consistent with this decision. Each party is
to bear its own costs.
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