Filed 3/11/14 P. v. McCutchen CA1/1
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIRST APPELLATE DISTRICT
DIVISION ONE
THE PEOPLE,
Plaintiff and Respondent,
A134003
v.
KAYL GERARD McCUTCHEN, (Contra Costa County
Super. Ct. No. 51007624)
Defendant and Appellant.
Defendant Kayl McCutchen, 17 years old at the time, was charged with murder
(Pen. Code, § 187),1 second degree robbery (§§ 211, 212.5, subd. (c)), and attempted
second degree robbery (§§ 664, 211, 212.5, subd. (c)). In connection with the murder,
the prosecution alleged a “special circumstance” of robbery under section 190.2,
subdivision (a)(17). In connection with all three charges, the prosecution alleged
defendant personally used and intentionally discharged a firearm causing great bodily
injury and death under section 12022.53. Defendant was convicted as charged and
sentenced to life in prison without the possibility of parole (LWOP). We affirm
defendant’s conviction but remand for resentencing.
BACKGROUND
On June 28, 2009, shortly before 10:22 p.m., Matthew Butler was shot six times
while parked in his Ford Taurus at Williamson Ranch Park. An eyewitness who heard
1
All further statutory references are to the Penal Code unless otherwise indicated.
1
the shots saw a skinny, male, approximately six feet tall, wearing a white T-shirt and
possibly long shorts, run off from the passenger side of the car. He also saw a heavy-set
Black male approach the car and then take off running. At trial, the eyewitness testified
defendant’s appearance matched that of the skinny male.
The killing of Butler was connected with activities taking place at 5116
Thistlewood Court in Antioch, a residence 75 yards from the crime scene. Charles
Hughes, then 20 or 21 years old, lived there along with numerous family members,
including his girlfriend Trinnea Watson, their seven-month-old twins, Watson’s mother
Constance Richardson, Watson’s aunt, and the aunt’s 16-year-old son, his cousin James
H. Defendant and James H. were close friends, and they both would hang out with
Hughes.
Hughes purchased a handgun in May 2009, just a month before the shooting, from
a friend of James H. Defendant and James H. both knew Hughes had the gun.
On the night of June 28, Butler was with his friend, Tyler Phelan. Butler told
Phelan he was going to sell marijuana to “some black guys” at the 7-Eleven, but was
nervous about the sale, not having done business with them before. Butler left to make
the rendezvous. Phelan, concerned, made his way to the 7-Eleven about 10 to 15 minutes
afterwards. When he arrived at the 7-Eleven, Phelan saw police and ambulances at the
Williamson Ranch Park.
According to Hughes’s testimony, defendant expressed a desire to steal marijuana
from a drug dealer. Defendant and Hughes met at the park. Defendant then asked for
Hughes’ gun and cell phone, and asked Hughes to wait in the park as reinforcement while
he went to meet the drug dealer, Butler, at a 7-Eleven across the street from the park.
Later, Hughes saw Butler’s car arrive at the park. He heard gunfire, and saw defendant
emerge from the car. Then they both retreated to the Thistlewood Court residence.
Back at the house, defendant told Hughes how Butler had struggled to grab the
gun away. Defendant also showed Hughes the marijuana he took. Defendant asked
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Hughes to dispose of the gun. He also asked Hughes if he would retrieve defendant’s
own cell phone, which he had left at the crime scene. As the park and Thistlewood Court
were already teaming with police, Hughes refused to look for the phone. He agreed,
however, to help dispose of the gun. He had his cousin James H. take the gun in his
knapsack so as to dispose of it en route to summer school, a tactic he thought would
confound law enforcement.
Police, though, had already linked the Thistlewood Court residence with the crime
using data associated with Butler’s cell phone. James H. got caught with the gun as he
left the residence, and police arrested James H., Hughes, Watson—“everybody in the
household almost.” Hoping to keep innocent but now-arrested members of his household
out of further trouble, Hughes implicated himself and defendant to police. Hughes
pleaded guilty the murder and testified at trial against defendant in exchange for the
possibility of parole and use immunity.
Hughes’s girlfriend Watson also testified against defendant. She witnessed
defendant’s frantic arrival at the Thistlewood Court home late on June 28. Defendant, at
that time, confessed the killing to her. She saw him throw a purple key chain, labeled
with the word “Taurus,” in a second-story bathroom trash bin, and told him he had to get
rid of it. She informed the police of this at the time. Watson asked her mother,
Constance Richardson, to drive defendant home. Richardson, unaware of the killing,
agreed. At trial, Watson claimed she had seen defendant with the gun in the second-story
bathroom. She denied previously telling this to police, instead stating she had not seen
defendant with the gun as he came up the stairs to the bathroom. She claimed she feared
implicating her boyfriend, who owned the gun, and so had parsed the police officer’s
questions with a fine tooth comb.
