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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
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No. 13-15960
Non-Argument Calendar
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D.C. Docket No. 1:11-cv-04086-JOF
MAMIE COOK-BENJAMIN,
Plaintiff-Appellant,
versus
MHM CORRECTIONAL SERVICES, INC.,
WILLIAM BRICKHOUSE,
Defendants-Appellees.
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Appeal from the United States District Court
for the Northern District of Georgia
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(July 11, 2014)
Before TJOFLAT, JORDAN and KRAVITCH, Circuit Judges.
PER CURIAM:
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Mamie Cook-Benjamin appeals from the district court’s order granting
summary judgment in her civil action against MHM Correctional Services (MHM)
and Dr. William Brickhouse (collectively “the defendants”). Cook-Benjamin’s
attorney Clifford Hardwick appeals from the district court’s order awarding
sanctions against him under Federal Rule of Civil Procedure 11 and 28 U.S.C.
§ 1927. For the reasons that follow, we affirm.
I.
Cook-Benjamin, through counsel, filed a complaint against MHM and
Brickhouse claiming that MHM failed to pay overtime as required by the Fair
Labor Standards Act (FLSA), 29 U.S.C. § 201, et seq., and that Brickhouse’s
disclosure to other MHM staff that Cook-Benjamin had been shot in the head
during a domestic dispute in 2001 violated HIPPA regulations, constituted
defamation, and caused intentional infliction of emotional distress (IIED). The
defendants moved to dismiss for failure to state a claim. The district court
dismissed the HIPPA claim because there was no private right of action, advised
counsel that the FLSA claim was not properly pleaded, and instructed counsel to
file an amended complaint clarifying Cook-Benjamin’s claims.
Thereafter, Cook-Benjamin, again through counsel, filed an amended
complaint, alleging defamation, wage and hour violations under the FLSA, hostile
work environment and retaliation under the FLSA, and IIED.
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The parties commenced discovery. During her deposition, Cook-Benjamin
admitted that she had not kept any records relevant to her wage and hour claim,
and she conceded that she had not used MHM’s recording forms to obtain overtime
pay. Cook-Benjamin then failed to fully respond to discovery requests and never
served any discovery requests on the defendants. Defense counsel notified
Hardwick several times that Cook-Benjamin’s complaint lacked merit, and urged
him to withdraw the complaint or face sanctions. Hardwick refused to withdraw
the complaint.
The defendants moved for sanctions under Rule 11 and 28 U.S.C. § 1927,
because Cook-Benjamin had admitted facts fatal to her FLSA claim in her
deposition, failed to follow the court’s order to re-plead her claims properly, failed
to conduct any discovery, and failed to submit any evidence to support her claims.
They also argued that Hardwick, Cook-Benjamin’s counsel, should be sanctioned
for failing to review the facts before filing the complaint and continuing to litigate
baseless claims despite warnings that the claims were frivolous. The district court
reserved ruling on the sanctions motion until after the summary judgment stage.
The defendants then filed their summary judgment motion. The defendants
first argued that there was no evidence of any Title VII hostile work environment
or retaliation, and in any event Cook-Benjamin had not exhausted her Title VII
claims. Next, the defendants pointed out that there was no evidence to support an
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FLSA wage and hour claim. With respect to the state law defamation and IIED
claims, the defendants argued that there was no evidence the statements were false
and no showing of damages.
In response to the summary judgment motion, Cook-Benjamin waived her
FLSA wage and hour claims, but reiterated that she was raising hostile work
environment and retaliation claims under the FLSA.
The district court granted summary judgment on all claims. Addressing the
IIED claims, the court concluded that more egregious conduct had not qualified as
IIED in other cases. The court further noted that Brickhouse’s statements were not
false and there was no evidence Cook-Benjamin suffered damages.
Addressing the motion for sanctions, the court repeatedly chastised counsel
concerning his conduct. The court noted that, given the background of the case,
counsel knew from the beginning that the FLSA claim was frivolous but he waited
until his response to the summary judgment motion to waive it. The court further
noted that there was no evidence to support the FLSA retaliation claim, and no
reasonable basis to bring a hostile work environment claim under the FLSA.
Accordingly, the court found that sanctions against Hardwick were appropriate for
these claims. But the court found sanctions were not warranted on the state-law
claims for defamation and IIED.
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At the court’s instruction, the defendants filed a motion for fees and costs
complete with invoices for their expenses. In total, the defendants requested
$108,590.40 in fees and costs. In response, counsel argued that he had not brought
the case in bad faith and the amounts requested by the defendants included some
double – or even triple – fees for work done in two companion cases brought
against MHM.
