Case: 13-40297 Document: 00512592005 Page: 1 Date Filed: 04/10/2014
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
United States Court of Appeals
Fifth Circuit
FILED
No. 13-40297 April 10, 2014
Summary Calendar
Lyle W. Cayce
Clerk
UNITED STATES OF AMERICA,
Plaintiff - Appellee
v.
SPENCER GAROD ELAM, also known as Spence,
Defendant - Appellant
Appeal from the United States District Court
for the Eastern District of Texas
USDC No. 6:11-CR-42-1
Before JONES, BARKSDALE, and HAYNES, Circuit Judges.
PER CURIAM: *
Spencer Garod Elam was convicted of possession of, with intent to
distribute, hydrocodone; conspiracy to possess, with intent to distribute,
hydrocodone; two counts of using, carrying, and possessing a firearm during
and in furtherance of a drug trafficking crime; being a felon in possession of a
firearm; and use of a communication facility to facilitate the commission of a
drug felony. He was sentenced, inter alia, to 480 months’ imprisonment, below
* Pursuant to 5th Cir. R. 47.5, the court has determined that this opinion should not
be published and is not precedent except under the limited circumstances set forth in 5th Cir.
R. 47.5.4.
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No. 13-40297
the advisory Sentencing Guidelines sentencing range of 595–600 months’
imprisonment. On appeal, he contends: the district court erred by denying his
motion for substitution of counsel; his sentence was procedurally unreasonable
because the court failed to adequately explain it; and his sentence was
substantively unreasonable.
“Unless a Sixth Amendment violation is shown, whether to appoint a
different lawyer for an indigent criminal defendant who expresses
dissatisfaction with his court-appointed counsel is a matter committed to the
sound discretion of the district court.” United States v. Young, 482 F.2d 993,
995 (5th Cir. 1973). The refusal to appoint new counsel is reviewed for abuse
of discretion. E.g., United States v. Mitchell, 709 F.3d 436, 441 (5th Cir. 2013).
Along that line, “the defendant must show good cause, such as a conflict of
interest, a complete breakdown in communication or an irreconcilable conflict
which leads to an apparently unjust verdict”. Young, 482 F.2d at 995 (citations
omitted). “A showing that appellant’s appointed attorney had disclosed
confidential defense matters to the prosecutor which would damage the
defense would have amounted to ‘good cause’ for not proceeding to trial with
the same counsel.” Id. (citation omitted). As noted, betrayal of trust by an
attorney may serve as good cause if it results in “irreconcilable conflict” or a
complete “breakdown in communication”. Id. at 995–96. However, district
courts “must be vigilant that requests for appointment of a new attorney on
the eve of trial should not become a vehicle for achieving delay”. Id. at 996
(citation and internal quotation marks omitted).
Elam’s counsel, without Elam’s knowledge or consent, and in connection
with the prosecution, helped arrange a telephone call to Elam from his brother,
who assured defense counsel he could convince Elam to accept a plea
agreement. Elam’s brother was attempting to cooperate with the authorities
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No. 13-40297
to obtain a reduction in his own sentence. As Elam and his brother both were
in jail, the call was recorded.
Elam contends his counsel’s actions precluded the use of an, even-now,
unexplained defense, which evidently was based on the identification of Elam’s
voice. The Government, however, stated at the hearing on Elam’s substitution-
of-counsel motion that it would not use the recording of the telephone call as
evidence. Moreover, after the district court had granted eight continuances,
the pro se motion for substitution of counsel was filed as trial drew near, and
the hearing on the motion was held the day trial began. Under these
circumstances, Elam has failed to show the denial of the substitution-of-
counsel motion constituted a violation of the Sixth Amendment or was an
abuse of discretion. See Mitchell, 709 F.3d at 441–42.
Although post-Booker, the Sentencing Guidelines are advisory only,
and a properly preserved objection to an ultimate sentence is reviewed for
reasonableness under an abuse-of-discretion standard, the district court
must still properly calculate the Guideline-sentencing range for use in
deciding on the sentence to impose. Gall v. United States, 552 U.S. 38, 51
(2007). In that respect, for issues preserved in district court, its application
of the Guidelines is reviewed de novo; its factual findings, only for clear
error. E.g., United States v. Cisneros-Gutierrez, 517 F.3d 751, 764 (5th Cir.
2008). Because Elam did not object at his sentencing hearing to the procedural
or substantive reasonableness of his sentence, his challenges are reviewed only
for plain error. E.g., United States v. Mondragon-Santiago, 564 F.3d 357, 361
(5th Cir. 2009); United States v. Whitelaw, 580 F.3d 256, 259–60 (5th Cir.
2009). Under that standard, Elam must show a plain (clear or obvious)
forfeited error that affected his substantial rights. See Puckett v. United States,
556 U.S. 129, 135 (2009). If he shows such reversible plain error, we have the
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discretion to correct the error, but should do so only if it seriously affects the
fairness, integrity, or public reputation of the proceedings. See id.
At the sentencing hearing, the district court heard Elam’s reasons for a
360-month sentence and the Government’s reasons for one within the 595–600
month advisory Guidelines sentencing range. In imposing a below-Guidelines
sentence of 480-months’ imprisonment, the district court implicitly determined
the Guidelines range provided too high a sentence and Elam sought too low a
sentence. Moreover, the district court considered the sentencing factors,
provided in 18 U.S.C. § 3553(a), and the advisory Sentencing Guidelines. The
explanation for the sentence was adequate to allow for review. See Gall, 552
U.S. at 50. Accordingly, Elam has failed to show a clear or obvious error as to
the procedural reasonableness of his sentence.
The 360-month sentence requested by Elam was the minimum aggregate
sentence required by law for his two convictions of using, carrying, or
possessing a firearm during and in furtherance of a drug-trafficking crime. See
18 U.S.C. § 924(c)(1)(A)(i) (five-year minimum on first offense), (c)(1)(C)(i)
(twenty-five-year minimum on second offense), (c)(1)(D)(ii) (consecutive-
sentence requirement). Elam oversaw a significant drug-distribution operation
involving hydrocodone pills. The operation used several houses for its
transactions, and the jury found his offenses involved 5,178 hydrocodone pills
and 7,241 grams of marijuana. The consecutive, 120-month sentence imposed
for the remaining offenses adequately reflected the seriousness of Elam’s
criminal conduct. Elam has not shown that the district court failed to account
for a relevant factor, gave too much weight to an irrelevant or improper factor,
or made a clear error in judgment as to balancing the sentencing factors. See
United States v. Smith, 440 F.3d 704, 708 (5th Cir. 2006). Again, Elam has
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failed to show a clear or obvious error as to the substantive reasonableness of
the sentence.
AFFIRMED.
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