James H., who was found with the gun, testified, also under use immunity, that he
spent the night of the shooting at his girlfriend’s house. His girlfriend corroborated this.
James H. had at first told the police the gun came from a man with dreadlocks he
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encountered while biking home from his girlfriend’s place. He recanted and told police
about Hughes after a pause in his interview during which his mother, Hughes’s aunt, told
him to tell the truth.
James H. admitted he sent text messages to a friend on June 26, 2009, saying:
“I’m bust anyone that think I’m a little nigga” and “I’m a wake someone game up today.
You going to hear about me on the news tonight.” He also admitted he sent a text to
defendant on June 27, 2009, suggesting he had a gun and saying: “I need some money.
Who I got to rob and kill?” In both cases, James H. told the jury he was just playing. On
June 28, at 9:32 p.m., after a series of texts with defendant about robbery, James H.
received a text from defendant saying “ ‘I got one for us.’ ” James H., like defendant, is
skinny, Black, and approximately six feet tall.
Defendant testified and denied the murder. He admitted purchasing marijuana
from Butler at the 7-Eleven on June 28, but at around 7:45 or 8:00 p.m. He claimed he
and Hughes met, and the two of them smoked and walked around the park until about
10 p.m., when he went to the Thistlewood Court residence. Defendant had asked James
H. to join them, but he never saw James H. that night. Defendant admitted to writing
down gangster rap lyrics about drugs and putting slugs in someone’s chest if they do not
do what you tell them.
Law enforcement personnel offered additional evidence. A surveillance camera
monitoring the 7-Eleven captured video, at approximately 10:16 p.m., of Butler’s car and
a Black male, wearing a white T-shirt and what appeared as either jeans or shorts,2
getting into it.
Bullets from Butler’s body matched bullets test fired from Hughes’s gun seized
from James H. One “characteristic” gun residue particle was found on one of James H.’s
2
Although an officer testified the man in the video was wearing “pant[s]—blue
jeans,” it was repeatedly argued to the jury, after they watched the video for themselves,
the man was wearing shorts.
4
hands, but such a result with “very few particles” is not conclusive for firing of a gun and
could merely show James H. had handled something or touched someone that had come
in contact with a fired gun. No particles were found on Hughes or defendant, but if
particles had been present they could have been removed with washing.
Defendant’s cell phone was found at the park during the police investigation.
According to one police officer, the following sequence of cell phone calls took place on
the night of the murder: 9:33p.m., James H.’s cell to defendant’s; 9:34 p.m., defendant’s
cell to Hughes’s; 9:37p.m., defendant’s cell to Butler’s; 9:37 p.m., defendant’s cell to
Hughes’; 9:37 p.m., defendant’s cell to Butler’s; 9:38 p.m., defendant’s cell to Butler’s.
Hughes’s cell phone records showed calls from his phone to Butler, the last of which was
at 10:15 p.m. There was no evidence of a call between James H. and Hughes that night.
A jury convicted defendant of all charges and found all sentence-enhancing
allegations true. For the murder, the trial court sentenced defendant to LWOP and added
a consecutive enhancement of 25 years to life pursuant to section 12022.53, subdivision
(e)(1). For the robbery charges, the trial court stayed sentence under section 654.
DISCUSSION
Admission of Rap Lyrics
During a search of defendant’s bedroom, officers found two sets of handwritten
rap lyrics. The authorship of the lyrics remains ambiguous. Defendant testified:
“truthfully I’m not a music writer . . . I listen to a lot . . . so every once in a while I do just
write some lyrics down.” He then appeared to adopt the prosecutor’s premise that he
wrote down the contested lyrics, stating he was “just rhyming” when asked why he wrote
them.
Over defendant’s objections, the trial court allowed some of the lyrics to be
admitted into evidence. Lyric “2” was excluded as inadmissible propensity evidence, as
it largely would have been relevant to showing, in the lyric’s words, that defendant since
“ninth grade” had been “a full-blown menace.” The trial court did allow, however, lyric
5
“1,” but told the jury it was allowed only for purposes of proving “premeditation or
admission of offense:”
A portion of lyric 1 states:
Ridin’ with a TEC-9 and a chopper in the back,
So you don’t be surprised if we run up in yo trap.
