FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT January 29, 2014
Elisabeth A. Shumaker
Clerk of Court
STUART N. AULD,
Plaintiff - Appellant,
v. Nos. 13-3075 & 13-3108
(D.C. No. 2:13-CV-02031-JTM-DJW)
JOHN W. AULD, SR. TRUSTEE AND (D. Kan.)
TRUSTS; SUN WEST MORTGAGE
COMPANY, INC.; JOHN W. AULD,
JR., Beneficiary of the Agreement of the
Auld Living Trust April 27, 1995,
Defendants - Appellees,
and
SUSAN NANETTE AULD POWELL,
Beneficiary of the Agreement of the
Auld Living Trust April 27, 1995;
SETH HAMILTON AULD, Beneficiary
of the Agreement of the Auld Living
Trust April 27, 1995; NANCY ANNA
AULD, Beneficiary of the Agreement of
the Auld Living Trust April 27, 1995,
Defendants.
ORDER AND JUDGMENT*
*
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of this
appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument. This order and judgment is not binding
precedent, except under the doctrines of law of the case, res judicata, and collateral
estoppel. It may be cited, however, for its persuasive value consistent with
Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
Before HARTZ, McKAY, and BACHARACH, Circuit Judges.
Plaintiff-appellant Stuart N. Auld appeals from the district court’s orders
remanding his case to state court, dismissing his motion for reconsideration, and
awarding attorney fees to defendant Sun West Mortgage Company. Lacking
jurisdiction to review the district court’s determination that it lacked subject matter
jurisdiction over the case, we dismiss No. 13-3075. In No. 13-3108, we affirm the
award of attorney fees.
I. Background
The state court litigation consisted of Mr. Auld’s lawsuit against his father and
his father’s suit against him. The cases concerned the ownership of real property, the
validity and priority of liens on the property, and whether Mr. Auld should be evicted
from the property. After the consolidated lawsuits were resolved against him,
Mr. Auld filed a notice of removal in the federal district court. Defendants filed a
joint motion to remand and for attorney fees for wrongful removal.
The district court ordered the case remanded to state court. The court reasoned
that Mr. Auld’s removal failed because: (1) the removal statutes are construed
narrowly, and doubts about removal are resolved in favor of remand; (2) removal by
a plaintiff is not contemplated by 28 U.S.C. § 1446(a); (3) Mr. Auld filed the notice
of removal well beyond the thirty days allowed by § 1446(b)(3) after diversity
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jurisdiction, if present, became apparent by the intervention of defendant Sun West in
the state litigation; (4) the notice of removal was filed well beyond the one-year
maximum period provided in § 1446(c)(1); and (5) even if the state case could have
been removed, Mr. Auld waived his right to removal by litigating the case in state
court for more than ten months after the diverse party, Sun West, entered the
litigation. The court awarded defendants $2500 in attorneys fees for improper
removal under 28 U.S.C. § 1447(c), which the district court ultimately ordered to go
to Sun West.
Mr. Auld filed a motion for reconsideration of the remand order. The district
dismissed the motion for lack of jurisdiction, explaining that it was barred from
reconsidering its remand order because it had remanded the case for lack of subject
matter jurisdiction due to defects in removal. Mr. Auld filed appeal No. 13-3075
from the remand order and appeal No. 13-3108 from the award of attorney fees.
II. Discussion
Under the removal statutes, “‘[a]n order remanding a case to the State court
from which it was removed is not reviewable on appeal or otherwise.’” Moody v.
Great W. Ry. Co., 536 F.3d 1158, 1162 (10th Cir. 2008) (quoting § 1447(d)). As we
have construed § 1447(d) in conjunction with § 1447(c), we lack jurisdiction to
review the district court’s remand order because it was “based on a lack of
subject-matter jurisdiction or a timely raised defect in removal procedure.” Id. As a
result, appeal No. 13-3075 must be dismissed. Mr. Auld asks us to construe his
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appeal as a petition for writ of mandamus, but the jurisdictional bar includes
mandamus. Archuleta v. Lacuesta, 131 F.3d 1359, 1360 (10th Cir. 1997).
Even though we may not review the district court’s remand order, however, we
have jurisdiction under § 1447(c) to review the court’s award of attorney fees.
Topeka Housing Auth. v. Johnson, 404 F.3d 1245, 1248 (10th Cir. 2005). “A court’s
decision to grant a fee award is reviewed for abuse of discretion, while the
underlying legal analysis is reviewed de novo.” Porter Trust v. Rural Water Sewer &
Solid Waste Mgmt. Dist. No. 1, 607 F.3d 1251, 1253 (10th Cir. 2010) (internal
quotation marks omitted). “Absent unusual circumstances, courts may award
attorney’s fees under § 1447(c) only where the removing party lacked an objectively
reasonable basis for seeking removal. Conversely, when an objectively reasonable
basis exists, fees should be denied.” Id. (internal quotation marks omitted).
The district court’s reasons for concluding that removal was defective are
well-supported and correct. Mr. Auld clearly “lacked an objectively reasonable basis
for seeking removal.” Id. (internal quotation marks omitted). The district court did
not abuse its discretion in awarding attorney fees, and the award is affirmed.
In appeal No. 13-3108, we affirm. Appeal No. 13-3075 is dismissed.
Appellant’s outstanding motions are denied.
Entered for the Court
Monroe G. McKay
Circuit Judge
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