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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
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No. 13-12978
Non-Argument Calendar
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D.C. Docket No. 5:12-cv-03601-CLS
JAMES LAURENCE BUTLER, SR.,
Plaintiff-Appellant,
versus
TIM MORGAN,
ROBERT BROUSSARD,
JANE SMITH,
JEANNY COLE,
KAY ROOME,
ROGER ROOME,
Defendants-Appellees.
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Appeal from the United States District Court
for the Northern District of Alabama
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(April 3, 2014)
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Before MARCUS, WILSON and ANDERSON, Circuit Judges.
PER CURIAM:
James Laurence Butler, Sr., an Alabama citizen proceeding pro se, appeals
the district court’s dismissal of his amended civil complaint without prejudice for
lack of subject matter jurisdiction. Butler raised four state law claims involving
Butler and his son, and their bail bond corporation; and he alleged that the
defendants all resided in Alabama. The district court dismissed the amended
complaint for lack of subject matter jurisdiction after finding that Butler failed to
allege diversity of citizenship among the parties and failed to plead a colorable
claim arising under a federal law or the U.S. Constitution, noting that Butler had
made only one footnote reference to constitutional amendments, which was
inadequate to invoke federal-question jurisdiction. On appeal, Butler does not
mention the dismissal or subject-matter jurisdiction, and argues only the merits of
his underlying claims attacking the state cases. After careful review, we affirm.
We review dismissals for lack of subject-matter jurisdiction de novo.
Nicholson v. Shafe, 558 F.3d 1266, 1270 (11th Cir. 2009). A federal court may
raise jurisdictional issues on its own initiative at any stage of litigation. Arbaugh
v. Y&H Corp., 546 U.S. 500, 506 (2006). While we liberally interpret briefs filed
by pro se litigants, issues not briefed on appeal are deemed abandoned and we will
not consider them. Timson v. Sampson, 518 F.3d 870, 874 (11th Cir. 2008).
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A district court must have jurisdiction under at least one of the three types of
subject-matter jurisdiction: (1) jurisdiction pursuant to a specific statutory grant;
(2) federal question jurisdiction pursuant to 28 U.S.C. § 1331; or (3) diversity
jurisdiction pursuant to 28 U.S.C. § 1332(a). Baltin v. Alaron Trading Corp., 128
F.3d 1466, 1469 (11th Cir. 1997). “It is presumed that a cause lies outside this
limited jurisdiction, and the burden of establishing the contrary rests upon the party
asserting jurisdiction.” Kokkonen v. Guardian Life Ins. Co. of Am., 511 U.S. 375,
377 (1994) (citations omitted).
For a federal court to have diversity jurisdiction, the action must be between
citizens of different states and the amount in controversy must exceed $75,000.
Exxon Mobil Corp. v. Allapattah Servs., Inc., 545 U.S. 546, 552 (2005). Diversity
jurisdiction requires that no plaintiff is a citizen of the same state as any defendant.
MacGinnitie v. Hobbs Grp., LLC, 420 F.3d 1234, 1239 (11th Cir. 2005).
Section 1331 provides district courts with subject-matter jurisdiction over
“all civil actions arising under the Constitution, laws, or treaties of the United
States.” 28 U.S.C. § 1331. “[A] cause of action arises under federal law only
when the plaintiff’s well-pleaded complaint raises issues of federal law.” Metro.
Life Ins. Co. v. Taylor, 481 U.S. 58, 63 (1987). “A well-pleaded complaint
presents a federal question where it establishes either that federal law creates the
cause of action or that the plaintiff’s right to relief necessarily depends on
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resolution of a substantial question of federal law.” Smith v. GTE Corp., 236 F.3d
1292, 1310 (11th Cir. 2001) (quotation omitted).
Even a claim that arises under the Constitution, laws, or treaties of the
United States may be dismissed for lack of subject-matter jurisdiction if (1) “the
alleged claim under the Constitution or federal statutes clearly appears to be
immaterial and made solely for the purpose of obtaining jurisdiction,” or (2) “such
a claim is wholly insubstantial and frivolous.” Blue Cross & Blue Shield of Ala. v.
Sanders, 138 F.3d 1347, 1352 (11th Cir. 1998) (quotation omitted). A claim is
“wholly insubstantial and frivolous” so as to warrant dismissal for lack of subject
matter jurisdiction only “if the claim has no plausible foundation, or if the court
concludes that a prior Supreme Court decision clearly forecloses the claim.” Id.
(quotation omitted).
A court must dismiss a complaint if it determines that jurisdiction is lacking.