Dipped in all black, yelling, where da drugs at?
And homie when we does dis, boy you better does that
Kuz it’s gonna be your chest where I put the slugs at.
Another states:
I sling crack pimps hoes, bust gat.
Glamorized by it all since I was a rug rat.
Dats why I stomp a nigga down as if he were a rug rat.
Take ‘em for a brick and break it down.
The officer who found the lyric, Detective Mortimer, testified the first portion
describes using weapons to threaten people for drugs in their “trap” or home. The other
portion describes selling (slinging) and stealing (taking) drugs, shooting guns (gats), and
belittling (stomping down). On cross-examination, Mortimer testified the police did not
find at defendant’s home the kinds of weapons and drugs described in the lyrics. He
agreed rap was about boasting and puffing, that the lyrics were typical of the genre, and
that there are rap artists “in this vein” who are doing “just fine.”
Over the course of the trial, lyric 1 came up a handful of times. The prosecutor
briefly mentioned the lyrics in her opening statement, saying some rap lyrics found in
defendant’s closet had “words eerily mimicking the murder of Matthew Butler.” She
then quoted the last four lines of the first portion quoted above. There was also
Mortimer’s testimony concerning the lyrics, which, including direct and cross-
examination, spanned about 13 pages of the 10-volume, 1874-page reporter’s transcript.
The prosecutor also questioned defendant, amounting to two pages of the transcript,
about the first portion of the lyric and about the line “stomp a nigga down.” During
6
closing argument, the prosecutor, in her initial presentation, mentioned the line “stomp[]
a nigga down,” claiming it was consistent with admitted evidence of a prior crime, and
asked the jury to recall the lyrics “about murdering drug dealers, filling their chests full of
lead.” Defense counsel, in two paragraphs of argument, countered the lyrics were vague
fantasy, and then compared them to the boasting and playing in the text messages of both
defendant and James H. Counsel did not discuss whether defendant transcribed or
created the lyrics.
Defendant contends the trial court should not have admitted any of the lyrics.
They were unsigned and undated, and not attributed to defendant. Moreover, he claims
they were unduly prejudicial propensity evidence, and the prosecution’s argument
regarding the lyrics was ultimately a propensity argument, not an argument about
defendant’s premeditation, plan, motive, or intent. Defendant claims not only a violation
of state evidence law, but also of his right to due process and a fair trial.
Statements by a defendant of all sorts, rap lyrics included, can show requisite
criminal intent. (See, e.g., People v. Lang (1989) 49 Cal.3d 991, 1013 [murder
defendant’s habit of carrying a gun and statements he would “waste” who interfered with
him were relevant to his state of mind]; People v. Rodriguez (1986) 42 Cal.3d 730, 756–
757 [murder defendant’s threat against victim is relevant to prove intent and a generic
threat is admissible to show defendant’s homicidal intent where other evidence brings
actual victim within scope of threat].) Even statements of others in a defendant’s
possession may be admissible when, for instance, “the relevancy . . . may not be
disputed.” (People v. Jones (1971) 19 Cal.App.3d 437, 449 [note in defendant’s
possession concerning the charged crime].)
It is concerning, however, that the lyrics here were admitted against defendant
without any real attempt by the prosecutor to prove defendant’s authorship of, adoption
of, or particular connection to the lyrics (aside from defendant having them in his
bedroom). This is not a case like People v. Olguin (1994) 31 Cal.App.4th 1355, 1372, in
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which the admitted handwritten rap lyrics referred to their composer using the
defendant’s gang moniker and easily-derived nickname while, also, including references
to defendant’s gang. Nor is it like People v. Zepeda (2008) 167 Cal.App.4th 25, 32–33,
in which the defendant’s picture was on the inside cover a CD of rap songs and defendant
was credited on the CD as author of the two songs the prosecution played at trial. We
start down a wavering path when we begin to judge people’s actions by the content of the
literature they keep. (See In re George T. (2004) 33 Cal.4th 620, 636–639 [lyrics of
poem, when ambiguous, and given lack of incriminating circumstances, did not amount
to a criminal threat].)
