UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 09-1021
SHANE FELDMAN; BRIAN KELLY; PAUL SINGLETON,
Plaintiffs - Appellees,
v.
PRO FOOTBALL, INCORPORATED; WFI STADIUM, INCORPORATED,
Defendants - Appellants.
No. 09-1023
SHANE FELDMAN; BRIAN KELLY; PAUL SINGLETON,
Plaintiffs - Appellants,
v.
PRO FOOTBALL, INCORPORATED; WFI STADIUM, INCORPORATED,
Defendants - Appellees.
Appeals from the United States District Court for the District
of Maryland, at Greenbelt. Alexander Williams, Jr., District
Judge. (8:06-cv-02266-AW)
Argued: March 25, 2010 Decided: March 25, 2011
Before MICHAEL and DAVIS, Circuit Judges, and James A. BEATY,
Jr., Chief United States District Judge for the Middle District
of North Carolina, sitting by designation.
Affirmed by unpublished per curiam opinion. Judge Beaty wrote a
separate opinion dissenting in part.
ARGUED: Roger William Yoerges, STEPTOE & JOHNSON, LLP,
Washington, D.C., for Appellants/Cross-Appellees. Joseph B.
Espo, BROWN, GOLDSTEIN & LEVY, LLP, Baltimore, Maryland, for
Appellees/Cross-Appellants. ON BRIEF: Kathryn J. Gainey,
STEPTOE & JOHNSON, LLP, Washington, D.C., for Appellants/Cross-
Appellees. Marc P. Charmatz, Rosaline Crawford, NATIONAL
ASSOCIATION OF THE DEAF, Law And Advocacy Center, Silver Spring,
Maryland, for Appellees/Cross-Appellants.
Unpublished opinions are not binding precedent in this circuit.
2
PER CURIAM:
Defendants Pro Football, Inc. and WFI Stadium, Inc.
operate, respectively, the Washington Redskins football team and
FedEx Field, where the Redskins play home games. Plaintiffs are
three individuals who are deaf or hard of hearing and who
regularly attend Redskins games at FedEx Field. Plaintiffs
argue that the Americans with Disabilities Act (ADA) obligates
defendants to provide auxiliary access to the content of
broadcasts from FedEx Field’s public address system. Soon after
plaintiffs filed their complaint, defendants captioned most of
the aural content to which plaintiffs seek access. The district
court nevertheless held that the case was not moot and granted
summary judgment to plaintiffs.
The district court’s holding rested in part on the
fact that defendants were not providing plaintiffs with access
to the lyrics to music played over the stadium’s public address
system. Defendants appeal the district court’s summary judgment
ruling that the ADA requires them to provide plaintiffs with
auxiliary access to the aural content broadcast over the public
address system, including music lyrics. They ask this court to
decide whether deaf and hearing-impaired game spectators require
access to music lyrics in order to fully and equally enjoy
defendants’ goods, services, privileges, and facilities.
Whatever the poetic merit of the lyrics and their relevance to
3
the sport of football, 1 we agree with the district court that the
music played over the public address system during Redskins home
games is part of the football game experience that defendants
provide as a good or service, and that the ADA requires full and
equal access to the music lyrics. Accordingly, we affirm the
district court’s declaratory judgment requiring defendants to
provide auxiliary access to the aural content broadcast over
FedEx Field’s public address system. We also affirm the
district court’s holding that plaintiffs’ complaint cannot be
construed as requesting auxiliary access to aural content that
is not broadcast over the public address system, including the
content of a separate radio program.
I.
A.
Plaintiffs Shane Feldman, Brian Kelly, and Paul
Singleton are Maryland residents who regularly attend Washington
Redskins football games at FedEx Field in Landover, Maryland.
They are deaf or hard of hearing to a degree that renders them
unable to benefit from assistive listening devices. Defendant
1
Defendants’ “Half-Time Mix” includes lyrics like “Y’all
don’t really want it but the young got time / With a flow so
spec like . . . technologic / Shawty get loose, baby do what you
do, let me see you let down your hair.” Lil’ Mama, “Shawty Get
Loose” (Jive Records 2008). J.A. 586.
4
Pro Football, Inc. is a Maryland corporation that owns and
operates the Redskins. Defendant WFI Stadium, Inc. is a
Delaware corporation that owns and operates FedEx Field, where
the Redskins play home games. FedEx Field seats more than
91,000 fans. Defendants have always provided assistive
listening devices to spectators who are hard of hearing, but the
2006 football season marked the first time that defendants
captioned announcements made over the stadium’s public address
system. This change was prompted by communications between
defendants and plaintiff Feldman. Feldman first emailed
defendants in 2003, introducing himself as a season ticket
holder who was deaf and unable to benefit from assistive
listening devices. Feldman explained that during the games he
was “often at a loss” when the referees called penalties and
that he was unable to catch the number of the player who just
made a play. J.A. 94. His email also mentioned an incident
involving pepper spray during a 2002 night game when he was
unable to understand the stadium’s emergency announcement.
Feldman asked defendants to consider captioning the Jumbotron at
FedEx Field.
