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SJC-11536
SCHOOL COMMITTEE OF LEXINGTON vs. MARK ZAGAESKI.
Middlesex. March 4, 2014. - July 14, 2014.
Present: Ireland, C.J., Spina, Cordy, Botsford, Duffly, &
Lenk, JJ.
Arbitration, Judicial review, Authority of arbitrator, Award,
School committee. Education Reform Act. Statute,
Construction. School and School Committee, Arbitration,
Termination of employment. Public Employment, Termination.
Civil action commenced in the Superior Court Department on
April 27, 2012.
Motions to vacate and to affirm an arbitration award were
heard by Bruce R. Henry, J.
The Supreme Judicial Court granted an application for
direct appellate review.
Geoffrey R. Bok (Colby C. Brunt with him) for the
plaintiff.
Daniel S. O'Connor (Laura Elkayam with him) for the
defendant.
Stephen J. Finnegan & Michael J. Long, for Massachusetts
Association of School Commitees, Inc. & another, amici curiae,
submitted a brief.
2
Ira Fader for Massachusetts Teachers Association, amicus
curiae, submitted a brief.
SPINA, J. In this case, the plaintiff, the school
committee of Lexington (school committee), appealed a decision
by a Superior Court judge confirming an arbitrator's award
reinstating a teacher, Mark Zagaeski, after the school district
superintendent had terminated his employment for conduct
unbecoming a teacher. We granted the plaintiff's application
for direct appellate review. This case presents an issue left
unresolved by this court in School Dist. of Beverly v. Geller,
435 Mass. 223 (2001). We must determine the scope of authority
granted to an arbitrator by G. L. c. 71, § 42 (teacher dismissal
statute), to reinstate a teacher who was dismissed for conduct
that the arbitrator found constituted, at least nominally, a
valid basis for dismissal. 1
We conclude that in light of the stated purposes of the
Massachusetts Education Reform Act of 1993 (Reform Act or Act),
of which the teacher dismissal statute is a part, the arbitrator
exceeded the scope of his authority by awarding reinstatement of
Zagaeski on the basis of the "best interests of the pupils" in
1
General Laws c. 71, § 42 (teacher dismissal statute),
provides in part that a teacher who has served in a school
district for at least three consecutive school years may not be
dismissed except for "inefficiency, incompetency, incapacity,
conduct unbecoming a teacher, insubordination or failure on the
part of the teacher to satisfy teacher performance standards
developed pursuant to [G. L. c. 71, § 38,] or other just cause."
3
the district, despite having found that the school district
carried its burden to show facts amounting to conduct unbecoming
a teacher. See G. L. c. 69, § 1, as appearing in St. 1993,
c. 71, § 27; G. L. c. 71, § 42. We reverse the decision of the
Superior Court judge and vacate the arbitration award. 2
1. Background. a. Facts. 3 Zagaeski's dismissal from his
position at the Lexington public schools arose from a series of
incidents that took place prior to the spring of 2011. 4 By that
time, Zagaeski had been employed by the Lexington school
district (school district) since 2000 as a physics teacher. 5
2
We acknowledge the amicus brief filed by the Massachusetts
Teachers Association in support of Zagaeski and the amicus brief
filed by the Massachusetts Association of School Committees,
Inc., and the Massachusetts Association of School
Superintendents in support of the Lexington School Committee.
3
A reviewing court is bound by the facts found by the
arbitrator. School Comm. of Lowell v. Robishaw, 456 Mass. 653,
660-661 (2010). Accordingly, we summarize the facts leading up
to Zagaeski's dismissal based on the facts found in the
arbitrator's award.
4
Zagaeski's dismissal was based on six separate instances
of conduct that the school district found to constitute conduct
unbecoming a teacher. Because the arbitrator concluded that the
school district had carried its burden to establish that only
one of these incidents constituted, at least nominally, conduct
unbecoming a teacher, we address only that incident.
5
Zagaeski earned his doctorate in cellular biophysics in
1981. Following postdoctoral work, he was employed as a teacher
for six years at a private school. He began working at
Lexington High School in 2000. He took a leave of absence from
the fall of 2002 to the fall of 2004 to work in private
industry. He returned to Lexington High School in the fall of
2004 and worked there continuously until his termination in
June, 2011.
4
Until 2011, Zagaeski's teaching evaluations had been uniformly
positive, and he had never been disciplined by the district. He
was commended by classroom observers for creating a classroom
environment in which students felt comfortable asking questions
and were engaged in the learning process.
At Lexington High School, Zagaeski taught an integrated
math and physics class for students who tended to be at-risk
academically and had struggled in math and science classes in
the past. Many of these students also faced behavioral issues
and some had been diagnosed with attention deficit disorder and
other learning challenges. In order to engage this student
population, Zagaeski developed a teaching style that was less
hierarchical. He encouraged collaboration and a more relaxed
classroom atmosphere. The arbitrator found that, as a result,
"the students had a more familiar relationship with Dr. Zagaeski
than they would have with a teacher following a more traditional
teaching style" and that "[Zagaeski] was more flexible with
boundaries than another teacher might have been." However,
Zagaeski's nontraditional boundaries eventually caused problems.
In April, 2011, a seventeen year old female student in
Zagaeski's class was disappointed with the grade she was then
receiving and asked Zagaeski, in front of her classmates,
whether there was any way she could "pay . . . for a better
grade." A male student in the class asked, "You mean short of
5
sexual favors?" Rather than correcting the male student for
making a comment encouraging the trade of sex for grades,
Zagaeski chose to engage in the dialogue himself. "Yes, that is
the only thing that would be accepted," he stated. Students in
the classroom laughed, and Zagaeski continued by saying, "Don't
be ridiculous" and told the female student that the only way to
raise her grade would be better work. He then encouraged her to
come after school for extra help if she had questions.
Two days later, the female student did go to Zagaeski's
classroom after school for extra help. Zagaeski was in his
classroom assisting a second female student in setting up
equipment for laboratory work that she would be doing that
afternoon. The first female student again asked Zagaeski,
"[C]an't I just pay you for a better grade?" Zagaeski
responded, "Well, no . . . you know that the only thing that I
would accept is a sexual favor." The second female student
exclaimed, "Dr. Z!" and laughed. However, the first female
student made a complaint to her guidance counselor about
Zagaeski's comments, which the arbitrator determined was a
result of the student feeling troubled by the comments.
Following the student's complaint, the school principal
commenced an investigation, which was then taken up by the
central administration. Zagaeski was provided with written
notice that an investigation had commenced into allegations of
6
sexual harassment against him, and he was placed on
administrative leave. The assistant superintendent then
interviewed a number of staff members and students. He also
arranged for an investigative interview of Zagaeski, which was
attended by the assistant superintendent, counsel for the school
district, union counsel for Zagaeski, and the president of the
teacher's union.
Following the interview, Zagaeski came to understand that
the allegations against him were quite serious. He then wrote a
letter to the assistant superintendent expressing remorse and an
intent to improve his classroom approach. In the letter he
admitted to "the weakness of an appropriate boundary between
myself and my students" and the "need to create much clearer
guidelines, not only for the students in my classroom, but for
my own behavior towards students as well." He also stated,
"Allowing . . . sexually inappropriate comments in the class to
go unchallenged, and even to take part in that banter myself is
completely out of line . . . ."
Subsequently, the district superintendent reviewed
Zagaeski's letter and his personnel file and was briefed by the
assistant superintendent regarding the investigative interview
and other interviews that the assistant superintendent had
conducted with students and staff. The superintendent
thereafter provided Zagaeski with formal notice of the
7
district's intent to dismiss him from employment and of his
right to meet with the superintendent to provide additional
information on his own behalf. Zagaeski requested such a
meeting, which he attended with counsel. Also present at the
meeting were the superintendent and assistant superintendent,
counsel for the school district, a representative from the
Massachusetts Teachers Association and the president of the
teacher's union.
Soon thereafter, the superintendent informed Zagaeski in
writing that he was dismissed from his position. The dismissal
was based on six separate instances of conduct found to
constitute conduct unbecoming a teacher. The dismissal letter
also stated that any one of the instances alone would have been
sufficient to justify his dismissal.
b. Arbitration award. Pursuant to his rights under the
teacher dismissal statute, Zagaeski timely filed an appeal from
the school district's dismissal decision, which, as mandated by
the statute, resulted in arbitration proceedings. See G. L.
c. 71, § 42, par. 4. Based on undisputed evidence and
Zagaeski's testimony at the arbitration hearing, the arbitrator
concluded that the school district had carried its burden to
establish only one of its six bases for dismissal of Zagaeski,
specifically Zagaeski's admission that, "in response to a female
student's inquiry as to whether she 'could just pay . . . for a
8
higher grade' [he] responded, "No. The only thing I would
accept is a sexual favor."