Nonetheless, the evidence here suggests defendant at least transcribed the lyrics,
and a jury might conclude defendant’s selection of these particular lyrics, as opposed to
all others, was purposeful, and indicated defendant’s intent, plan, or motivation. And, the
lyrics do, indeed, show far more than a generalized threat of violence. They suggest
contemplation by defendant of stealing drugs at gunpoint, and killing in the face of
resistance. (See People v. Olguin, supra, 31 Cal.App.4th at p. 1373 & fn. 4 [lyrics with
general threats of violence admitted as they “dealt with Mora’s opinions concerning rival
gangs and gang members”].)
Even if we were to agree with defendant that the lyrics should have been excluded,
any error was harmless, under either the state law Watson3 standard (would the same
result absent the error be “reasonably probable”) or the constitutional Chapman4 standard
(“reversal is required unless the State can prove beyond a reasonable doubt that the error
did not contribute to the verdict”). The rap lyrics were cumulative evidence of
defendant’s robbery plan, in addition to the text messages he sent, the call logs between
3
People v. Watson (1956) 46 Cal.2d 818, 836 (Watson).
4
People v. Chapman (1967) 386 U.S. 18, 24 (Chapman).
8
him and Hughes, Hughes’ testimony that defendant wanted assistance in robbing a drug
dealer with Hughes’ gun, and the eyewitness testimony concerning the use of the gun.
Moreover, the rap lyrics occupied a small role in the arguments of counsel. The
key inculpating evidence—and the evidence the prosecutor argued—was defendant’s
detailed planning with Hughes and confession to Watson; cell phone records showing
defendant’s and James H.’s whereabouts, the calls between Hughes and defendant, and
the lack of calls between Hughes and James H.; James H.’s alibi; and the surveillance
video showing a man dressed like defendant at the 7-Eleven just before the killing, not
earlier in the evening as he claimed.
Not only did the rap lyrics play a limited role at argument, when introduced by
detective Mortimer, defense counsel successfully established on cross-examination that
the lyrics were typical of the rap genre, that the genre involves boasting, that rappers do
not necessarily act out rap lyrics, and that police found none of the particular weapons or
drugs referenced in the admitted lyrics.
Finally, the court instructed the jury on the proper use of limited-purpose evidence
and how to handle circumstantial evidence of criminal intent, telling the jurors if
circumstantial evidence allows “two reasonable interpretations, one of which points to the
existence of the specific intent or mental state and the other to its absence, you must
adopt that interpretation which points to its absence.” The jury is presumed to have
followed these instructions. (People v. Wilson (2008) 44 Cal.4th 758, 803.)
“To prove a deprivation of federal due process rights, [the defendant] must satisfy
a high constitutional standard to show that the erroneous admission of evidence resulted
in an unfair trial. ‘Only if there are no permissible inferences the jury may draw from the
evidence can its admission violate due process. Even then, the evidence must “be of such
quality as necessarily prevents a fair trial.” [Citations.] Only under such circumstances
can it be inferred that the jury must have used the evidence for an improper purpose.’
[Citation.] ‘The dispositive issue is . . . whether the trial court committed an error which
9
rendered the trial “so ‘arbitrary and fundamentally unfair’ that it violated federal due
process.” [Citations.]’ [Citation.]” (People v. Albarran (2007) 149 Cal.App.4th 214,
229–230.)
Only on “rare and unusual occasions” will “admission of evidence . . . violate[]
federal due process and render[] the defendant’s trial fundamentally unfair.” (People v.
Albarran, supra, 149 Cal.App.4th at p. 232 [“Given the nature and amount of this gang
evidence at issue, the number of witnesses who testified to Albarran’s gang affiliations
and the role the gang evidence played in the prosecutor’s argument, we are not convinced
beyond a reasonable doubt that the error did not contribute to the verdict.”]; People v.
Covarrubias (2011) 202 Cal.App.4th 1, 20 [“ ‘Ordinarily, even erroneous admission of
evidence does not offend due process unless it is so prejudicial as to render the
proceeding fundamentally unfair[;]’ . . . even the improper admission of evidence of
uncharged crimes committed by the defendant.”].)
For the reasons just discussed, this is not that case. The jury could infer from
defendant’s interest in writing down the particular rap lyrics a motivation on defendant’s
part to engage in violent robbery for drugs, and the rap lyrics, which played a relatively
small role in the trial, merely corroborated other evidence of motive and intent. (See
People v. Covarrubias, supra, 202 Cal.App.4th at pp. 20–21 [“while Covarrubias
contends that Agent Flood’s testimony”—which accounted for a large portion of the
prosecution’s case—“ ‘introduced the unproven assumption that appellant was part of a
drug trafficking organization,’ the jury could have reasonably drawn such an inference
from the other evidence in the case”].)
