Filed 7/10/14 In re K.A. CA5
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIFTH APPELLATE DISTRICT
In re K.A., et al., Persons Coming Under the
Juvenile Court Law.
MADERA COUNTY DEPARTMENT OF F068721
SOCIAL SERVICES,
(Super. Ct. Nos. MJP016811 &
Plaintiff and Respondent, MJP016812)
v.
STEVE A., OPINION
Defendant and Appellant.
THE COURT*
APPEAL from orders of the Superior Court of Madera County. Thomas L.
Bender, Judge.
Kimball J.P. Sargeant, under appointment by the Court of Appeal, for Defendant
and Appellant.
Douglas W. Nelson, County Counsel, and Miranda P. Neal, Deputy County
Counsel, for Plaintiff and Respondent.
-ooOoo-
* Before Levy, Acting P.J., Poochigian, J., and Detjen, J.
INTRODUCTION
Steve A., father, appeals from the juvenile court’s orders pursuant to Welfare and
Institutions Code section 366.261 terminating his parental rights to K.A. and E.A.2
Father argues that the Madera County Department of Social Services (department) failed
to make a proper inquiry of his children’s Indian ancestry pursuant to the Indian Child
Welfare Act (ICWA; 25 U.S.C. § 1901 et seq.).
Father does not challenge the adequacy of ICWA notices sent based on his own
assertion of Indian heritage, but contends notices sent out based on mother’s assertion of
Indian heritage were inadequate. The alleged inadequacies of ICWA notice concerning
mother occurred prior to the juvenile court’s dispositional orders on May 10, 2012, and
neither parent appealed the juvenile court’s finding that the ICWA did not apply to the
children. We therefore find our opinion in In re Pedro N. (1995) 35 Cal.App.4th 183,
185, 189 (Pedro N.) dispositive, reject father’s contentions, and affirm the juvenile
court’s orders.
FACTS AND PROCEEDINGS
On January 25, 2012, a petition was filed pursuant to section 300 on behalf of
K.A, born in April 2006, and E.A., born in June 2011, alleging that mother and father
placed the children at substantial risk of suffering serious physical harm or illness
because they left the children alone in a remote location in Madera County, the residence
had a leaking roof directly over where the children slept, rodent feces was on the floor of
the kitchen and living room, the residence had no heat, there was inadequate food, and
1 All further statutory references are to the Welfare and Institutions Code, unless
otherwise indicated.
2 Mother has two older children who were almost adults when the instant
proceedings were initiated. Mother and the older children are not parties to this appeal.
2
the parents failed to obtain medical care for the children even though they were ill and
became progressively worse.
The detention report stated that mother may have Indian heritage from the Mono
and Blackfoot tribes. In January 2012, mother filed a Parental Notification of Indian
Status form (ICWA-020), indicating that E.A. may have “Mono Blackfeet” heritage, and
another ICWA-020 for K.A. indicating he may have Chukchansi heritage. Father filed an
ICWA-020 at the same time as to K.A. indicating that father may have Chukchansi
heritage and another form for E.A. that father had Chukchansi heritage with the Picayune
Band.
On January 26, 2012, the juvenile court ordered the children’s detention and found
that the ICWA may apply. At the hearing, mother stated her uncle had Indian heritage
and is a member of the Mono North Fork Rancheria Tribe. Mother did not assert that she
herself had Indian heritage and was not certain whether she was eligible for membership
with any tribe.
Father could not tell the court any details about his Indian heritage. The court
stated that the ICWA may apply, notice should be given to the North Fork Rancheria, and
counsel should discuss the issue of Indian heritage with the parents. The jurisdiction
report prepared in February 2012, indicates the parents were scheduled on February 7,
2012, for an interview with the department for the purpose of completing notices of the
child custody proceedings to the tribes (ICWA-030).
The parents failed to attend the jurisdiction hearing on March 8, 2012. The
allegations of the petition as set forth above were found to be true. The disposition report
indicated that a social worker attempted to complete the ICWA-030 form with father on
February 7, 2012, and on March 1, 2012, but father was unable to provide the necessary
information. Father told the social worker that he was enrolled with the Picayune
3
Racheria of the Chukchansi Indians many years ago but has since been disenrolled from
the tribe.
The social worker’s disposition report noted that both parents signed ICWA-020
forms and noted that the ICWA did or may apply. Social Worker Lynn Hunt attempted
to complete the ICWA-030 form with father, but father was unable to understand or
provide the necessary information to complete the form. Mother was not interviewed by
the department concerning the applicability of the ICWA and subsequently refused to be
transported to the department’s office to complete a social study. Mother did not
participate in any services and had a history of failing to meet the children’s needs.
The department prepared a set of recommended findings for the disposition
hearing. Among those findings was that the ICWA did not apply. One of the findings
was that mother had appeared in the case, the social worker had made a reasonable
inquiry as to the mother’s ethnic heritage, and no one had suggested the mother had any
Indian heritage. The same finding was set forth for father.