Fed.R.Civ.P.12(h)(3). A district court may dismiss a complaint for lack of subject-
matter jurisdiction based on: (1) the complaint alone; (2) the complaint plus
undisputed facts evidenced in the record; or (3) the complaint plus undisputed facts
plus the court’s resolution of disputed facts. Williamson v. Tucker, 645 F.2d 404,
413 (5th Cir. May 1981).1 Further, an opposing party may attack a complaint for
lack of subject matter jurisdiction. Fed.R.Civ.P. 12(b)(1).
1
In Bonner v. City of Prichard, 661 F.2d 1206, 1209 (11th Cir. 1981) (en banc), we adopted as
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A district court must grant a plaintiff at least one opportunity to amend his
complaint before dismissal if “it appears a more carefully drafted complaint might
state a claim upon which relief can be granted,” even if the plaintiff never seeks
leave to amend. Bank v. Pitt, 928 F.2d 1108, 1112 (11th Cir. 1991), overruled in
part by Wagner v. Daewoo Heavy Indus. Am. Corp., 314 F.3d 541, 542 & n.1
(11th Cir. 2002) (en banc) (holding that a district court is not required to sua sponte
grant a counseled plaintiff leave to amend when plaintiff never filed a motion to
amend or requested leave to amend before the district court, but expressly noting
that the holding did not apply to pro se litigants). On the other hand, where a
plaintiff seeks leave to amend a complaint after a responsive pleading has been
filed, a district court may properly deny the request when amendment would be
futile. Hall v. United Ins. Co. of Am., 367 F.3d 1255, 1262-63 (11th Cir. 2004).
A Rule 12(b)(1) motion can be based upon either a facial challenge to the
complaint itself or a factual challenge that looks beyond the complaint to evidence
concerning jurisdiction. McElmurray v. Consol. Gov’t of Augusta-Richmond
Cnty., 501 F.3d 1244, 1251 (11th Cir. 2007). A “facial attack” requires a district
court “merely to look to the complaint to see if the plaintiff has sufficiently alleged
a basis of subject matter jurisdiction, and the allegations in his complaint are taken
as true for the purposes of the motion.” Id. (quotations and brackets omitted).
binding precedent all decisions of the former Fifth Circuit handed down before October 1, 1981.
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Only the United States as prosecutor can bring a complaint under 18 U.S.C.
§§ 241 and 242, the criminal analogue of 42 U.S.C. § 1983. See Hanna v. Home
Ins. Co., 281 F.2d 298, 303 (5th Cir. 1960) (“The sections of Title 18 [§§241–242]
may be disregarded in this suit. They are criminal in nature and provide no civil
remedies.”).
Here, Butler’s claims fail for two reasons. First, Butler has abandoned any
challenge to the district court’s dismissal for lack of subject matter jurisdiction
because he does not offer any argument regarding, or even mention, the dismissal
or subject-matter jurisdiction. Timson, 518 F.3d at 874. Second, assuming Butler
has adequately challenged the dismissal, his challenge fails because his first
amended complaint did not allege a basis on which the district court could have
exercised jurisdiction.
To begin with, Butler failed to allege diversity jurisdiction, stating only that
he and all of the defendants were residents of Alabama. The amended complaint
also failed to raise issues of federal law. Rather, the four-count amended
complaint raised state and common law causes of action for fraud, conspiracy,
conversion, and breach of fiduciary duty. The sole reference to federal law in the
amended complaint -- a single footnote citation listing, without context or
elaboration, various constitutional amendments -- is inadequate to demonstrate a
federal question under the well-pleaded complaint rule. Moreover, the attached
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copies of 18 U.S.C. §§ 241 and 242 are similarly unavailing, and are, in any event,
inapplicable because they are criminal statutes that do not provide a civil cause of
action or any civil remedy. Hanna, 281 F.2d at 303.
Although Butler purported to assert two “federal questions” in his response
to the motions to dismiss the amended complaint, the district court was not
required to consider those assertions because dismissal was proper based on the
amended complaint alone. Williamson, 645 F.2d at 413. Further, to the extent that
the court construed the defendants’ 12(b)(6) motions as Rule 12(b)(1) motions, it
was still only required to look to the face of the complaint, because their
jurisdictional arguments were facial, not factual. McElmurray, 501 F.3d at 1251.
Finally, because the court (1) sua sponte allowed Butler to amend his original
complaint once to cure any pleading deficiencies, and (2) later found that further
amendment would have been futile, it was not required to consider additional or
amended pleadings, and there is no indication that Butler could amend the
operative pleading to adequately state a viable claim. Bank, 928 F.2d at 1112;
Hall, 367 F.3d at 1262-63.
AFFIRMED.
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