Prosecutorial Misconduct
In defendant’s closing argument, counsel told the jury “[t]he words ‘not guilty’
[do not] mean that the system is broken.” In the People’s closing argument, the
prosecutor responded: “[T]his concept of a not guilty verdict doesn’t mean that the
system isn’t broken. Yeah, it absolutely would mean that the system is broken. It
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absolutely would mean that a defense attorney engaging in histrionics and drama in a
courtroom and misrepresenting testimony [¶] . . . [¶] has subverted the system.
Defense counsel called out “[o]bjection.” The trial court then instructed the jury its
recollection would control, “this is argument,” and “it is for you to decide what the
evidence is.” Defendant asserts the prosecutor’s argument was misconduct and the trial
court’s admonition was inadequate to safeguard a fair trial.
Defendant also asserts it was misconduct when the prosecutor asked defendant on
cross-examination “how many hours would you say that you and your lawyer have spent
together discussing your testimony here today.” Defense counsel again called out
“object[ion],” which the trial court sustained, and defendant made no answer.
To begin with, although “objecting,” defendant never mentioned as a ground
prosecutorial misconduct in the trial court and never requested any curative instructions
aside from what the trial court gave on its own. “ ‘In general, “ ‘ “a defendant may not
complain on appeal of prosecutorial misconduct unless in a timely fashion—and on the
same ground—the defendant [requested] an assignment of misconduct and [also]
requested that the jury be admonished to disregard the impropriety.” ’ ” [Citation.]’
[Citation.]” (People v. Hinton (2006) 37 Cal.4th 839, 863.)
In any case, neither statement amounted to misconduct. Asking a witness how
long they spent with counsel preparing to testify is not misconduct. Nor was the
prosecutor’s retort to defense counsel’s “not guilty/not broken” argument. (See People v.
Marquez (1992) 1 Cal.4th 553, 575 [not misconduct to refer to “ ‘heavy, heavy
smokescreen that has been laid down [by the defense] to hide the truth from you’ ”];
People v. Huggins (2006) 38 Cal.4th 175, 207 [“ ‘[defense counsel] has a tough job, and
he tried to smoke one past us’ ” not misconduct; “comments were explicitly aimed at
counsel’s closing argument and statement, rather than at him personally”].)
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Juror Misconduct and New Trial Motion
Defendant also complains of alleged misconduct by prospective Juror No. 6, who
sat on the jury as Juror No. 4. According to defendant, Juror 6 failed to disclose the
extent of his relationship with Steve Dyer, a police officer not involved in the murder
investigation; failed to disclose a relationship with Detective Mortimer, who did
investigate the murder and testified about rap lyrics; and introduced improper outside
information into the jury’s deliberations.
In answer to background questions during voir dire, Juror No. 6 volunteered his
brother had served time “for a similar deal” and he “kn[e]w a police officer in Concord,
Steve Dyer.” “He’s a —we went to high school together.” Defense counsel did not
probe Juror No. 6 on details relating to his relationship with Dyer or his brother’s offense.
Defendant made no mention of a relationship with Officer Mortimer. Mortimer’s name,
along with the names of other likely witnesses, were given to prospective jurors so they
could alert the court if any names were of people they knew.
After the jury had been excused and thanked, Juror No. 6 approached defense
counsel just outside the courthouse. In Juror No. 6’s mind, he thought defense counsel
looked like a former teacher of his, Tom Torlakson, and he was curious if there was any
relation. According to an April 8, 2011, declaration of defense counsel, Juror No. 6 said
he was surprised he had not drawn more questions from the attorneys during voir dire
given Dyer was the best man at his wedding, as well as the very police officer that had
arrested his brother. Juror No. 6 and defense counsel discussed various aspects of the
case, and Juror No. 6 took defense counsel’s business card, with his brother in mind.
Based on this revelation, the trial court, on May 27, 2011, sent a letter sent to
jurors notifying them defense counsel wished to unseal their contact information and
offering them a chance to consent or object. On July 15, 2011, the trial court denied
unsealing. But defense counsel presented a new declaration, claiming Juror No. 6 and
Detective Mortimer were both associated with a football team, the East Bay Outlaws, at
12
the time Mortimer testified at trial in November 2010. Counsel identified Mortimer as
linebacker, one of 60 players on the team’s roster, and Juror No. 6 as a coach. Based on
this declaration, defense counsel asked the trial court to subpoena Juror No. 6, and no
other jurors, for an evidentiary hearing, and the trial court obliged.