Regarding this conduct, the arbitrator found that although
it was intended only as a joke, it rose to the level of sexual
harassment as defined in the school committee's "Policy
Prohibiting Harassment." 6 The arbitrator further found that even
though the comments by Zagaeski were not intended to be taken in
earnest, objectively they were inappropriate comments for a
teacher to make to a student. Furthermore, the comments had the
subjective effect of offending the student or making her
sufficiently uncomfortable to lodge a complaint with her
guidance counselor. Therefore, the arbitrator found that these
comments created a hostile or offensive educational environment
for the female student.
Nevertheless, the arbitrator went on to find that this
instance of sexual harassment was "relatively less egregious"
and that the two comments regarding the trade of sex for grades,
6
As reflected in the arbitrator's decision, the policy
provides, in part: "Harassment is defined as any communication
or conduct that is sufficiently serious to limit or deny the
ability of a student to participate in or benefit from the
educational program . . . . It includes . . . any communication
. . . such as jokes . . . that offends or shows disrespect to
others based upon . . . color [or] gender . . . ." It further
provides: "While all types of harassment are prohibited, sexual
harassment requires particular attention . . . . In addition to
the above examples, other sexually oriented conduct, whether it
is intended or not, that is unwelcome and has the effect of
creating . . . [an] educational environment that is hostile,
offensive, intimidating or humiliating . . . may constitute
sexual harassment . . . ."
9
separated by two days, could be viewed as "one isolated
instance" of sexual harassment. Thus the arbitrator concluded
that Zagaeski's conduct constituted a "relatively minor and
isolated" violation of the harassment policy, which only
"nominally" constituted conduct unbecoming a teacher. The
arbitrator further found that in light of Zagaeski's strong
performance throughout his employment, it would be in the best
interests of the pupils in the district that he be retained as a
teacher. Therefore, the arbitrator issued an award reinstating
Zagaeski with full back pay, less two days of unpaid suspension,
which was the most severe discipline for which the school
district would have had "just cause," according to the
arbitrator.
c. Superior Court decision. Following the issuance of the
arbitration award, the school committee filed a complaint and
application to vacate the arbitration award in the Superior
Court on the bases that the arbitrator had exceeded his
statutory authority in modifying the punishment imposed by the
school district and that the arbitrator's award violated public
policy. Zagaeski filed a counterclaim and application to
confirm the award.
Under the teacher dismissal statute, judicial review of an
arbitration award is limited to the grounds set forth in G. L.
c. 150C, § 11. See G. L. c. 71, § 42, par. 6. One such ground
10
is if the arbitrator "exceeded [his or her] powers or rendered
an award requiring a person to commit an act or engage in
conduct prohibited by state or federal law." G. L. c. 150C,
§ 11 (a) (3). The Superior Court judge, referencing existing
uncertainty in the case law surrounding the precise scope of an
arbitrator's authority under the teacher dismissal statute to
reduce or alter the disciplinary penalty imposed by a school
district, concluded that the arbitrator had not exceeded his
authority in issuing the award. The judge stated that although
he was inclined to follow the reasoning of Justice Cordy's
plurality opinion in Geller in support of a conclusion that the
arbitrator had exceeded the scope of his authority, the judge
was given pause by a footnote in the opinion, which states in
relevant part, "This is not the case of an arbitrator finding a
teacher to have engaged in minor misconduct that, however,
nominally fit within a category on which dismissal could be
based. In such circumstances, an arbitrator's finding that the
conduct did not rise to the level of misconduct contemplated by
the statute as a ground for dismissal is one that would likely
lie within the scope of his authority." Geller, 435 Mass. at
231 n.7 (Cordy, J., concurring). Therefore, because the
arbitrator's award in this case tracked precisely the footnote
in Geller in concluding that Zagaeski's conduct only "nominally"
constituted conduct unbecoming a teacher, the judge concluded
11
that the arbitrator's award was not in excess of his statutory
authority. 7
Consequently, the judge denied the school committee's
motion to vacate the arbitration award and granted Zagaeski's
application to confirm. The school committee appealed from the
decision of the Superior Court and filed an application for
7
The judge further concluded that the arbitration award did
not constitute a violation of public policy. We have recognized
that an arbitrator may exceed the scope of his or her authority
in awarding reinstatement of an employee where the award
violates public policy. See Atwater v. Commissioner of Educ.,
460 Mass. 844, 848 (2011). The requirements for establishing
that such an award is contrary to public policy are three-fold:
(1) the conduct in issue violates a well-defined and dominant
public policy set forth in statutory or judicial sources, (2)
the conduct in issue is integral to the employee's duties, and
(3) the award itself violates public policy because the
employee's conduct is of the sort that requires dismissal.
School Comm. of Lowell v. Robishaw, 456 Mass. 653, 664 (2010).
Bureau of Special Investigations v. Coalition of Pub. Safety,
430 Mass. 601, 604-605 (2000). Because we conclude that the
arbitrator exceeded the scope of his authority on other grounds,
we need not reach this argument. However, we do acknowledge
that there is a well-defined and dominant public policy
prohibiting teacher-on-student sexual harassment and that
Zagaeski's conduct, undertaken in the classroom setting, was
integral to the performance of his employment duties. See G. L.
c. 151C, § 2 (g) (sexual harassment of student is unfair
educational practice); G. L. c. 214, § 1C (granting right to be
free from sexual harassment in school); 603 Code Mass. Regs.
§ 26.07(2) (2012) (requiring public schools to strive to prevent
sexual harassment and to respond promptly to reports of its
occurrence). See also School Dist. of Beverly v. Geller, 435
Mass. 223, 238 (2001) (Ireland, J., concurring in the result),
quoting Massachusetts Highway Dep't v. American Fed'n of State,
County, and Mun. Employees, Council 93, 420 Mass. 13, 17 (1995)
(teacher's repeated infliction of physical abuse on students in
school was misconduct that "goes 'to the heart of a worker's
responsibilities'"); Massachusetts Highway Dep't, supra.
12
direct appellate review. We granted the school committee's
application, and we reverse.
2. Standard of review. As a general matter, "a reviewing
court is strictly bound by an arbitrator's factual findings and
conclusions of law, even if they are in error." School Comm. of
Lowell v. Robishaw, 456 Mass. 653, 660 (2010), quoting School
Comm. of Pittsfield v. United Educators of Pittsfield, 438 Mass.
753, 758-759 (2003) (Pittsfield). This strict standard of
review is highly deferential to the decision of an arbitrator,
and it reflects a strong public policy in the Commonwealth in
favor of arbitration. Pittsfield, supra at 758. See Geller,
435 Mass. at 228 (Cordy, J., concurring); Bureau of Special
Investigations v. Coalition of Pub. Safety, 430 Mass. 601, 604
n.4 (2000), quoting Delta Air Lines, Inc. v. Air Line Pilots
Ass'n, Int'l, 861 F.2d 665, 670 (11th Cir. 1988) ("An
arbitrator's result may be wrong; it may appear unsupported; it
may appear poorly reasoned; it may appear foolish. Yet it may
not be subject to court interference"). Such strong public
policy arises in part from a general recognition that
arbitration has long served as an effective means of resolving
labor disputes without resort to the courts. Pittsfield, supra.
Therefore, in order to protect the efficiency that arbitration
affords in resolving these disputes, the Legislature often
strictly limits the circumstances in which a court may vacate an
13
arbitral award -- lest arbitration become merely an intermediate
step between a dispute and litigation in court. Id.
In the education context, the Reform Act replaced de novo
review of teacher dismissal decisions by the Superior Court with
mandatory arbitration in order to "depoliticize[] and
streamline[]" the teacher dismissal process. See Geller, 435
Mass. at 225 n.1 (Cordy, J., concurring); 1992 House Doc. No.
5750, at 2 (letter from Governor William Weld accompanying first
draft of Reform Act). Compare G. L. c. 71, § 42, as appearing
in St. 1993, c. 71, § 44, with G. L. c. 71, § 42, as amended
through St. 1988, c. 153, §§ 4-6. The Reform Act provided for
limited judicial review of arbitration awards by reference to
G. L. c. 150C, § 11. See St. 1993, c. 71, § 44. However, a
reviewing court must vacate an arbitration award under the
circumstances set forth in G. L. c. 150C, § 11 (a), including if
the arbitrator exceeded his or her authority in granting the
award. G. L. c. 150C, § 11 (a) (3). School Comm. of Lowell v.
Vong Oung, 72 Mass. App. Ct. 698, 704 (2008), quoting Board of
Higher Educ. v. Massachusetts Teachers Ass'n, NEA, 62 Mass. App.
Ct. 42, 47 (2004) (under teacher dismissal statute, "[t]he
question whether an arbitrator exceeded his or her authority is
always subject to judicial review").
