FILED BY CLERK
IN THE COURT OF APPEALS JUN 20 2011
STATE OF ARIZONA
DIVISION TWO COURT OF APPEALS
DIVISION TWO
THE STATE OF ARIZONA, ) 2 CA-CR 2010-0235
) DEPARTMENT B
Appellee, )
) OPINION
v. )
)
RICKY GRAY, )
)
Appellant. )
)
APPEAL FROM THE SUPERIOR COURT OF PIMA COUNTY
Cause Nos. CR20093253 and CR20094054
Honorable Christopher C. Browning, Judge
VACATED IN PART, MODIFIED, AND REMANDED
Thomas C. Horne, Arizona Attorney General
By Kent E. Cattani and Laura P. Chiasson Tucson
Attorneys for Appellee
West, Christoffel & Zickerman, PLLC
By Anne Elsberry Tucson
Attorneys for Appellant
K E L L Y, Judge.
¶1 After a jury trial, appellant Ricky Gray was convicted of one count each of
aggravated domestic violence, tampering with a witness, and influencing a witness. The
trial court found Gray had two historical prior felony convictions and sentenced him to
enhanced, presumptive, concurrent terms of imprisonment, the longest of which is five
years. Counsel filed a brief pursuant to Anders v. California, 386 U.S. 738 (1967), and
State v. Clark, 196 Ariz. 530, 2 P.3d 89 (App. 1999), avowing she had conscientiously
searched the record and found no arguable issues to raise on appeal.
¶2 In our review of the record pursuant to Anders, we identified an issue
arguably constituting fundamental error and ordered the parties to file supplemental
briefs addressing whether, to support Gray‟s conviction for tampering with a witness
under A.R.S. § 13-2804, the state was required to prove that a witness actually had
unlawfully withheld testimony, testified falsely, or failed to obey a summons as a result
of Gray‟s conduct and, if so, whether the state had sustained its burden of proof.1 See
Penson v. Ohio, 488 U.S. 75, 83-84 (1988) (further briefing required when Anders review
presents arguable appellate issue); State v. Jones, 182 Ariz. 243, 244, 895 P.2d 1006,
1
Because Gray did not raise this issue during his trial, and thus failed to provide
the trial court with an opportunity to resolve it, we review only for fundamental error.
See State v. Henderson, 210 Ariz. 561, ¶ 19, 115 P.3d 601, 607 (2005). We recognize,
however, that the state‟s failure to prove each element of an offense of conviction would
be fundamental error, as it constitutes “„error going to the foundation of the case‟” and
would necessarily deprive a defendant of a fair trial. Id., quoting State v. Hunter, 142
Ariz. 88, 90, 688 P.2d 980, 982 (1984); see also State v. Zinsmeyer, 222 Ariz. 612, ¶ 27,
218 P.3d 1069, 1080 (App. 2009) (“A conviction based on insufficient evidence
constitutes fundamental error.”).
2
1007 (App. 1994) (state “must prove beyond a reasonable doubt every element of the
offense charged”).
¶3 We view the facts in the light most favorable to sustaining the jury‟s
verdicts. State v. Chappell, 225 Ariz. 229, n.1, 236 P.3d 1176, 1180 n.1 (2010). So
viewed, evidence at trial established the following. Gray initially was charged with
aggravated assault and aggravated domestic violence stemming from a May 2009
altercation with his girlfriend, Denise J. In early June 2009, Denise received a letter from
Gray, in which he had asked her to avoid contact with attorneys and the court and to
refrain from answering her door or responding to “court papers.” Denise destroyed the
letter and obtained an order of protection prohibiting Gray from having any contact with
her; the order was served on Gray on June 24, 2009.
¶4 When Denise received additional letters from Gray, she contacted Tucson
Police Department detective Michael Kishbaugh, who had investigated the May
altercation. She gave Kishbaugh two unopened letters, dated June 22 and July 28, 2009.
Kishbaugh testified he was concerned about the contents of each of the letters and noted
that, in the June 22 letter, Gray had exhorted Denise, “[J]ust tell them you don‟t want
nothing [sic] to do with this case,” and, “Don‟t show up for any court dates.” Gray had
made similar requests in his July 28 letter to Denise, adding, “I will make it up to you.
