Filed 1/21/14 P. v. Flores CA2/8
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION EIGHT
THE PEOPLE, B241025
Plaintiff and Respondent, (Los Angeles County
Super. Ct. No. KA095203)
v.
JUSTIN TYLER FLORES,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of Los Angeles County.
George Genesta, Judge. Affirmed as modified.
Susan Wolk, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Lance E. Winters, Assistant Attorney General, James William Bilderback II, and
Marc A. Kohm, Deputy Attorneys General, for Plaintiff and Respondent.
______________________________
A jury convicted Justin Tyler Flores of one count of shooting at an occupied motor
vehicle, and found true an allegation that he personally and intentionally discharged a
handgun, causing great bodily injury to the victim. On appeal, Flores contends:
(1) insufficient evidence supported a jury finding that he was the shooter; (2) the
prosecutor engaged in numerous instances of prejudicial misconduct; (3) the trial court
abused its discretion by permitting supplemental argument on reasonable doubt in
response to a jury request; (4) the trial court erred in failing to sua sponte instruct the jury
on how to use evidence of uncharged offenses; (5) the court erred in failing to sua sponte
instruct the jury on the lesser included offense of grossly negligent discharge of a firearm;
(6) the trial court deprived him of a fair trial by limiting the defense to two character
witnesses; (7) he was denied effective assistance of counsel; (8) the trial court committed
multiple sentencing errors; (9) the sentence imposed constituted cruel and unusual
punishment; and (10) the clerk’s transcript contains an error and must be amended to
properly reflect a parole revocation fine. We modify the judgment to reflect a parole
revocation fine and otherwise affirm.
FACTUAL AND PROCEDURAL BACKGROUND
Prosecution Evidence
One evening in August 2011, Luis Orellana was riding home from work with his
sister and two cousins. His sister, Adriana Orellana, was driving.1 Luis sat in the front
passenger seat. His two cousins, John Iraheta and Mariela M., sat in the back seat. Luis
and his cousins noticed an SUV driving next to them was behaving unusually. The SUV
pulled next to them, slowed, and dropped back and forth in traffic. Iraheta and Mariela
saw two men in the SUV. Mariela thought the men were trying to flirt with Adriana.
The driver’s side window of the SUV was rolled down. The driver’s arm was resting on
the open window. He wore a white T-shirt and a blue and gray Dodgers baseball cap.
Iraheta saw a tattoo on the driver’s forearm. The driver was looking in the Orellanas’ car.
1 To avoid confusion, we refer to Luis and Adriana Orellana by their first names in
this factual summary.
2
Iraheta and Mariela saw the driver point a gun and shoot into the Orellanas’ car. Luis
was hit in the head. Soon after the shooting, Iraheta identified Flores as the shooter from
a photographic six-pack lineup. Mariela was unable to identify the driver from a six-
pack, but she identified Flores as the driver at a preliminary hearing. Adriana identified
Flores as the driver from a six-pack lineup soon after the incident, but admitted at trial
that she did not see anyone in the act of shooting.
Flores drove away from the scene after the shooting. In the process, he crashed
into a parked car and eventually abandoned the SUV. In the execution of a search
warrant, police found two gun cleaning kits and a gun case in Flores’s bedroom, and the
hat he was wearing during the incident. Gunshot residue was identified on the hat.
Luis survived the shooting but lost hearing in his right ear. His ear was ripped
apart. Doctors reconstructed his face, leaving in plates and bullet fragments. He has a
weight on his eyelid because the nerves are damaged such that he cannot close the eyelid
or lift his eyebrow. Vision in his right eye is blurry. At the time of trial, he could not
fully open his jaw. He faced more surgeries to repair damage to his head, eyebrow, and
jaw.
Defense Evidence
Flores testified to the following. On the evening of the incident, Flores was
driving his SUV with a friend, Jose Mendez, in the passenger seat. Flores and Mendez
saw a “cute girl” in a nearby car. Flores pulled next to her car, tried to get her attention,
and began flirting. Because of traffic, Flores fell behind the Orellanas’ car a few times,
then drove to catch up. As Flores and Mendez were trying to get Adriana’s attention,
Mendez said a guy in the car was “dogging” them. Flores asked Mendez what he was
talking about, indicating he did not see anyone looking at them that way and Mendez was
“tripping.” The next thing Flores knew, Mendez was leaning over Flores with his left
arm out of the window. Flores was scared. He heard a gunshot. He asked Mendez why
he had shot at the other car. Flores did not know Mendez had a gun in the car with them.
Flores knew Mendez owned a gun, but did not know Mendez ever carried it with him.
Flores panicked. He sped away and hit two parked cars. He stopped the car, then began
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calling people to ask for a ride. Flores and Mendez went to Mendez’s house.
At Mendez’s brother’s suggestion, Flores called 911 to report his SUV stolen. He made a
second similar report the next day. He lied because he was scared. Flores had not seen
Mendez since the day of the shooting. He did not know of Mendez’s whereabouts.
Flores had a tattoo only on his left upper arm, not on his forearm. Two witnesses
testified they had known Flores for years and knew him to be peaceable and nonviolent.
The People charged Flores with attempted first degree murder (Pen. Code, §§ 187,
subd. (a), 664) and shooting at an occupied motor vehicle (§ 246). The jury acquitted
Flores of attempted murder, but found him guilty of shooting at an occupied motor
vehicle. The jury also found true the allegation that Flores personally and intentionally
discharged a firearm, causing great bodily injury, within the meaning of section
12022.53, subdivision (d). The trial court sentenced Flores to the high term of seven
years on the shooting at an occupied motor vehicle count, and imposed a consecutive 25 -
years-to-life term for the intentional discharge of a firearm resulting in great bodily injury
enhancement, for a total prison term of 32 years to life.
DISCUSSION
I. Substantial Evidence Supported the Conviction
Flores contends there was insufficient evidence to support the conviction.
He argues there was no credible or solid evidence identifying him as the shooter.
We disagree.