Ordinarily, where arbitration is mandated by the terms of a
collective bargaining agreement, the scope and limits of the
14
authority of the arbitrator are ascertained by reference to the
terms of the agreement. School Comm. of Chicopee v. Chicopee
Educ. Ass'n, 80 Mass. App. Ct. 357, 364 (2011) (Chicopee).
Indeed, judicial deference to arbitrators' awards stems in part
from a recognition that the parties bargained for and agreed
that an arbitrator would serve as a neutral third party in
interpreting the written agreement between the parties, whether
it be a commercial contract or a collective bargaining
agreement. Geller, 435 Mass. at 229-230 (Cordy, J.,
concurring). In such circumstance, an arbitrator may be
uniquely qualified to interpret the "law of the shop." Id.
However, in a case such as this, where arbitration is mandated
by statute, the exclusive source of the arbitrator's authority
is the statute itself. G. L. c. 71, § 42. Chicopee, supra at
365 (observing that in Geller, both Justice Cordy's concurrence
and Justice Cowin's dissent agreed with this proposition). See
Geller, 435 Mass. at 230 n.5 (Cordy, J., concurring). Id. at
240 (Cowin, J., dissenting). Consequently, courts are as well,
if not better, positioned to interpret the "law of the land" in
the form of the statutes of the Commonwealth. Geller, supra
229-230 (Cordy, J., concurring), and cases cited. Therefore,
judicial review of the arbitrator's interpretation of the
authorizing statute, particularly regarding the scope of the
arbitrator's authority under the statute, is "broader and less
15
deferential" than in cases of judicial review of an arbitrator's
decision arising from the interpretation of a private agreement.
Atwater v. Commissioner of Educ., 460 Mass. 844, 856-857 (2011),
citing Geller, supra at 229 (Cordy, J., concurring).
We conclude that in light of the stated purposes of the
Reform Act, of which the teacher dismissal statute is a part,
combined with the specific language of the teacher dismissal
statute itself, the arbitrator exceeded the scope of his
authority by awarding reinstatement of Zagaeski. See G. L.
c. 69, § 1, as appearing in St. 1993, c. 71, § 27; G. L. c. 71,
§ 42, pars. 5-6.
3. Statutory scheme. The statutory scheme governing
teacher dismissals set forth in G. L. c. 71, § 42, was enacted
as part of the Reform Act, which brought broad-based changes to
the funding and governance structure of the public education
system in Massachusetts. Geller, 435 Mass. at 225 n.1 (Cordy,
J., concurring). See generally St. 1993, c. 71. In enacting
this statute, the Legislature declared it a "paramount goal" to
provide a public education system of "sufficient quality" to
afford all children the opportunity to participate in, and
contribute to, the political, social, and economic life of the
Commonwealth. G. L. c. 69, § 1, as appearing in St. 1993,
c. 71, § 27. The Legislature further identified four specific
policy goals the Reform Act was intended to ensure: "(1) that
16
each public school classroom provides the conditions for all
pupils to engage fully in learning as an inherently meaningful
and enjoyable activity without threats to their sense of
security or self-esteem, (2) a consistent commitment of
resources sufficient to provide a high quality public education
to every child, (3) a deliberate process for establishing and
achieving specific educational performance goals for every
child, and (4) an effective mechanism for monitoring progress
toward those goals and for holding educators accountable for
their achievement." Id.
In furtherance of these purposes, the Reform Act made
several changes to the statutory scheme governing teacher
dismissals, including shifting from school committees to
principals and superintendents the responsibility for dismissing
teachers, mandating that teachers' appeals from dismissal
decisions proceed directly to arbitration, and providing for
limited review of an arbitrator's award, rather than de novo
review of the dismissal decision, in Superior Court. Compare
G. L. c. 71, § 42, as amended through St. 1988, c. 153, §§ 4-6,
with G. L. c. 71, § 42, as appearing in St. 1993, c. 71, § 44.
According to the teacher dismissal statute as enacted in
1993, school officials may not dismiss a teacher with
17
"professional teacher status" 8 except for "inefficiency,
incompetency, incapacity, conduct unbecoming a teacher,
insubordination or failure on the part of the teacher to satisfy
teacher performance standards . . . or other just cause." G. L.
c. 71, § 42, par. 3. If a teacher elects to appeal a dismissal
decision to an arbitrator, the burden is on the school district
to prove that its dismissal decision was based on one of the
grounds set forth in the statute. G. L. c. 71, § 42, par. 5.
The statute further provides the standard by which the
arbitrator must review the school district's decision.
Specifically, the statute states: "In determining whether the
district has proven grounds for dismissal consistent with this
section, the arbitrator shall consider the best interests of the
pupils in the district and the need for elevation of performance
standards." Id.
Finally, the statute sets forth the range of remedies an
arbitrator may grant to a teacher upon a finding that the
8
Under § 41 of G. L. c. 71, a teacher who has served in the
public schools of a school district for the three previous
consecutive years is afforded "professional teacher status," and
is entitled to the procedural and substantive employment
protections set forth in G. L. c. 71, § 42. Zagaeski was a
teacher with professional teacher status at the time of his
dismissal.
18
dismissal decision was "improper under the standards set forth
in this section." 9 G. L. c. 71, § 42, par. 6.
4. Discussion. The school committee argues in part that
the arbitrator exceeded the scope of authority set forth in the
teacher dismissal statute by modifying the punishment imposed by
the school district despite having found that the school
district carried its burden to show conduct unbecoming a
teacher. The school committee contends that the arbitrator here
found that Zagaeski's conduct constituted conduct unbecoming a
teacher because it is the facts found and the manner in which
they are described by the arbitrator, not the label ascribed to
the conduct, that is dispositive. See Geller, 435 Mass. at 231
(Cordy, J., concurring). The arbitrator found Zagaeski's
conduct to be "obviously . . . inappropriate," in violation of
9
We reject Zagaeski's argument that the remedial language
contained in paragraph six of the teacher dismissal statute is
the source of the arbitrator's authority. The provision states
in part, "Upon a finding that the dismissal was improper under
the standards set forth in this section, the arbitrator may
award [equitable remedies]." Plainly, this is a reference back
to the standards by which a school district may dismiss a
teacher and according to which an arbitrator must review a
decision. G. L. c. 71, § 42, pars. 3, 5, 6. This provision
does not authorize the arbitrator to alter any disciplinary
penalty he or she finds to be "improper" according to the
dictionary definition of "improper" and without reference to the
substantive standards set forth in paragraphs three and five of
the statute. Furthermore, the range of equitable remedies
available enables an arbitrator to make a teacher whole if the
school district is found to have failed to carry its burden to
show a valid basis for dismissal. The range of remedies does
not imply complete discretion of the arbitrator to impose a
different punishment that he or she prefers.
19
the school district's sexual harassment policy, subjectively
offensive, and of the sort to create a "hostile educational
environment." Thus, the arbitrator described the conduct in a
manner establishing that Zagaeski's comments constituted conduct
unbecoming a teacher even though the arbitrator concluded that
the conduct only "nominally" rose to that level. 10 Id. at 231 &
nn.6-7 (Cordy, J., concurring).
The school committee further argues in favor of the
interpretation of the statute set forth in Justice Cordy's
concurrence in Geller. See 435 Mass. at 231, 234 (Cordy, J.,
concurring). Specifically, the school committee argues that
once an arbitrator concludes that the school has proved one of
the grounds upon which the statute permits dismissal, the
arbitrator is not authorized then to impose a lesser punishment
than that selected by the school. See id. According to the
school committee, footnote seven in Justice Cordy's concurrence
could then be understood to mean that only in a circumstance
10
Prior to the Reform Act, comments alone, without other
physical conduct, were recognized as sufficient to constitute
"conduct unbecoming a teacher." See MacKenzie v. School Comm.
of Ipswich, 342 Mass. 612, 616 (1961). Although the Reform Act
made significant changes to the teacher dismissal statute, it
preserved "conduct unbecoming a teacher" as a permitted ground
for dismissal of a teacher. Compare G. L. c. 71, § 42, as
appearing in St. 1993, c. 71, § 44, with G. L. c. 71, § 42, as
amended through St. 1988, c. 153, §§ 4-6. Where the Legislature
reenacts statutory language following a judicial interpretation
of it, the Legislature is presumed to accept that
interpretation. Boston Hous. Auth. v. Bell, 428 Mass. 108, 110
(1998), and cases cited.
20
where the conduct at issue is so minor that it does not, in
substance, constitute conduct unbecoming a teacher or another
enumerated ground permitting dismissal does the arbitrator have
the authority to alter the punishment imposed by the school.