Feldman maintained correspondence with defendants in
2004 regarding possible auxiliary aids. Defendants did not want
to caption the Jumbotron because doing so would take up one-
third of the screen, significantly reducing the remaining video
5
portion. As an alternative, defendants proposed hand-held
captioning devices. Feldman responded that spectators who are
deaf or hard of hearing would not be pleased with these devices,
in part because of reported time delays between announcements
and the appearance of the captions and the nuisance of having to
glance repeatedly from the device to the field. In February
2006 the National Association of the Deaf (NAD), on behalf of
Feldman, wrote to defendants and explained that as a place of
public accommodation under the ADA, FedEx Field had a legal
obligation to afford full and equal enjoyment of its goods,
services, facilities, and privileges to spectators who are deaf
or hard of hearing. The NAD demanded that defendants caption
the stadium’s public address system announcements on the
“scoreboards/Jumbotrons.” J.A. 101. Specifically, the NAD
demanded captioning of “anything that is said by the referee,
the public address announcer, or anyone else using the public
address system.” Id.
Plaintiffs sued defendants on August 31, 2006. The
complaint alleged that defendants were violating Title III of
the ADA by refusing to caption the Jumbotrons and video monitors
at FedEx Field. Plaintiffs requested a declaratory judgment
that defendants were violating the ADA and an injunction
requiring defendants to “provide individuals with disabilities
equal access to the benefits of [defendants’] facilities,
6
programs, services, and activities.” J.A. 16. Specifically,
plaintiffs asked the court to order defendants to “provide and
display captioning on the Jumbotrons and video monitors at FedEx
Field for all announcements made over the public address system,
including all of the plays that just occurred, all of the
penalties called, safety and emergency information, and any
other announcements made over the public address system.” Id.
The first Redskins home game of the 2006 season was on
September 11, 2006. During the first game the only content
broadcast over the public address system that defendants
captioned was an emergency evacuation video. However,
defendants started captioning game information shortly
thereafter at the third Redskins home game on October 15, 2006,
just over a month after being served with the complaint. After
receiving Feldman’s criticisms of the hand-held captioning
devices in 2004, defendants had explored other options. They
decided to provide most of the captioning on FedEx Field’s two
light-emitting diode ribbon boards (LED boards) rather than on
the Jumbotrons. The LED boards are located on each side of the
stadium at the fifty-yard line and are visible from almost every
seat. Defendants hired a stenographer, Stephen Clark, as an
independent contractor to provide the captioning.
During the October 15 home game defendants captioned a
considerable amount of game information and other announcements.
7
On the LED boards defendants captioned: (1) a pre-game
announcement encouraging the fans to cheer; (2) after each play
an announcement stating the type of play, the names of the key
players involved, the number of yards gained or lost, the yard
line location of the ball, the down, and the number of yards
remaining until first down; (3) two-minute warning announcements
and announcements that the quarter had ended; (4) the referee’s
penalty explanations; (5) announcements that cheerleaders were
entering the field; (6) announcements regarding check
presentations and other non-musical entertainment during breaks
and halftime; (7) public service announcements and advertising;
and (8) the announcement of the game’s end, along with the final
score and information regarding the next home game. On the
Jumbotrons located in the stadium bowl, defendants captioned an
emergency evacuation video played before the game.
Additionally, defendants provided captioning in the concourse
areas of the stadium so that spectators who are deaf or hard of
hearing would not lose track of what was occurring on the field
when using the restroom or buying refreshments. The concourse
areas contain around 150 televisions, half of which caption the
network broadcast from the field while the other half display
the Jumbotron video feed. Defendants continue to provide this
captioning, and they represent to this court, just as they did
to the district court, that they will do so indefinitely.
8
Three months after filing their complaint, plaintiffs
retained expert Lawrence Goldberg. Goldberg founded the
National Center for Accessible Media, a research center
dedicated to making new media technologies accessible to persons
with disabilities. Goldberg attended a Redskins home game in
December 2006 and wrote a report that analyzed the captioning
that defendants were providing and recommended captioning of
additional aural programming, including lyrics to songs played
for entertainment and a radio program (the Red Zebra program)
that is broadcast in the concourse areas and is separate from
the public address system broadcast. Goldberg based his
recommendation on the principle that “if there is spoken or
performed speech, or essential non-speech information provided
via audio systems, a usable text-equivalent should be provided
for people who cannot fully perceive such audio.” J.A. 399. As
he explained in his deposition: “[I]f audio is heard by a
hearing person, then it has some reason for being projected;
and, therefore, a deaf person should have equal access to that.”
J.A. 337.
B.
Defendants moved for summary judgment in January 2008,
and plaintiffs cross-moved for summary judgment in February
2008. Defendants contended that the case was moot because they
were captioning game and emergency information as requested in
9
the complaint and would do so indefinitely. Plaintiffs
responded that there remained a live controversy because
defendants could, with the “flip of a switch,” return to
violating the ADA. J.A. 109. Further, plaintiffs alleged that
defendants continued to violate the ADA by failing to caption
music lyrics and the Red Zebra radio program. Plaintiffs also
maintained that defendants were not providing full aural
accessibility because the LED board captions were not in the
same line of sight as the Jumbotrons, but they abandoned this
claim after the summary judgment hearing. Defendants urged that
the court could not grant relief on the captioning of music
lyrics and the radio program because these claims were outside
the scope of the complaint and were raised for the first time in
plaintiffs’ summary judgment motion.