The department said it gave notice to the Bureau of Indian Affairs (BIA), and the
BIA did not reply with indication that the children were a member of any identified
tribe.3 Another finding states that the ICWA does not apply. Pursuant to California
Rules of Court, rules 5.585 and 8.400, the parents were informed in the court’s written
findings and orders of their right to appeal from the disposition hearing.
Both parents were present and represented by counsel at the disposition hearing on
May 10, 2012. The issue of the applicability of the ICWA was not raised during the
3 There were no notices sent to any tribe for either parent up to and including the
disposition hearing. The findings stated that neither parent filed an ICWA-020 form. In
fact, such forms were filed at the time of the detention hearing. The mother failed to
meet with social workers to prepare ICWA-030 forms.
4
hearing. The court ordered reunification services for the parents. The court adopted the
recommended findings of the department and signed the proposed orders.
The status review report, prepared in November 2012, stated that both parents
signed ICWA-020 forms indicating Indian heritage, the Chukchansi tribe for father and
the Mono and Blackfoot tribes for mother. When the social worker attempted to
complete ICWA-030 forms for both parents, mother was unavailable and father was not
able to understand the information being requested. Father said he had been enrolled
with the Picayune Rancheria of the Chukchansi Indians at one time but had been
disenrolled from the tribe many years ago. The report indicated the ICWA did not apply.
The status review report further indicated that mother had not initiated contact
with the department since April 2012. Mother was arrested in August 2012 for animal
cruelty. A social worker contacted mother in August 2012. Mother indicated she did not
want to make contact with her younger sons because it was too hurtful for her. Further
attempts to contact and call mother were unsuccessful. Mother had not made herself
available for visitation with the younger children throughout the review period.
Father was struggling to attend his services and with weekly visitation with K.A.
and E.A. Father also did not have stable housing. The department recommended
termination of reunification services for mother and continued services for father.
On December 5, 2012, the department sent ICWA-030 notices to the Secretary of
the Interior, the BIA, and three Yokut Tribes: the Santa Rosa Rancheria, the Table
Mountain Rancheria, and the Tule River Reservation. The notices listed K.A. and E.A.
as children, the names of both parents, and some of father’s ancestry. Mother’s ancestry
was not provided.
The department lost contact with mother by January 2013. The department filed a
declaration of due diligence with the court on January 18, 2013. On March 11, 2013, the
department filed an ex parte application seeking an order from the juvenile court finding
5
that the ICWA did not apply to father. The ICWA notice to the Tule River Reservation
was returned indicating father and the children were not members of or eligible for tribal
membership. No responses were returned from the Santa Rosa Rancheria and the Table
Mountain Rancheria. The trial court executed the order finding the ICWA was not
applicable to this case.
A psychological evaluation and report was submitted for the father indicating that
because of cognitive deficits he was not able to care for the children and he could not
meaningfully participate in reunification services. Mother had continued to fail to make
contact with the department and had failed to visit the children for one year. The
department recommended termination of reunification services for both parents.
After several continuances, the six-month review hearing was conducted on May
9, 2013, and on May 14, 2013. Both parents failed to appear. Reunification services
were terminated for both parents and the matter was set for a section 366.26 hearing to
terminate parental rights.
On August 15, 2013, there was a hearing concerning information father’s counsel
had obtained regarding father’s Indian ancestry with the Cassons, Chukchansi and
Chioninni Tribes. The court found the ICWA may apply and ordered the department to
notify the identified tribes.
The department sent an ICWA-030 notice to the Picayune Band of the Chukchansi
Tribe on behalf of the children with information concerning father’s ancestry. Mother’s
name was set forth in the notice, though no specific ancestry was listed for her. On
September 30, 2013, the department received a letter from the Picayune Rancheria of the
Chukchansi Indians stating that it could not find any Chukchansi ancestry for the children
and they were not eligible for enrollment into the tribe.
The section 366.26 hearing was conducted on December 12, 2013. Father
appeared, mother failed to do so. The court terminated the parental rights of both parents
6
and found clear and convincing evidence that the children would be adopted. Although
the court did not expressly find that the ICWA was inapplicable to the case, the court
ruled that all prior orders not in conflict with the court’s current orders were to remain in
full force and effect.
ICWA CHALLENGE
Father contends the ICWA notice was insufficient because the department did not
perform an adequate inquiry into his and mother’s Indian heritage. Father argues that
because he continued to raise ICWA notice issues concerning his own Indian heritage,
that he may continue, even at this late stage of the proceedings, to raise formerly litigated
issues concerning ICWA with regard to mother. We reject this argument. Father also
requests that we revisit and overrule our opinion in Pedro N., supra, 35 Cal.App.4th at
pp. 185, 189, which applies waiver and forfeiture to parents who wait until the
termination of parental rights to first make an ICWA challenge.4 We decline father’s
invitation to revisit our holding in Pedro N.