“ ‘In assessing the sufficiency of the evidence, we review the entire record in the
light most favorable to the judgment to determine whether it discloses evidence that is
reasonable, credible, and of solid value such that a reasonable trier of fact could find the
defendant guilty beyond a reasonable doubt. [Citations.] Reversal on this ground is
unwarranted unless it appears “that upon no hypothesis whatever is there sufficient
substantial evidence to support [the conviction].” [Citation.]’ [Citation.]” (People v.
Wilson (2010) 186 Cal.App.4th 789, 805.) We presume in support of the judgment the
existence of every fact the trier could reasonably deduce from the evidence. (People v.
Virgil (2011) 51 Cal.4th 1210, 1263.)
4
Flores admitted he was driving the SUV during the incident. Thus the only
question is the sufficiency of the evidence establishing he was the shooter. Both Iraheta
and Mariela identified Flores as the shooter. Iraheta testified Flores was wearing a T-
shirt during the incident. He saw Flores’s arm, with tattoos. Iraheta testified he saw
tattoos on Flores’s forearm, instead of the upper arm where the tattoos were actually
located. This inconsistency did not render his testimony entirely unbelievable or
inconsequential. Iraheta and Mariela both saw Flores at close range and saw him holding
the gun pointed at their car. The testimony of a single witness may be sufficient to
support a conviction. Iraheta’s and Mariela’s testimony was not physically impossible or
inherently improbable. (People v. Jones (2013) 57 Cal.4th 899, 963-964.) Their
testimony provided a sufficient basis for the jury to conclude Flores was the shooter.
II. Prosecutorial Misconduct
Flores argues he did not receive a fair trial due to multiple instances of prejudicial
prosecutorial misconduct. However he concedes he did not object on the basis of
prosecutorial misconduct in the trial court. It is well established that prosecutorial
misconduct must be objected to in the trial court to create a basis for relief on appeal.
(People v. Fuiava (2012) 53 Cal.4th 622, 679-680 (Fuiava); People v. Riggs (2008)
44 Cal.4th 248, 298.) Yet, anticipating this problem, Flores also contends his counsel
was ineffective for failing to object. This is the lens through which we primarily consider
Flores’s prosecutorial misconduct arguments. Reversal is not warranted.
To establish entitlement to relief based upon a claim of ineffective assistance of
counsel, the burden is on the defendant to show “(1) trial counsel failed to act in the
manner to be expected of reasonably competent attorneys acting as diligent advocates and
(2) it is reasonably probable that a more favorable determination would have resulted in
the absence of counsel’s failings.” (People v. Lewis (1990) 50 Cal.3d 262, 288;
Strickland v. Washington (1984) 466 U.S. 668 (Strickland).) A defendant establishes a
reasonable probability of a more favorable determination when he persuades a reviewing
court that the result of his trial was fundamentally unfair or unreliable. (Strickland, at
p. 694.)
5
“ ‘Under California law, a prosecutor commits reversible misconduct if he or she
makes use of “deceptive or reprehensible methods” when attempting to persuade either
the trial court or the jury, and it is reasonably probable that without such misconduct, an
outcome more favorable to the defendant would have resulted. [Citation.] Under the
federal Constitution, conduct by a prosecutor that does not result in the denial of the
defendant’s specific constitutional rights—such as a comment upon the defendant’s
invocation of the right to remain silent—but is otherwise worthy of condemnation, is not
a constitutional violation unless the challenged action “ ‘so infected the trial with
unfairness as to make the resulting conviction a denial of due process.’ ” [Citation.]’
[Citation.]” (Fuiava, supra, 53 Cal.4th at p. 679.)
A. Alleged Misconduct Regarding Flores’s False Statements to Law
Enforcement, His False Statements to His Attorneys, and His Failure to
Reveal His Exculpatory Version of Events Until Trial
i. Background
During Flores’s testimony on his own behalf, his counsel asked if he “stuck to”
his story about the SUV being stolen. Flores said he persisted in repeating this false story
because he was scared and he was afraid to admit he lied. On cross-examination, the
prosecutor asked Flores about his false statements to law enforcement. Flores admitted
he waived his Miranda 2 rights and agreed to talk to a detective. He admitted he lied to
the detective, twice in calls to 911, and the day he was arrested.
The prosecutor also asked about Flores’s failure to reveal his exculpatory version
of events at a later date:
“[Prosecutor]: Did you ever – ever, until today –tell any judge—there was a D.A.
on the case before me; is that right?
“[Flores]: Yes.
“Q: He was in the courtroom a little while ago; right?
“A: Yes.
2 Miranda v. Arizona (1966) 384 U.S. 436.
6
“Q: He did your preliminary hearing?
“A: Yes
“Q: You appeared in front of a bunch of judges; right?
“A: Correct.
“Q: You never told any judge, never told any prosecutor, never told any law
enforcement officer, detective, anybody this story until about an hour ago; isn’t that true?
“A: True.”
On redirect, Flores’s counsel returned to the topic:
“Q: Who did you finally tell the truth about this matter to?
“A: You.
“Q: Thank you. When did that happen?
“A: The second time you came to see me.
“Q: That was quite a few months ago; correct?
“A: Correct.
“Q: At first, you even told me that your car had been stolen; isn’t that true?
“A: True.
“Q: What made you change your mind? What made you tell me a different story?
“A: I was tired of covering up for somebody.
“Q: And during the time – before you met me, you had another attorney; right?
“A: Right.
“Q: That attorney told you – advised you not to talk to police officers or district
attorneys; correct?
“A: Correct.
“Q: I also advised you not to talk to police officers or district attorneys; correct?
“A: Yes.
“Q: While you were in custody and while you were represented, you were advised
not to talk to people; isn’t that true?
“A: True.”
7
On re-cross, the prosecutor asked: “Whatever attorney represented you before,
you lied to that attorney; right?” Flores admitted he lied to his first attorney. The
prosecutor elicited further testimony that Flores did not tell his trial version of events to
the investigating officer or other law enforcement officers he encountered before he ever
saw an attorney in court.
