Filed 7/21/14 P. v. Machuca CA2/8
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION EIGHT
THE PEOPLE, B243964
Plaintiff and Respondent, (Los Angeles County
Super. Ct. No. BA378237)
v.
RENE MACHUCA et al.,
Defendants and Appellants.
APPEAL from judgments of the Superior Court of Los Angeles County.
Kathleen Kennedy, Judge. Affirmed as modified.
Richard D. Miggins, under appointment by the Court of Appeal, for Defendant
and Appellant Rene Machuca.
Joanna McKim, under appointment by the Court of Appeal, for Defendant and
Appellant Rosa Ayon.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Lance E. Winters, Assistant Attorney General, James William Bilderback II and
William H. Shin, Deputy Attorneys General, for Plaintiff and Respondent.
____________________________________
Appellants Rene Machuca and Rosa Ayon were convicted by a jury in connection
with the death of Alvaro Mora and each sentenced to 40 years to life in state prison.
In separate appeals, they contend a host of issues warrants reversal of their judgments,
including evidentiary error, instructional error, insufficient evidence, ineffective
assistance of counsel, and prosecutorial misconduct. We modify the judgments to add
one additional day of custody credits to each but otherwise affirm the judgments.
FACTS
Mora died from multiple gunshot wounds to his face, neck, abdomen, and left
wrist on December 10, 2009. Efrain Gomez, Machuca and Ayon were charged with
Mora’s murder in an information dated July 7, 2011. In the first count, they were each
charged with murder under Penal Code1 section 187, subdivision (a) with further gang
and firearm enhancement allegations under sections 186.22, subdivision (b) and
12022.53, subdivisions (b)-(e). In the second count, they were charged with shooting
from a motor vehicle in violation of section 12034, subdivision (c) with further gang and
firearm enhancement allegations under sections 186.22, subdivision (b) and 12022.53,
subdivisions (d) and (e)(1). Prior to trial, Gomez pleaded no contest to a charge of
voluntary manslaughter in violation of section 192, subdivision (a). He received a six
year sentence in exchange for his truthful testimony at trial.
The People presented trial testimony from Gomez and Daisy Luna,2 who is
Ayon’s half sister and Machuca’s girlfriend. Both Luna and Gomez identified Ayon and
Machuca as members of the 18th Street gang. Gomez testified that he knew Ayon and
her family because he used to live across the street from them. When Ayon asked Gomez
to give her a ride, he agreed. On December 10, 2009, Gomez picked up Ayon early in the
morning and drove her to an office. They were there only five minutes. When they
arrived back at Ayon’s apartment building, Gomez asked if Ayon wanted to visit his
sister with him. She agreed, but asked if Luna and Machuca could come as well. Gomez
1
All further section references are to the Penal Code unless otherwise specified.
2
Luna was also charged in connection with Mora’s death. She pled guilty to
accessory to murder and was sentenced to two years in state prison.
2
picked them up from their home nearby. Another man, David, was with them and also
got into the car. On the way, Gomez stopped at a liquor store to buy beers for everyone.
They then went to Gomez’s sister’s house, but she was not home.
As they left, Mora approached the van, yelling at them to stop. Mora was a rival
gang member from the Drifters. Machuca and Ayon told Gomez to stop the van to see
what Mora wanted. Ayon “banged on [Mora]” by asking him where he was from. Both
Machuca and Ayon threw gang signs, yelling, “18th Street” at Mora. Mora also made
gang signs. Mora thrust his arms into the passenger side window in an attempt to touch
Ayon, who was sitting in the passenger seat. Ayon shrank back from him. Machuca,
who was sitting behind Ayon, shot Mora multiple times. He then ordered Gomez, “Let’s
go.” During the ride back, Machuca warned Gomez and the others not to say anything
or “we knew what could happen to us.” Gomez drove everyone back to Ayon’s
apartment building. When they arrived, they looked for shell casings inside the van but
did not find any. Neither did they find any blood inside the van. Nevertheless, Gomez
washed the van and ultimately, got rid of it.
In her trial testimony, Luna largely corroborated Gomez’s version of events up
until the shooting, but denied David was present. She also denied anyone told Gomez to
stop the van. Luna testified she looked down during the altercation and did not see who
fired the shots. In a previous interview with detectives, however, she admitted she heard
Ayon and Machuca claiming 18th Street to Mora and that Machuca shot Mora. Luna also
told the detectives that Ayon looked like she was about to get out of the car to confront
Mora, but was prevented from doing so when he stuck his arms in the window. At trial,
she explained she told the detectives what they wanted to hear because she was scared to
lose Machuca. The detectives told her that he would go away for life if she did not say he
shot Mora. After her interview with the detectives, Luna called her brother, who was also
an 18th Street gang member. She told him that they “got us for 187,” and that if
Machuca said what he did, they would not give him that much time.
3
A neighbor, J.R., also testified at trial. She lived next to Gomez’s sister. On the
day in question, she observed four young people smoking and drinking beer while
standing next to a brown van parked in front of her house. J.R. identified Machuca and
Ayon as part of that group in a photographic lineup and at trial. J.R. then saw a fifth
man, who was older than the others, get into the driver’s seat. After they drove away,
J.R. heard four shots fired and tires screech. When she went outside, she saw Mora lying
on the ground, bleeding.
J.C., an FBI informant, testified that Machuca bragged about killing a member of
the Drifters gang while hanging out with 18th Street gang members. J.C. reported the
statements to his FBI handlers, who notified the Los Angeles Police Department.
Subsequently, J.C. arranged to buy a gun from Machuca for $500 on December 31, 2009.
During the purchase, Machuca referred to the gun as a “burner.” J.C. explained the term
was used by 18th Street gang members to refer to a gun that had been previously used in
a murder. Subsequent testing showed the two bullets recovered from Mora’s body and
the three shell casings found at the scene came from the gun J.C. purchased from
Machuca. The People also presented gang expert testimony.
A jury found Machuca and Ayon not guilty of first degree murder but guilty of the
lesser included offense of second degree murder on count 1. Machuca was also found
guilty of shooting from a motor vehicle on count 2. The special enhancements were all
found true. They were both sentenced to 40 years to life in prison for count 1.
Machuca’s sentence on count 2 was stayed pursuant to section 654. Both timely
appealed.
DISCUSSION
Ayon and Machuca raise a number of claims of error on appeal, some overlapping.
In particular, they contend evidentiary errors, insufficient evidence, instructional errors,
prosecutorial misconduct, and ineffective assistance of counsel warrant a reversal of their
judgments. We find no reason to reverse the judgments.
4
I. Evidentiary Error
Ayon challenges two of the trial court’s evidentiary rulings. Specifically, the
admission of J.C.’s testimony and evidence of Ayon’s tattoos. We find no error.
A. Admission of J.C.’s Testimony
At trial, J.C. testified that Machuca admitted to shooting Mora, but also implicated
Ayon in his comments. J.C. explained he joined the 18th Street gang when he was 15 or
16 years old. At 17, he decided he wanted to move out of the neighborhood and get out
of the gang life. He asked his probation officer if he could work for the FBI. She put
him in touch with the FBI and he became a paid informant who reported to two agents.
His family was relocated by the FBI.
Sometime in December of 2009, J.C. was present with Machuca and a few other
18th Street gang members when Machuca bragged that he had “just killed a dumb fuck,”
referring to a member of the Drifters, a rival gang. Machuca told the gang members
Ayon “banged on some guy. He banged back. He said a rival gang. He approached the
car, and [Machuca] shot him in the face.” Machuca said he shot the victim three times as
he tried to cover his face with his hand. They drove off with “his brain splatter on the
van.” Machuca admitted he was with Ayon, Luna, and Gomez along with another man.
J.C. also testified Machuca told them that, afterwards, Ayon was “just laughing and
saying, ‘fuck that guy, fuck that guy.’” J.C. reported the conversation to his FBI handlers
the next morning.
