Filed 7/15/14 P. v. Sorto CA2/6
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION SIX
THE PEOPLE, 2d Crim. No. B245512
(Super. Ct. No. MA0566397-01)
Plaintiff and Respondent, (Los Angeles County)
v.
ROGER SORTO,
Defendant and Appellant.
Roger Sorto appeals a judgment following conviction of misdemeanor
interference with a peace officer (two counts) and misdemeanor assault on a peace
officer. (Pen. Code, §§ 148, subd. (a)(1), 241, subd. (c).)1 We modify the judgment to
award Sorto an additional 54 days of presentence custody credit, and otherwise affirm.
FACTUAL AND PROCEDURAL HISTORY
On May 31, 2012, Los Angeles County Sheriff's Deputies Curtis Foster and
Erik Jepson were patrolling near Sierra Highway and Avenue J in Lancaster. They saw
Sorto ride a bicycle westbound in an eastbound traffic lane, and ordered him to stop in a
nearby parking lot. Sorto complied and stopped his bicycle. Foster parked the patrol
vehicle and approached Sorto, who stated, "Fuck you. You're only stopping me because
I'm Black." Sorto appeared agitated and reached toward a backpack that was strapped to
1
All further statutory references are to the Penal Code unless otherwise stated.
the frame of his bicycle. Foster ordered him to place his hands on the bicycle handlebars.
Sorto ignored the order and cursed the deputies.
Foster then grabbed Sorto's arms to control him. Sorto shouted "[D]on't
fucking touch me." Sorto pulled his left hand free and Foster pulled him from the bicycle
onto the ground. As Sorto wrestled with Foster, Jepson grabbed Sorto's legs and right
hand. When Sorto tugged on Foster's firearm holster, Foster struck Sorto in the head.
Eventually, the deputies subdued Sorto and placed him in handcuffs.
Anthony Martinez was inside a nearby business when he saw Sorto scuffle
with the deputies following the bicycle stop. Martinez described the incident as "a
routine stop," with the deputies speaking "normally" to Sorto. Sorto was "cussing and
screaming" and resisting the deputies. While Sorto and Foster were on the ground,
Martinez saw Sorto hit Foster and Foster hit Sorto in response.
Following Sorto's arrest, a deputy found a container of pepper spray in
Sorto's backpack. During a custodial interview, Sorto admitted that he attempted to reach
into his backpack to obtain the pepper spray.
The jury convicted Sorto of two counts of misdemeanor interference with a
police officer and one count of misdemeanor assault on a peace officer. (§§ 148, subd.
(a)(1), 241, subd. (c).) The trial court suspended imposition of sentence and granted
Sorto 36 months of summary probation regarding count 1, stayed imposition of sentence
regarding count 2 pursuant to section 654, and sentenced Sorto to 214 days of
confinement in county jail regarding count 3. The court imposed a $120 restitution fine,
a $120 probation revocation restitution fine (stayed), an $80 court security assessment,
and a $60 criminal conviction assessment, and awarded Sorto 214 days of presentence
custody credit. (§§ 1202.4, subd. (b), 1202.44, 1465.8, subd. (a)(1); Gov. Code,
§ 70373.)
Sorto appeals and contends that: 1) the trial court may have improperly
withheld confidential personnel records produced in response to his motion pursuant to
Pitchess v. Superior Court (1974) 11 Cal.3d 531, 537; 2) the trial court violated his
constitutional right to confront witnesses by restricting cross-examination; 3) the
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prosecutor committed misconduct constituting reversible error; and 4) the clerk's minute
order heading as well as the computation of presentence custody credit are incorrect.
DISCUSSION
I.