In his closing arguments, the prosecutor argued Flores had made multiple prior
inconsistent statements: “It was clear he was lying based on all the evidence you had, but
he admitted, yeah, I lied. Started out with not telling his mom the whole truth, lying to
911. Again, going on and on and on, all the way through his attorneys, even lying to
them. Prior inconsistent statements.” In his rebuttal argument, the prosecutor again
argued Flores lied to 911, the officer taking his report, the investigating officer, his
mother, and to both of his attorneys.
ii. Prosecution questioning on Flores’s false statements to law enforcement
Flores asserts the prosecutor improperly commented on Flores’s decision to
remain silent, thereby violating his right against self-incrimination. Under Doyle v. Ohio
(1976) 426 U.S. 610 (Doyle), a defendant’s silence at the time of arrest, and after
receiving Miranda warnings, cannot be used to impeach the defendant at trial without
violating his or her Fourteenth Amendment right to due process. (Id. at p. 619.)
“However, Doyle does not apply when a defendant presents exculpatory testimony at trial
inconsistent with a voluntary post-Miranda statement.” (People v. Collins (2010) 49
Cal.4th 175, 203 (Collins).) Here, Flores waived his right to silence and repeatedly told
law enforcement a false story about his SUV being stolen. The prosecutor could not
properly question him about the inconsistencies in these statements and his trial
testimony. (Id. at pp. 203-205.) This was not Doyle-based misconduct. Defense counsel
was not ineffective for failing to object.
8
iii. Prosecutor questioning on Flores’s false statements to his attorneys ,
and failure to tell exculpatory version to judges, prosecutors, etc.
Flores contends the prosecutor engaged in misconduct in asking Flores whether he
lied to his attorneys because the questions violated the attorney-client privilege, and
defense counsel should have objected. However, Flores waived the privilege by
testifying on the topic on direct examination, at least with respect to Flores’s
communications with his second attorney. Defense counsel elicited testimony that the
first time Flores told his exculpatory version of events was when he told counsel, and
testimony that he lied to counsel before he admitted his involvement in the crime.
Having introduced this line of inquiry in his own defense, Flores could not then argue the
prosecutor was forbidden from examining him on the same issues. (People v. Wilson
(2005) 36 Cal.4th 309, 336.) The prosecutor did not engage in misconduct by asking
follow up questions about Flores’s false statements to his second attorney when he had
already answered similar questions posed by his own counsel.
However, Flores’s counsel did not directly ask him about his communications with
his first attorney, thereby raising some question whether Flores waived the attorney-client
privilege as to those communications. The propriety of the prosecutor’s questions
regarding Flores’s failure to tell the prosecutors or judge his exculpatory version of
events is also questionable, since Flores was presumably represented by counsel at any
point at which he could have spoken to a prosecutor or judge. (See Collins, supra, 49
Cal.4th at p. 205 [prosecution questions on voluntary post-Miranda statements to law
enforcement posed no Doyle error, but portions of cross-examination directed at
defendant’s failure to notify prosecutor or police of alibi after charges were filed and
counsel was appointed were “potentially more problematic”].)
Yet, we need not decide whether the prosecutor’s questioning constituted
misconduct, or whether counsel was ineffective for failing to object. Assuming defense
counsel should have objected to prosecutor questions touching on attorney-client
privileged communications between Flores and his first attorney, or on Flores’s failure to
tell his exculpatory version of the incident to a prosecutor or judge, we conclude it is not
9
reasonably probable a more favorable determination would have resulted absent
counsel’s failings. Even if the court sustained the objections and prevented the jury from
hearing any evidence about Flores’s statements, or lack of statements, to anyone after the
right to counsel had attached, the jury still would have heard the extremely damaging
evidence that Flores called in two false reports to 911. The jury would also have learned
that rather than remaining silent after hearing a Miranda advisement, Flores voluntarily
repeated the false stolen SUV story to law enforcement. 3 Since the prosecutor could
permissibly ask about Flores’s false statements to law enforcement, Flores essentially
contends the jury should have only heard that he told a false story to law enforcement,
and nothing more about when, before trial, if at all, he first revealed the version of events
related in his trial testimony. We do not find it reasonably probable that had the evidence
stopped at that point, the jury would have been any more likely to find Flores’s
exculpatory trial testimony credible. The record does not establish that the result of the
trial was fundamentally unfair or unreliable. We find no basis for reversal due to
ineffective assistance of counsel in the failure to object to the challenged prosecution
questioning.
B. Closing Argument
Flores contends many of the prosecutor’s statements during closing argument
constituted prosecutorial misconduct. These contentions are forfeited as discussed above.
(People v. Sapp (2003) 31 Cal.4th 240, 310.) But we also reject his related claim of
ineffective assistance of counsel because we conclude there was no prosecutorial
misconduct warranting a defense objection.
“ ‘To prevail on a claim of prosecutorial misconduct based on remarks to the jury,
the defendant must show a reasonable likelihood the jury understood or applied the
complained-of comments in an improper or erroneous manner. [Citations.] In
3 We also note that although defense counsel did not object to the prosecutor’s
questions about Flores’s failure to tell the prosecutor or judge his version of events, on
redirect counsel elicited testimony indicating he and the prior defense counsel had
advised Flores not to talk to police or prosecutors.
10
conducting this inquiry, we “do not lightly infer” that the jury drew the most damaging
rather than the least damaging meaning from the prosecutor’s statements.’ [Citation.]”
(People v. Dykes (2009) 46 Cal.4th 731, 771-772 (Dykes).) As discussed in detail below,
Flores has not met his burden to show a reasonable likelihood the jury understood the
prosecutor’s comments in an improper manner.
i. Suggesting Fernando Mendez was available as a defense witness
and pointing out the lack of evidence to corroborate Flores’s testimony
Flores asserts the prosecutor engaged in misconduct by suggesting Mendez’s
brother, Fernando Mendez, could have been called as a defense witness, and implying
Flores had the duty to produce him. Flores argues the prosecutor’s comments introduced
facts outside the evidence and lessened the People’s burden of proof. We disagree.