At the time the prosecutor sought to introduce J.C.’s testimony, Ayon’s trial
counsel objected on hearsay and Aranda/Bruton3 grounds. Ayon’s trial counsel argued
that, at a minimum, the statement should be sanitized to exclude reference to Ayon
“banging” on the victim first and laughing about the incident afterwards. He further
believed the statement was inadmissible under Evidence Code section 352. After
consideration of the parties’ arguments and briefing the following day, the trial court
3
Bruton v. United States (1968) 391 U.S. 123 (Bruton); People v. Aranda (1965)
63 Cal.2d 518 (Aranda).
5
allowed J.C.’s testimony to be admitted. It found the statements by Machuca were not
testimonial, but were declarations against penal interest.
1. Aranda/Bruton
Ayon contends the trial court erred in admitting J.C.’s testimony into evidence
because it violated her Sixth Amendment right of confrontation. The confrontation
clause guarantees that “[i]n all criminal prosecutions, the accused shall enjoy the
right . . . to be confronted with the witnesses against him.” (U.S. Const., 6th Amend.)
The confrontation clause does not apply to nontestimonial hearsay statements by
codefendants, however. (People v. Arceo (2011) 195 Cal.App.4th 556, 571 (Arceo).)
While Ayon concedes Machuca’s out-of-court statement was not testimonial, she
suggests the issue of whether the confrontation clause applies to nontestimonial
statements still appears unresolved in California, citing to People v. Garcia (2008) 168
Cal.App.4th 261, 282, footnote 12. As we explained in detail in Arceo, however, federal
courts since Garcia have expressly held that the confrontation clause does not apply to
nontestimonial statements. (Arceo, supra, at pp. 574-575.) Thus, the admission of
Machuca’s statements to the 18th Street gang members did not violate the confrontation
clause.
Nevertheless, Ayon contends Machuca’s statement is inadmissible hearsay under
the Aranda/Bruton rule. The Aranda/Bruton rule bars the admission of one defendant's
out-of-court confession incriminating a codefendant, even if the court instructs the jury to
consider the confession only against the declarant. (Aranda, supra, 63 Cal.2d at pp. 529-
530; Bruton, supra, 391 U.S. at pp. 135-136.) Under such circumstances, the trial court
must either sever the trials or redact the statement to avoid references to the codefendant.
(Aranda, supra, 63 Cal.2d at pp. 530-531.) The Aranda/Bruton rule presumes the out-of-
court statement is admissible against the declarant and inadmissible hearsay against the
codefendant. (People v. Fletcher (1996) 13 Cal.4th 451, 455.) Thus, the hearsay
statement against the codefendant is admissible under the Aranda/Bruton rule if it falls
within a “firmly rooted” hearsay exception or is “ ‘supported by a showing of
particularized guarantees of trustworthiness.’ ” (United States v. Moses (3d Cir. 1998)
6
148 F.3d 277, 281, quoting Idaho v. Wright (1990) 497 U.S. 805, 816-817.) If the
statement is admissible against the codefendant under a hearsay exception, the jury may
consider it and there is no reason for severance or redaction. (People v. Smith (2005) 135
Cal.App.4th 914, 921; People v. Greenberger (1997) 58 Cal.App.4th 298, 334-335.)
We review the trial court’s admission of J.C.’s testimony for an abuse of discretion.
(People v. Smith, supra, 135 Cal.App.4th at p. 923; see also People v. Brown (2003)
31 Cal.4th 518, 534.)
Here, J.C.’s testimony was admissible as a hearsay exception because Machuca’s
statements were against his own penal interest. Evidence Code section 1230 provides:
“Evidence of a statement by a declarant having sufficient knowledge of the subject is not
made inadmissible by the hearsay rule if the declarant is unavailable as a witness and the
statement, when made, was so far contrary to the declarant’s pecuniary or proprietary
interest, or so far subjected him to the risk of civil or criminal liability, or so far tended to
render invalid a claim by him against another, or created such a risk of making him an
object of hatred, ridicule, or social disgrace in the community, that a reasonable man in
his position would not have made the statement unless he believed it to be true.”
Generally, the hearsay exception for a declaration against penal interest is
“inapplicable to evidence of any statement or portion of a statement not itself specifically
disserving to the interests of the declarant.” (People v. Leach (1975) 15 Cal.3d 419, 441,
fn. omitted.) Under Leach, “a hearsay statement ‘which is in part inculpatory and in part
exculpatory (e.g., one which admits some complicity but places the major responsibility
on others) does not meet the test of trustworthiness and is thus inadmissible.’ ” (People
v. Duarte (2000) 24 Cal.4th 603, 612.) However, a statement that inculpates the
declarant and other individuals need not be excluded so long as the statement is not
exculpatory, self-serving, or collateral. (People v. Samuels (2005) 36 Cal.4th 96, 120
(Samuels).)
In Arceo, supra, 195 Cal.App.4th at page 562, the defendant was a gang member
who was charged with two murders and with conspiracy to commit those murders. The
defendant objected to a witness’s testimony that an accomplice made boastful statements
7
about the murders and described how the defendant shot one of the victims when she
resisted. (Id. at p. 576.) We held that, to the extent the accomplice’s boastful statements
admitting his own involvement implicated the defendant, the statements were
declarations against interest and admissible under Evidence Code section 1230. (Ibid.)
The statements subjected the accomplice to criminal liability, and statements that
genuinely and specifically inculpate the declarant provide particularized guarantees of
trustworthiness. (Arceo, supra, at p. 576.) Thus, the fact that a declarant believes the
criminal acts were worthy of bragging about does not diminish the reality of that
declarant’s susceptibility to criminal liability. The accomplice’s admission of his
involvement patently disserved his penal interests. (Id. at p. 577.) Adding to the
statements’ trustworthiness was the fact that they were not made in a custodial context or
in a context that shifted the blame to another. (Ibid.)
In Samuels, the defendant asked James Bernstein to murder her husband, and once
Bernstein had done so, she solicited two other men to murder Bernstein. At the
defendant's trial, a witness testified Bernstein told him, “ ‘He had done it and Mike . . .
had helped him. And that [the defendant] had paid him.’ ” (Samuels, supra, at p. 120.)
On appeal, the defendant contended the comment that she paid Bernstein was an attempt
to shift blame to her, and was therefore not a statement against Bernstein’s penal interest.
(Ibid.) The Supreme Court held the entire statement was properly admitted as a
declaration against penal interest, notwithstanding the reference to the defendant, because
the “admission, volunteered to an acquaintance, was specifically disserving to Bernstein’s
interests in that it intimated he had participated in a contract killing—a particularly
heinous type of murder—and in a conspiracy to commit murder. Under the totality of the
circumstances presented here, we do not regard the reference to [the] defendant
incorporated within this admission as itself constituting a collateral assertion that should
have been purged from [the witness’s] recollection of Bernstein’s precise comments to
him. Instead, the reference was inextricably tied to and part of a specific statement
against penal interest.” (Id. at p. 121.)
8
Here, Machuca admitted he pulled the trigger. There is no question this admission
was against his own interests. Machuca’s statements subjected him to criminal liability
to such an extent that a reasonable man in his position would not have made the
statements unless he believed them to be true. As in Arceo, the statements were not made
to deflect blame to Ayon or anyone else. It is clear Machuca’s statements are in no way
exculpatory, self-serving, or collateral. Machuca’s references to Ayon were an integral
part of the incriminating statement. Like Samuels, to the extent the remarks discuss
Ayon’s involvement in the shooting, these remarks were not collateral. They showed
why Mora approached the van (in response to Ayon claiming 18th Street membership).
They were in fact quite damaging to Machuca because they implied his and Ayon’s
actions were made to benefit the 18th Street gang. (Samuels, supra, 36 Cal.4th at p. 121;
see also People v. Cervantes (2004) 118 Cal.App.4th 162, 176-177.) Applying the
reasoning in Samuels and Arceo, we conclude Machuca’s entire statement was
admissible.
Ayon relies on People v. Shipe (1975) 49 Cal.App.3d 343 (Shipe) to argue the
statement was inadmissible. Shipe is instructive, but does not aid her cause. In Shipe,
three defendants were charged with the murder of a drug dealer. Two of the defendants
pled guilty to a lesser offense and made statements to the authorities which blamed the
third defendant for stabbing the victim. At trial, the two defendants refused to answer
questions from the prosecutor on Fifth Amendment grounds. The trial court then allowed
the prosecutor to treat the defendants as hostile witnesses and question them with leading
questions which tended to establish the third defendant’s guilt. The Court of Appeal held
the third defendant’s constitutional right of confrontation was violated and reversed the
judgment. (Id. at p. 345.)