Prior to trial, Sorto filed a motion pursuant to Pitchess v. Superior Court,
supra, 11 Cal.3d 531, seeking discovery of complaints in police personnel records against
Deputies Foster and Jepsen, concerning fabrication of charges or evidence, dishonesty,
racial bias, excessive force, or misconduct amounting to moral turpitude. The trial court
held an in camera hearing, discussed the nature of the documents produced, and ordered
disclosure of information regarding some, but not all, of the complaints. Sorto requests
that we review the sealed record of the in camera hearing to determine if the court abused
its discretion in ruling on the discovery motion. (People v. Prince (2007) 40 Cal.4th
1179, 1285 [appellate court independently reviews sealed record to determine if trial
court abused its discretion regarding disclosure].)
The transcript of the in camera hearing here is sufficient to permit our
independent review. (People v. Montes (2014) 58 Cal.4th 809, 833 [sufficient basis for
review where trial court describes content of personnel file for record]; People v. Prince,
supra, 40 Cal.4th 1179, 1285 [same].) We have reviewed the transcript and conclude the
trial court did not abuse its discretion by refusing to disclose each document produced in
response to the discovery motion.
II.
Sorto contends that the trial court violated his Sixth Amendment right to
confront witnesses by restricting his cross-examination of 1) Martinez's failure to speak
to the defense investigator, and 2) Sergeant Brian Dorsey's failure to record the custodial
interview. He points out that the court should allow wide latitude in cross-examination to
test the credibility, knowledge, and recollection of a witness.
Pursuant to Evidence Code section 352, the trial court possesses discretion
to exclude evidence if its probative value is substantially outweighed by the probability
that its admission would create undue prejudice. (People v. Pearson (2013) 56 Cal.4th
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393, 457.) This discretion allows the court broad power to control the presentation of
proposed impeachment evidence "'"to prevent criminal trials from degenerating into
nitpicking wars of attrition over collateral credibility issues."'" (People v. Riccardi
(2012) 54 Cal.4th 758, 808-809.) We apply an abuse-of-discretion standard in review of
the court's ruling pursuant to Evidence Code section 352. (Id. at p. 809.) We will affirm
the court's exercise of discretion unless the court acted in an arbitrary, capricious, or
patently absurd manner. (People v. Suff (2014) 58 Cal.4th 1013, 1066.)
The Sixth Amendment guarantees the right of an accused in a criminal
prosecution to be confronted with the witnesses against him. (Delaware v. Van Arsdall
(1986) 475 U.S. 673, 678; Alvarado v. Superior Court (2000) 23 Cal.4th 1121, 1137.)
The constitutional right of confrontation, secured in state as well as federal prosecutions,
means more than physically confronting witnesses; the essential purpose of confrontation
is to secure the opportunity of cross-examination. (People v. Wilson (2008) 44 Cal.4th
758, 794; Alvarado, at p. 1137.) "Generally speaking, the Confrontation Clause
guarantees an opportunity for effective cross-examination, not cross-examination that is
effective in whatever way, and to whatever extent, the defense might wish." (Delaware
v. Fensterer (1985) 474 U.S. 15, 20.)
Although an accused has a constitutional right to present all relevant
evidence of significant probative value in his favor, he may not make an unlimited
inquiry into collateral matters of slight relevance. (People v. Homick (2012) 55 Cal.4th
816, 865.) Thus, a ruling pursuant to Evidence Code section 352 excluding evidence of
marginal impeachment value that would involve the undue consumption of time does not
contravene the defendant's constitutional rights to confrontation and cross-examination.
(People v. Pearson, supra, 56 Cal.4th 393, 455; People v. Mehserle (2012) 206
Cal.App.4th 1125, 1154.)
Witness Anthony Martinez
During cross-examination, Martinez testified that he spoke with the defense
investigator regarding Sorto's detention and arrest. In a sidebar conference, Sorto's
counsel stated that Martinez did not speak with the defense investigator and that she
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intended to call her investigator as a witness to so testify. Counsel added that she
questioned Martinez about a discussion with the investigator "[b]ecause [she] believed
[Martinez] was going to lie and perjure himself." The trial court refused to permit Sorto
to question Martinez further regarding any contacts with the investigator, stating that
counsel led Martinez "by the nose into an area of trickery," and that counsel "cannot
entice a witness to lie about something then expect to be able to use that fact against
him."
