FILED
United States Court of Appeals
Tenth Circuit
March 8, 2011
UNITED STATES COURT OF APPEALS
Elisabeth A. Shumaker
Clerk of Court
TENTH CIRCUIT
DERRICK R. PARKHURST,
Plaintiff-Appellant,
v. No. 10-8084
PITTSBURGH PAINTS, INC.; (D.C. No. 09-CV-00147-ABJ)
ROBERT LAMPERT, individually and (D. Wyo.)
in his official capacity as Wyoming
Department of Corrections Director;
JOHN COYLE, M.D., individually and
in his official capacity as Prison
Health Services Inc. Medical Doctor,
Defendants-Appellees.
ORDER AND JUDGMENT *
Before BRISCOE, Chief Judge, TACHA and MURPHY, Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist in the determination
of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is,
therefore, submitted without oral argument.
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. It may be cited,
however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th
Cir. R. 32.1.
Plaintiff Derrick Parkhurst, a Wyoming state prisoner appearing pro se,
appeals from the district court’s dismissal of his complaint against defendants
PPG Industries, Inc. (PPG) 1, Robert Lampert, and John Coyle. Exercising
jurisdiction pursuant to 28 U.S.C. § 1291, we affirm.
I
Parkhurst is an inmate at the Wyoming State Penitentiary (WSP) in
Rawlins, Wyoming. ROA, Vol. 1 at 11. In 1997, according to Parkhurst, WSP
personnel painted “the entire North Facility of” the WSP using paint
manufactured by PPG. Id. “During the painting at [WSP],” Parkhurst alleges, he
“suffered a transient ischemic attack (TIA) and a stroke” which resulted in
numerous injuries, including “temporary and permanent severe loss of
intelligence . . . .” Id.
In early 2005, approximately eight years after suffering the alleged injuries,
Parkhurst sued PPG and various prison employees alleging personal injury from
exposure to the paint fumes. Parkhurst v. Pittsburgh Paints, Inc. (Parkhurst I),
213 F. App’x 747 (10th Cir. 2007). The district court dismissed his claims as
time-barred. This court affirmed the district court’s ruling, id. at 748, and the
United States Supreme Court denied Parkhurst’s petition for writ of certiorari.
1
The caption of Parkhurst’s complaint misidentified PPG as Pittsburgh
Paints, Inc. ROA, Vol. 1 at 8. The district court and the parties, however,
subsequently recognized that error and treated PPG as the named defendant. Id.
at 222.
2
Parkhurst then filed a number of motions with the district court, including a
motion for relief from judgment and a motion for appointment of counsel, seeking
to revive his lawsuit. The district court denied those motions on March 4, 2010,
and this court affirmed the district court’s rulings on appeal. 2 Parkhurst v.
Pittsburgh Paints Inc. (Parkhurst II), Nos. 10-8026, 10-8027, 2010 WL 4069430
at *1 (10th Cir. Oct. 19, 2010).
On June 25, 2009, before the district court had ruled on his post-appeal
motions in the original case, Parkhurst initiated the instant proceedings by filing a
pro se civil complaint against PPG, Lampert, the director of the Wyoming
Department of Corrections (WDOC), and Coyle, a physician employed by a
private company that contracts with WDOC to provide services to inmates at
WSP. ROA, Vol. 1 at 8. The complaint alleged that “on or about the night of
June 16 and 17, 2005,” Parkhurst, as a result “of the stroke(s) caused by the paint
poisoning” in 1997, “fell out of the upper bunk he was assigned to” by WSP
officials and “suffer[ed] severe bruising of his left thigh and other trauma.” Id. at
13. The complaint alleged that WSP officials thereafter allowed Parkhurst to
occupy the lower bunk of a double cell until February 12, 2009, when he was “re-
2
This court also denied Parkhurst leave to proceed in forma pauperis on
appeal and noted: “With the dismissal of these . . . appeals, Mr. Parkhurst has
now earned at least three strikes under [28 U.S.C.] § 1915(g); accordingly, he
may bring no more civil actions or appeals under § 1915 unless he is under
imminent danger of serious physical injury.” Parkhurst II, 2010 WL 4069430 at
*2.
3
assigned . . . to a different block and an upper bunk within that block.” Id.
Parkhurst allegedly “refused the assignment,” and WSP officials, in response,
placed him in segregation for approximately three weeks before “assign[ing] him
to a lower bunk on March 4, 2009 . . . .” Id. According to Parkhurst’s complaint,
defendants knew he was “at risk of falling out of the top bunk . . . and concealed”
that knowledge. Id. at 9. More specifically, the complaint alleged, defendants
conspired to assign him to the top bunk in order to “cover-up . . . the original
[1997] incident.” Id.
The three defendants each moved to dismiss Parkhurst’s complaint. In
particular, PPG moved to dismiss the complaint for failure to state a claim upon
which relief could be granted and as “barred by res judicata . . . .” Id. at 70.
Lampert moved to dismiss the complaint “for failure to state a claim, failure to
exhaust . . . administrative remedies and lack of subject matter jurisdiction.” Id.
at 117. Coyle likewise moved to dismiss the complaint for failure to state a claim
and for failure to exhaust administrative remedies. Id. at 144.