Noting that there would likely be a second trial, the Court of Appeal offered some
guidance to the trial court regarding whether the statements made by the two defendants
would be admissible under a hearsay exception. The court explained, “Each confession
was made when the declarant had a motive for lying, and it is significant that each
exculpated himself of the greater offense of murder in the first degree while admitting
9
lesser transgressions. It is also significant that each declarant was permitted to enter a
plea of guilty to a lesser offense. In our view, the statements in question do not come
within section 1230 of the Evidence Code and are not clothed with sufficient indicia of
reliability to satisfy the confrontation clause of the United States Constitution.” (Shipe,
supra, at p. 353.)
The court further held that “to satisfy the requirements of section 1230 of the
Evidence Code and the confrontation clause of the United States Constitution, a
declaration against penal interest must be ‘distinctly’ against the declarant’s penal interest
[citation omitted] and must be clothed with indicia of reliability; such indicia of
reliability are lacking where the declaration is made to authorities after the declarant has
been arrested and charged with a serious offense or after he has pled guilty to a lesser
offense and is awaiting sentencing and where, as here, the statement is exculpatory in the
sense that the declarant has blamed a coparticipant for the commission of the greater
offense while admitting complicity to some lesser degree.” (Shipe, supra, at p. 354,
fn. omitted.)
Unlike in Shipe, Machuca’s statement was “distinctly” against his penal interest,
as discussed above. Further, the statement was “clothed with indicia of reliability.”
The confession was made to a group of fellow gang members. Machuca did not attempt
to exculpate himself of the greater offense while inculpating Ayon or anyone else. That
J.C. was a paid informant does not render his testimony as to Machuca’s out-of-court
statements inherently untrustworthy, as Ayon contends. Indeed, Machuca’s description
to J.C. of how he shot Mora was entirely consistent with the crime scene analysis—that
is, Mora was shot at close range, he was shot in the face and the hand because he used his
hand to cover his face, and the shooter used a .40-caliber handgun. J.C. would not have
known these details of the shooting without being told about them by the shooter.
Moreover, the jury heard J.C. describe his role with the FBI, including that the FBI
relocated his family and had paid him $33,400 to date. They were instructed to take into
consideration whether a “witness’s testimony [was] influenced by a factor such as bias or
prejudice . . . or a personal interest in how the case is decided” as well as whether a
10
“witness [was] promised . . . anything of value in exchange for his or her testimony[.]”
We presume the jury understood and obeyed that instruction and deemed J.C. credible
despite his work with the FBI. (People v. Pinholster (1992) 1 Cal.4th 865, 925,
disapproved on different grounds by People v. Williams (2010) 49 Cal.4th 405, 459.)
2. Evidence Code Section 352
Ayon further contends the prejudice from the admission of Machuca’s out-of-court
statement implicating her outweighed any probative value under Evidence Code section
352. “The court in its discretion may exclude evidence if its probative value is
substantially outweighed by the probability that its admission will (a) necessitate undue
consumption of time or (b) create substantial danger of undue prejudice, of confusing the
issues, or of misleading the jury.” (Evid. Code, § 352.) Ayon contends the evidence
showed Ayon was criminally oriented with an exceptionally bad character while failing
to show Ayon facilitating the commission of any crime. We disagree. Machuca’s
statement showed Ayon instigated the altercation by “banging” first and then laughing
about it. As discussed below, this was highly probative of her guilt as an aider and
abettor. It also tended to prove that she committed the crime to benefit the 18th Street
gang. The trial court did not abuse its discretion in admitting the evidence.
B. Admission of Ayon’s Gang Tattoos
Ayon argues Evidence Code section 352 prohibited the admission of her gang
tattoos. Prior to presenting testimony, the prosecutor asked to take pictures of Ayon’s
numerous tattoos. The trial court allowed the photographs over defense counsel’s
objections because they were “relevant on the issue of the gang incident, presumably.”
The detective assigned to the case used the photographs of the tattoos to explain the
meaning of each gang-related tattoo. The gang expert also opined that Ayon was a gang
member, based on her prior admissions and the gang tattoos. In particular, Ayon had at
least six tattoos on her body reflecting the number 18 or the letter “E,” representing the
18th Street gang. The homicide detective identified a tattoo of a devil and “Fuck my
enemies” on Ayon’s upper forearm as well as the words “What Bitch” with the letter “B”
11
crossed out on her neck. The detective explained the letter “B” represented blood gangs
who are enemies of 18th Street gang.
Photos of gang-related tattoos “‘are admissible even if repetitive of other evidence,
provided their probative value is not substantially outweighed by their prejudicial effect.’
[Citation.]” (People v. Valdez (2012) 55 Cal.4th 82, 134.) Courts have repeatedly held
that the admission of gang-related tattoos was proper. (People v. Albillar (2010) 51
Cal.4th 47, 62 [gang-related body tattoos probative of attack as gang-, not family-,
related]; People v. Ochoa (2001) 26 Cal.4th 398, 438-439 [testimony that defendant’s
tattoos signified his hardcore gang status properly admitted]; People v. Parrish (2007)
152 Cal.App.4th 263, 279 [expert testimony that gang tattoos signified loyalty to gang
admissible notwithstanding Evidence Code section 352 objection].)
Evidence of Ayon’s gang tattoos had substantial probative value because it
corroborated the testimony of the gang expert and homicide detective that Ayon was a
member of the 18th Street gang. The fact that Ayon had acquired so many gang tattoos
tended to show her level of commitment to the gang, which in turn strengthened the
inference that the crime was committed to benefit the gang, which was relevant to show
motive on the murder charge as well as the gang enhancement allegations. Moreover,
Ayon’s tattoos showing “Fuck my enemies” and “What Bitch” demonstrated Ayon’s
aggression towards those she considered to be enemies and that she was not afraid to
confront them.
Against the substantial probative value of the photographs, the court properly
weighed the risk of undue prejudice created by their admission. Given the testimonial
evidence of appellant’s gang membership and the evidence Ayon initiated the
confrontation by “banging” first, the tattoo evidence did not cause the jury to prejudge
Ayon in violation of Evidence Code section 352. Further, the jury was instructed that
gang evidence was not to be used to conclude that Ayon was a person of bad character or
had a disposition to commit crime. We presume the jury followed these instructions.
(People v. Pinholster, supra, 1 Cal.4th at p. 925.) The trial court’s decision to admit the
12
photographs was not arbitrary, capricious or patently absurd, and did not result in a
manifest miscarriage of justice.
This is in stark contrast to the gang evidence presented in People v. Albarran
(2007) 149 Cal.App.4th 214, a case relied upon by Ayon. There, the court held certain
gang evidence had no connection to the underlying crimes and was so extraordinarily
prejudicial that it raised the distinct potential to sway the jury to convict regardless of
defendant's actual guilt. The court explained, “Evidence of [defendant’s] gang
involvement, standing alone, was sufficient proof of gang motive. Evidence of threats to
kill police officers, descriptions of the criminal activities of other gang members, and
reference to the Mexican Mafia had little or no bearing on any other material issue
relating to [defendant’s] guilt on the charged crimes and approached being classified as
overkill.” (Id. at p. 228, fn. omitted.) Albarran provides little guidance to our case
because it involved the introduction of evidence of other gang members’ criminal
activities. Unlike Ayon’s tattoos, the evidence presented in Albarran had no relevance to
a gang enhancement allegation and little relevance to the underlying crimes.
II. Sufficiency of the Evidence
Appellants both contend the evidence was insufficient to support their convictions
for second degree murder. We find substantial evidence in the record.