The district court concluded that plaintiffs’ case was
not moot because defendants’ voluntary provision of captioning
did not satisfy the heavy burden of showing no reasonable
expectation that the alleged ADA violations would recur. On the
issue of which alleged ongoing violations were within the scope
of the complaint, the district court concluded that plaintiffs’
request for captioning music lyrics, but not their request for
captioning the radio program, was encompassed in the complaint.
The court relied upon the ongoing disputes regarding the
10
captioning music lyrics and the line-of-sight positioning of the
LED captions to bolster its holding that the case remained live.
On the substance of the ADA claim, the district court
awarded summary judgment to plaintiffs and held that the ADA
requires defendants to provide auxiliary aids for the aural
content broadcast over FedEx Field’s public address system,
including music lyrics. The court found it undisputed that the
Redskins could provide auxiliary access to the music lyrics
without undue burden. Because the ADA does not dictate a
particular auxiliary aid, the court declined to issue an
injunction requiring captioning as the means of access for the
music lyrics. Plaintiffs do not appeal this portion of the
district court’s ruling. Pursuant to the district court’s order
defendants make available typed copies of the lyrics to
plaintiffs by email before each game.
II.
On appeal defendants maintain that the district court
erroneously held (1) that plaintiffs’ claims were not moot and
(2) that the ADA requires defendants to provide auxiliary aids
for aural content broadcast over FedEx Field’s public address
system. Defendants take particular issue with the court’s
conclusion that the ADA requires them to furnish plaintiffs with
access to the lyrics to music that is played over the public
11
address system. Plaintiffs cross appeal, arguing that the
district court wrongly construed their request for captioning
the radio program as outside the scope of the complaint.
Alternatively, plaintiffs contend that their request for
captioning the Red Zebra radio program was tried by consent of
the parties. We affirm the district court’s order in its
entirety.
A.
We first address defendants’ assertion that
plaintiffs’ claims are moot. We review the district court’s
ruling on constitutional mootness de novo. 2 Green v. City of
Raleigh, 523 F.3d 293, 298 (4th Cir. 2008). A “case is moot
when the issues presented are no longer ‘live’ or the parties
lack a legally cognizable interest in the outcome.” Powell v.
McCormack, 395 U.S. 486, 496 (1969). “Litigation may become
moot during the pendency of an appeal.” Incumaa v. Ozmint, 507
F.3d 281, 286 (4th Cir. 2007). “The requisite personal interest
that must exist at the commencement of the litigation . . . must
continue throughout its existence.” United States Parole Comm’n
v. Geraghty, 445 U.S. 388, 397 (1980) (quoting Henry P.
2
The district court also held that plaintiffs’ claims were
not prudentially moot. Defendants do not challenge this
holding.
12
Monaghan, Constitutional Adjudication: The Who and When, 82 Yale
L.J. 1363, 1384 (1973)).
A case may remain live even if the events giving rise
to the lawsuit cease. The “voluntary discontinuance of
challenged activities by a defendant does not necessarily moot a
lawsuit.” United States v. Jones, 136 F.3d 342, 348 (4th Cir.
1998). The exception to this general rule is when there is “no
reasonable expectation that the wrong will be repeated.” Lyons
P’Ship, L.P. v. Morris Costumes, Inc., 243 F.3d 789, 800 (4th
Cir. 2001) (quoting United States v. W.T. Grant Co., 345 U.S.
629, 633 (1953) (emphasis added)). “But this exception is just
that – an exception – and defendants ‘face a heavy burden to
establish mootness in such cases because otherwise they would
simply be free to return to [their] old ways’ after the threat
of a lawsuit has passed.” Id. (quoting W.T. Grant, 345 U.S. at
632).
While we commend defendants for providing most of the
relief that plaintiffs requested and for engaging with
plaintiffs on the benefits and burdens of particular auxiliary
aids, we agree with the district court that defendants have not
discharged their heavy burden of showing no reasonable
expectation that they will repeat their alleged wrongs.
Although defendants were investigating possible auxiliary aids
years before plaintiffs’ lawsuit, they did not actually provide
13
captioning until after plaintiffs filed their complaint. See
Sheely v. MRI Radiology Network, P.A., 505 F.3d 1173, 1184 (11th
Cir. 2007) (noting that “whether the defendant’s cessation of
the offending conduct was motivated by a genuine change of heart
or timed to anticipate suit” is relevant to the voluntary
cessation analysis). Further, this is not a case in which
plaintiffs “control[] [their] own fate.” Incumaa, 507 F.3d at
289. Defendants maintain complete control over the captioning.
They hired one stenographer, Stephen Clark, as an independent
contractor to provide the captioning. If Clark for some reason
cannot provide his services at a Redskins home game, he arranges
for another certified stenographer to take his place. Given the
ease with which defendants could stop providing captioning, we
simply cannot say that they have made an affirmative showing
that the continuation of their alleged ADA violations is “nearly
impossible.” Lyons, 243 F.3d at 800; see also Tandy v. City of
Wichita, 380 F.3d 1277, 1291 (10th Cir. 2004) (observing in an
ADA case that defendants’ heavy burden under the voluntary
cessation doctrine is “typically . . . met only by changes that
are permanent in nature and that foreclose a reasonable chance
of recurrence”).