In his closing argument, the prosecutor contended Flores offered no evidence to
corroborate his version of events. The prosecutor argued the defense knew Fernando
Mendez lived down the street from Flores, and Flores could have brought him in as a
witness.4 This was argument, based on inferences the jury could draw from the evidence.
Flores testified the Mendez family lived, and continued to live, on the same street as
Flores’s family. The defense cross-examination of an investigating police officer elicited
testimony that the police interviewed Fernando Mendez in the course of their
investigation. Flores also testified that Fernando Mendez was at the Mendez house
immediately after the shooting, although there was no specific evidence as to whether
Fernando Mendez resided or continued to reside in the house. We disagree that this
discrepancy suggested the prosecutor was referencing evidence from outside the record,
or making statements based on his personal knowledge about Fernando Mendez’s
4 The prosecutor stated: “Is Fernando Mendez—first of all, was there any evidence
whatsoever of anything other than that the detective talked to him? Is there any evidence
of his statement? . . . [¶] If it was relevant, if it was important, Fernando – they know
where he lives. Right down the street. Could have brought him in if he had something
important to say. So that’s a complete red herring. It has nothing to do with anything
relevant in this case.”
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availability as a witness. We do not find it reasonably likely the jury interpreted the
prosecutor’s argument in that manner.
We also disagree that the prosecutor acted improperly in arguing no evidence was
offered to corroborate Flores’s testimony. The People may properly comment on a
defendant’s failure to call logical defense witnesses. (People v. Thomas (2012) 54
Cal.4th 908, 945 [no misconduct for prosecutor to argue no witnesses came forward to
provide alibi evidence for defendant]; People v. Brady (2010) 50 Cal.4th 547, 565-566
[no misconduct for prosecutor to argue defendant did not present any evidence suggesting
anyone else committed the crime]; People v. Carter (2005) 36 Cal.4th 1215, 1266-1267
[no misconduct for prosecutor to argue nothing prevented defendant from offering
witnesses to explain why defendant was in the car with property linking him to victims].)
The prosecutor’s comments permissibly noted the defense failure to offer logical material
evidence, and did not suggest the defense had the burden of proof instead of the People.
(People v. Lewis (2009) 46 Cal.4th 1255, 1304.)
Moreover, the court properly instructed the jury that neither side was required to
call all witnesses who might have information, or to produce all physical evidence that
might be relevant. The court also instructed the jury that the lawyer’s statements were
not evidence. We presume the jury followed the court’s instructions. (People v. Friend
(2009) 47 Cal.4th 1, 33 (Friend); People v. Gray (2005) 37 Cal.4th 168, 217.) Thus, we
find no prejudicial prosecutorial misconduct.
Similarly, even if the prosecutor’s comments were improper, we would not find
ineffective assistance of counsel for failure to object. “Reviewing courts defer to
counsel’s reasonable tactical decisions in examining a claim of ineffective assistance of
counsel [citation], and there is a ‘strong presumption that counsel’s conduct falls within
the wide range of reasonable professional assistance.’ [Citation.] Defendant’s burden is
difficult to carry on direct appeal, as we have observed: ‘ “Reviewing courts will reverse
convictions [on direct appeal] on the ground of inadequate counsel only if the record on
appeal affirmatively discloses that counsel had no rational tactical purpose for [his or her]
act or omission.” ’ [Citation.]” (People v. Lucas (1995) 12 Cal.4th 415, 436-437.)
12
Here, defense counsel may reasonably have concluded it was better to allow the
prosecutor’s comments to pass rather than objecting and drawing more attention to the
fact that Fernando Mendez was not offered as a defense witness. We cannot conclude
there was no rational tactical basis for not objecting to these portions of the prosecutor’s
closing argument. (People v. Vines (2011) 51 Cal.4th 830, 876; People v. Lopez (2008)
42 Cal.4th 960, 972 (Lopez).)
ii. Expressions of “personal opinion” as to Flores’s guilt
Flores asserts several prosecutor statements constituted misconduct because they
expressed the prosecutor’s personal opinion of Flores’s guilt, such as: “The defendant
did it. Why? I don’t know. He wouldn’t tell us on the stand. . . . Shame on him for not
manning up and taking responsibility”; statements that Flores was lying whereas the
People’s case was “based on the truth”; and the prosecutor’s assertion that the character
witness’s testimony was of limited value because, in general, people do not want to
believe someone they know could commit a crime, noting “If my brother got charged
with a serious crime, I’d say the same thing.” We find no misconduct.
In People v. Bain (1971) 5 Cal.3d 839, 848, the court held a prosecutor may not
“express a personal opinion or belief in a defendant’s guilt, where there is substantial
danger that jurors will interpret this as being based on information at the prosecutor’s
command, other than evidence adduced at trial.” There was no such danger here.
Although the prosecutor asserted Flores was lying, he did not suggest this was based on
evidence beyond what was presented to the jury. The prosecutor’s statements were based
on Flores’s admission that he made false statements to the police, the evidence against
him, and the implausibility of Flores’s version of events. (Dykes, supra, 46 Cal.4th at p.
769.) It is not misconduct for the prosecutor to suggest the defendant has fabricated a
defense when there is evidence to support the suggestion. (Lopez, supra, 42 Cal.4th at p.
971; People v. Mitcham (1992) 1 Cal.4th 1027, 1081-1082.) We also disagree that the
prosecutor’s comments regarding character witnesses improperly denigrated those
witnesses. Instead, the prosecutor permissibly argued, based on common knowledge,
about the weight the jury should afford the witnesses’ testimony.
13
iii. Alleged misstatement of facts regarding existence of Mendez
Flores now challenges the prosecutor’s statements asserting Flores offered no
evidence of Jose Mendez’s existence, except his own testimony.5 On appeal, Flores
argues the prosecutor misstated the facts because there was evidence of a second person
in the SUV, and evidence that law enforcement interviewed Fernando Mendez. Flores
further contends his testimony that Mendez was the SUV passenger, and that Fernando
Mendez is Mendez’s brother, was unrebutted. However, this evidence did not render the
prosecutor’s argument a misstatement of facts, or a reference to facts not in evidence.