The district court considered the number of hours involved and the fees
claimed for the work and found them reasonable. The court deducted fees for
work done with the companion cases. The court then explained that, because
defense counsel had not specified which work pertained to the FLSA claims and
which related to the state-law claims – for which sanctions were not warranted –
the court would reduce the fee request by 20 percent. Accordingly, the court
awarded fees and costs in the amount of $85,217.28 against Hardwick. No
sanctions were imposed on Cook-Benjamin individually. Cook-Benjamin and
Hardwick now appeal.
II.
We review de novo the district court’s grant of summary judgment.
Robinson v. Tyson Foods, Inc., 595 F.3d 1269, 1273 (11th Cir. 2010). Summary
judgment is proper “if the movant shows that there is no genuine dispute as to any
material fact and the movant is entitled to judgment as a matter of law.”
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Fed.R.Civ.P. 56(a). “We draw all factual inferences in a light most favorable to the
nonmoving party.” Shiver v. Chertoff, 549 F.3d 1342, 1343 (11th Cir. 2008).
Cook-Benjamin challenges only the court’s grant of summary judgment on
her defamation and IIED claims. But we agree with the district court that summary
judgment was proper.
Under O.C.G.A. § 51-5-4, defamation requires, inter alia, “[m]aking charges
against another in reference to his trade, office, or profession, calculated to injure
him therein.”
The kind of aspersion necessary . . . must be one that is especially
injurious to the plaintiff’s reputation because of the particular
demands or qualifications of plaintiff’s vocation. . . . [T]he words
must either be spoken of the plaintiff in connection with his calling or
they must be of such a nature such as to charge him with some defect
of character or lack of knowledge, skill, or capacity as necessarily to
affect his competency successfully to carry on his business, trade, or
profession.
Bellemead, LLC v. Stoker, 631 S.E.2d 693, 695 (Ga. 2006).
Cook-Benjamin cites to the following statements as evidence of defamation:
Brickhouse called her “Bullethead,” Brickhouse told another employee that Cook-
Benjamin was in a “stupider” state, and that she was “crazy.” But none of these
support a defamation claim. Cook-Benjamin concedes that she was shot in the
head in 2001, thus technically Brickhouse’s name-calling, however inconsiderate,
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is not false. Moreover, his statements that she was “stupider” and “crazy”
constitute his opinion and thus cannot be proven false. See, e.g., Info.
Sys. and Networks Corp. v. City of Atlanta, 281 F.3d 1220, 1228 (11th Cir. 2002).
Additionally, the statements do not specifically refer to Cook-Benjamin’s
profession and thus are not actionable. See O.C.G.A. § 51-5-4(a)(3); Bellemead,
LLC, 631 S.E.2d at 695. Accordingly, summary judgment was proper on this
claim.
To bring an actionable IIED claim in Georgia a plaintiff must show (1)
intentional or reckless conduct (2) that is extreme and outrageous and (3) caused
emotional distress (4) that is severe. Trimble v. Circuit City Stores, 469 S.E.2d
776, 778 (Ga. Ct. App. 1996). “Liability has been found only where the conduct
has been so outrageous in character, and so extreme in degree, as to go beyond all
possible bounds of decency, and to be regarded as atrocious, and utterly intolerable
in a civilized community.” Garcia v. Shaw Indus., Inc., 741 S.E.2d 285, 289 (Ga.
Ct. App. 2013). “[M]ere insults, indignities, threats, annoyances, petty
oppressions, or other vicissitudes of daily living,” are insufficient to establish
extreme or outrageous conduct. Jarrard v. United Parcel Serv., 529 S.E.2d 144,
147 (Ga. Ct. App. 2000). “Whether a claim rises to the requisite level of
outrageousness and egregiousness to sustain a claim for intentional infliction of
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emotional distress is a question of law.” Garcia, 741 S.E.2d at 289 (citation and
internal punctuation omitted).
The facts of this case do not rise to the level of IIED. Cook-Benjamin cites
to only four instances that occurred over many years, and she concedes that she did
not hear any of the comments herself. Brickhouse’s statements, although
inconsiderate, are not so extreme in degree or so outrageous in character as to be
actionable. Summary judgment was therefore proper.
III.
We review a district court’s decision regarding sanctions under Rule 11 and
28 U.S.C. § 1927 for an abuse of discretion. Nicholson v. Shafe, 558 F.3d 1266,
1270 (11th Cir. 2009).
Rule 11 sanctions are proper (1) when a party files a pleading that has no
reasonable factual basis; (2) when the party files a pleading that is based on a legal
theory that has no reasonable chance of success and that cannot be advanced as a
reasonable argument to change existing law; and (3) when the party files a
pleading in bad faith for an improper purpose. Jones v. Int’l Riding Helmets, Ltd.,
49 F.3d 692, 694 (11th Cir. 1995) (internal quotation marks omitted); see also
Fed.R.Civ.P. 11(b), (c). In analyzing whether Rule 11 sanctions are appropriate, a
district court first must determine whether a party’s claims are “objectively
frivolous” in view of the facts or law. If the court finds they are, it must determine
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that the person who signed the pleading “should have been aware that they were
frivolous; that is, whether he would have been aware had he made a reasonable
inquiry.” Jones, 49 F.3d at 695. “The purpose of Rule 11 sanctions is to reduce
frivolous claims, defenses, or motions, and to deter costly meritless maneuvers.”