See id. at 231 n.7 (Cordy, J., concurring). The school
committee contends that here, the conduct found by the
arbitrator was sufficiently egregious to constitute in
substance, not merely in name, conduct unbecoming a teacher.
Therefore the arbitrator's decision does not fall into the
narrow exception for "nominal" conduct contemplated in Justice
Cordy's concurrence in Geller. See id.
Zagaeski argues, however, that the language of the teacher
dismissal statute in fact permits an arbitrator to adjust the
discipline imposed upon a teacher even after finding that the
conduct rises to the level of one of the grounds for which
dismissal is permitted by the statute. Specifically, Zagaeski
contends that the language of G. L. c. 71, § 42, par. 6,
contemplates the adjustment of a disciplinary penalty by the
arbitrator in that it states, "Upon a finding that the dismissal
was improper under the standards set forth in this section, an
arbitrator may award back pay, benefits, reinstatement, and any
other appropriate non-financial relief or any combination
thereof" (emphasis added). G. L. c. 71, § 42, par. 6. Zagaeski
argues that the finding that dismissal is "improper" may arise
21
from the arbitrator's conclusion that the school district failed
to carry its burden to show conduct permitting dismissal, or it
may arise from the arbitrator's independent conclusion that
dismissal was excessive in light of the nature of the misconduct
found to have occurred. Further, Zagaeski argues that the
arbitrator cannot have exceeded his authority by considering
Zagaeski's past performance as a teacher in determining that his
dismissal would not be in the best interest of the students in
the district because the dismissal statute mandates that the
arbitrator engage in such an inquiry. G. L. c. 71, § 42,
par. 5.
a. Scope of arbitrator's authority to alter discipline
imposed by school district. The teacher dismissal statute does
not grant the arbitrator the discretion to adjust the discipline
selected by the school district to the extent Zagaeski
maintains. The purpose of the Reform Act was not to enhance the
employment rights of public school teachers. See G. L. c. 69,
§ 1, as appearing in St. 1993, c. 71, § 27. Rather, the stated
purposes of the Reform Act express a concern for the increased
accountability of educators and the improvement of the quality
of education provided in public schools. Id. Further, the Act
eliminated the teacher tenure system, and its reforms to the
teacher dismissal statute were intended to "depoliticize and
streamline" the teacher dismissal process. St. 1993, c. 71,
22
§ 44. 1992 House Doc. No. 5750, at 2 (letter from Governor
William Weld accompanying first draft of Reform Act).
To be sure, the Act preserved certain employment
protections for public school teachers who achieve professional
teacher status, and it replaced the phrase "good cause" with
"just cause" in the catchall provision of the teacher dismissal
statute. Compare G. L. c. 71, § 42, as amended by St. 1993,
c. 71, § 44, with G. L. c. 71, § 42, as amended through St.
1988, c. 153, §§ 4-6. See Geller, 435 Mass. at 233 n.9 (Cordy,
J., concurring) (describing use of the phrase "just cause" as
ensuring that dismissals under the catchall provision were
limited to serious misconduct). However, these changes were
intended to serve as a means of furthering the Act's central
goal of enhancing the quality of the Commonwealth's public
schools, not as an end in themselves. See Atwater, 460 Mass. at
846, 854. The Act affords some measure of employment protection
for teachers to enable schools to attract and retain excellent
educators while still ensuring that principals and
superintendents can act swiftly in making critical staffing
decisions in the schools for which they are responsible. See
id.; Davis v. School Comm. of Somerville, 307 Mass. 354, 362
(1940) ("Manifestly one of the most important duties involved in
the management of a school system is the choosing and keeping of
proper and competent teachers"). The Legislature's decision to
23
shift dismissal decisions to principals and superintendents and
away from school committees, combined with the Governor's stated
goal of "depoliticizing" the teacher dismissal process,
indicates that the statute was intended to ensure that teachers
were dismissed only for valid reasons. However the Legislature
did not necessarily intend for arbitrators to have broad
discretion to adjust disciplinary decisions based on misconduct
that the school had carried its burden to establish.
Our decisions prior to the Reform Act help to shed light on
the balance the Act was intended to achieve between empowering
school officials to manage the teaching staff effectively while
providing some measure of protection to professional status
teachers. Specifically, cases prior to the Reform Act expressed
concern over teacher dismissal decisions by school committees
that were based on "personal hostility, ill will or political
animosity" such that the school's stated grounds for dismissal
were nothing more than pretext. MacKenzie v. School Comm. of
Ipswich, 342 Mass. 612, 619 (1961). See Kelley v. School Comm.
of Watertown, 330 Mass. 150, 151 (1953) (reorganization of
school administration was "subterfuge" and undertaken in bad
faith to enable school committee to demote and replace
petitioner); Sweeney v. School Comm. of Revere, 249 Mass. 525,
529-530 (1924) (school committee voted to eliminate position of
24
principal not on good faith need to conserve resources but due
to disagreement with principal's political views).
Similar concerns animate footnote seven in Justice Cordy's
concurring opinion in Geller, 435 Mass. at 231 n.7. Justice
Cordy concluded that the teacher dismissal statute does not
permit an arbitrator to override a school district's decision to
dismiss a teacher if the arbitrator finds that the school has
proved conduct amounting to one of the grounds permitting
dismissal. Id. at 231. However, Justice Cordy acknowledged
that at the same time, the statute would permit an arbitrator to
override a school district's dismissal decision if the
misconduct in issue is so minor that it does not, in substance,
constitute the sort of misconduct for which the statute permits
dismissal. Id. at 231 n.7.
Consequently, if an arbitrator finds that the school
district has labeled a teacher's conduct "conduct unbecoming a
teacher" when the conduct does not, in substance, truly rise to
that level, or that the school district has used that label
merely as a pretext to dismiss the teacher based on personal,
political, or other unauthorized bases, the arbitrator is
empowered to vacate the punishment imposed by the school
district. Thus, the statutory directive requiring arbitrators
to consider the best interests of the pupils and the need to
elevate performance standards in reviewing whether the school
25
district carried its burden to show conduct permitting dismissal
is intended in part to prevent politically motivated dismissal
decisions. Indeed, the standards governing the arbitrator's
review are likely intended to serve as a direct reminder to the
arbitrator of the purposes underlying the Reform Act and the
proper considerations for a school district to undertake in its
dismissal decisions. See Geller, 435 Mass. at 235.
In this case, however, there is no indication in the record
before us that the grounds on which Zagaeski was dismissed were
mere pretext or that his misconduct was so minor that it did not
in substance constitute one of the enumerated bases on which the
statute permits dismissal. Therefore, Justice Cordy's
observation in footnote seven in Geller regarding "minor"
misconduct, and the concerns expressed in early case law
regarding political dismissals based on "subterfuge," are not
implicated here.
Public school teachers hold a position of special public
trust. Perryman v. School Comm. of Boston, 17 Mass. App. Ct.
346, 349 (1983) ("There are certain forms of employment which
carry a position of trust so peculiar to the office and so
beyond that imposed by all public service that conduct
consistent with this special trust is an obligation of the
employment"). Dupree v. School Comm. of Boston, 15 Mass. App.
Ct. 535, 538 (1983). They are responsible for more than
26
teaching basic academic skills. See Geller, 435 Mass. at 238-
239 (Ireland, J., concurring in the result) ("a teacher's
responsibilities include the maintenance of a safe environment
that is conducive to . . . students' growth"). As we recently
acknowledged, "[s]tudents must be able to trust that they will
be safe in the presence of their teachers and coaches. They
must be able to rely on their teachers and coaches to exercise
sound judgment and maintain appropriate boundaries, even when
they themselves may be unable to do so." Atwater, 460 Mass. at
852 (quoting underlying arbitration award). The creation of a
hostile learning environment through sexual harassment, whether
verbal or physical, can be detrimental to the well-being of
students who experience such harassment in part because it may
unreasonably interfere with their education. See G. L. c. 151C,
§ 1 (e). Moreover, citizens of this Commonwealth, including
public school students, have a constitutional right to be free
from gender-based discrimination, which includes certain forms
of sexual harassment. Art. 1 of the Massachusetts Declaration
of Rights, as amended by art. 106 of the Amendments to the
Massachusetts Constitution. O'Connell v. Chasdi, 400 Mass. 686,
693 (1987) (concluding that sexual harassment can violate rights
secured under art. 1). Numerous statutory enactments also make
clear the importance of protecting children from sexual
harassment in school. See G. L. c. 151C, § 2 (g) (sexual
27
harassment of student in any program or course of study in
educational institution is unfair educational practice); G. L.
c. 214, § 1C (granting right to be free from sexual harassment
as defined in G. L. cc. 151B and 151C); 603 Code Mass. Regs.