It was accurate for the prosecutor to state that, aside from Flores’s testimony, there was
no evidence offered about Jose Mendez.
It is not reasonably likely the jury understood these comments in an improper
manner. The point was that Flores was not credible, and his testimony was
uncorroborated by logical material evidence. This was a proper comment on the
evidence.
iv. Denigration of defense counsel
Flores asserts the prosecutor “impliedly denigrated” defense counsel by
insinuating Flores’s story changed only after meeting with trial counsel. The prosecutor
did not make any explicit statements to this effect, and we are hard pressed to find even a
suggestion of this in the record. Our review of the record indicates the prosecutor argued
Flores lied for a long time, only changing his story late in the game. We will not infer the
jury would have drawn a damaging implication about defense counsel from the
prosecutor’s statements. (Dykes, supra, 46 Cal.4th at pp. 769, 771-772; Lewis, supra,
46 Cal.4th at p. 1305.)
5 The prosecutor argued: “Do you have any evidence – any evidence of Nene
[Mendez]? Any corroboration other than the word of this admitted repeated liar? Do you
have any evidence? Do you even know he exists? Was there a witness that says, ‘this is
a picture of Nene. This is a picture of his tattoo’—if he exists. Call his brother,
neighbor. There’s a guy named Nene; right? Do you even know he exists?”
14
v. Improper appeal to jury’s passion and prejudices
Flores challenges the prosecutor’s statements that Flores’s behavior was cold and
cowardly, and that Flores was trying to get the jury to believe lies, as appealing to the
passions and prejudices of the jury. The record does not support this contention.
The prosecutor’s comments were well within the bounds of permissible argument.
(Friend, supra, 47 Cal.4th at p. 84; People v. Stanley (2006) 39 Cal.4th 913, 951-953.)
vi. No cumulatively prejudicial misconduct
In light of the discussion above, we reject Flores’s contention that reversal is
required because the cumulative effect of prosecutorial misconduct deprived him of a fair
trial. (Fuiava, supra, 53 Cal.4th at p. 625.)
C. No Prejudicial Error in Prosecutor’s Explanation of Reasonable Doubt
or Trial Court Abuse of Discretion in Allowing Supplemental Argument
Flores contends the trial court erred in allowing supplemental argument on
reasonable doubt, and that the prosecutor engaged in misconduct by incorrectly
explaining the meaning of “abiding conviction.” We find no prejudicial error.
i. Background
In the original charge to the jury, the trial court gave CALCRIM No. 220, which
provides in relevant part: “Proof beyond a reasonable doubt is proof that leaves you with
an abiding conviction that the charge is true. The evidence need not eliminate all
possible doubt because everything in life is open to some possible or imaginary doubt.”
In his closing argument, the prosecutor stated: “The key phrase in [the reasonable doubt]
instruction is abiding conviction. The proof must leave you with an abiding conviction
that the charge is true. Abiding, meaning lasting. Conviction means belief. It’s a lasting
belief that the charge is true.” While deliberating, the jury sent out a note requesting that
“the judge give further guidance as to what ‘abiding conviction’ and ‘reasonable doubt’
mean.”
15
After conferring with the parties, the court indicated the best solution would be to
give counsel five minutes each to argue further what reasonable doubt meant in the
context of the case. Neither side objected. The court reread CALCRIM No. 220.
Then each side presented supplemental argument. Defense counsel contrasted reasonable
doubt with the preponderance of the evidence and clear and convincing evidence
standards. The prosecutor argued that “abiding conviction” had no special meaning.
He argued “lasting” was another word for “abiding,” and “conviction” meant “belief.”
He then repeated that the question for the jury was whether the evidence left the jurors
with a “lasting belief.”
ii. The prosecutor’s definition of “abiding conviction” was not misconduct
On appeal, Flores contends the prosecutor should have defined “abiding
conviction” with words such as “evidentiary certainty” or referencing “near certitude of
the guilt.” He asserts “lasting” was too vague and subjective. We find no
reasonable likelihood the jury understood the prosecutor’s comments in an improper or
erroneous manner.
Using “lasting belief” to explain the term “abiding conviction,” is not incorrect.
Indeed, several courts have used the word “lasting” in describing “abiding conviction.”
In People v. Zepeda (2008) 167 Cal.App.4th 25, 30-31, the court rejected a defendant’s
argument that the trial court was required to reference a subjective state of certitude when
explaining reasonable doubt. The Zepeda court explained: “The phrase ‘abiding
conviction,’ even without being described as ‘felt,’ adequately conveys the subjective
state of certitude required by the standard of proof. The modifier ‘abiding’ informs the
juror his conviction of guilt must be more than a strong and convincing belief. Use of the
term ‘abiding’ tells the juror his conviction must be of a ‘lasting, permanent nature,’ and
it informs him ‘as to how strongly and how deeply his conviction must be held.’ (People
v. Brigham (1979) 25 Cal.3d 283, 290–291, italics added.) [¶] The term ‘abiding
conviction’ in the reasonable doubt instruction ‘convey[s] the requirement that the jurors’
belief in the truth of the charge must be both long lasting and deeply felt.’ [Citation.]”
(Zepeda, at pp. 30-31, italics in original.)