Equally important is the continued existence of a live
dispute over captioning music lyrics at Redskins games. The
district court construed plaintiffs’ complaint to encompass a
14
request for captioning of music lyrics. Because defendants had
not provided auxiliary aids for the lyrics, the court concluded
that this issue also remained live. As explained below, we
agree with the district court’s construction of the complaint
and therefore hold that plaintiffs’ case was not moot when the
court ruled on the parties’ summary judgment motions, nor is the
case moot before this court. Ramer v. Saxbe, 522 F.2d 695, 704
(D.C. Cir. 1975) (“A case is not moot so long as any single
claim for relief remains viable, whether that claim was the
primary or secondary relief originally sought.”) (citing Powell,
395 U.S. at 496-97).
Defendants argue that even if plaintiffs’ request for
captioning music lyrics is a live claim, this request must be
separated for mootness purposes from captioning emergency and
game-related information that defendants are voluntarily
providing. Because we agree with the district court that
defendants have not shown that a continuation of their alleged
ADA violations is nearly impossible, we likewise treat all of
plaintiffs’ requested relief as presenting a live claim.
B.
We now turn to the district court’s interpretation of
plaintiffs’ complaint. Federal Rule of Civil Procedure 8(a)
requires a “pleading that states a claim for relief” to include
“a short and plain statement of the claim showing that the
15
pleader is entitled to relief” and “a demand for the relief
sought, which may include relief in the alternative or different
types of relief.” The statement of the claim must give the
defendant “fair notice” of the claim and the “grounds upon which
it rests.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555
(2007). A “formulaic recitation of the elements of a cause of
action will not do.” Id. “Factual allegations must be enough
to raise a right to relief above the speculative level.” Id.
Plaintiffs did not explicitly request that defendants
caption the music lyrics accompanying the football game; this
specificity appeared for the first time in plaintiffs’ summary
judgment motion. Although the complaint never explicitly
mentions music lyrics, it does refer repeatedly to
“announcements made over the public address system” and
“captioning on the Jumbotrons and video monitors.” J.A. 8, 10,
11, 12, 15, 16. Besides requesting captioning of “plays that
just occurred,” “penalties called,” and “safety and emergency
information,” plaintiffs requested captioning of “any other
announcements made over the public address system.” J.A. 16.
The complaint also referred to “equal access to the information
. . . made over the public address system.” J.A. 15. Music is
part of the aural content that defendants broadcast on FedEx
Field’s public address system. By repeatedly referring to the
“public address system,” plaintiffs gave defendants fair notice
16
that they were seeking as much auxiliary access as possible to
the football game as experienced from the stadium bowl, an
experience which includes music.
C.
Before turning to defendants’ argument on the merits
of plaintiffs’ ADA claim, we dispose of plaintiffs’ cross-appeal
challenging the district court’s holding that the complaint did
not encompass a request for captioning the Red Zebra radio
program. As with the music lyrics, plaintiffs did not
specifically mention captioning the radio program until they
moved for summary judgment. Unlike the music lyrics, however,
the Red Zebra program is not part of the aural content broadcast
over FedEx Field’s public address system, which plaintiffs did
repeatedly reference in their complaint. The Red Zebra program
is a separate broadcast heard only in FedEx Field’s concourse
areas, and it includes different commentary than what is heard
in the stadium bowl. Although the complaint refers to the
“video monitors located in the concession areas,” J.A. 10, it
describes the content on the monitors to which plaintiffs sought
access as the “announcements made over the public address
system.” J.A. 16. The complaint describes the purpose of the
concourse monitors as “enabl[ing] attendees to keep track of
events on-field when they are not in their seats.” J.A. 10.
Because the requested relief focuses on what is broadcast from
17
the field, the district court properly held that plaintiffs’
request for captioning the Red Zebra program was outside the
scope of the complaint and could not be sought at the summary
judgment stage.
Plaintiffs argue that even if their complaint cannot
be construed to encompass captioning the radio program, this
issue was tried by implied consent of the parties under Federal
Rule of Civil Procedure 15(b)(2). Rule 15(b)(2) provides that
“[w]hen an issue not raised by the pleadings is tried by the
parties’ express or implied consent, it must be treated in all
respects as if raised in the pleadings.” “Because notice to the
defendant of the allegations to be proven is essential to
sustaining a cause of action, Rule 15(b) applies only when the
defendant has consented to trial of the non-pled factual issues
and will not be prejudiced by amendment of the pleadings to
include them.” Gilbane Bldg. Co. v. Fed. Reserve Bank of
Richmond, 80 F.3d 895, 901 (4th Cir. 1996). The plain language
of Rule 15(b)(2) suggests that the non-pled issue must have gone
to trial. The rule “is designed to allow amendment of a
pleading when the facts proven at trial differ from those
alleged in the complaint, and thus support a cause of action
that the claimant did not plead.” Id. (emphasis added).
Courts of appeals are split regarding whether Rule
15(b)(2) applies at the summary judgment stage. See Ahmad v.
18
Furlong, 435 F.3d 1196, 1203 n.1 (10th Cir. 2006) (noting
circuit split). In People for Ethical Treatment of Animals v.
Doughney, 263 F.3d 359, 367 (4th Cir. 2001), we affirmed a
district court’s grant of summary judgment on an issue raised
for the first time in the plaintiffs’ motion for summary
judgment. We found that although the district court did not
allow formal amendment of the complaint to include the
plaintiffs’ subsequently raised claim, the court recognized
constructive amendment of the complaint by granting summary
judgment in the plaintiffs’ favor on the non-pled issue. Id. at
367-68.