Kaplan v. DaimlerChrysler, A.G., 331 F.3d 1251, 1255 (11th Cir. 2003) (quotation
omitted). The sanction “must be limited to what suffices to deter repetition of the
conduct or comparable conduct by others similarly situated.” Fed.R.Civ.P.
11(c)(4). Likewise, “[t]he conduct and resources of the party to be sanctioned are
relevant to the determination of the amount of sanctions to be imposed.” Baker v.
Alderman, 158 F.3d 516, 528 (11th Cir.1998).
“Section § 1927 contains three essential requirements: (1) unreasonable and
vexatious conduct; (2) that conduct must multiply the proceedings; and (3) the
amount of the sanction must bear a ‘financial nexus to the excess proceedings.’”
Peterson v. BMI Refractories, 124 F.3d 1386, 1396 (11th Cir. 1997). “An attorney
multiplies court proceedings ‘unreasonably and vexatiously,’ thereby justifying
sanctions under 28 U.S.C. § 1927, only when the attorney’s conduct is so
egregious that it is ‘tantamount to bad faith.’” Norelus v. Denny’s, Inc., 628 F.3d
1270, 1282 (11th Cir. 2010) (internal citations and quotation marks omitted).
Hardwick argues that sanctions were not warranted because Cook-Benjamin
was not raising a Title VII claim, and thus he is being sanctioned for a claim he did
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not make. He reiterates that there was a basis in law and fact for the FLSA claims,
as the FLSA claim are “undisputed.” Hardwick further argues that the court
abused its discretion in awarding sanctions in the amount of $85,217.28 because
the court failed to determine the amount of fees that related to the state-law claims
or to the work done in the other two cases, and the court failed to consider his
ability to pay.
On review of the record, we cannot say that the district court abused its
discretion here. First, sanctions under Rule 11 were appropriate because there was
no legal or factual basis to support the FLSA wage and hour or hostile work
environment claim. As Cook-Benjamin conceded during her deposition, she did
not have any of her time sheets to show wage and hour violations. Nor did she
avail herself of MHM’s process to obtain wages for the overtime she worked.
Moreover, there is no hostile work environment claim available under the FLSA.
See, e.g., 29 U.S.C. § 201, et seq. Had counsel conducted any meaningful
research, he would have – and indeed should have – discovered both the lack of
evidence to support the overtime claim and the inability to bring a cause of action
for hostile work environment under the FLSA. Nevertheless, counsel refused to
drop these claims, despite warnings from opposing counsel and the court, and he
continues to pursue these claims before this court by reasserting wage and hour
violations despite the shocking lack of evidence. Thus, we have no difficulty
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agreeing with the district court’s finding that the federal causes of action were
frivolous from the beginning, and sanction under Rule 11 were proper.
Moreover, counsel’s steadfast refusal to drop these claims until the response
to the defendants’ summary judgment motion unnecessarily and unreasonably
multiplied the litigation. Thus, we agree with the district court’s conclusion that
sanctions under § 1927 were appropriate as well.
Although Hardwick argues otherwise, the district court was not required to
hold a hearing prior to imposing sanctions where, as here, counsel was given an
opportunity to respond to the Rule 11 allegations. Donaldson v. Clark, 819 F.2d
1551, 1561 (11th Cir. 1987) (en banc). Moreover, the district court was well
aware of the facts of the case and the conduct leading to the sanctions request.
Any additional hearing would only have further wasted judicial resources. Id. at
1561, n.13.
Hardwick raises two other arguments regarding the sanctions. We will not
consider Hardwick’s argument, raised for the first time on appeal, that the court
should have considered his inability to pay. See Access Now, Inc. v. Southwest
Airlines Co., 385 F.3d 1324, 1331 (11th Cir. 2004) (explaining that we decline to
consider arguments raised for the first time on appeal). And Hardwick fails to
identify any specific instance in which there was double billing for work done on
the companion cases. The district court reviewed the invoices defense counsel
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submitted and reduced the award for two instances that applied to the companion
cases. The court specifically considered this issue and found that the companion
cases involved different issues with little overlap.
Based on our review of the record, we cannot conclude that the district court
abused its discretion in awarding sanctions under Rule 11 and § 1927. Moreover,
we see no error in the amount of sanctions imposed. Accordingly, we affirm.
AFFIRMED.
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