In his response in opposition to defendants’ motions to dismiss, Parkhurst
fleshed out his original allegations against defendants. With respect to PPG,
Parkhurst alleged that it “conspired with the other Defendants to conceal
[Parkhurst]’s allegations” that the paint used by defendants at WSP and
manufactured by PPG “caused [Parkhurst] to suffer a stroke, with attendant
difficulties.” Id. at 180. Parkhurst further alleged that PPG “failed to properly
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label the paint” and “warn . . . of its propensity to cause strokes.” Id. With
respect to defendants Lampert and Coyle, Parkhurst alleged “[t]here was a further
and separate act by the[m] . . . in pursuance of the original conspiracy, the act of
mis-assigning [him] to an upper bunk, when all the indications were that he
should not have been assigned to an upper bunk.” Id. Parkhurst alleged that the
upper bunk assignment was given because Lampert and Coyle “were afraid that if
they did not assign [him] to an upper bunk, they would be effectively admitting
their own prior misconduct.” Id. Finally, in what was apparently intended as a
separate allegation of conspiracy, Parkhurst alleged that Lampert and Coyle
conspired “to violate [his] right to effective medical treatment, and to deny that
any injury had taken place.” Id. at 177.
On August 30, 2010, the district court issued an order granting defendants’
motions to dismiss. Id. at 222. That order first addressed Parkhurst’s claims that
arose out of “the events that allegedly took place in February through March
2009,” i.e., his alleged segregation for refusing to comply with WSP officials’
order to take an upper bunk assignment. Id. at 229. The district court concluded
that those claims were subject to dismissal without prejudice under the Prison
Litigation Reform Act (PLRA), 42 U.S.C. § 1997(e)(a), due to Parkhurst’s “non-
compliance with the exhaustion requirement . . . .” Id.
The district court’s order of dismissal then addressed Parkhurst’s specific
claims against each of the three named defendants. With respect to PPG, the
5
district court noted that Parkhurst’s complaint “d[id] not allege that PPG forced
him to take an upper bunk or that PPG placed him in segregation,” nor did
Parkhurst offer the court any evidence to establish that PPG “ha[d] any agents
acting on its behalf at” WSP. Id. at 230. Thus, the district court concluded, any
claims against PPG arising out of the events in 2009 were subject to dismissal
“for failure to state a claim for which relief c[ould] be granted.” Id. As for
Parkhurst’s remaining claims against PPG, the district court concluded that “the
only reference” in Parkhurst’s complaint “to the ‘acts’ of PPG [was] in the
background” section and “describe[d] the events that formed the basis of his
previous litigation . . . .” Id. at 231. The district court held that “Parkhurst [wa]s
barred from bringing claims arising out of the previously litigated matter . . .
under the doctrine of res judicata.” Id. “Finally,” the district court concluded,
“even if PPG had not previously been sued by . . . Parkhurst, the claims asserted
against PPG . . . [we]re time barred, just as they were in the first action.” Id. at
232.
As for defendants Lampert and Coyle, the district court construed
Parkhurst’s complaint as asserting claims against them for violating the Eighth
Amendment’s prohibition against cruel and unusual punishment by forcing him to
take an upper bunk assignment. Id. at 233, 238. The district court concluded,
however, that Parkhurst had failed to establish “a ‘serious’ deprivation based on
the failure of [these defendants] to provide him a lower bunk.” Id. at 235.
6
Further, the district court concluded that Parkhurst “d[id] not state any facts to
support the conclusion that Defendant Lampert had any knowledge that assigning
[Parkhurst] a top bunk would be a substantial risk to . . . Parkhurst.” Id.
Likewise, the district court concluded that Parkhurst did not state any facts to
establish that Coyle was deliberately indifferent to Parkhurst’s medical needs or
that Coyle “had any knowledge that assigning [Parkhurst] a top bunk would be a
substantial risk.” Id. at 239. Finally, the district court concluded that, “even
assuming all the facts as alleged by . . . Parkhurst [we]re true, he fail[ed] to state
an Eighth Amendment claim” because he “d[id] not have a constitutional right to
be assigned a particular bunk and the fact that [defendants] did not order a lower
bunk restriction d[id] not state a claim under the Eighth Amendment.” Id. at 235.
The district court entered judgment in the case on August 30, 2010.
Parkhurst filed a timely notice of appeal.
II
Parkhurst asserts two arguments on appeal. First, he contends the district
court erred in concluding he failed to exhaust available administrative remedies
with respect to his claims arising out of the events that allegedly occurred in
February and March of 2009. Second, Parkhurst contends the district court erred
in granting defendants’ motions to dismiss because there were unresolved issues
of material fact. As discussed below, however, we disagree with both of these
contentions and conclude the district court properly granted defendants’ motions
7
to dismiss.
Standard of review
We review de novo a district court’s dismissal for failure to exhaust
administrative remedies. See Jernigan v. Stuchell, 304 F.3d 1030, 1032 (10th Cir.