Here, in contrast, the district court declined to
grant summary judgment on plaintiffs’ radio station claim
because it found that defendants did not consent to trial of
that claim. The court in Doughney found that the defendant had
fair notice of the non-pled claim because although the defendant
objected to plaintiffs’ belated claim, the defendant “also
vigorously defended against the claim.” Id. at 367.
Because defendants here merely objected to plaintiffs’
raising the radio program at the summary judgment stage, and did
not vigorously defend against it, they did not essentially try
or litigate the issue. In their response to plaintiffs’ summary
judgment motion, defendants focused primarily on their argument
that the radio program was not raised in the complaint and
19
therefore could not be used to avoid mootness. Moreover, the
bulk of that mootness argument focused on the undisputed fact
that defendants were already captioning play-by-play information
from the field in the concourse areas. Defendants’ only
response to the Red Zebra program specifically, other than their
general assertion that the ADA does not require captioning the
program, was a footnote observing that none of plaintiffs
claimed to read the captioned coverage from the field while in
the concourse areas. Thus, defendants maintained that there was
no factual basis for plaintiffs’ argument that “the content of
the radio broadcast is superior to that provided by the
television network broadcasters.” J.A. 21 (emphasis in
original). This does not amount to a vigorous defense against
providing auxiliary access to the Red Zebra program.
Plaintiffs also argue that implied consent may be
found in defendants’ failure to object to the introduction of
evidence relevant to the request for captioning the Red Zebra
program, namely Goldberg’s expert report that recommended
captioning the program. However, as the Ninth Circuit has said,
although “a party’s failure to object to evidence regarding an
unpleaded issue may be evidence of implied consent to trial of
an issue, it must appear that the party understood the evidence
was introduced to prove the unpleaded issue.” Campbell v. Bd.
of Trs. of Leland Stanford Junior Univ., 817 F.2d 499, 506 (9th
20
Cir. 1987). There is no indication of such an understanding on
this record.
D.
Defendants challenge the district court’s holding
requiring them to provide auxiliary aids that enable “equal
access to the aural information broadcast over the stadium bowl
public address system at FedEx Field.” J.A. 578. The court
defined the aural information as the “music with lyrics, play
information, advertisements, referee calls, safety/emergency
information, and other announcements.” Id. Defendants contend
this sweeps far broader than what the ADA requires, particularly
with regard to the lyrics to music broadcast over the stadium’s
public address system.
Title III of the ADA mandates that individuals who
visit places of public accommodation like FedEx Field may not
“be discriminated against on the basis of disability in the full
and equal enjoyment of the goods, services, facilities,
privileges, advantages, or accommodations of any place of public
accommodation.” 42 U.S.C. § 12182(a). Title III defines
discrimination in part as the
failure to take such steps as may be necessary to
ensure that no individual with a disability is
excluded, denied services, segregated or otherwise
treated differently because of the absence of
auxiliary aids and services, unless the entity can
demonstrate that taking such steps would fundamentally
21
alter the nature of the good, service, facility,
privilege . . . or would result in an undue burden.
Id. § 12182(b)(2)(A)(iii). A Department of Justice (DOJ)
regulation implementing Title III further provides that “a
public accommodation shall furnish appropriate auxiliary aids
and services where necessary to ensure effective communication
with individuals with disabilities.” 28 C.F.R. § 36.303(c).
Defendants do not contend that captioning the aural
information described in the district court’s order would
constitute a fundamental alteration or an undue burden. Our
inquiry is therefore limited to whether the ADA requires
defendants to provide auxiliary aids for the aural content
broadcast over the stadium bowl’s public address system in order
to provide plaintiffs with “full and equal enjoyment” of
defendants’ goods, services, facilities, and privileges. Id.
§ 36.201(a). Neither the ADA nor the regulations implementing
the ADA impart guidance on the specific content that places of
public accommodation must communicate to individuals who are
deaf or hard of hearing. The DOJ’s Technical Assistance Manual
for Title III indicates that the type of auxiliary aid that
ensures “effective communication” varies by context. U.S. Dep’t
of Justice, Civil Rights Division, The Americans with
Disabilities Act: Title III Technical Assistance Manual III-
4.3200. The regulation contemplates that, like the type of
22
auxiliary aid, the content that must be communicated by
auxiliary aids is also context-sensitive. What constitutes
“full and equal enjoyment” of a place of public accommodation’s
goods, services, facilities, and privileges necessarily varies
based on what the place provides to visitors and consumers.
We agree with the district court that in the context
of a professional football game at a large stadium like FedEx
Field, effective communication requires defendants to provide
auxiliary aids beyond assistive listening devices, which are
useless to plaintiffs, to convey the: (1) game-related
information broadcast over the public address system, including
play information and referee calls; (2) emergency and public
address announcements broadcast over the public address system;
and (3) the words to music and other entertainment broadcast
over the public address system. Plaintiffs need access to this
aural content to have full and equal access to the goods and
services that defendants provide at FedEx Field.
To resolve the issue, we must determine the goods and
services defendants provide. First and foremost, defendants
provide a live football game at FedEx Field. For plaintiffs to
enjoy a game on a level as equal as possible with hearing
spectators, they must be able to access, in both the stadium
bowl and concourse areas, the game-related information broadcast
over the public address system. Title III of the ADA also
23
requires defendants to provide auxiliary aids for the content of
emergency information, advertisements, and public service
announcements broadcast over the stadium bowl’s public address
system. Without auxiliary aids that provide emergency
information, spectators with disabilities are almost certain to
experience more stress in an emergency than hearing spectators.