§ 26.07(2) (requiring public schools to strive to prevent sexual
harassment and to respond promptly to reports of its
occurrence). Zagaeski's conduct undermined these policies, as
well as one of the central purposes of the Reform Act: to
ensure an educational setting that safeguards, rather than
warps, a child's self-esteem. See G. L. c. 69, § 1, as
appearing in St. 1993, c. 71, § 27.
Of additional concern, teachers are in part responsible for
instilling core constitutional values in students in preparation
for their participation as citizens in a democracy. See Dupree,
15 Mass. App. Ct. at 539. A teacher who models sexually
harassing behavior in front of public school students as if it
is all in good fun undercuts our constitutional value of freedom
from gender discrimination. See O'Connell, 400 Mass. at 693.
Indeed, students who witness a teacher engage in such conduct
may come to believe that such conduct is acceptable in an
academic or professional setting. See Dupree, supra at 538,
quoting Faxon v. School Comm. of Boston, 331 Mass. 531, 534
(1954) ("As role models for our children [teachers] have an
'extensive and peculiar opportunity to impress [their] attitude
28
and views' upon their pupils"). Inculcation of those sorts of
values by teachers is not acceptable in our public schools.
The Reform Act specifically vested in principals the power
to dismiss teachers, subject to review and approval by
superintendents, in order to raise the accountability of school
officials for the success of their schools. See St. 1993,
c. 71, § 44. See also Pittsfield, 438 Mass. at 760; Higher
Educ. Coordinating Council/Roxbury Community College v.
Massachusetts Teachers' Ass'n/Mass. Community College Council,
423 Mass. 23, 29 n.6 (1996); 1992 House Doc. No. 5750, at 2. We
have long-recognized decisions regarding teacher employment as
central to effective school management. See Higher Educ. Coord.
Council, supra at 28-29; School Comm. of W. Springfield v.
Korbut, 373 Mass. 788, 794-795 (1977); Davis, 307 Mass. at 362.
Although undoubtedly a difficult decision, the superintendent
undertook a thorough investigation, determined that Zagaeski
engaged in conduct unbecoming a teacher, and dismissed him on
that ground. This determination was within the superintendent's
statutory authority and was not unwarranted in light of the
broader implications of Zagaeski's conduct and the purposes
underlying the Reform Act. See G. L. c. 69, § 1; G. L. c. 71,
§ 42.
b. Best interests of the pupils in the district and the
need to elevate performance standards. We further acknowledge
29
that the teacher dismissal statute does authorize the arbitrator
to engage in a substantive review of dismissal decisions insofar
as it requires arbitrators to consider the "best interests of
the pupils in the district and the need for elevation of
performance standards." See G. L. c. 71, § 42, par. 5. To
conclude otherwise would render the statutory mandate that the
arbitrator undertake these considerations effectively
meaningless. See Geller, 435 Mass. at 242-243 (Cowin, J.,
dissenting). However, we disagree that this statutory language
authorizes an arbitrator to draw on a teacher's past performance
to override a dismissal decision based on a teacher's conduct
having threatened the safety and welfare of his or her students.
If a teacher's past performance could be used as a basis on
which an arbitrator could award reinstatement -- because, as
here, the arbitrator concluded it was in the students' best
interests to have high performing teachers -- then the "need for
elevation of performance standards" and the "best interests of
the pupils" would come to mean the same thing. However, the
statute should not be construed to render one of the two
standards governing the arbitrator's review as redundant of the
other. School Comm. of Brockton v. Teachers' Retirement Bd.,
393 Mass. 256, 262 (1984), quoting 2A C. Sands, Sutherland
Statutory Construction § 46.06 (4th ed. 1973) ("[A] statute
should be construed so that effect is given to all its
30
provisions, so that no part will be inoperative or
superfluous").
The distinct meanings of these two standards can be
ascertained by reference to the other provisions of the teacher
dismissal statute and the stated purposes of the Reform Act.
See Saccone v. State Ethics Comm'n, 395 Mass. 326, 334-335
(1985) (statutes should be construed to constitute "harmonious
whole"; otherwise their purpose may be defeated [citation
omitted]). When the Legislature enacted the Reform Act, it
identified the importance of safeguarding students' "sense of
security or self-esteem" in the classroom as distinct from,
though equally as important as, the establishment and
achievement of specific educational performance goals. G. L.
c. 69, § 1, as appearing in St. 1993, c. 71, § 27. This
distinction between safety and well-being on one side and
academic achievement on the other is also mirrored in the
enumerated grounds on which a school district may dismiss a
professional status teacher. In one category, a school district
may dismiss a teacher for performance-based reasons including
"inefficiency," "incompetency," or failure to satisfy
performance standards. G. L. c. 71, § 42, par. 3. In the other
category, a school district may dismiss a teacher for conduct
that jeopardizes the well-being of students or the proper
functioning of the school community, including "conduct
31
unbecoming a teacher," "insubordination," or "incapacity." Id.
Therefore, the standards by which the arbitrator must review a
dismissal decision should be construed in light of this same
distinction.
Where the teacher conduct in issue is performance-based,
the arbitrator should consider the school district's decision
primarily in light of the need to raise performance standards.
However, when the conduct in issue has jeopardized the safety or
self-esteem of students in the classroom setting, the arbitrator
should consider the best interests of the pupils primarily in
light of the pupils' interest in a safe learning environment.
Here, the arbitrator permitted the pupils' interest in the
academic success of their school to override their interest in a
safe, supportive classroom environment. This determination was
in excess of the arbitrator's authority because it had the
effect of nullifying one of the stated purposes of the Reform
Act. The Legislature cannot have intended a teacher's past
academic performance to be used to justify reinstatement of a
teacher found to have engaged in conduct that created a hostile
learning environment for certain students. See Commonwealth v.
Parent, 465 Mass. 395, 409 (2013) (statutes may not be
interpreted so as to yield absurd results). Despite Zagaeski's
apparent success as a classroom teacher, that "track record"
should not be used to conclude that it is in the "best
32
interests" of students to reinstate a teacher who was found to
have violated the school's sexual harassment policy. 11 By
awarding reinstatement of Zagaeski based on an interpretation of
the "best interests of the pupils" to mean the same thing as
"the need to elevate performance standards," the arbitrator's
award overrode the superintendent's decision on an unauthorized
basis and runs contrary to the core purposes of the Reform Act
and the high standards of conduct the public expects from its
teachers.
11
Although a teacher's length of service and past
performance may be considered as factors mitigating against
dismissal under the rubric of "just cause" in collective
bargaining agreements, and the Reform Act replaced the phrase
"good cause" with "just cause" as an enumerated basis on which a
teacher may be dismissed, the teacher dismissal statute does not
permit an arbitrator to engraft an additional just cause
analysis onto each of the grounds enumerated in the statute on
which dismissal may be based. See St. 1993, c. 71, § 44. See
also School Dist. of Beverly v. Geller, 435 Mass. 223, 231, 233
& n.9 (2001) (Cordy, J., concurring). A plain reading of the
teacher dismissal statute makes clear that a school district may
dismiss a teacher for any of the enumerated bases "or other just
cause" (emphasis added). G. L. c. 71, § 42. Therefore, the
statute implies that dismissal based on any of the enumerated
grounds would be just cause, and "other just cause" stands alone
as an additional ground upon which dismissal may be based. The
phrase "other just cause" does not permit a reduction in the
penalty imposed for conduct constituting one of the other
enumerated grounds. See Geller, supra at 232-233 & n.9 (Cordy,
J., concurring). This interpretation of the statute comports
with a long history of judicial interpretation of similarly
worded provisions in collective bargaining agreements. Id. at
232 & n.8 (Cordy, J., concurring), and cases cited.
Consequently, the fact that the Reform Act replaced "other good
cause" with "other just cause" as a basis for dismissal, without
further change to the text of the provision, is not sufficient
to indicate a legislative intent to import an additional just
cause analysis into the other grounds permitting dismissal.
33
5. Conclusion. For the foregoing reasons, the order of
the Superior Court confirming the arbitrator's award is vacated,
and the case is remanded to the Superior Court for entry of an
order vacating the arbitration award.
So ordered.
LENK, J. (dissenting). The arbitrator's decision, fairly
read, reflects his conclusion that the plaintiff, the school
committee of Lexington, did not carry its burden of proving that
the defendant, Mark Zagaeski, engaged in the serious misconduct
necessary to establish "conduct unbecoming a teacher," one of
six enumerated grounds on which a teacher with professional
status can be dismissed under G. L. c. 71, § 42. Instead, based
on all of the evidence adduced at the arbitration hearing, he
determined that Zagaeski's isolated episode of inappropriate
behavior, while fitting nominally within that statutory
category, was only minor in nature. This was a determination
well within the scope of the arbitrator's authority. Hence, I
respectfully dissent, parting company as I do with the court's
independent assessment of the facts as found, its determination
that the conduct at issue could not be deemed anything other
than the requisite serious misconduct warranting dismissal, and
its conclusion that, by reinstating Zagaeski, the arbitrator
exceeded the scope of his authority. To the extent that the
arbitrator imposed alternative discipline upon Zagaeski,
however, I agree that he exceeded the scope of his authority.