2002). We likewise review de novo a district court’s dismissal of a prisoner’s
complaint for failure to state a claim. See Kay v. Bemis, 500 F.3d 1214, 1217
(10th Cir. 2007).
Exhaustion of remedies
Parkhurst contends the district court erred in concluding that he failed to
exhaust his administrative remedies with respect to his claims arising out of the
alleged events in early 2009. To begin with, Parkhurst asserts, the WDOC’s
“Statement of Policy and Procedure #3.100,” entitled “Inmate Communication and
Grievance Procedure,” expressly prohibits grievances over classification issues
and misconduct reports. Aplt. Br. at 2. In addition, Parkhurst asserts, other
WDOC policy statements prohibit frivolous or malicious grievances and indeed
allow for disciplinary action to be taken against an inmate filing such grievances.
Id. at 4. Thus, he argues, it was improper for him to file a grievance regarding
the events of early 2009.
Alternatively, Parkhurst contends, he “did exhaust all remedies that were
available to him” by first completing and sending to the warden of WSP a
“WDOC Form #320 ‘Inmate Communication Form’” objecting to his February
8
2009 upper bunk assignment and his ensuing segregation for objecting to that
assignment, id. at 5, and then subsequently filing “a WDOC Form #321 ‘Inmate
Grievance Form’” and two inmate grievance appeal forms asserting the same
objections. Id. at 6.
We reject Parkhurst’s arguments. The PLRA requires prisoners to exhaust
available administrative remedies before suing over prison conditions. See 42
U.S.C. § 1997e(a). Because a state prison system’s grievance procedure defines
the steps necessary for exhaustion, a prisoner may only exhaust by properly
following all of the steps laid out in that procedure. Jones v. Bock, 549 U.S. 199,
218 (2007).
Here, Lampert persuasively argues that, under the WDOC’s grievance
procedure, Parkhurst’s “refusal of an upper bunk assignment and his subsequent
segregation is not a classification proceeding,” Lampert Aplee. Br. at 8, and thus
“Parkhurst certainly had the ability to present a grievance, at the lowest level,
regarding his assignment to an upper bunk and to continue up the chain of
command culminating in a decision by . . . Lampert.” Id. at 9. Moreover,
although Parkhurst attempted to grieve the upper bunk assignment and the
ensuing segregation order, it is clear from the record that he failed to follow the
specific steps outlined by the WDOC for doing so (i.e., presenting a grievance at
the lowest level and then appealing if necessary), and was expressly informed of
9
this fact by WDOC personnel. 3 Thus, as the district court correctly concluded,
Parkhurst failed to establish that he exhausted the administrative remedies made
available to him under the WDOC’s grievance procedure. Accordingly, the
district court properly dismissed without prejudice Parkhurst’s claims arising out
of the incidents that allegedly occurred at WSP in February and March of 2009.
Unresolved issues of material fact
In his second issue on appeal, Parkhurst contends the district court erred in
granting defendants’ motions to dismiss because there were unresolved issues of
material fact. Aplt. Br. at 9. In support, Parkhurst asserts that “[t]his case came
about because certain members of a conspiracy which has already been litigated
committed certain acts in support of the original conspiracy.” Id. at 11 (emphasis
in original). “The acts complained of,” Parkhurst asserts, “were to force [him] to
accept an upper bunk assignment, while knowing that such an assignment might
very well result in [his] falling from that bunk,” and he “did indeed fall.” Id.
“The intent of the Defendants in assigning [him] to an upper bunk from which he
3
For example, when Parkhurst attempted to file an appeal directly with
Lampert, Lampert sent Parkhurst a letter stating, in pertinent part:
I am in receipt of your unnumbered Inmate Grievance Appeal
Form; however, you must first follow the steps of the grievance
process at the institutional level prior to filing an appeal with this
office. Please see Section IV.G.1 of the [W]DOC Inmate
Communication and Grievance Procedure.
Accordingly, your grievance appeal will not be accepted and is
being returned for proper filing.
Aplt. Br. at 7.
10
would eventually fall,” Parkhurst argues, “was because they were in fear that if
they did not assign him so, they would . . . effectively have admitted their
liability” for the injuries that occurred to him in 1997. Id.
We reject Parkhurst’s arguments. As we outlined above, his claims against
Lampert and Coyle arising out of the purported events in February and March of
2009 were properly dismissed by the district court without prejudice due to his
failure to exhaust administrative remedies. To the extent Parkhurst sued PPG for
the alleged events of 2009, the district court properly concluded that Parkhurst
failed to set forth any specific allegations of fact linking PPG to those events, and
thus failed to state a claim upon which relief could be granted. As for Parkhurst’s
claims arising out of the alleged events of June 2005, the district court concluded
that those claims were subject to dismissal on a number of substantive grounds,
none of which Parkhurst has challenged on appeal.
The judgment of the district court is AFFIRMED. Parkhurst’s motion for
leave to proceed in forma pauperis on appeal is DENIED. 4
Entered for the Court
Mary Beck Briscoe
Chief Judge
4
Parkhurst is obligated to make immediate payment of the unpaid balance
due the Clerk of the District Court.
11