Knowing that understandable instructions will accompany an
emergency, then, is necessary to the full and equal enjoyment of
the game. Advertisements and public service announcements are
also part of the services and privileges that defendants provide
because they communicate to spectators a message about the
Redskins’ stature and recognition among businesses and other
organizations. Advertisements communicate which entities
support the Redskins. Public service announcements indicate
which causes the Redskins support and how spectators might
become involved in those causes.
We also agree with the district court that defendants
“provide more than a football game.” J.A. 577-78. They provide
an entertainment experience. This experience includes aural and
visual components that, although not part of the game action,
play an important role in generating support for the game and
promoting spectator attendance. Full and equal enjoyment of
defendants’ goods, services, privileges, and facilities includes
aural access to the lyrics to music broadcast over the stadium
24
bowl’s public address system. Without this access plaintiffs
are “otherwise treated differently” because of the “absence of
auxiliary aids.” 42 U.S.C. § 12182(b)(2)(A)(iii). Music played
during a football game arouses enthusiasm and fosters a sense of
shared participation. The lyrics may be nonsensical, as
defendants point out, but even nonsensical lyrics may enhance
the environment of collective excitement that defendants provide
as part of their goods and services. By having access to the
lyrics, plaintiffs have the opportunity to participate in the
communal entertainment experience. Without access to lyrics
played, for example, during cheerleader dance routines and the
halftime show, plaintiffs would not fully and equally experience
the planned and synchronized promotional entertainment that
large stadiums like FedEx Field provide.
In holding that defendants must provide access to the
lyrics, we emphasize that, like the district court, we do not
require the auxiliary aids and services to take a particular
form. When an auxiliary aid of some kind is required, the
regulations acknowledge (1) that the type of aid necessary for
effective communication inevitably will vary with context and
(2) that “[t]he auxiliary aid requirement is a flexible one.”
28 C.F.R. pt. 36 App. B. What is more, “full and equal
enjoyment” is not so capacious as to “mean that an individual
25
with a disability must achieve an identical result or level of
achievement as persons without a disability.” Id.
The DOJ’s rulemaking activity does not alter this
result. The DOJ issued a Notice of Proposed Rulemaking in June
2008 regarding the issue of captioning at sports stadiums. The
notice announced the DOJ’s awareness “that individuals who are
deaf or hard of hearing have expressed concern that they are
unaware of information that is provided over the public address
systems” at sports stadiums with a capacity of 25,000 or more.
Nondiscrimination on the Basis of Disability by Public
Accommodations and in Commercial Facilities, 73 Fed. Reg. 34508,
34531-32 (proposed June 17, 2008). The DOJ therefore proposed
that large stadiums “provide captioning for patrons who are deaf
or hard of hearing for safety and emergency information
announcements made over the public address system.” Id. at
34532. The notice also announced the DOJ’s awareness that
several major stadiums, including FedEx Field, “currently
provide open captioning of all public address announcements, and
do not limit captioning to safety and emergency information.”
Id. The notice solicited comments on “the effect of a
requirement to provide captioning for patrons who are deaf or
hard of hearing for game-related information (e.g., play-by-play
information), safety, and emergency announcements, and any other
relevant announcements.” Id.
26
On July 23, 2010, after oral argument in this case, the
DOJ issued final rules enforcing the accessibility standards of
Title III of the ADA. Nondiscrimination on the Basis of
Disability by Public Accommodations and in Commercial Facilities,
28 C.F.R. § 36, available at
http://www.ada.gov/regs2010/titleIII_2010/titleIII_combined.html.
With respect to the issue of captioning of “all public address
announcements,” rather than simply “safety and emergency
information,” the DOJ elected to “postpone rulemaking on this
complex issue.” Id. The DOJ based this decision on “a number of
factors, including the multiple layers of existing regulations by
various state agencies and levels of government, and the wide
array of information, requests, and recommendations related to
developing technology by the public.” Id. Thus, the DOJ
“concluded that further consideration and review is prudent
before it issues specific regulatory requirements.” Id.
Defendants maintain that the DOJ’s solicitation of
input and postponement of rulemaking on this issue indicates
that the DOJ does not interpret the ADA to require large
stadiums to provide auxiliary access to game-related
information, let alone music lyrics. We disagree. This action
demonstrates the DOJ’s alertness to problems like those
experienced by plaintiffs. It does not preclude the conclusion
that the ADA requires defendants to provide auxiliary access to
27
more than just safety and emergency information. The earlier
notice of proposed rulemaking explicitly contemplated that the
ADA may require captioning of game-related information and “any
other relevant announcements.” Nondiscrimination on the Basis
of Disability by Public Accommodations and in Commercial
Facilities, 73 Fed. Reg. at 34531-32. The DOJ is continuing to
evaluate the effect of such a requirement. This evaluation
raises the possibility that the requirement could pose an undue
burden for some stadiums, or that it could fundamentally alter a
stadium’s goods and services, thus providing defenses to what
the ADA otherwise requires. The DOJ’s action does not, however,
indicate that large stadiums like FedEx Field need only furnish,
at most, auxiliary access to play-by-play game information. The
notice cited play-by-play information as one example of game-
related information and mentions “other relevant announcements,”
leaving open the possibility that spectators who are deaf or
hard of hearing must have auxiliary access to the promotional
and entertainment content of a stadium bowl’s public address
system in order to fully and equally enjoy the goods, services,
facilities, and privileges of the stadium.