A. Standard of Review
“[O]ur role on appeal is a limited one.” (People v. Ochoa (1993) 6 Cal.4th
1199, 1206.) “In reviewing the sufficiency of the evidence, we must determine ‘whether,
after viewing the evidence in the light most favorable to the prosecution, any rational trier
of fact could have found the essential elements of the crime beyond a reasonable
doubt.’ ” (People v. Davis (1995) 10 Cal.4th 463, 509.) Substantial evidence is evidence
that is “ ‘reasonable in nature, credible, and of solid value.’ ” (People v. Johnson (1980)
26 Cal.3d 557, 576.) We must presume in support of the judgment the existence of every
fact that the trier of fact could reasonably deduce from the evidence. (People v. Ochoa,
supra, 6 Cal.4th at p. 1206.) “The focus of the substantial evidence test is on the whole
record of evidence presented to the trier of fact, rather than on ‘ “isolated bits of
13
evidence.” ’ [Citation.]” (People v. Cuevas (1995) 12 Cal.4th 252, 261.) Under the
substantial evidence rule, we must presume in support of the judgment the existence of
every fact that the trier of fact could reasonably have deduced from the evidence. (Ibid.)
Thus, reversal of the judgment is not warranted if the circumstances reasonably justify
the trier of fact’s findings, even though we, as the reviewing court, might have reached a
contrary finding from these facts. (People v. Kraft (2000) 23 Cal.4th 978, 1054.)
B. Ayon
At trial, the prosecutor presented two theories of criminal liability to the jury as to
Ayon: (1) she aided and abetted the murder of Mora and (2) she aided and abetted the
target crime of assault with force likely to cause great bodily injury and Mora’s murder
was a natural and probable consequence of that target crime. Under the latter theory, the
prosecutor argued that Machuca shooting Mora was a natural and probable consequence
of an assault on Mora. Ayon argues the evidence is insufficient to sustain her conviction
because there was no evidence she intended to commit an assault with force likely to
cause great bodily injury, knew Machuca sought to commit that crime, or did anything to
facilitate the assault. Ayon did not know Machuca was armed or that he intended to
shoot Mora. Further, no one discussed shooting anyone prior to leaving for Gomez’s
sister’s house. We need not address the aiding and abetting theory posited by the
prosecutor because substantial evidence supports the murder conviction based on a
natural and probable consequence theory.
An aider and abettor is guilty of not only the intended crime, but also of any other
crime the perpetrator actually commits that is a natural and probable consequence of the
intended crime. (People v. Prettyman (1996) 14 Cal.4th 248 260-262.) Liability under
the natural and probable consequences doctrine “is measured by whether a reasonable
person in the defendant’s position would have or should have known that the charged
offense was a reasonably foreseeable consequence of the act aided and abetted.” (People
v. Nguyen (1993) 21 Cal.App.4th 518, 535.) A reasonably foreseeable consequence is to
be evaluated under all the factual circumstances of the individual case and is a factual
issue to be resolved by the jury. (People v. Olguin (1994) 31 Cal.App.4th 1355, 1376.)
14
To find liability under a natural and probable consequences theory, “the trier of
fact must find that the defendant, acting with (1) knowledge of the unlawful purpose of
the perpetrator; and (2) the intent or purpose of committing, encouraging, or facilitating
the commission of a predicate or target offense; (3) by act or advice aided, promoted,
encouraged or instigated the commission of the target crime. But the trier of fact must
also find that (4) the defendant’s confederate committed an offense other than the target
crime; and (5) the offense committed by the confederate was a natural and probable
consequence of the target crime that the defendant aided and abetted.” (People v.
Prettyman, supra, 14 Cal.4th at p. 262, fn. omitted.)
The natural and probable consequences doctrine has been found in a murder
context where a violent crime such as an assault or armed robbery leads to murder.
(See, e.g., People v. Medina (2009) 46 Cal.4th 913, 922 [gang assault and murder];
People v. Prettyman, supra, 14 Cal.4th 248, 262 [robbery and murder].) Further, in
People v. Montes (1999) 74 Cal.App.4th 1050 (Montes), the court found attempted
murder was a natural and probable consequence of simple assault and breach of the peace
by fighting in public, even though the defendant did not know the perpetrator had a gun.
(Id. at pp. 1055-1056.) The court relied on expert testimony that it is the nature of
modern gang warfare that verbal taunting can quickly give way to physical violence and
gunfire. (Ibid.)
In examining the record in the light most favorable to the prosecution, we
conclude that a rational trier of fact could have found that the shooting was a reasonably
foreseeable consequence of the intended assault. The record shows that Ayon and
Machuca are high-ranking members of the 18th Street gang. They were in 18th Street
territory at the time of the incident. Mora was a member of a rival gang, the Drifters.
Both Ayon and Machuca told Gomez to stop the car when they noticed Mora throwing
gang signs in the street. Ayon initiated the confrontation when she “banged” on Mora by
asking where he was from.
15
The gang expert testified that respect is “everything” to a gang, particularly within
its territory. Moreover, violence is used as a response to disrespectful behavior and
disagreement. According to the gang expert, a gang member’s query “where are you
from?” means “what gang are you from?” and is a verbal challenge, which (depending on
the response) could lead to a physical altercation and even death. The expert affirmed
that a gang member who asks, “where are you from?” could be armed and probably
would be prepared to respond with violence, ranging from a fistfight to homicide.
Ayon contends none of the above evidence constituted evidence of conduct
facilitating an assault crime. According to Ayon, mere words, even if threatening, do not
constitute an assault or facilitate one. (Plotnik v. Meihaus (2012) 208 Cal.App.4th 1590,
1603.) Further, Ayon contends murder was not a reasonably foreseeable consequence of
her calling out her gang name, even if it facilitated a crime. However, the record shows
Ayon went beyond merely speaking threatening words.4 Luna stated Ayon appeared to
want to exit the van to physically confront Mora. That she subsequently drew back when
he stuck his arms through her window does not undo her initial impulse to exit the van.
In any event, the natural and probable consequences theory does not require that Ayon
complete an assault, simply that she intend to aid and abet an assault and also commit
some act that aided or promoted an assault. (People v. Ayala (2010) 181 Cal.App.4th
1440, 1453.) Further, the gang expert’s testimony shows Ayon knew Machuca would
respond violently to a gang challenge. It is also substantial evidence that the target
offense of assault was closely connected to the shooting. (Montes, supra, 74 Cal.App.4th
at p. 1055.)
Ayon’s words and actions were substantial evidence she intended to aid and abet
an assault and committed an act to promote an assault. Ayon’s conduct is distinguishable
from that found in People v. Rodriguez (1986) 42 Cal.3d 730, and Juan H. v. Allen (9th
Cir. 2005) 408 F.3d 1262. In both Rodriguez and Juan
4
Given Ayon’s additional conduct, we need not decide here whether simply making
gang signs or asking, “where are you from?” is enough to implicate the natural and
probable consequences theory.
16
Ayon’s remaining contentions are easily addressed. She contends that her gang
membership or presence with fellow gang members did not prove intent, aid or other
necessary action for aiding and abetting. While it is true that these alone will not
establish aiding and abetting liability, the record shows more than mere gang membership
or presence, as discussed above. It was also unnecessary to show that she knew Machuca
had a gun or discussed killing someone. (Montes, supra, 74 Cal.App.4th at p. 1056
[“[g]iven the great potential for escalating violence during gang confrontations, it is
immaterial whether [defendant] specifically knew [fellow gang member] had a gun” or
previously discussed shooting anyone]; People v. Godinez (1992) 2 Cal.App.4th 492,
501, fn. 5 [“although evidence indicating whether the defendant did or did not know a
weapon was present provides grist for argument to the jury on the issue of foreseeability
of a homicide, it is not a necessary prerequisite”]; People v. Montano (1979) 96
Cal.App.3d 221, 227 [defendant’s liability for aiding and abetting attempted murder not
dependent on awareness that fellow gang members possessed deadly weapons].)
C. Machuca
Machuca contends the evidence was insufficient to support the verdict of second
degree murder (count 1) or shooting from a motor vehicle (count 2) because the record
lacked substantial evidence to support a finding that he acted with malice. Instead, he
argues, the evidence was overwhelming he acted with lawful justification, requiring
reversal of the conviction. Machuca argues the People failed to adduce substantial
evidence of express or implied malice because the evidence showed that Mora was the
aggressor from the outset and Machuca had no way of knowing whether Mora had a gun
or not. This is merely an improper attempt to re-argue the evidence.