While the school authorities did not satisfy the statutory
requirements when dismissing Zagaeski, it is solely within their
purview whether other discipline instead should be imposed. I
2
would accordingly remand the matter. See School Dist. of
Beverly v. Geller, 435 Mass. 223, 224 (2001) (Geller).
1. Statutory framework. General Laws c. 71, § 42,
delineates the circumstances under which teachers who have
attained professional status can be dismissed, as well as the
scope of arbitrators' review of such dismissals. Three
paragraphs of the statute are particularly relevant here. I
begin with an analysis of these paragraphs, informed by the
somewhat unsettled case law construing them, including both
Justice Cordy's concurring opinion and Justice Cowin's
dissenting opinion in Geller, supra. 1 See Atwater v.
Commissioner of Educ., 460 Mass. 844, 858 n.11 (2011).
General Laws c. 71, § 42, third par., enumerates six
grounds on which a teacher with professional status may be
dismissed: inefficiency, incompetency, incapacity, conduct
unbecoming a teacher, insubordination, failure to satisfy
performance standards, "or other just cause." General Laws
c. 71, § 42, fifth par., allocates to the district the burden of
proving one of these grounds, and provides that, "[i]n
determining whether the district has proven grounds for
1
No opinion in School Dist. of Beverly v. Geller, 435 Mass.
223 (2001) (Geller), garnered a majority. Justice Cordy
authored a concurring opinion, with whom Chief Justice Marshall
and Justice Sosman joined. Justice Ireland wrote a separate
opinion, concurring in the result, with which Justice Cordy also
joined. Justice Cowin dissented, and was joined by Justice
Greaney and Justice Spina.
3
dismissal . . . , the arbitrator shall consider the best
interests of the pupils in the district and the need for
elevation of performance standards."
If, in making such a determination, the arbitrator
concludes that the district failed to carry its burden of
proving an enumerated ground for dismissal, thereby rendering
the dismissal "improper under the standards set forth in [G. L.
c. 71, § 42,]" the sixth paragraph of the statute authorizes the
arbitrator to award certain remedies to the teacher, namely,
"back pay, benefits, reinstatement, and any other appropriate
non-financial relief or any combination thereof." 2
As the court recognizes, the question regarding an
arbitrator's authority to reinstate a teacher who has been found
to have engaged in conduct only nominally constituting an
enumerated ground for dismissal remains unresolved after Geller,
supra. This reflects in no small measure the deep division in
the Geller court as to the arbitrator's proper role, represented
by Justice Cordy's and Justice Cowin's opposing opinions.
Although neither opinion is entirely consonant with my own view
of the statute, both recognize, as I do, that the school
district does not satisfy its burden of proving the propriety of
the discipline imposed simply by showing facts that could
2
The arbitrator may not, however, award "punitive,
consequential, or nominal damages, or compensatory damages other
than back pay, benefits or reinstatement." G. L. c. 71, § 42,
sixth par.
4
conceivably amount to an enumerated ground for dismissal,
without regard to the gravity of the act said to have occurred.
Rather, under both Justice Cordy's and Justice Cowin's
interpretations of the statute, the arbitrator is assigned the
duty to determine whether the facts adduced in fact establish
"serious misconduct" warranting dismissal on an enumerated
ground. See Geller, supra at 231 n.7 (Cordy, J., concurring);
Geller, supra at 241 (Cowin, J., dissenting). In other words,
not all conduct that a school district may see fit to
characterize as constituting an enumerated ground for dismissal
will in fact rise to the level of serious misconduct that the
Legislature envisioned would justify terminating a teacher who
has attained professional status. It is the statutorily
appointed role of the arbitrator to determine whether proven
conduct does indeed rise to that level.
Indeed, that only "serious misconduct" will constitute an
enumerated ground for dismissal is implied by the Legislature's
insertion, in the 1993 amendment, of a new category of "other
just cause," and its simultaneous deletion of "other good cause"
as a ground for dismissal. See St. 1993, c. 71, § 44. As
Justice Cordy observed in Geller, supra at 233 n.9, "[i]t is
reasonable . . . to conclude from the substitution of the word
'just' for 'good' that the Legislature intended to limit the
broad range of conduct that had previously been considered as
5
warranting dismissal in this catchall category, to serious
misconduct." 3
According to Justice Cordy's view, however, once an
arbitrator determines that a school district has proved "serious
misconduct" amounting to an enumerated ground for dismissal,
"the arbitrator does not have the authority to judge whether
discharge is an excessive penalty for the violation committed."
Id. at 232 (Cordy, J., concurring). The arbitrator is
"preclude[d] . . . from conducting a further 'just cause'
analysis (e.g., weighing the teacher's prior record against the
misconduct for the purpose of justifying a different sanction)
3
Although the court asserts that the purpose of the
Education Reform Act of 1993 (Reform Act), which amended G. L.
c. 71, § 42, was not to enhance the employment rights of public
school teachers, ante at , there is also nothing to suggest
that the amendment was intended to diminish the rights of
teachers with professional status. If anything, insofar as the
shift from a "good cause" to a "just cause" standard imposed a
higher burden on schools, the Reform Act in fact provided
greater protection to teachers with professional status, by
limiting the circumstances under which they could be dismissed.
See Geller, supra at 233 n.9 (Cordy, J., concurring), and cases
cited (explaining that "good cause" had been understood to mean
"any ground which is put forward [by the supervising authority]
in good faith and which is not arbitrary, irrational,
unreasonable, or irrelevant to the . . . task of building up and
maintaining an efficient school system," whereas "just cause"
suggests "substantial misconduct which adversely affects the
public interest" [citations omitted]). Compare G. L. c. 71,
§ 42, as appearing in St. 1993, c. 71, § 44, with G. L. c. 71,
§ 42, as amended through St. 1988, c. 153, §§ 4-6.
Due regard for employment rights is hardly at odds with the
stated purposes of the Reform Act to which the court refers,
namely, to increase the accountability of educators and to
improve the quality of education provided in public schools.
See G. L. c. 69, § 1, as appearing in St. 1993, c. 71, § 27.
6
once he has found that one of the enumerated grounds for
dismissal has been proved." Id. at 234.
Justice Cowin, on the other hand, would have concluded that
the statute authorizes an arbitrator to determine "both whether
the grounds [for dismissal] alleged by the school district have
occurred and, if so, whether such grounds warrant dismissal."
Id. at 241 (Cowin, J., dissenting). According to Justice Cowin,
assessing whether the proven grounds warrant dismissal, or
merely a less severe penalty, is not only within the
arbitrator's discretion, but required by the statutory directive
that arbitrators consider "the best interests of the pupils in
the district and the need for elevation of performance
standards." See G. L. c. 71, § 42, fifth par.; Geller, supra at
242-243 & n.2 (Cowin, J., dissenting).
I agree with Justice Cowin that G. L. c. 71, § 42,
authorizes an arbitrator to assess whether the facts found
warrant dismissal. In my view, it is within the scope of an
arbitrator's authority to determine both whether the conduct
alleged by the school district in fact occurred, and, if it did,
to decide whether such conduct "r[o]se to the level of [serious]
misconduct contemplated by the statute as a ground for
dismissal." Geller, supra at 231 n.7 (Cordy, J., concurring).
In performing the latter task of determining whether the
district has proved grounds for dismissal, the statute requires
7
the arbitrator to take into account "the best interests of the
pupils in the district and the need for elevation of performance
standards." G. L. c. 71, § 42, fifth par.
The Legislature has provided for meaningful review by
accredited professional arbitrators, see G. L. c. 71, § 42,
fourth par., of decisions made by school authorities to
terminate teachers with professional status. This review is to
assure that such decisions are based only on the serious
misconduct that the statute details and, of necessity,
encompasses both a determination of what occurred and a
contextualized assessment of its gravity. The credentialed
arbitrator is thus tasked not only with finding facts, but also
with weighing those facts in conjunction with the mandatory
student-interest and performance criteria, see G. L. c. 71,
§ 42, fifth par., to ascertain whether dismissal is warranted.