Sorto therefore argues that the trial court denied him the opportunity to
impeach Martinez. He adds that Martinez's refusal to speak to the defense investigator
reflects his partiality and bias toward the prosecution.2 Sorto asserts that under any
standard of review, the error is prejudicial.
The trial court did not impair Sorto's constitutional rights to confront and
cross-examine Martinez by its limitation on this particular line of questioning. Counsel's
stated reason for the questions was to permit Martinez "to lie and perjure himself." The
questioning was of marginal relevance and within the court's power to limit. "'"[N]ot
every restriction on a defendant's desired method of cross-examination is a constitutional
violation. Within the confines of the confrontation clause, the trial court retains wide
latitude in restricting cross-examination that is repetitive, prejudicial, confusing of the
issues, or of marginal relevance."'" (People v. Harris (2008) 43 Cal.4th 1269, 1292.)
Sergeant Brian Dorsey
Sorto contends that the trial court prejudicially restricted his cross-
examination concerning Dorsey's failure to record his (Sorto's) custodial statements.
Sorto points out that the sheriff's department recorded a "use of force" interview but not
the custodial interview.
2
Although Martinez's reluctance or failure to speak to the defense investigator might bear
on his bias for the prosecution, defense counsel did not offer this justification to the trial
court. We limit our review to the court's ruling based upon the justification or reason
then offered.
5
The trial court refused to permit Sorto to question Dorsey regarding the
recording of the department's "use of force" interview because that interview "was totally
separate and independent" from the present criminal prosecution, and would present "a
[section] 352 issue" and "cause all kinds of confusion." The court did not err and its
ruling did not impair Sorto's confrontation and cross-examination rights. (People v.
Harris, supra, 43 Cal.4th 1269, 1292 [trial court has wide latitude in restricting confusing
or marginally relevant cross-examination].) Dorsey testified that he recorded interviews
"on occasion," but not Sorto's interview. Dorsey also stated that no third person was
present during the interview. Evidence of the recording of the "use of force" interview
was irrelevant. Rulings pursuant to Evidence Code section 352 regarding evidence of
marginal impeachment value that involve the undue consumption of time generally do
not contravene a defendant's rights to confrontation and cross-examination. (People v.
Pearson, supra, 56 Cal.4th 393, 455.)
III.
Sorto argues that the prosecutor committed misconduct during summation
by arguing evidence outside the record. Specifically, he asserts that the prosecutor
improperly vouched for the credibility of witness Martinez by suggesting that a videotape
of his interview could prove or disprove his trial testimony. Sorto contends the error
violates his federal and California constitutional rights to confrontation and to due
process of law, and is reversible under any standard of review.
During trial, the prosecutor questioned Martinez whether he participated in
a videotaped interview regarding Sorto's detention and arrest. Martinez responded
affirmatively and stated that his recorded statements are consistent with his trial
testimony. He also stated that he had reviewed the videotaped interview prior to his trial
testimony. At trial, neither party played the interview recording.
During summation, the prosecutor asserted: "The defense attorney thinks
Anthony Martinez is lying. . . . The defense attorney doesn't even know the reason why
Anthony Martinez is lying. . . . Well, if [counsel] really believed he was lying, [counsel]
could have played the video. . . . If there was something in there that showed that
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Anthony Martinez is lying, the defense can play it." The trial court overruled Sorto's
stated objection of "improper argument."
The standards governing review of claims of prosecutorial misconduct are
well settled. (People v. Williams (2013) 56 Cal.4th 630, 671; People v. Gonzales (2012)
54 Cal.4th 1234, 1275.) "When a prosecutor's intemperate behavior is sufficiently
egregious that it infects the trial with such a degree of unfairness as to render the
subsequent conviction a denial of due process, the federal Constitution is violated.