Murder is defined in the Penal Code as “the unlawful killing of a human being, or
a fetus, with malice aforethought.” (§§ 187, subd. (a), 189 [second degree murder is
murder that is not willful, deliberate and premeditated].) “Such malice may be express or
implied. It is express when there is manifested a deliberate intention unlawfully to take
away the life of a fellow creature. It is implied, when no considerable provocation
appears, or when the circumstances attending the killing show an abandoned and
17
malignant heart.” (§ 188.) Malice may be established where the evidence showed that a
defendant acted intentionally by shooting the victim twice at close range. (People v.
Ramirez (2006) 39 Cal.4th 398, 465.)
Here, there is ample evidence of malice. Machuca shot Mora multiple times at
close range in the face. Indeed, Mora had raised his hands to cover his face. Particularly
relevant to the issue of Machuca’s state of mind, is the fact that Machuca bragged about
killing a “dumb fuck” to his fellow gang members the following day. Ultimately, the
question here is not whether substantial evidence supports Machuca’s self-serving
conclusion that he acted without malice and in defense of Ayon. Our review is instead
limited to whether substantial evidence supports the jury’s verdict. It does.
Machuca ignores the evidence identified above and instead argues he acted in
defense of Ayon. To support his position, Machuca attempts to reargue the evidence,
relying on “critical facts” that Ayon was being attacked by a rival gang member on drugs
and that Machuca reacted with what he reasonably and justifiably believed was necessary
violence to protect her. We disagree.
Any right of self-defense or defense of others is limited to the use of such force as
is reasonable under the circumstances. (People v. Clark (1982) 130 Cal.App.3d 371,
380.) The right of self-defense or defense of others does not provide a defendant with
any justification or excuse for using deadly force to repel a nonlethal attack. (Ibid.)
“[W]here the evidence is uncontroverted and establishes all of the elements for a finding
of self-defense it may be held as a matter of law that the killing was justified; however,
where some of the evidence tends to show a situation in which a killing may not be
justified then the issue is a question of fact for the jury to determine. [Citation.] Where
the evidence is uncontroverted, but reasonable persons could differ on whether the resort
to force was justified or whether the force resorted to was excessive, then the issue is a
question of fact for the trier of fact.” (Id. at p. 379.)
The “critical facts” relied upon by Machuca may have shown he had the right to
defend Ayon against Mora’s attack (a conclusion we need not reach), but they do not
establish that the use of deadly force was justified. Although it was established that gang
18
members often carry guns and that Mora was a gang member, there was no indication
that he threatened anyone in the van with a gun. Mora had the opportunity to brandish a
weapon as he approached the van, but did not. He also had both arms in the window at
the time of the shooting, in full view. There was no evidence he was reaching into his
pocket for a weapon or that his hands were out of Machuca’s line of sight. Both Luna
and Gomez testified he did not have a weapon and subsequent investigation showed he
did not have a weapon. In light of the evidence, a reasonable jury could have found
beyond a reasonable doubt that Machuca’s use of deadly force against Mora was not
justified. On appeal, we may not interject ourselves into the fact finding role. (People v.
Clark, supra, 130 Cal.App.3d at p. 381.)
D. Gang Allegations
Machuca also contends there was insufficient evidence to support the true finding
by the jury that he committed the crimes for the benefit of a criminal street gang under
section 186.22, subdivision (b). “To establish a gang enhancement allegation, ‘the
prosecution must prove that the crime for which the defendant was convicted had been
“committed for the benefit of, at the direction of, or in association with any criminal
street gang, with the specific intent to promote, further, or assist in any criminal conduct
by gang members.” ’ [Citation.]” (People v. Williams (2009) 170 Cal.App.4th 587, 625;
see also People v. Margarejo (2008) 162 Cal.App.4th 102, 108.) There is rarely direct
evidence that a crime was committed for the benefit of a gang. For this reason, “we
routinely draw inferences about intent from the predictable results of action. We cannot
look into people’s minds directly to see their purposes. We can discover mental state
only from how people act and what they say.” (Margarejo, supra, at p. 110.)
Machuca contends, “there was no specific evidence upon which Lee [the gang
expert] tried to conclude the shooting was committed for the benefit of the gang other
than appellant was a member of the gang, and the crime was committed.” Instead, the
evidence showed that Machuca’s actions were solely intended to protect Ayon, not to
promote the gang. Machuca ignores a panoply of evidence that shows he committed the
crime to benefit the 18th Street gang.
19
The gang expert testified that respect was “everything for a gang.” Fear of the
gang was the equivalent to respect, which allowed a gang to commit crimes with no
repercussions since members of the community would be afraid to report their activities.
It also allowed the gang to control its territory. If, for example, a rival gang member
“hits up” an 18th Street gang member—asks “where are you from?”— and the 18th
Street gang member ran away, that would be a loss of respect for the gang. The 18th
Street gang member would be subject to discipline. Indeed, the gang expert testified that
asking a rival gang member where he was from would inevitably lead to a physical fight
or shooting. Presented with a hypothetical situation with facts substantially similar to
those in this case, the gang expert opined that the shooting was done in furtherance of the
gang. The gang expert testified that if two members of the 18th Street gang claimed their
gang, “then the person outside claims his gang and walks up to the car showing no fear,
in my opinion, if they do not confront or do something to that rival gang member and just
drive away, it is a loss of respect and a loss of face for the gang that they can face
discipline for.” Shooting a rival gang member would also elevate the shooter’s status
within the gang.
There was sufficient evidence for the jury to conclude Machuca committed the
charged offenses for the benefit of the 18th Street gang. It is undisputed that both Ayon
and Machuca are members of the 18th Street gang. The gang expert’s testimony
demonstrated how Ayon and Machuca’s actions benefitted the 18th Street gang by
commanding respect for the gang and eliminating its rivals. Ayon and Machuca risked
facing discipline if they did not “confront or do something to” Mora, a rival gang
member, who defiantly declared his own affiliation to the Drifters in 18th Street territory.
Moreover, Machuca bragged about the shooting the following day, highlighting both his
actions and Ayon’s participation.
Sufficient evidence to support a gang enhancement allegation has been found in
similar cases. (See e.g., People v. Vazquez (2009) 178 Cal.App.4th 347, 354 [murder of
non-gang member benefitted defendant’s gang because “violent crimes like murder
elevate the status of the gang within gang culture and intimidate neighborhood residents
20
who are, as a result, ‘fearful to come forward, assist law enforcement, testify in court, or
even report crimes that they’re victims of for fear that they may be the gang’s next victim
or at least retaliated on by that gang. . . .’ ” and such fear and intimidation “obviously,
makes it easier for the gang to continue committing the crimes for which it is known,
from graffiti to murder”]; People v. Romero (2006) 140 Cal.App.4th 15, 19 [gang
allegation supported where shooting by Latino gang member occurred in African-
American gang territory and expert testified that shootings of African-American men
benefitted Latino gang by elevating status of shooters and their gang].)
The courts in each of cases relied upon by Machuca held that the expert’s
testimony alone or the defendant’s status as a gang member alone was not sufficient to
support a gang finding. (See People v. Martinez (2004) 116 Cal.App.4th 753; People v.
Ferraez (2003) 112 Cal.App.4th 925; In re Frank S. (2006) 141 Cal.App.4th 1192.)
As discussed above, the prosecution did not rely solely on the gang expert’s testimony to
convict Machuca. Machuca’s own actions in bragging about his kill and in declaring his
affiliation supported the gang expert’s testimony.
III. Instructional Error
A. Natural and Probable Consequence Theory
The trial court instructed the jury on the natural and probable consequence theory
and defined the target offense of assault by means of force likely to cause great bodily
injury under CALCRIM Nos. 403 and 875. Ayon contends the trial court erred in giving
the natural and probable instruction since the evidence did not support it. (People v.
Ward (2005) 36 Cal.4th 186.) We disagree. “The trial court should grant a prosecutor’s
request that the jury be instructed on the ‘natural and probable consequences’ rule only
when (1) the record contains substantial evidence that the defendant intended to
encourage or assist a confederate in committing a target offense, and (2) the jury could
reasonably find that the crime actually committed by the defendant’s confederate was a
‘natural and probable consequence’ of the specifically contemplated target offense.
If this test is not satisfied, the instruction should not be given, even if specifically
requested.” (People v. Prettyman, supra, 14 Cal.4th at p. 269.) As discussed above,
21
substantial evidence supported a natural and probable consequence theory. Moreover, a
jury reasonably could find the shooting was a natural and probable consequence of an
assault. There was no error in giving the instruction.