16
Similarly, in People v. Pierce (2009) 172 Cal.App.4th 567, the court rejected a
claim of prosecutorial misconduct based on the prosecutor’s statements to the jury in
which she disputed defense counsel’s explanation of an abiding conviction as one that is
lasting. The Pierce court explained: “The United States Supreme Court and the
California Supreme Court, respectively, have described ‘an abiding conviction’ as one
that is ‘settled and fixed’ [citation] and one that is ‘lasting [and] permanent’
[citation] . . . . [¶] The prosecutor’s challenged statements concerning ‘an abiding
conviction’ were not only brief, but they evoked a certain ‘permanen[ce]’ in that each
juror’s conviction that the charge was true had to be ‘permanent’ in that, considering the
law and the facts presented, that conviction would ‘abide,’ that is, would not change,
through the end of the trial when the jury rendered its verdict in open court. . . . Thus,
there is no reasonable likelihood that the prosecutor’s brief remarks led the jury to think
that ‘an abiding conviction’ of the truth of the charge was something less than the self-
evident nature of ‘abiding’ as ‘settled and fixed’ and ‘lasting [and] permanent.’ The
record does not establish a reversible error.” (Id. at pp. 573-574.)
Here, the prosecutor did not misstate the law by describing an “abiding
conviction” as a “lasting belief.” Not only was this consistent with relevant case law, it
did not improperly lessen the People’s burden of proof. We find no error. 6
6 We also reject the argument that Flores is entitled to relief because defense
counsel was ineffective in his supplemental argument. Even if the quality of defense
counsel’s argument on the issue fell below that expected of a reasonably competent
attorney, it is not reasonably probable that a more favorable determination would have
resulted in the absence of counsel’s failings. The prosecutor’s argument was neither
incorrect nor lessened the People’s burden of proof, and the jury twice heard the standard
instruction which appropriately and accurately explained the law. In addition, the jury
was properly instructed that the trial court would instruct them on the law, and, in the
event of a conflict between the trial court’s instructions and the attorneys’ arguments, the
jury was to follow the trial court instructions. We presume the jury followed the trial
court’s instructions. Indeed, the jury’s decision to acquit Flores on the attempted murder
charge suggests it properly understood the reasonable doubt instruction.
17
iii. The trial court properly allowed supplemental argument
In addition, we conclude the court properly allowed supplemental argument in
response to the jury’s request for additional instruction on reasonable doubt. Flores did
not object below and has forfeited the issue. (People v. Turner (2004) 34 Cal.4th 406,
437.) But even had he preserved the argument we would find no error. As Flores
acknowledges, California Rules of Court rule 2.1036 authorizes trial courts to allow
attorneys to make additional closing arguments if a jury reaches an impasse. In People v.
Ardoin (2011) 196 Cal.App.4th 102, 129, footnote 10, the court noted it had “no
difficulty in concluding that the same rule applies when a jury expresses confusion and an
impasse in its deliberations related to the governing law and instructions, particularly in
light of the trial court’s broad discretion to alter the sequence of trial proceedings.”
We agree with this reasoning. We find no abuse of discretion in the court’s procedure .
We similarly cannot find defense counsel was ineffective for failing to object, or
in failing to request additional time to prepare. There was nothing improper in the court’s
decision to allow supplemental argument, and, on the record before us, there is no reason
to believe defense counsel needed more time to prepare argument on this fundamental
concept that both sides had already discussed in their earlier arguments. Flores is not
entitled to relief due to ineffective assistance of counsel on this issue. (People v. Young
(2007) 156 Cal.App.4th 1165, 1171-1172.)
III. The Trial Court Did Not Err in Failing to Sua Sponte Instruct the Jury On
Evidence of Uncharged Offenses
Flores contends the trial court should have sua sponte instructed the jury it could
only consider evidence of uncharged offenses for a limited purpose (CALCRIM No.
375).7 The argument concerns evidence that during the incident, Flores committed two
7 CALCRIM No. 375 informs the jury the People presented evidence that the
defendant committed other uncharged offenses, and instructs that it may consider the
evidence only if the People have proved by a preponderance of the evidence that the
defendant in fact committed the uncharged offenses. The instruction further instructs that
if the jury decides the defendant committed the uncharged offenses, it may only consider
18
“hit and runs” and filed false police reports. However, the legal authorities Flores relies
upon to support his contention establish the argument has no merit. For example, in
People v. Collie (1981) 30 Cal.3d 43, our high court explained:
“Evidence of past offenses may not improperly affect the jury’s deliberations if the
facts are equivocal, the charged offense is dissimilar, or the evidence is obviously used to
effect one or more of the many legitimate purposes for which it can be introduced. (See
Evid. Code, § 1101, subd. (b); [citation].) Neither precedent nor policy favors a rule that
would saddle the trial court with the duty either to interrupt the testimony sua sponte to
admonish the jury whenever a witness implicates the defendant in another offense, or to
review the entire record at trial’s end in search of such testimony. There may be an
occasional extraordinary case in which unprotested evidence of past offenses is a
dominant part of the evidence against the accused, and is both highly prejudicial and
minimally relevant to any legitimate purpose. In such a setting, the evidence might be so
obviously important to the case that sua sponte instruction would be needed to protect the
defendant from his counsel’s inadvertence. But we hold that in this case, and in general,
the trial court is under no duty to instruct sua sponte on the limited admissibility of
evidence of past criminal conduct.” (Id. at p. 64.)
This was not an extraordinary case. The prosecution evidence regarding Flores’s
“hit and run” activity was offered as a description of how law enforcement determined he
was involved in the shooting. The evidence of his filing false police reports was offered
to show Flores’s consciousness of guilt and his attempts to cover up his involvement in
the shooting. These were not similar “past offenses” offered to suggest Flores had a
propensity to engage in criminal conduct. Instead, the evidence was highly relevant to
the central issue and offered for the legitimate purpose of demonstrating his knowledge,
identity, and absence of mistake. (Evid. Code, § 1101, subd. (b).) There was little
danger the jury would consider the evidence for the improper purpose of showing a
general criminal disposition. (People v. Bunyard (1988) 45 Cal.3d 1189, 1225-1226.)
The trial court did not have an obligation to sua sponte instruct on the limited
admissibility of the hit and run or false report evidence.
that evidence for specified limited purposes, such as proving identity, intent, motive,
knowledge, accident, or common plan.
19
We also reject the argument that defense counsel was ineffective for failing to
request such an instruction. Even if the instruction had been given, it is not reasonably
probable a result more favorable to Flores would have resulted, “since the likelihood of
the jury’s using the evidence for an improper purpose was so minimal under the facts of
this case that any conceivable error was harmless.” (Bunyard, supra, 45 Cal.3d at p.