Prosecutorial misconduct that falls short of rendering the trial fundamentally unfair may
still constitute misconduct under state law if it involves the use of deceptive or
reprehensible methods to persuade the trial court or the jury." (People v. Panah (2005)
35 Cal.4th 395, 462.)
To prevail on a claim of prosecutorial misconduct based on remarks to the
jury, the defendant must show a reasonable likelihood that the jury understood or applied
the complained-of statements in an improper or erroneous manner. (People v. Edwards
(2013) 57 Cal.4th 658, 734; People v. Caldwell (2013) 212 Cal.App.4th 1262, 1269.)
Although a defendant singles out words and phrases of claimed misconduct, we view the
statements in the context of the whole argument. (People v. Dennis (1998) 17 Cal.4th
468, 522.) Moreover, a prosecutor may fairly comment on the evidence, including the
drawing of reasonable inferences or deductions. (Edwards, at p. 736; People v. Hamilton
(2009) 45 Cal.4th 863, 928.)
A prosecutor may comment upon the credibility of a witness based on facts
contained in the record and any reasonable inferences therefrom, but he may not vouch
for witness credibility based upon his personal belief or by referring to evidence outside
the record. (People v. Redd (2010) 48 Cal.4th 691, 740; cf. People v. Turner (2004) 34
Cal.4th 406, 433 [prosecutor referred to his prior experience with the expert witnesses].)
"Prosecutorial assurances, based on the record, regarding the apparent honesty or
reliability of prosecution witnesses, cannot be characterized as improper 'vouching,'
which usually involves an attempt to bolster a witness by reference to facts outside the
record." (People v. Medina (1995) 11 Cal.4th 694, 757.)
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Sorto has forfeited this contention because he did not specifically object
and request a jury admonition regarding the prosecutor's argument. (People v. Williams,
supra, 56 Cal.4th 630, 671.) "'"As a general rule a defendant may not complain on
appeal of prosecutorial misconduct unless in a timely fashion --and on the same ground --
the defendant made an assignment of misconduct and requested that the jury be
admonished to disregard the impropriety."'" (People v. Hajek (2014) 58 Cal.4th 1144,
1238.)
Forfeiture aside, Sorto's claim fails on the merits because the prosecutor's
statements are fair comment regarding Sorto's failure to present logical evidence
concerning Martinez's credibility. (People v. Valdez (2004) 32 Cal.4th 73, 134
[prosecutor's comments did not mischaracterize evidence or assume facts not in evidence,
but merely commented on the evidence and drew permissible inferences therefrom].)
During summation, Sorto referred to Martinez's recorded interview as well as his
testimony and suggested that "he doesn't want to tell us the truth." The prosecutor's
general comment on the availability of the interview recording to impeach Martinez's
testimony is a fair comment on Sorto's challenge to Martinez's credibility. There is no
misconduct.
IV.
Sorto argues that the heading in the clerk's minute orders erroneously
reference count 4, attempted removal of a firearm, although the trial court dismissed that
count on September 12, 2012, pursuant to section 1118.1.
The headings in the minute orders reference the four counts charged
pursuant to the June 28, 2012, amended information; they do not state that Sorto was
convicted of count 4. The minute order of September 9, 2012, states that the trial court
granted Sorto's section 1118.1 motion and acquitted him of count 4. There is no error to
correct.
Sorto contends that he is entitled to an additional 54 days of presentence
custody credit. The Attorney General correctly concedes.
8
We modify the judgment to award Sorto an additional 54 days of
presentence custody credit, and otherwise affirm.
NOT TO BE PUBLISHED.
GILBERT, P.J.
We concur:
YEGAN, J.
PERREN, J.
9
Richard Naranjo, Judge
Superior Court County of Los Angeles
______________________________
Jonathan P. Fly, under appointment by the Court of Appeal, Ronnie
Duberstein, under appointment by the Court of Appeal, for Defendant and Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant
Attorney General, Lance E. Winters, Senior Assistant Attorney General, Steven E.
Mercer, Brendan Sullivan, Deputy Attorneys General, for Plaintiff and Respondent.
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