B. Voluntary Intoxication Instruction
At trial, Gomez testified he purchased beer for everyone on the way to his sister’s
house. Luna corroborated Gomez’s testimony, although she initially reported to the
police that everyone had “a 40 each” and later testified at trial they were all sharing two
beers. Rodriguez also observed four people drinking beer by Gomez’s van. Appellants
contend this evidence supports the inference they were intoxicated and supports jury
instructions on voluntary intoxication. (CALJIC No. 4.21; CALCRIM No. 406.)
Appellants, however, admit their trial counsel did not request any instruction on
the subject. As a result, they have forfeited the claim on appeal. (People v. Verdugo
(2010) 50 Cal.4th 263, 295 [voluntary intoxication is a pinpoint instruction that trial court
is not required to give unless requested]; People v. Campos (2007) 156 Cal.App.4th
1228, 1236 [claim of error is forfeited where defendant failed to request pinpoint
instruction].)
Appellants argue they received ineffective assistance of counsel as a result of their
trial counsels’ failure to request the pinpoint instruction on voluntary intoxication.
We reject Ayon and Machuca’s attempt to avoid forfeiture. In Strickland v. Washington
(1984) 466 U.S. 668, the Supreme Court established that “[t]he claim of ineffective
assistance of counsel involves two components, a showing the counsel’s performance
was deficient and proof of actual prejudice. [Citations.]” (People v. Garrison (1989)
47 Cal.3d 746, 786.) On a direct appeal, a conviction will be reversed for ineffective
assistance of counsel only where the record demonstrates there could have been no
rational tactical purpose for counsel’s challenged act or omission. (People v. Lucas
(1995) 12 Cal.4th 415, 442; People v. Mitcham (1992) 1 Cal.4th 1027, 1058 [“ ‘If the
record sheds no light on why counsel acted or failed to act in the manner challenged,
“unless counsel was asked for an explanation and failed to provide one, or unless there
22
simply could be no satisfactory explanation,” [citation], the contention [that counsel
provided ineffective assistance] must be rejected.’ ”].)
As explained by the high court in People v. Wader (1993) 5 Cal.4th 610, 643,
“[a]n instruction on voluntary intoxication as negating specific intent would have been
inconsistent with defendant’s theory of the case.” Appellants argued that Mora initiated
the confrontation and Machuca shot Mora in defense of Ayon. Appellant’ theory was
that Machuca had the specific intent to shoot Mora, but only in defense of Ayon. That
theory is inconsistent with an argument that he was too intoxicated to form the requisite
intent. “Accordingly, we cannot say that defense counsel had no rational tactical purpose
in not requesting an instruction on intoxication.” (Wader, supra, 5 Cal.4th at p. 643.)
In any event, even if Appellants had requested a voluntary intoxication instruction,
the trial court would properly have refused it because “[a] defendant is entitled to such an
instruction only when there is substantial evidence of the defendant’s voluntary
intoxication and the intoxication affected the defendant’s ‘actual formation of specific
intent.’ ” (People v. Williams (1997) 16 Cal.4th 635, 677, quoting People v. Horton
(1995) 11 Cal.4th 1068, 1119.) Though there is evidence showing Ayon and Machuca
drank beer that day, there is not substantial evidence to show they were intoxicated or
that they were unable to form the intent necessary to commit the crime as a result of their
intoxication. “Normally, merely showing that the defendant had consumed alcohol or
used drugs before the offense, without any showing of their effect on him, is not enough
to warrant an instruction.” (People v. Pensinger (1991) 52 Cal.3d 1210, 1241; People v.
Bandhauer (1967) 66 Cal.2d 524, 528.)
People v. Ramirez (1990) 50 Cal.3d 1158, 1180-1181 presents similar facts and is
instructive. There, the defendant testified he had eight to ten beers prior to the incident.
However, no witness, including the defendant, testified that his beer drinking had any
noticeable effect on his mental state or actions. The Supreme Court concluded: “Because
in this case there was no evidence presented at the guilt phase suggesting that defendant’s
drinking had affected his mental state in a manner that might negate the specific intent or
23
mental state required for first degree murder, the trial court did not err in failing to
instruct the jury pursuant to CALJIC No. 4.21 [voluntary intoxication] with regard to the
first degree murder charge.” (Id. at p. 1181, fn. omitted; see also People v. Mills (1977)
73 Cal.App.3d 539, 544; People v. Juarez (1968) 258 Cal.App.2d 349.)
Ayon’s reliance on People v. Vasquez (1972) 29 Cal.App.3d 81 (Vasquez) and
People v. Stevenson (1978) 79 Cal.App.3d 976 (Stevenson) is misplaced. In Vasquez,
there was conflicting evidence that the defendant was impaired as a result of alcohol
consumption. The defendant testified he argued with his wife about his drinking, she
refused to give him any money to buy more alcohol, and she drove that evening because
he had been drinking too much. On the other hand, the defendant also admitted he was
not drunk at 6 p.m. and that the highway patrolman who gave him a ticket around that
time did not smell alcohol on him or believe him to be intoxicated. (Vasquez, supra, at
p. 88.) As the trial court was not permitted to weigh the evidence or judge the witness’
credibility, it was error under the circumstances for the trial court not to give the
voluntary intoxication instruction. (Id. at p. 89.) As explained by the court in Stevenson,
“Even where there is conflicting evidence on this issue, nevertheless the law requires that
‘ “[however] incredible the testimony of a defendant may be he is entitled to an
instruction based upon the hypothesis that it is entirely true.” ’ [Citations.]” (Stevenson,
supra, 79 Cal.App.3d at p. 985, italics omitted; People v. Lemus (1988) 203 Cal.App.3d
470, 477.)
Here, there is no evidence that either Ayon or Machuca were intoxicated despite
evidence they consumed beer during their visit to Gomez’s sister. Rodriguez, the
neighbor, testified she saw four people drinking by a brown van, but did not observe that
they behaved as if they were intoxicated. Luna testified she was drunk, but “I don’t’
know about everything [else].” Neither did Gomez or Luna testify that Ayon or
Machuca were acting as if they were intoxicated, though they noted that Mora acted
erratically. That Luna initially told the police “we were all drunk,” without more, is
24
insufficient to contradict her subsequent trial testimony. Certainly, Machuca had the
presence of mind to warn everyone not to speak of what had transpired as they drove
home. Also, everyone, including Machuca and Ayon, conducted a thorough search of the
van for shells shortly afterwards. These acts do not indicate an impaired mind.
Under the circumstances, we follow the analysis in Ramirez and find no error in the
failure to instruct the jury on voluntary intoxication. Neither do we find ineffective
assistance of counsel in the failure to request such an instruction.
IV. Prosecutorial Misconduct
Appellants claim the prosecutor committed misconduct during her closing
argument. Appellants are barred from challenging the prosecutor’s comments on appeal.
Neither defense counsel objected at trial to any of the statements they now challenge on
appeal. “[T]he initial question to be decided in all cases in which a defendant complains
of prosecutorial misconduct for the first time on appeal is whether a timely objection and
admonition would have cured the harm. If it would, the contention must be rejected
[citation]; if it would not, the court must then and only then reach the issue whether on
the whole record the harm resulted in a miscarriage of justice within the meaning of the
Constitution. [Citations.]” (People v. Green (1980) 27 Cal.3d 1, 34, overruled on other
grounds as noted in People v. Dominguez (2006) 39 Cal.4th 1141, 1155, fn. 8.) After
examining the record, we see no reason why a prompt objection and admonition could
not have cured any harm caused by the statements to which Appellants object. (People v.
Lucas, supra, 12 Cal.4th at p. 473.) Nevertheless, we consider the claims on the merits
because of their alternative ineffective assistance of counsel argument. (People v. Cain
(1995) 10 Cal.4th 1, 48.) In so doing, we find no misconduct and reject Appellants’
ineffective assistance of counsel argument. (Ibid.)