An arbitrator who does this, and concludes that dismissal was
not in fact substantiated, does not thereby overstep his bounds
and usurp the role of school authorities. Rather, in so doing,
the arbitrator fulfills his or her statutorily mandated duty of
discerning whether the district sustained its burden of proving
an enumerated ground for dismissal. 4
4
Of course, there may be situations in which an
arbitrator's reinstatement of a teacher, after finding that the
school district had not sustained its burden, would violate
public policy, an independent ground to vacate an arbitrator's
award. See Massachusetts Highway Dep't v. American Fed'n of
8
Unlike Justice Cowin, however, I do not believe that the
statute empowers arbitrators to impose alternative penalties on
teachers, short of dismissal, that the arbitrator perceives to
be more proportional to the severity of the misconduct he or she
determined to have occurred. The sixth paragraph of the statute
sets out the actions that arbitrators are authorized to take if
they conclude that dismissal was "improper." Those actions are
remedial in nature, and are limited to awarding "back pay,
benefits, reinstatement, and any other appropriate non-financial
relief or any combination thereof"; the statute makes no express
provision for the exercise of an arbitrator's own judgment in
choosing an ostensibly fair punishment. See G. L. c. 71, § 42,
sixth par. The statute thus contemplates that an arbitration
hearing will have one of two outcomes: either the arbitrator
will determine that the district carried its burden, upholding
its dismissal decision, or the arbitrator will find that the
district did not carry its burden, reversing the district's
decision and awarding the teacher some form of relief. Should
the school district's dismissal decision be reversed, it remains
solely within the purview of the district to determine whether
State, County & Mun. Employees, Council 93, 420 Mass. 13, 16-19
(1995). The court does not rely on public policy grounds here,
and indeed, "[n]o public policy requires that a teacher be fired
in these circumstances." Geller, supra at 247 (Cowin, J.,
dissenting).
9
other discipline should then be imposed. See G. L. c. 71,
§ 42D.
In sum, I believe that it is the proper function of the
arbitrator to find and weigh the facts, and subsequently either
to reverse or to uphold a school district's dismissal decision,
but not to reduce the punishment imposed by the school. I now
turn to a discussion whether the arbitrator here acted within
the scope of his authority.
2. Arbitrator's finding that Zagaeski committed "nominal"
misconduct. In substantial reliance on footnote 7 of Justice
Cordy's concurring opinion in Geller, supra, the arbitrator
found, based on the undisputed facts, 5 that the school district
did not meet its burden of proving an enumerated ground for
dismissal. Footnote 7 states,
"We note that the arbitrator found [the
teacher's] actions to constitute serious misconduct
('totally inappropriate,' 'unacceptable,' which
5
Zagaeski was the only witness at the arbitration hearing;
neither the seventeen year old female student who brought
Zagaeski's comments to the school's attention nor other
witnesses with firsthand knowledge of the underlying events
testified. In addition to Zagaeski's uncontradicted testimony
(which "provided important context regarding what was going on
and being said immediately before, during, and after he made the
comments in question to the [seventeen] year old student,") the
arbitrator had before him a letter that Zagaeski had written
during the investigation to the assistant superintendent as well
as other statements he and his counsel made to the district's
representatives during that period. The arbitrator stated, "To
meet its burden of persuasion, the school district in this
proceeding has relied entirely upon what it asserts are facts as
admitted to by Dr. Zagaeski himself."
10
'cannot be condoned'), a finding consistent with the
evidence adduced at the arbitration hearing. This is
not the case of an arbitrator finding a teacher to
have engaged in minor misconduct that, however,
nominally fit within a category on which dismissal
could be based. In such circumstances, an
arbitrator's finding that the conduct did not rise to
the level of misconduct contemplated by the statute as
a ground for dismissal is one that would likely lie
within the scope of his authority."
Geller, supra at 231 n.7 (Cordy, J., concurring). The
arbitrator quoted this footnote in its entirety and used it to
frame his discussion of the import of Zagaeski's comments. At
the outset of his opinion, the arbitrator set forth a standard
of review that incorporated language from this footnote, noting
that both parties' briefs cited that standard as governing the
matter before him. 6
The arbitrator began his analysis by noting, rightly, that
Zagaeski's comments to the student regarding trading sexual
6
Although "the parties [cannot] properly authorize the
arbitrator to act beyond his statutory authority in any event,"
Geller, supra at 230 n.5 (Cordy, J., concurring), the standard
of review that the arbitrator set forth nonetheless sheds light
on the manner in which he undertook to analyze the facts at
hand. According to that standard,
"[I]f the arbitrator finds that the school
district has proven one of the six specifically listed
grounds for dismissal, and has proven that the
misconduct was serious rather than only minor in
nature, then the arbitrator must uphold the
termination decision, unless the arbitrator makes
specific and detailed findings that the 'best interest
of the pupils in the district . . .' warrant the
retention of the teacher notwithstanding the serious
misconduct which has occurred." (Emphasis supplied.)
11
favors for grades "obviously were inappropriate if taken
literally" and were inconsistent with the school district's
policy against sexual harassment. And, indeed, it goes without
saying that any insinuation that good grades are available for
barter, particularly in exchange for sexual favors, would be
wholly improper and have no place in the classroom.
But the arbitrator went on to make nuanced findings that
situated the exchange within the context of the "obviously
absurd joke" that the student had made to Zagaeski several days
before about paying him for a better grade, and another
student's comment about sexual favors, to which Zagaeski had
responded, "Don't be ridiculous." When the student again
reiterated her "ridiculous request" a couple days later,
Zagaeski "responded with a joking comment of his own," as a way
of referring to the recent exchange, something he considered to
be "like an inside joke" with the student.
Given the jesting context in which the remarks were made,
Zagaeski's lack of actual intent to solicit sexual favors from
the student, and the one-time nature of his behavior, the
arbitrator determined that Zagaeski's words essentially amounted
to "one ill-advised set of interrelated, joking comments, made
in response to ill-advised jokes initiated by his students," and
therefore only "nominally" fit within the category of conduct
unbecoming a teacher. However, the arbitrator did not, as the
12
court states, conclude that the school district had carried its
burden of establishing one of the six enumerated grounds for
dismissal. To the contrary, the arbitrator concluded that,
"[g]iven the relatively minor, and isolated character of Dr.
Zagaeski's misconduct, and his proven excellence as a teacher
over the course of his decade of work in the Lexington Public
Schools, the district has not proven grounds for
dismissal . . ." (emphasis supplied). As the Superior Court
judge observed, "[t]he arbitrator's findings regarding
Zagaeski's conduct appear to fit precisely within the scenario
set out by Justice Cordy in footnote 7 of [Geller, supra]." 7
The court acknowledges that this question, regarding an
arbitrator's authority to reinstate a teacher after finding that
he committed only nominal misconduct, was left open by Geller,
supra, but does not provide a direct answer. It instead engages
in its own assessment of the facts and concludes that,
notwithstanding the arbitrator's determination that Zagaeski
engaged in only nominal and isolated misconduct, it is not
7
Even if the arbitrator misapprehended the holding of
Geller, supra, his interpretation -- which the Superior Court
judge tracked -- was a reasonable one, particularly given the
fractured nature of the court's opinion in that case. And even
assuming that his interpretation was erroneous, "[a]bsent proof
of one of the grounds specified in G. L. c. 150C, § 11 (a), a
reviewing court is 'strictly bound by the arbitrator's factual
findings and conclusions of law, even if they are in error.'"
Atwater v. Commissioner of Educ., 460 Mass. 844, 848 (2011),
quoting School Comm. of Lowell v. Robishaw, 456 Mass. 653, 660
(2010).
13
possible that the conduct at issue was anything other than
serious, and, as such, the arbitrator acted outside of his
authority in "adjusting" the school's disciplinary decision. In
so doing, the court inappropriately substitutes its own judgment
for that of the arbitrator.
The court appears to share the school committee's
conviction that Zagaeski's very utterance of the words to the
student itself suffices to establish serious misconduct. But
words alone are only a piece of human communication. Words
shorn of context, taken only literally, are at a far remove from
language embedded in circumstance. In any attempt to understand
an event after the fact, establishing who said what generally
will only begin to reveal what actually happened. Indeed,
determining what actually happened, and the gravity of what
actually happened, is precisely what this arbitrator was called
upon to do and did. It is not for us to substitute our view for
his.