28
III.
For the foregoing reasons, the judgment of the
district court is
AFFIRMED.
29
BEATY, Chief District Judge, dissenting in part:
I respectfully dissent from the majority opinion to the
extent that it affirms the scope of the declaratory judgment
entered by the district court in this case. In my view, the
district court in this case erred by announcing a broad
declaratory judgment that required “equal access” to all “aural
content” at FedEx Field, rather than focusing on whether the
auxiliary aids provided by Defendants were sufficient to ensure
“effective communication.” By setting out an “equal access to
aural content” standard, the district court set out a rule that
would potentially require that all content broadcast over the
public address system at an athletic event at a public stadium
be captured and provided to deaf or hearing impaired individuals
in order to comply with the ADA, even though the ADA itself does
not include such a requirement, instead of following the
“auxiliary aid” analysis set out in the applicable statutory and
regulatory provisions.
The Americans with Disabilities Act prevents discrimination
on the basis of disability “in the full and equal enjoyment of
the goods, services, facilities, privileges, advantages, or
accommodations of any place of public accommodation.” 42 U.S.C.
§ 12182(a). Under the statute, a place of public accommodation
must take necessary steps to ensure that hearing-impaired
individuals are not “excluded, denied services, segregated or
30
otherwise treated differently than other individuals because of
the absence of auxiliary aids and services,” unless such steps
would result in an undue burden or fundamental alteration in the
nature of the good, service, facility or privilege. 42 U.S.C.
§ 12182(b)(2)(A)(iii) (emphasis added). The Department of
Justice regulations that implement these provisions state that
“[a] public accommodation shall furnish appropriate auxiliary
aids and services where necessary to ensure effective
communication with individuals with disabilities.” 28 C.F.R.
§ 36.303(c). “The term ‘auxiliary aids and services’ includes
. . . [q]ualified interpreters, notetakers, computer-aided
transcription services, written materials, telephone handset
amplifiers, assistive listening devices, assistive listening
systems, telephones compatible with hearing aids, closed caption
decoders, open and closed captioning, telecommunications devices
for deaf persons (TDD’s), videotext displays, or other effective
methods of making aurally delivered materials available to
individuals with hearing impairments.” 26 C.F.R. § 36.303(b).
The Department of Justice has noted that “[t]he auxiliary aid
requirement is a flexible one. . . . [T]he Department believes
that Congress did not intend under title III to impose upon a
public accommodation the requirement that it give primary
consideration to the request of the individual with a
disability.” 28 C.F.R. part 36, App. B, Sec. 36.303. Thus,
31
“[a] public accommodation can choose among various alternatives
as long as the result is effective communication.” Id.
Under these statutory and regulatory provisions as they
relate to hearing-impaired individuals, public accommodations
should follow a three-step process: (1) a public accommodation
must provide auxiliary aids where necessary to ensure effective
communication; and (2) if this requirement is triggered and
auxiliary aids are needed to ensure effective communication, the
public accommodation can choose what auxiliary aids are provided
as long as the result is effective communication; but (3) the
public accommodation need not provide an auxiliary aid or
service if it would result in an undue burden or fundamental
alteration. Thus, the relevant focus is on whether auxiliary
aids are needed for, and result in, “effective communication.”
In the present case, under this analysis, the first
question is whether an auxiliary aid or service of some type
must be provided to ensure effective communication at
FedExField. If so, the analysis then moves to the second step:
whether the auxiliary aids chosen by Defendants result in
effective communication. In this regard, there were two types
of auxiliary aids or services offered by Defendants in this
case. First, there is no dispute that Defendants have been
providing assisted-listening devices as an auxiliary aid or
service since 1997. However, there is also no dispute that
32
those devices did not benefit Plaintiffs due to the nature of
Plaintiffs’ hearing impairments. Second, after this suit was
filed, Defendants attempted to address Plaintiffs’ concerns by
providing auxiliary aids that included captioning on the LED
boards at the 50-yard line of all public service announcements,
play calls, game announcements, emergency announcements, and
other announcements and information broadcast over the public
address system, in addition to captioning of the video feeds in
the concession areas. 1 However, the professional
stenographer/captioner providing the captioning did not caption
the lyrics to songs, because he testified that he followed the
“industry standard” of not captioning song lyrics due to
difficulty in understanding and correctly captioning the lyrics,
and because the software that he used did not allow him to
“prescript” the lyrics in advance. (Stephen Clark Dep., J.A.-
0433 to JA-0434).
Before the district court, Defendants disputed whether the
ADA required them to provide deaf and hard of hearing fans with
any type of auxiliary aids and services beyond the assistive-
listening devices in order to ensure effective communication.
The district judge properly rejected this contention, finding
1
Defendants also offered the possibility of a hand-held
captioning system. However, Plaintiff Feldman rejected this
option and the district court did not consider whether this type
of auxiliary aid would result in effective communication.