A. Standard of Review
The applicable federal and state standards regarding prosecutorial misconduct are
well established. “ ‘ “A prosecutor’s . . . intemperate behavior violates the federal
Constitution when it comprises a pattern of conduct ‘so egregious that it infects the trial
with such unfairness as to make the conviction a denial of due process.” ’ ” (People v.
25
Gionis (1995) 9 Cal.4th 1196, 1214; People v. Espinoza (1992) 3 Cal.4th 806, 820.)
Conduct by a prosecutor that does not render a criminal trial fundamentally unfair is
prosecutorial misconduct under state law only if it involves “ ‘ “ ‘the use of deceptive or
reprehensible methods to attempt to persuade either the court or the jury.’ ” ’ (People v.
Espinoza, supra, 3 Cal.4th at p. 820.)” (People v. Samayoa (1997) 15 Cal.4th 795, 841.)
“ ‘ “[A] prosecutor is given wide latitude during argument. The argument may be
vigorous as long as it amounts to fair comment on the evidence, which can include
reasonable inferences, or deductions to be drawn therefrom. [Citations.] It is also clear
that counsel during summation may state matters not in evidence, but which are common
knowledge or are illustrations drawn from common experience, history or
literature.” [Citation] “A prosecutor may ‘vigorously argue his case and is not limited to
“Chesterfieldian politeness” ’ [citation], and he may ‘use appropriate epithets . . . .’ ” ’
[Citation.]” (People v. Williams (1997) 16 Cal.4th 153, 221.)
B. Misstatement of the Law on Self-Defense
Appellants assert a host of errors associated with the prosecutor’s closing
argument, particularly as it related to their theory of self-defense or defense of others.
Appellants argue that the prosecutor improperly urged the jury to disregard lawfully
given instructions, misstated the law on self-defense, and argued facts not in evidence.
We can quickly dispense with the first argument—that the prosecutor improperly
urged the jury to ignore the instructions on self-defense. At closing, the prosecutor
stated: “Members of the jury, it is undisputed in this case that Mr. Mora did not have a
weapon in his hands. [¶] You have all these instructions, and I am going to tell you you
can disregard the instructions on self-defense and defense of others because they are
contrived. This is a convenient thing for them to say to you now that we are concluded,
and we have all these jury instructions. [¶] . . . they have had eleven months before the
detectives even arrested them and talked to them, members of the jury, they have had
eleven months to get their stories straight. [¶] They have had eleven months to come up
with, ‘Okay, if we ever get found out we can say that it was self-defense, right? Because
26
the guy came up to the van. We can say he had a gun or we saw something, or he was
going to shoot us. We can say that.’”
Taken in context, it is obvious the prosecutor urged the jury to disregard the self-
defense instructions because the prosecution’s argument was that self-defense or defense
of others did not apply to this case. Her comments here plainly show she believed Ayon
and Machuca concocted the self-defense theory. Indeed, the prosecutor later commented,
“So I am going to ask you to ignore these instructions—I mean—when I say ignore,
obviously look at them, but I believe that you will find that they do not apply in this case
under these set of circumstances and these set of facts as you find them.” This is a proper
argument to present to the jury.
Next, Ayon and Machuca contend the prosecutor mislead the jury when she
argued defense of others did not apply if: (1) Mora did not have a weapon; (2) Mora did
not use lethal force; and (3) appellants were not in fear. We repeat the challenged
statements below and include, to the extent necessary, the comments surrounding the
statements to provide context.
“Members of the jury, it is undisputed in this case that Mr. Mora did
not have a weapon in his hands.”
“So self-defense and defense of others is a non-issue. [¶] There is no
self-defense in this case. There is no weapon. There is no reason that this
ever needed to escalate for a gun to be pulled out.”
“And you heard Detective Holmes and Detective Evens give her
[Luna] every opportunity, all day long, to say it was self-defense. He was
protecting Rosa. He was protecting himself. [¶] He gave her every
opportunity. You can hear it in the tape. ‘Hey, if my partner was in the same
trouble’—you know, he is trying to get her to say it was self-defense. [¶]
Members of the jury, she never said it. And that’s why we are here today.
She never said it. [¶] He even asked her . . . ”did he have a gun?’ [¶] ‘No, I
didn’t see a gun.’ [¶] Well, did he have a stick? Did he have a hand
grenade.’ [¶] There was some laughter. ‘No.’ [¶] Because there was
27
nothing in his hands. She said that to him. He gave her those opportunities;
she didn’t take it. And the reason why, members of the jury, is because it is
not self-defense. It wasn’t self-defense.”
“There is no self-defense. There is no defense of others. There is no
fear of anyone involved. These are 18th Street gang members in their hood
in a car five deep with a weapon, and some homeless, drug-addicted gang
member comes up to them. Do you think that they are afraid, members of the
jury?”
“We know he did not have a weapon. First of all, Daisy Luna and Mr.
Gomez testified at every stage he didn’t have a weapon. I didn’t see that he
had a weapon. [¶] So we know that self-defense and defense of others is out.
There was no lethal force that was used by Mr. Mora; we know that.”
“You know, if the person has a gun, has a knife and is going for
someone, then it would be reasonable. [¶] In this case we know that Mr.
Mora had no weapon. So for Mr. Machuca to then take out a gun and blast
him three times is not reasonable. So self-defense doesn’t apply. That
doesn’t apply.”
“. . . I think what they were trying to insinuate was that, you know,
‘isn’t it likely that Mr. Mora had a gun?’ I think that’s what they were trying
to get at. You know, that maybe they thought he would have a gun. [¶]
Okay. Sure, let’s concede that. [¶] But members of the jury, he didn’t have
a gun and they knew he didn’t have a gun. [¶] But the point is, yes gang
members carry guns. So when you get into a gang fight, is murder . . . a
foreseeable consequence? Absolutely.”
Appellants contend that these statements were “misleading” because California
law does not condition self-defense on Mora having a weapon or employing lethal force
or on appellants’ fear of Mora. Not so. The law of self-defense in California requires a
showing that: (1) the defendant reasonably believed he or someone else was in imminent
danger of suffering bodily injury; (2) the defendant reasonably believed the immediate
28
use of force was necessary to defend against that danger; and (3) the defendant used no
more force than was reasonably necessary to defend against that danger. (CALCRIM
No. 3470.)
The prosecutor’s comments regarding whether Mora had a gun or used lethal force
obviously relate to the third element of self-defense—whether Machuca was justified in
using lethal force against Mora. In addition, the prosecutor’s comments regarding
whether appellants feared Mora related to the reasonableness of their belief of imminent
bodily harm. None of these comments, taken in context, mislead the jury about what is
involved in the theory of self-defense. “It is not misconduct for a prosecutor to argue
different inferences from the evidence.” (People v. Pineiro (1982) 129 Cal.App.3d 915,
923.) It is unlikely the jury misconstrued the prosecutor’s words in the manner suggested
by appellants. (People v. Ayala (2000) 23 Cal.4th 225, 284.) It is clear the prosecutor
urged the jury to reject the self-defense theory and instead adopt her theory that it was a
crime of opportunity for two gang members to take down a rival in their territory.
Importantly, the jury was repeatedly informed, by the court and both counsel, that
instructions on the law would be given by the court alone.
Appellants also contend the prosecutor misstated the evidence. In particular,
Machuca argues, “Throughout the argument, the prosecutor twisted the facts in an
attempt to deceive the jury. She would make a statement, tell the jury the basis of her
statement was not required by the law, then argue that the statement nonetheless
established appellant’s intent. For example, the prosecutor complained that appellant
could have told Gomez to drive away, he didn’t have to, but his failure to do so
established his intent to kill. Or, the prosecutor argued appellant could have pulled his
gun and told Mora to back off, we don’t want any trouble, he didn’t have to, but because
he didn’t that tells you he intended to kill.” This is not improper argument. This is
merely a case where the prosecutor was presenting her view of the evidence and the
inferences to be drawn from it. (People v. Pineiro, supra, 129 Cal.App.3d at p. 924.)
Indeed, intent is often shown through circumstantial evidence. (People v. Lashley (1991)
1 Cal.App.4th 938, 945-946.)
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Appellants also contend the prosecutor argued facts not in evidence during her
closing:
“So you can like him [J.C.] or dislike him; that’s not important.
What you have to do is judge the credibility of the evidence that he provided.
And it is undisputed that it was true.”