At the August 26, 2011, evidentiary hearing, Juror No. 6 confirmed Dyer was one
of his best friends, the best man in the first of his two weddings, and the officer who
arrested his brother. Juror No. 6 stated he had disclosed Dyer as a close friend and his
best man at voir dire, but could not point to any portion of the written record shown to
him where that occurred. He then became convinced the court reporter had failed to
capture words to that effect where the dash appears in the reported voir dire testimony
“He’s a—we went to high school together.”
Juror No. 6 also testified he now knows Mortimer. “He was . . . a player
apparently on the [football] team I was coaching,” but Juror No. 6 “didn’t know him”
before trial. He had been just a nameless player on the field. Juror No. 6 was a coach for
the 2009 and 2011 seasons, but not 2010—the year of the trial—because for that season,
he had wanted the job of head coach, did not get the job, and did not want to work under
the person selected. He attended no games that season. As a coach prior to trial, Juror
No. 6 worked with the defensive backs and special teams; there was a separate linebacker
coach. Mortimer was not one of his defensive backs and was not on his specials teams.
When Mortimer’s name was read to jurors before trial, Juror No. 6 did not recognize it or
associate it with anybody. Nor did Juror No. 6 recognize Mortimer when he took the
stand. After the trial, when Juror No. 6 returned to coaching, he recognized Mortimer on
the football field and they later became “Facebook friends.”5
5
A private investigator later interviewed Juror No. 6’s football teammates in late
October and November 2011. They said it was likely that Mortimer and Juror No. 6
knew each other, but none said anything about whether they would have known each
other at the time of the trial.
13
Finally, Juror No. 6 denied discussing traffic at a particular intersection near
Williamson Ranch Park, denied telling jurors Hughes could not purchase a gun lawfully
in California if under 21, and denied telling the jury the lights at the 7-Eleven were
sodium halide and the effects such lights might have (though he knew sodium halide
lights could change the appearance of certain colors).
Defense counsel opined Juror No. 6 was lying about his voir dire answers, lying
about his interactions with Mortimer, and lying about what he told and did not tell jurors
during deliberations.6 Defendant then requested permission to summon other jurors to
check up on Juror No. 6’s version of events. The court denied this request, but invited
briefing on the misconduct issues.
Defendant then filed a motion for new trial based on the alleged misconduct of
Juror No. 6. The day before the hearing on the motion, defendant sought a continuance
because he had subpoenaed Mortimer to appear at the hearing, but Mortimer was
unavailable. At the hearing, defense counsel admitted to speaking with Mortimer about
the subpoena, but stated he asked Mortimer nothing about Juror No. 6, because he, for
unexplained reasons, thought the court would frown on such questioning. The trial court
denied the continuance. It then denied the motion for new trial, finding Juror No. 6
credible and incapable of the kind of artifice defense counsel suggested, and that his
omissions during voir dire were unintentional. It also found that even had Juror No. 6
interjected out-of-court information into the jury room, it was immaterial.
Defendant challenges the trial court’s misconduct rulings and asserts the court
should have taken additional evidence before ruling.
There was no error in the trial court’s misconduct rulings related to Juror No. 6 not
disclosing information about Dyer and Mortimer. “A criminal defendant has a
6
Defense counsel made lengthy arguments about Juror No. 6. We note
“[u]nsworn statements cannot be used to establish juror misconduct.” (People v. Vallejo
(2013) 214 Cal.App.4th 1033, 1043.)
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constitutional right to an impartial jury, and the pretrial voir dire process is important
because it enables the trial court and the parties to determine whether a prospective juror
is unbiased and both can and will follow the law. But the voir dire process works only if
jurors answer questions truthfully.” (People v. Wilson, supra, 44 Cal.4th at p. 822.)
“Not every failure to disclose background information in response to voir dire
questioning constitutes misconduct by jurors. ‘ “Although intentional concealment of
material information by a potential juror may constitute implied bias justifying his or her
disqualification or removal [citations], mere inadvertent or unintentional failures to
disclose are not accorded the same effect. ‘[T]he proper test to be applied to
unintentional “concealment” is whether the juror is sufficiently biased to constitute good
cause for the court to find under . . . sections 1089 and [former] 1123 that he is unable to
perform his duty.’ ” ’ [Citations.]” (People v. Tuggles (2009) 179 Cal.App.4th 339, 371
(Tuggles).) “In evaluating claims of intentional concealment by jurors during voir dire,
‘[w]e accept the trial court’s credibility determinations and findings on questions of
historical fact if supported by substantial evidence.’ ” (Ibid.)