1226.) Moreover, defense counsel could reasonably have concluded that even if such an
instruction was appropriate, it would have the negative effect of highlighting the fact that
Flores engaged in additional criminal activity in connection with the shooting. As things
stood, the hit and runs and false police reports were characterized only as part of the story
of the shooting, not separate crimes. Defense counsel could rationally determine this was
more beneficial to his client than the potential utility of CALCRIM No. 375. ( People v.
Hernandez (2004) 33 Cal.4th 1040, 1052-1053.)
IV. The Trial Court Did Not Err in Failing to Sua Sponte Instruct the Jury on the
Lesser Included Offense of Grossly Negligent Discharge of a Firearm
We reject Flores’s contention that the trial court erred in failing to sua sponte
instruct on the lesser included offense of grossly negligent discharge of a firearm
(Pen. Code, § 246.3).
“It is error for a trial court not to instruct on a lesser included offense when the
evidence raises a question whether all of the elements of the charged offense were
present, and the question is substantial enough to merit consideration by the jury.
[Citation.] When there is no evidence the offense committed was less than that charged,
the trial court is not required to instruct on the lesser included offense. . . . [¶] On
appeal, we review independently whether the trial court erred in failing to instruct on a
lesser included offense. [Citation.]” (People v. Booker (2011) 51 Cal.4th 141, 181.)
To convict Flores of shooting at an occupied motor vehicle, the People were
required to prove Flores willfully and maliciously shot a firearm, and he shot the firearm
at an occupied motor vehicle. (See CALCRIM No. 965; see also Pen. Code, § 246.)
To secure a conviction for grossly negligent shooting of a firearm, the People would have
been required to prove Flores intentionally shot a firearm; he did so with gross
20
negligence; and the shooting could have resulted in the injury or death of a person. 8
Here, there was no substantial evidence that Flores was guilty of anything less than a
willful and malicious shooting at an occupied motor vehicle. The prosecution evidence
established that Flores deliberately pointed a gun at the Orellana car and fired. Flores
contended he was not the shooter. There was no evidence that, although Flores was the
shooter, his behavior was only grossly negligent, rather than willful and malicious. Nor
is there evidence that Flores shot the gun anywhere other than directly at an occupied
motor vehicle. (See Ramirez, at p. 990.) Neither the eyewitness evidence, nor Flores’s
testimony, supported such a theory.
We reject Flores’s contention that his lack of a criminal record or the absence of a
confession was sufficient to warrant instruction on the lesser offense. While these factors
may have cast doubt on Flores’s guilt generally, they did not provide an evidentiary basis
for the jury to conclude he was guilty only of a grossly negligent shooting. Lesser
included offense instructions are “required only where there is ‘substantial evidence’
from which a rational jury could conclude that the defendant committed the lesser
offense, and that he is not guilty of the greater offense. [Citations.]” (People v. DePriest
(2007) 42 Cal.4th 1, 50.) There was no such substantial evidence in this case. The trial
court was not required to sua sponte instruct on grossly negligent shooting of a firearm.
(People v. Valdez (2004) 32 Cal.4th 73, 116 [there must be evidence a reasonable jury
could find persuasive to warrant instruction on lesser offense].)
8 CALCRIM No. 965 explains: “Someone commits an act willfully when he or she
does it willingly or on purpose. [¶] Someone acts maliciously when he or she
intentionally does a wrongful act or when he or she acts with the unlawful intent to
disturb, defraud, annoy, or injure someone else.” CALCRIM No. 970 explains that a
person acts with gross negligence when he acts in a reckless way that creates a high risk
of death or great bodily injury, and a reasonable person would have known that acting in
that way would create such a risk. Or “[i]n other words, a person acts with gross
negligence when the way he or she acts is so different from the way an ordinarily careful
person would act in the same situation that his or her act amounts to disregard for human
life or indifference to the consequences of that act.” The legislative history indicates the
“phenomenon that gave rise to [Penal Code section 246.3] was celebratory gunfire in an
urban setting.” (People v. Ramirez (2009) 45 Cal.4th 980, 990 (Ramirez).)
21
Further, in the absence of any evidence to support a theory of grossly negligent
discharge of a firearm rather than shooting at an occupied vehicle, we cannot conclude
defense counsel was ineffective for failing to request instruction on the lesser included
offense.
V. The Trial Court Did Not Limit the Defense to Two Character Witnesses
Flores contends the trial court abused its discretion by limiting Flores to offering
testimony from only two character witnesses. Flores mischaracterizes the record on this
point. Although the trial court cautioned against having cumulative testimony, it did not
limit the defense to only two character witnesses. In every discussion on the issue,
defense counsel voluntarily indicated he would only call some of the available character
witnesses. Before trial began, the court and defense counsel had the following colloquy
about the character witnesses:
“[Defense Counsel]: I haven’t provided a formal witness list because all I have is
character witnesses, but I will read four potential character witnesses, if the court wants
me to.
“Court: Okay. If the four witnesses are overlapping, pick the best two.
“[Defense Counsel]: I’m not planning to call them all. I don’t know what their
schedules will provide me.
“Court: So we have a common understanding of a certain point where we get
cumulative.
“[Defense Counsel]: I understand that. Don’t plan to call more than two.”
Later during the trial, the court asked how many character witnesses the defense
planned to call. Defense counsel answered: “I have three of them. I’ll call two of them.”
We cannot construe either exchange as the court limiting the defense’s presentation of
evidence. Initially, the court told defense counsel to pick the best two witnesses if the
testimony was overlapping. After that comment, defense counsel did not object but
indicated he did not intend to call more than two of the witnesses. The trial court was
never called upon to allow or exclude testimony from more than two character witnesses.
It was not an abuse of discretion for the court to caution against cumulative testimony.
(People v. Mincey (1992) 2 Cal.4th 408, 439; see also Evid. Code, § 352.)