“[Gomez] has never been convicted of any felonies.”
“There is also no evidence that Mr. Mora attacked anybody. And that
is important because both defense attorneys have said, you know, he is
running up and attacking Miss Ayon. But there is no evidence that he
attacked her or that he physically harmed her in any way.”
The statement about J.C.’s credibility is entirely appropriate argument.
The statement that Gomez was never convicted of any felonies clearly referred to the
time before he plead in this case; indeed, the prosecutor acknowledged he plead to a
charge stemming from this case. The statement about Mora clarified that even though he
came up to the window and put his hand in the car near Ayon, he did not actually touch
her or harm her. There simply was no prosecutorial misconduct committed by making
these statements. But, even if these statements were erroneous, they do not “ ‘comprise[]
a pattern of conduct “so egregious that it infects the trial with such unfairness as to make
the conviction a denial of due process.” ’ ” (People v. Hill (1998) 17 Cal.4th 800, 819,
823-829 [prosecutor not only misstated the evidence, she referred to facts not in
evidence, cast aspersions on defense counsel and misstated the law]; People v. Wrest
(1992) 3 Cal.4th 1088, 1108.) The jury heard many days of testimony about J.C.’s
potential bias, Gomez’s plea bargain and Mora’s contact with Ayon. Moreover, the trial
court advised the jury that “nothing that the attorneys say is evidence.” The prosecutor’s
fleeting comments during closing are insufficient to render the trial fundamentally unfair.
Finally, appellants contend the prosecutor played to the passions and prejudices of
the jury by referring to Mora as homeless, a drug addict, or as a human being who may
have had a mother, father, brother, or wife. Appellants also take issue with the
prosecutor painting the picture of “brains [] on that crime scene” and ‘a lot of that blood
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was very clumpy.” According to Machuca, these incredibly inflammatory comments
were irrelevant and made solely to appeal to the sympathies of the jury.
It was not misconduct for the prosecutor to describe Mora or the crime scene from
the evidence admitted at trial. Mora had methamphetamine in his system, was acting
erratically, and was far from the Drifters gang territory. Moreover, Mora was shot in the
face and Machuca described to J.C. how “brain splatter” was on the van. The comment
that Mora may have had parents, a sibling, or a spouse was made to show the police
would have taken Mora’s murder seriously when interviewing Luna. Taken in context, it
was not an attempt to curry sympathy from the jury for the victim.
C. Argument on Tattoos
Ayon contends the prosecutor used evidence of her tattoos to argue to the jury that
she was predisposed to crime and was the type of person who was likely to have
committed the charged crimes. Essentially, Ayon claims the prosecutor argued she
should be convicted based on her status as a gang member. In particular, Ayon takes
issue with the following statements made to the jury:
“Was Miss Ayon just the front seat passenger who didn’t do anything?
No. It may seem like that at first glance, and you see Miss Ayon sitting her
in court, you know, every day with her cardigan and her—you know, you
don’t see any of her tattoos. [¶] This is not Miss Ayon you see in court.
This is not the real miss. Ayon. The real Miss Ayon is who she is, and what
she does when she doesn’t feel like anyone—or she doesn’t feel that she can
get in trouble for it.”
“It is clear that Miss Ayon is guilty, under that [natural and probable
consequences] theory, because if she—with what we have, all the evidence
that we have against her, okay, conflicting or not conflicting, is that we know
that at the very least she is saying “18th Street, 18th Street.” She is engaging
in that confrontation. She is a hardcore gangster. She doesn’t look like that
in court right now, but she is because you have seen her tattoos.”
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“And I don’t bring in these photographs, you know, just to—just for
fun. It is not gratuitous. It is because it tells you who they are in terms of
how—what they believe. What’s important to them. What are they trying to
say by their tattoos.”
“On the back of her neck she has ‘What Bitch.’ She has the ‘B’
crossed out. But not only that; I mean, why does she say that? I mean, this is
a very aggressive statement, right? Is this the person who is afraid, who isn’t
up for a challenge, who isn’t ready to have a confrontation and be down for
her gang? She has ‘Bitch’ tattooed all over her. We know on her stomach,
‘118 percent Bitch.’ Not just ‘100’ percent Bitch; it is more. [¶] Again, this
shows you her state of mind, what her intent is, how she identifies herself,
what she knows, not only of herself, but also of the situation that she is
getting herself into.”
“And Miss Ayon has, again, a lot of tattoos, but she has ‘Barrio 18th
Street’ on her hand, on the top of her right hand where everyone can see. I
mean, she is not hiding her affiliation; she is not hiding where—or where her
loyalty is. [¶] ‘Dieciocho’ her arm. She has this tattoo of 18th Street on her
torso that covers her torso, okay, all the way across her torso. [¶] This is not
someone who associates with 18th Street. She is down for the gang. She
knows exactly what is going on when she says, ‘Where are you from?’ or
when she responds ‘18’ to a rival gang member. [¶] And again on her back,
in old English roman numbers, ‘Eighteen, play at your own risk.’ Play at
your own risk. What does that mean? It means, you know what? Play at
your own risk. I am dangerous. Okay? It is up to you, if you are ready to
take me on. [¶] And finally on her arm, ‘Fuck my enemies.’ Why does she
have this tattoo on her? ‘Fuck my enemies.’ That tells you exactly what she
thinks about her rivals. That tells you exactly what she is ready to do for
18th Street because the little devil even has the ‘E’ for 18th Street. [¶] Fuck
my enemies. [¶] Okay? She has this tattoo. She has all of these tattoos.”
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“And then just one more thing about the tattoos, because [defense
counsel] is making a big deal about –he had one of the slides with lie a
tornado, you know, that something—she doesn’t have control over certain
things. She wasn’t driving; she wasn’t the shooter; she has no control. [¶]
But she has control over what she puts on her body. She has control over
what tattoos and how she chooses to brand herself and emblaze herself with
certain tattoos. She has complete control over that. And I am not going to go
over it again, but you know what she has chosen to have emblazoned on her
body.”
Ayon has misinterpreted the prosecutor’s statements. When taken in context, the
challenged statements show that the prosecutor argued that her numerous tattoos were
relevant to show her level of commitment to the 18th Street gang and to her state of mind
at the time she initiated the gang challenge to Mora. They were also pointed out in order
to prove the truth of the gang allegations. The prosecutor’s arguments regarding the
tattoos were fair comments on the evidence.
Ayon relies on three cases, People v. Duvernay (1941) 43 Cal.App.2d 823, 828,
People v. Garcia (1984) 160 Cal.App.3d 82, 93 and People v. Bross (1966) 240
Cal.App.2d 157, 171. They are each distinguishable. In Duvernay and Bross, the courts
held that the prosecutor made statements in closing that were “most prejudicial and held
that “[c]ounsel may not, under the guise of argument, assert as facts matters not in
evidence.” (Bross, supra, 240 Cal.App.2d at p. 173 [prosecutor quoted defendant as
saying that she was going to kill the victim; defendant did not so testify]; Duvernay,
supra, 43 Cal.App.2d at p. 827 [prosecutor accused defendant of being drug addict in
closing].) In Garcia, the court held the prosecutor may not use defendant’s inappropriate
courtroom behavior to establish that he was the type of person willing to participate in
unlawful activity. (Garcia, supra, 160 Cal.App.3d at pp. 93-95.) While referring to facts
not in evidence may be misconduct, that is not what happened here. Unlike in Bross and
Duvernay, the tattoos were in evidence and the prosecutor properly used them to
demonstrate Ayon’s state of mind and affiliation with the 18th Street gang. There was no
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ineffective assistance of counsel in failing to object to the prosecutor’s statements
regarding Ayon’s tattoos.
V. Custody Credits
The parties agree the trial court miscalculated appellants’ pretrial custody credit by
one day; they should have received 667 days rather than 666. The abstracts of judgment
reflect no credit for time served for either Ayon or Machuca. The abstracts of judgment
should be corrected to accurately reflect 667 days of actual custody credit.
DISPOSITION
The abstract of judgment for both appellants should be corrected to reflect 667
days of credit for actual time served. The judgments are otherwise affirmed.
BIGELOW, P.J.
We concur:
RUBIN, J.
FLIER, J.
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