As to Dyer, Juror No. 6 revealed the existence of his relationship with the officer,
but defense counsel explored the matter no further. The trial court, itself, questioned
Juror No. 6, found him credible, and concluded Juror No. 6 truly believed he had
disclosed his close relationship to Dyer at voir dire and any failure to disclose was
inadvertent. Given the trial court’s credibility determination, which we accept on appeal
(Tuggles, supra, 179 Cal.App.4th at p. 371), these findings are supported by substantial
evidence. In the end, “[c]onsidering all the circumstances,” including Dyer’s lack of
involvement in the case, “any unintentional concealment here does not establish to a
demonstrable reality that [Juror No. 6] was unable to perform his duty as a juror.”
(People v. Wilson, supra, 44 Cal.4th at p. 824, italics omitted.)
15
As to Mortimer, the trial court believed Juror No. 6’s testimony that he and
Mortimer did not know each other before trial. Substantial evidence supports also this
conclusion.
As to Juror No. 6’s alleged interjection of extra-record evidence, we conclude the
trial court also did not err in its handling of this issue. To begin with, we accept the trial
court’s finding, based on Juror No. 6’s testimony, that he interjected no such evidence.
Moreover, any presumption of prejudice was rebutted. (See People v. Harris (2013)
57 Cal.4th 804, 856 [the “ ‘ “presumption of prejudice . . . may be rebutted by a showing
that no prejudice actually occurred” ’ ”]; People v. Williams (2013) 218 Cal.App.4th
1038, 1074 [if alleged misconduct is receipt of extra-record evidence, “ ‘ “the effect of
such receipt is judged by a review of the entire record, and may be found to be
nonprejudicial. The verdict will be set aside only if there appears a substantial likelihood
of juror bias.” ’ ”].) The alleged extra-record evidence—concerning traffic near
Williamson Ranch Park, the age requirement for handgun purchases, and the effects of
sodium halide lighting—was so far afield from the guilt or innocence of defendant that it
is no surprise the trial court determined there was no prejudice. These three topics did
not meaningfully bear on the central question of whether the jury believed defendant or
James H. was the killer. (In re Boyette (2013) 56 Cal.4th 866, 897 [no misconduct when
evidence not “important factor” to reaching result].) Nor was there any showing the
alleged evidence demonstrated or furthered any bias on the part of Juror No. 6. (People
v. Nesler (1997) 16 Cal.4th 561, 578 [“the verdict will be set aside only if there appears a
substantial likelihood of juror bias”].)7
The court did not err in refusing to take additional evidence. The court would
have had discretion to do so. (Tuggles, supra, 179 Cal.App.4th at p. 387 [“the trial court
7
Further, there actually was trial testimony from Hughes about California’s gun
laws. He stated “I don’t know the gun laws in California, but I was 20 at the time. I
didn’t think I could buy a gun anyway.”
16
. . . erred by concluding that it had no power to order jurors to attend an evidentiary
hearing after they declined to discuss the case with counsel”], italics omitted.) But the
interest in obtaining further evidence is balanced against juror’s statutorily recognized
interest in privacy. “Trial courts have broad discretion to manage these competing
interests by allowing, limiting, or denying access to jurors’ contact information.” (Id. at
pp. 380, 386–387; see also People v. Polk (2010) 190 Cal.App.4th 1183, 1202 [on a new
trial motion based on juror misconduct, “the trial court has the discretion to hold an
evidentiary hearing to determine the validity of the charges if there are material, disputed
issues of fact” but “[s]uch a hearing is not to be used . . . as a ‘ “ ‘fishing expedition’ ”
’ ”].) The trial court was well within its discretion to deny access to other jurors. As
already noted, the information Juror No. 6 allegedly interjected into deliberations was not
material and any such misconduct would have been harmless. Accordingly, there was no
reason to explore further whether Juror No. 6 actually made the alleged interjections.
Nor did the trial court abuse its discretion in denying a continuance so Mortimer
could testify. (People v. Sakarias (2000) 22 Cal.4th 596, 646 [“The determination of
whether a continuance should be granted rests within the sound discretion of the trial
court . . . .”].) Not only did the trial court credit Juror No. 6’s timeline of his interactions
with Mortimer (in which the two did not know each other before trial), defendant’s
eleventh-hour request for a continuance, made without any suggestion of what Mortimer
would say if he were to appear, showed a lack of diligence the trial court did not need to
condone. Defense counsel had months to question Mortimer on his own to obtain
favorable evidence for the hearing, but did not do so.