Given my view that the statute authorizes the arbitrator to
assess whether the facts as found warrant dismissal, and keeping
in mind the "well-settled principle of law that arbitration
awards are subject to a narrow scope of review," School Comm. of
Chicopee v. Chicopee Educ. Ass'n, 80 Mass. App. Ct. 357, 364
(2011), I cannot accept the court's analysis or conclusion in
14
this regard. 8 I would instead squarely hold that where, as here,
an arbitrator determines that the misconduct at issue was of a
minor or nominal nature and, as such, did not constitute the
serious misconduct necessary to satisfy an enumerated ground for
dismissal, he acts well within the scope of his authority when
concluding that the district has not sustained its burden of
8
Although arbitrators' factual findings are "not open for
our review," School Comm. of Lowell v. Robishaw, supra at 664,
the arbitrator's determination here that Zagaeski's isolated
instance of improper joking with a student constituted minor
misconduct, only nominally "conduct unbecoming a teacher," is,
in any event, supported by the record, particularly when
compared to conduct that has been deemed to fit the rubric of
conduct unbecoming a teacher in other cases. For example, in
Atwater v. Commissioner of Educ., supra at 849-850, the
arbitrator found that the teacher invited a student to his house
and while there, "inappropriately touched [her], touching her
back, reaching down her shirt, and touching her buttocks in a
sexual manner as well as hugging the student in an attempt to
restrain her from leaving." In addition, the teacher "made
numerous attempts" to contact the student via electronic mail
and telephone, through her friends, and by following her vehicle
and visiting her home, which the arbitrator labeled "serious"
misconduct. Id. at 850, 852.
Similarly, in Geller, supra at 226-227 & n.3, the
arbitrator found that the teacher, who had received a warning
from school authorities prior to his dismissal, engaged in
"unacceptable" conduct over the course of seven months,
culminating in three separate incidents involving the use of
physical force against students. Quite unlike here, the
arbitrator in that case "found facts and described those facts
in a manner that clearly establishe[d the teacher's] conduct to
be 'conduct unbecoming a teacher.'" Id. at 231.
Thus, both these cases involved a pattern of serious
misconduct over a prolonged period of time, distinguishable from
the isolated and quite dissimilar nature of the misconduct at
issue in this case.
15
proving grounds for dismissal. See G. L. c. 71, § 42, fifth
par.
Far from an arbitrary substitution of the arbitrator's own
judgment for that of the school district, such a determination
amounts to a conclusion that the dismissal was "improper," as
per G. L. c. 71, § 42, sixth par. Upon such a finding of
impropriety, the arbitrator is empowered to "award back pay,
benefits, reinstatement, and any other appropriate non-financial
relief or any combination thereof." G. L. c. 71, § 42, sixth
par. Thus, I believe that the arbitrator here did not exceed
his authority in reinstating Zagaeski, particularly in light of
his clear reliance on footnote 7 of Justice Cordy's concurrence
in Geller, supra, which essentially provided a roadmap for his
decision. I would therefore leave intact the reinstatement
award here. 9
3. Arbitrator's consideration of "best interests of the
pupils in the district and the need to elevate performance
standards". General Laws c. 71, § 42, fifth par., instructs
arbitrators to "consider the best interests of the pupils in the
9
Whether the arbitrator exceeded his authority in
reinstating Zagaeski is the central issue that the parties
dispute in the case, and, as I have explained, I would hold that
he did not. Because, however, as discussed supra, I do not
believe that the statute empowers arbitrators to impose
alternative discipline short of dismissal, I would hold that the
arbitrator lacked authority to order two days of unpaid
suspension, and remand to the Superior Court for entry of an
order that the arbitrator's decision be revised accordingly.
16
district and the need for elevation of performance standards" in
determining whether the school district has proved grounds for
dismissal. The court decouples this consideration into two
separate criteria, applicable to different enumerated grounds
for dismissal, in a manner that I believe is not supported by
the statutory language and will prove unworkable in practice.
The court breaks the six enumerated grounds warranting
dismissal, set forth in G. L. c. 71, § 42, third par., into two
categories of misconduct, namely, "performance-based" misconduct
on the one hand, and misconduct that "jeopardize[s] the safety
or self-esteem of students in the classroom setting" on the
other. Ante at . The category of misconduct at issue, the
court holds, determines whether the arbitrator is to consider
"the need to raise performance standards," or "the best
interests of the pupils primarily in light of the pupils'
interest in a safe learning environment" in determining whether
the school district has proved grounds for dismissal. Ante at
. The court concludes that the arbitrator here exceeded his
authority by applying the former criterion, where the conduct at
issue fell into a category demanding application of the latter.
By dividing the six enumerated grounds into two classes of
misconduct, the court creates an artificial distinction that is
not borne out by the statute. The statute simply enumerates the
grounds warranting dismissal in one unbroken list, and provides
17
generally that "the arbitrator shall consider the best interests
of the pupils in the district and the need for elevation of
performance standards." See G. L. c. 71, § 42, third & fifth
pars. It does not direct arbitrators to cabin their
consideration of these factors depending on the type of
misconduct determined to have occurred.
Moreover, it is far from clear that, in practice,
"performance-based" conduct is readily distinguishable from
misconduct that "has jeopardized the safety or self-esteem of
students in the classroom setting." Neither is it evident that
misconduct grouped in the latter category, including misconduct
bearing the somewhat indeterminate label of "conduct unbecoming
a teacher," will in fact jeopardize students in such a manner. 10
10
Indeed, it is difficult to see how the conduct at issue
in MacKenzie v. School Comm. of Ipswich, 342 Mass. 612, 616
(1961), which the court cites, ante at -- a teacher's
muttering the words "son of a bitch" to the superintendent at a
meeting of school personnel -- "jeopardized the safety or self-
esteem of students in the classroom setting." In cases such as
MacKenzie v. School Comm. of Ipswich, supra, it is not clear
whether the court's formulation directs arbitrators to consider
"the need to raise performance standards" or "the best interests
of the pupils primarily in light of the pupils' interest in a
safe learning environment."
In any event, MacKenzie v. School Comm. of Ipswich, supra,
was decided prior to the Legislature's enactment of the Reform
Act in 1993, which amended the statutory scheme governing the
dismissal of teachers. See St. 1993, c. 71, § 44. Under the
old version of the statute, teacher dismissal was measured
against a "good cause" standard, rather than the "just cause"
benchmark that currently prevails. Compare G. L. c. 71, § 42,
as appearing in St. 1993, c. 71, § 44, with G. L. c. 71, § 42,
as amended through St. 1988, c. 153, §§ 4-6. The court cites
18
In any event, the court's conclusion that the arbitrator
here put undue weight on "the pupils' interest in the academic
success of their school" simply misconstrues the arbitrator's
findings. Ante at . As an initial matter, the arbitrator's
weighing of the mandatory student-interest and performance
criteria was not necessary to his decision, as he found that the
school district had not sustained its burden of proving an
enumerated ground for dismissal because the misconduct at issue
was minor, not serious. After so finding, the arbitrator went
on to state that, "[e]ven if Dr. Zagaeski's words toward [the
student] were characterized as serious rather than a minor act
of conduct unbecoming a teacher (which is not the view of this
arbitrator), . . . the district has not proven grounds for
dismissal because the best interests of the pupils in the
district and the need for elevation of performance standards
warrant the retention of Dr. Zagaeski."
Instead of "permitt[ing] the pupils' interest in the
academic success of their school to override their interest in a
safe, supportive classroom environment," as the court suggests,
this case as providing an example of "conduct unbecoming a
teacher" that has persisted through the amendment. Ante at .
To my mind, however, the question whether the conduct at issue
in the pre-amendment case of MacKenzie v. School Comm. of
Ipswich, supra, would constitute "just cause" for dismissal
under the amended version of G. L. c. 71, § 42, is not free from
doubt. See Geller, supra at 233 n.9 (Cordy, J., concurring)
(Legislature's substitution of "just cause" for "good cause"
demonstrates intent to restrict conduct justifying dismissal to
"serious misconduct").
19
the arbitrator properly treated the statutory criteria as
interconnected. The arbitrator noted the "rapport" that
Zagaeski had developed with his students over the course of the
school year, as well as the atmosphere of "mutual respect" that
he had cultivated in his classroom, in part through the use of
humor and a less hierarchical approach to teaching. Zagaeski
"tried to create a culture of comfort in which the students
would feel safe and at ease" and "developed a teaching style
designed to meet the students at the level they understood, in
an environment that made them comfortable and helped them to
achieve academically." This teaching style contributed to
Zagaeski's "record of impressive accomplishment in helping a
relatively challenged group of students to achieve success."
Therefore, in light of Zagaeski's "proven excellence as a
teacher over the course of his decade of work in the Lexington
Public Schools," the arbitrator concluded that "the best
interests of the pupils and the need for elevation of
performance standards warrant the retention of Dr. Zagaeski."
In so doing, the arbitrator acted within his authority by
considering in an integrated manner the two factors that G. L.
c. 71, § 42, fifth par., mandates be taken into account.
In sum, I would hold that the arbitrator was authorized to
conclude, as he did, that Zagaeski had not engaged in the
serious misconduct necessary in the first instance to establish
20
the statutory ground of conduct unbecoming to a teacher, that
consideration of the mandatory best-interest and performance
factors led to the same result, and that the school district had
therefore failed to carry its burden of proving a ground
warranting dismissal. For these reasons, I respectfully
dissent.