22
VI. No Ineffective Assistance of Counsel
Flores separately contends he received ineffective assistance of counsel.
However, his appellate briefing on this issue merely lists a number of alleged defense
counsel failures, without providing accompanying argument or legal authorities. 9 This
falls short of demonstrating either that counsel’s actions fell below an objective standard
of reasonableness when judged by professional norms, or that but for these failings the
result of the trial would have been more favorable to him. (In re Cudjo (1999) 20 Cal.4th
673, 687; People v. Ledesma (1987) 43 Cal.3d 171, 216-218; see Strickland, supra, 466
U.S. at pp. 687-696.) Indeed, “all of [Flores’s] claims suffer from the same defect—the
present record does not preclude the possibility that defense counsel’s actions were based
upon reasonable strategic decisions . . . . [U]nless the record reflects the reason for
counsel’s actions or omissions, or precludes the possibility of a satisfactory explanation,
we must reject a claim of ineffective assistance raised on appeal. [Citation.] Such claims
are more appropriately addressed in a habeas corpus proceeding.” (People v. Ledesma
(2006) 39 Cal.4th 641, 746.)
VII. The Trial Court Did Not Abuse its Discretion in Sentencing Flores to the
High Term on Count 2
The trial court sentenced Flores to the high term of seven years on the Penal Code
section 246 count. Flores contends this was an abuse of discretion because he did not
have a criminal record, the case did not involve gang activity, and he was employed at the
time of the offense. However, the trial court properly took into consideration that Luis
Orellana was a particularly vulnerable victim, and Flores’s behavior after the shooting
demonstrated he posed a serious danger to society. (See Cal. Rules of Court, rule
9 Aside from issues we have addressed elsewhere in this opinion, Flores alleges
defense counsel was deficient due to the failure to offer evidence to corroborate Flores’s
testimony; the failure to request jury instructions on motive and evidence another person
was involved in the charged crimes; the failure to object to or seek redaction of a
prosecution trial exhibit; the failure to argue Flores was improperly charged; the failure to
file a discovery motion; and the failure to seek a continuance to prepare supplemental
argument on reasonable doubt.
23
4.421(a)(3), (b)(1); People v. Eades (1979) 95 Cal.App.3d 688, 690 [victim particularly
vulnerable where defendant shot from back seat of car, apparently without motivation or
provocation].) The trial court concluded the aggravating circumstances outweighed the
mitigating circumstances. We will not reweigh these valid factors on appeal. (People v.
Delgado (2013) 214 Cal.App.4th 914, 919.) We find no abuse of discretion.
We also reject Flores’s contention that the trial court improperly used the great
bodily injury factor to impose both the enhancement under section 12022.53, subdivision
(d) and the high term on count 2. The trial court indicated it was imposing the upper term
based on the particular vulnerability of the victim and evidence that Flores posed a
serious danger to society. The court did not suggest it was imposing the upper term
based on the great bodily injury Orellana suffered. The aggravating factors the court
relied upon to impose the upper term were distinct from Orellana’s great bodily injury.
(People v. Yim (2007) 152 Cal.App.4th 366, 369.) We find no error.
VIII. The Sentence Did Not Constitute Cruel and Unusual Punishment
Flores argues the sentence imposed constituted cruel and unusual punishment
because he had no criminal record or gang affiliation, and he was employed at the time of
his arrest. Even were this claim preserved for appellate review we would reject it.
(People v. Vallejo (2013) 214 Cal.App.4th 1033, 1045.) “Under the Eighth Amendment
of the federal Constitution, ‘the courts examine whether a punishment is grossly
disproportionate to the crime.’ [Citation.] ‘Under the California Constitution, a sentence
is cruel or unusual if it is so disproportionate to the crime committed that it shocks the
conscience and offends fundamental notions of human dignity.’ [Citation.]” (Ibid.)
We find no such disproportionate punishment here. Flores’s crime was extremely
serious and caused significant injury. Orellana lost hearing in one ear, and suffered
blurred vision, nerve damage, and facial disfigurement as a result of the shooting.
The crime itself was apparently unprovoked. Flores shot into a car containing four
people, including Orellana’s 13-year-old cousin. He then fled the scene and tried to hide
his involvement by calling in false stolen vehicle reports and repeatedly lying to police.
The jury rejected Flores’s exculpatory version of events in which he was not the shooter.
24
Despite Flores’s lack of criminal history, there was no evidence indicating Flores’s
actions were anything but willful and malicious. In light of these circumstances, the
sentence was “neither ‘grossly disproportionate’ to his crimes nor so disproportionate as
to shock the conscience and offend fundamental notions of human dignity.” (People v.
Gray (1998) 66 Cal.App.4th 973, 993, citing Harmelin v. Michigan (1991) 501 U.S. 957,
1001, and In re Lynch (1972) 8 Cal.3d 410, 424; People v. Szadziewicz (2008) 161
Cal.App.4th 823, 843-846.)
As we reject this arguments on its merits we also decline to find Flores is entitled
to relief for ineffective assistance of counsel due to counsel’s failure to object to the
sentence as cruel and unusual.
IX. The Judgment Must Be Modified to Reflect a Parole Revocation Fine Rather
than a Probation Revocation Fine
The parties agree the clerk’s transcript and abstract of judgment erroneously
indicate the trial court assessed a probation revocation fine, rather than a suspended
parole revocation fine. We agree that the abstract of judgment must be corrected to
reflect the fine pronounced in court. (People v. Scott (2012) 203 Cal.App.4th 1303,
1324.)
DISPOSITION
The trial court is ordered to correct its minutes from the sentencing hearing of May
4, 2012, and the abstract of judgment, by striking the reference to the imposition of a
probation revocation fine, and indicating a suspended $500 parole revocation fine was
assessed. The trial court is further ordered to forward a copy of the corrected abstract of
judgment to the Department of Corrections and Rehabilitation. In all other respects, the
judgment is affirmed.
BIGELOW, P. J.
We concur:
FLIER, J. GRIMES, J.
25