Sentencing
Although we affirm defendant’s conviction, the trial court must reconsider its
decision to commit defendant, then 17 years old, to prison for life without possibility of
parole in light of Miller v. Alabama (2012) __ U.S. __ [132 S.Ct. 2455] (Miller), decided
after sentencing in this case.
17
Miller held mandatory life imprisonment without possibility of parole for
juveniles, including those convicted of murder, violates of the federal Constitution’s
prohibition on cruel and unusual punishment. (Miller, supra, 132 S.Ct. at pp. 2460,
2469.) “Mandatory life without parole for a juvenile precludes consideration of his
chronological age and its hallmark features—among them, immaturity, impetuosity, and
failure to appreciate risks and consequences. It prevents taking into account the family
and home environment that surrounds him—and from which he cannot usually extricate
himself—no matter how brutal or dysfunctional. It neglects the circumstances of the
homicide offense, including the extent of his participation in the conduct and the way
familial and peer pressures may have affected him. Indeed, it ignores that he might have
been charged and convicted of a lesser offense if not for incompetencies associated with
youth—for example, his inability to deal with police officers or prosecutors (including on
a plea agreement) or his incapacity to assist his own attorneys. [Citations.] And finally,
this mandatory punishment disregards the possibility of rehabilitation even when the
circumstances most suggest it.” (Id. at p. 2468.) “[G]iven all we have said . . . about
children’s diminished culpability and heightened capacity for change, we think
appropriate occasions for sentencing juveniles to this harshest possible penalty will be
uncommon. That is especially so because of the great difficulty . . . of distinguishing at
this early age between ‘the juvenile offender whose crime reflects unfortunate yet
transient immaturity, and the rare juvenile offender whose crime reflects irreparable
corruption.’ [Citations.] Although we do not foreclose a sentencer’s ability to make that
judgment in homicide cases, we require it to take into account how children are different,
and how those differences counsel against irrevocably sentencing them to a lifetime in
prison.” (Id. at p. 2469.)
Under the Penal Code, the penalty for a person convicted of first degree murder
with one or more special circumstances found true, who was 16 years of age or older and
under the age of 18 years at the time of the commission of the murder, “shall be
18
confinement in the state prison for life without the possibility of parole or, at the
discretion of the court, 25 years to life.” (§ 190.5, subd. (b).) Courts have interpreted
section 190.5 to mean life without parole is the statutorily identified presumptive
punishment for a 16- or 17-year-old special circumstance murderer, unless a sentencing
court, in the exercise of its discretion, finds good reason to impose a less severe sentence
of 25 years to life. (People v. Ybarra (2008) 166 Cal.App.4th 1069, 1089 [“ ‘The
enactment by the People evidences a preference for the LWOP penalty.’ ”].)
The trial court here made no mention at sentencing of factors related to
defendant’s youth and, indeed, found no factors weighing in mitigation. The probation
report, on which the trial court relied, actually stated the special circumstances allegations
of section 190.2, subdivision (a)(17), carried a “death sentence” or imprisonment “for life
without the possibility of parole.” It also reported the prosecutor had stated the trial court
had no discretion in sentencing due to the special circumstances finding and that
“defendant is expected to receive a sentence of life without parole.” Given all this, we
cannot say the trial court properly exercised its sentencing discretion in a way that would
comport with Miller. (See People v. Lewis (2013) 222 Cal.App.4th 108, 122–123
[“Because the trial court in this case did not have the opportunity to make this
determination under Miller, we will remand for the trial court to have that
opportunity.”].)8
We reject the Attorney General’s claim that defendant forfeited the LWOP issue
by not objecting during sentencing. (See, e.g., People v. Burgener (2003) 29 Cal.4th 833,
886 [cruel and unusual punishment claim forfeited by failure to object in trial court].)
We will not apply the forfeiture doctrine here, given Miller issued after defendant’s
sentencing.
8
Same result in: People v. Owens (Sept. 24, 2013, C069838, C069853) [nonpub.
opn.].
19
DISPOSITION
The judgment is affirmed, but the matter is remanded to the trial court for
resentencing in light of Miller.
_________________________
Banke, J.
We concur:
_________________________
Margulies, Acting P. J.
_________________________
Becton, J.
Judge of the Contra Costa County Superior Court, assigned by the Chief Justice
pursuant to article VI, section 6 of the California Constitution.
20