33
that the assistive-listening system provided by Defendants did
not result in effective communication for Plaintiffs, and
further finding that simply watching the game without any
auxiliary aid or service did not provide effective
communication. These findings rightly would have supported a
declaratory judgment that an auxiliary aid of some type must be
provided by Defendants beyond the assistive-listening devices,
unless undue burden or fundamental alteration could be
established.
However, the district court went beyond this analysis, and
rather than declaring that an auxiliary aid of some type was
necessary for effective communication, the district court
instead declared that “the ADA requires Defendants to provide
deaf and hard of hearing fans equal access to the aural
information broadcast over the stadium bowl public address
system at FedExField.” The district court then specifically
concluded that the ADA requires Defendants to provide auxiliary
aids with respect to the lyrics to the songs played during the
cheerleader’s dance routines. On this point, the district court
did not consider whether the captioning system being provided by
Defendants resulted in effective communication as a whole, and
instead created a separate analysis focusing on “equal access”
to a particular communication. While the ADA provides for “full
and equal enjoyment” of the services at a place of public
34
accommodation, the primary obligation is to furnish auxiliary
aids and services that provide an “effective method” of
communication. Thus, the district court’s focus on providing
“equal access” to the “aural content” but failure to evaluate
whether the auxiliary aids actually provided resulted in
“effective communication” goes beyond the regulatory framework. 2
In addition, the district court’s failure to consider
whether the auxiliary aids that were provided resulted in
effective communication left the second step in the analysis
unanswered. The Complaint in this case specifically requested
that all public announcements be captioned on the JumboTrons,
not the LED boards, but the district court did not consider
whether the auxiliary aid of captioning on the Jumbotrons, as
requested, was necessary for effective communication, nor did
2
The Department of Justice Technical Assistance Manual
includes a reference to “equal access.” However, the Technical
Assistance Manual explains that “[i]n order to provide equal
access, a public accommodation is required to make available
appropriate auxiliary aids and services where necessary to
ensure effective communication.” Thus, even under the Technical
Assistance Manual, the obligation is framed in terms of
“effective communication.” The Technical Assistance Manual
further notes that “[t]he type of auxiliary aid or service
necessary to ensure effective communication will vary in
accordance with the length and complexity of the communication
involved” and “the ultimate decision as to what measures to take
to ensure effective communication rests in the hands of the
public accommodation, provided that the method chosen results in
effective communication.” U.S. Dep’t of Justice, Civil Rights
Division, The Americans with Disabilities Act: Title III
Technical Assistance Manual III-4.3200.
35
the district court consider whether the auxiliary aid provided
by Defendants of captioning on the LED boards resulted in
effective communication. The district court did conclude that a
trial was necessary on one issue related to the LED captioning,
specifically, the “line of sight” issue regarding the location
of the LED boards, but that issue was subsequently dropped by
the Plaintiffs. Thus, the only issue remaining related to the
song lyrics, for which the district court concluded that “equal
access” was required, apart from any analysis of the auxiliary
aids that were being provided. Thus, the ultimate issues raised
in this case were not addressed, leaving ongoing questions
regarding the impact of the district court’s Judgment. 3
In my view, the auxiliary aids provided here, i.e., the
captioning that was provided on the LED boards and in the
concourse area, were sufficient to result in effective
communication, even if Defendants did not provide word-for-word
captioning of the songs in the cheerleader’s dance routines. Of
3
The difficulty in this conclusion is exemplified by the
ultimate result here: the district court ruled that “equal
access” to the lyrics of the dance routines must be provided,
and Defendants have therefore been providing the lyrics by e-
mailing song lyrics to Plaintiffs prior to the games. However,
if, as the district court concluded, equal access to the lyrics
of the dance routines is required, the auxiliary aid provided by
Defendants must still be evaluated in terms of whether it
results in “effective communication,” and the district court’s
decision leaves open the question of whether prior e-mailing of
the full lyrics of songs that may be played during the dance
routines results in “effective communication.”
36
course, even this conclusion does not mean that captioning is
required for all stadiums, since other auxiliary aids could also
be sufficient to result in effective communication. In
addition, other stadiums may be able to raise defenses of undue
burden or fundamental alteration, which were not raised by
Defendants in this case. In this regard, I would note that the
Department of Justice has undertaken the process of rulemaking
to consider these various issues, but has concluded that
“further consideration and review is prudent” given the
complexity of the issues involved. Thus, the issues potentially
raised in this case and the requirements of the ADA in this
context would be matters of public importance and potential
future rulemaking, but many of these issues were not fully
litigated below or on appeal, given Defendants’ decision to
voluntarily provide auxiliary aids, including captioning on the
LED boards and on the video screens in the concourse area.
Indeed, this appeal came before us driven not by the substantive
issues, but instead by Plaintiffs’ claim for attorney’s fees, as
was candidly discussed during oral argument. Therefore, in my
view, this case is not an appropriate forum or proceeding to
determine these potential issues, and particularly to announce
the broad rule set out in the district court’s declaratory
judgment.
37
Therefore, given all of the issues outlined above, I would
reverse the declaratory judgment in this case, as it was entered
by the district court, and I respectfully dissent from the
majority opinion to the extent that it affirms that declaratory
judgment. 4
4
However, as in the majority opinion, I would affirm the
district court on Plaintiffs’ cross-appeal with respect to the
determination that issues related to the FM radio broadcast were
not raised in the Complaint and therefore are not properly
before the court. I therefore join that portion of the majority
opinion related to the FM radio broadcast issue.
38