In Pedro N., supra, 35 Cal.App.4th at pages 185, 189, we held that a parent who
fails to timely challenge a juvenile court’s action regarding the ICWA is foreclosed from
raising ICWA issues, once the juvenile court’s ruling is final, in a subsequent appeal from
later proceedings. The proper time to raise such issues is after the disposition hearing.
The juvenile court’s rulings and findings at the disposition hearing are appealable upon a
timely notice of appeal. We noted in Pedro N. that the parent in that case was
represented by counsel and failed to appeal the juvenile court’s orders from the
disposition hearing. (Pedro N., supra, 35 Cal.App.4th at pp. 189-190.)
4 The department argues that father does not have standing to challenge alleged
inadequate ICWA notices concerning mother. Because we find Pedro N. dispositive, we
do not reach the department’s standing contention.
7
Although mother signed ICWA-020 forms at the time of the detention hearing that
she may have Indian heritage, she never stated that she herself had Indian heritage. This
was true as well at the detention hearing. Mother only stated that an uncle had Indian
heritage. Mother failed to attend meetings that were scheduled in February and March
2012 to file out ICWA-030 forms with the social worker. Mother was completely
uncooperative with the department and failed to provide social workers with information
relevant to the ICWA.
Mother was present during the disposition hearing and represented by counsel.
The proposed order submitted by the department that the ICWA did not apply to this case
was adopted by the juvenile court without objection by either parent. The juvenile
court’s order further informed the parents of their right to appeal from the orders of the
court and neither parent did so.
The juvenile court’s dispositional findings and orders became final and, on this
appeal from the order terminating mother’s parental rights, are no longer subject to
attack. (Pedro N., supra, 35 Cal.App.4th at pp. 185, 189-191.) Our holding in Pedro N.
is fully applicable here. Father waited until the end of the proceedings to object to the
juvenile court’s earlier rulings finding the ICWA inapplicable to this case as to the
mother, and by his silence until now, has forfeited his right to complain about any
procedural deficiencies in compliance with the ICWA in the instant appeal with regard to
mother.5
5 Father continued to challenge the ICWA finding with regard to his own heritage.
Two more ICWA notices were sent to different tribes after the disposition hearing on
behalf of father. Under the procedural setting in this case, father would not be barred by
Pedro N. from raising ICWA challenges on his own behalf. Father, however, has not
made ICWA challenges based on his claims of Indian heritage but has limited such
claims to the lack of notice regarding mother’s Indian heritage.
8
We are aware that other appellate decisions have criticized Pedro N. or have not
followed its holding. (See In re B.R. (2009) 176 Cal.App.4th 773, 779; In re Marinna J.
(2001) 90 Cal.App.4th 731, 737-739; Nicole K. v. Superior Court (2007) 146
Cal.App.4th 779, 783-785; In re Antoinette S. (2002) 104 Cal.App.4th 1401, 1413-1414;
Dwayne P. v. Superior Court (2002) 103 Cal.App.4th 247.) We are not persuaded by
these authorities and decline father’s invitation to revisit our holding in Pedro N.6
We further note that Pedro N. does not foreclose a tribe’s rights under the ICWA
due to a parent’s forfeiture or waiver of the issue for failing to file a timely appeal when
procedurally entitled to do so at the conclusion of an earlier proceeding. (Pedro N.,
supra, 35 Cal.App.4th at pp. 185, 189-190; see In re Desiree F. (2000) 83 Cal.App.4th
460, 477-478 [wherein we reversed the juvenile court’s denial of a tribe’s motion to
intervene after a final order terminating parental rights, and invalidated actions dating
back to outset of dependency that were taken in violation of ICWA].)
In Pedro N., we held we were addressing only the rights of the parent to a
heightened evidentiary standard for removal and termination, not those of the tribe
(Pedro N., supra, 35 Cal.App.4th at p. 191), or, for that matter, the rights of the child. As
a result, we conclude father has forfeited his personal right to complain of any alleged
defect in compliance with the ICWA with regard to mother.
DISPOSITION
The orders and findings of the juvenile court are affirmed.
6 Father also relies on this court’s decision in In re H.A. (2002) 103 Cal.App.4th
1206, 1209-1215 (H.A.).) There, unlike the case at bar, the claim of native ancestry came
directly from a grandparent. It was not speculative. The department in H.A. failed to
follow the proper ICWA notice procedures. Here, the claim by mother of Indian ancestry
was less clear than it was in H.A. The family in H.A., unlike the mother here, cooperated
with the department and provided information concerning Indian ancestry. Given both
parents’ failure to pursue any ICWA claim on behalf of mother’s ancestry by appeal after
the disposition hearing, we find our holding in Pedro N. is dispositive.
9