When I get back to work, I will give you my check again.” Gray then was charged with
tampering with a witness and aggravated domestic violence in connection with his June
22 letter and, in a separate indictment, with influencing a witness and aggravated
domestic violence in connection with his July 28 letter. Both cases were consolidated for
3
trial with the original aggravated assault and aggravated domestic violence charges for
the May 2009 altercation. Denise appeared at Gray‟s trial and, consistent with her
previous statements, testified that, in May 2009, Gray had beaten and choked her and had
struck her in the head with a mirror, causing her to suffer a fractured nose and cheek. She
also testified about the letters she subsequently received from Gray. The jury convicted
Gray of tampering with a witness arising from his June 22 letter to Denise, and with
influencing a witness and aggravated domestic violence, based on his interference with
judicial proceedings, arising from his July 28 letter.2
Discussion
¶5 We review issues of statutory construction de novo. State v. Estrada, 201
Ariz. 247, ¶ 15, 34 P.3d 356, 359 (2001). In construing § 13-2804, we are mindful that
“„the best and most reliable index of a statute‟s meaning is its language and, when the
language is clear and unequivocal, it is determinative of the statute‟s construction.‟”
State v. Aguilar, 209 Ariz. 40, ¶ 26, 97 P.3d 865, 873 (2004), quoting Janson v.
Christensen, 167 Ariz. 470, 471, 808 P.2d 1222, 1223 (1991). We rely on the commonly
accepted meaning of a statutory term, unless the legislature has defined it or it appears
from its context that another meaning is intended. State v. Reynolds, 170 Ariz. 233, 234,
823 P.2d 681, 682 (1992). In doing so, “we may consider the definitions of respected
dictionaries.” Rigel Corp. v. State, 225 Ariz. 65, ¶ 19, 234 P.3d 633, 637 (App. 2010).
2
The jury acquitted Gray of the May 2009 aggravated assault and aggravated
domestic violence charges in the original indictment and of the aggravated domestic
violence charge which arose from Gray‟s June 22 letter.
4
Only if the plain meaning of the statute remains unclear will we then resort to other
means of statutory construction, “such as the context of the statute, its historical
background, its effects and consequences, and the spirit and purpose of the law.” State
ex rel. Winkleman v. Ariz. Navigable Stream Adjudication Comm’n, 224 Ariz. 230, ¶ 24,
229 P.3d 242, 253 (App. 2010).
¶6 Section 13-2804(A) provides, in relevant part:
A person commits tampering with a witness if such
person knowingly induces a witness in any official
proceeding or a person he believes may be called as a witness
to:
1. Unlawfully withhold any testimony; or
2. Testify falsely; or
3. Absent himself from any official proceeding to
which he has been legally summoned.
As reflected in Gray‟s indictment for tampering, and acknowledged by the state, Gray
was charged with “induc[ing] [Denise J.] . . . to unlawfully withhold testimony.” The
term “induce” is not defined by statute.
¶7 In response to our request for further briefing, both Gray and the state rely
on the following definition of “induce” once found in Black’s Law Dictionary: “To bring
on or about, to affect, cause, to influence to an act or course of conduct, lead by
persuasion or reasoning, incite by motives, prevail on.” Black’s Law Dictionary 775 (6th
ed. 1990).3 Gray maintains this definition denotes “a cause and effect requirement” and
therefore, to be convicted of tampering with a witness, “the defendant‟s actions must
3
More recent editions of Black’s Law Dictionary do not include a definition of
“induce.” See, e.g., Black’s Law Dictionary 779 (7th ed. 1999), 790 (8th ed. 2004).
5
actually cause the potential witness to withhold testimony, testify falsely or absent
himself from proceedings.” In contrast, the state argues that although “this definition
includes inducement that actually results in another person engaging in the desired
activity, . . . inducement is complete when a person influences, leads, or prevails on
another to take the course of action, and does not depend on whether the person actually
takes that action.”
¶8 Whether the use of the term “induces” in § 13-2804 requires proof that a
defendant has succeeded in causing another to unlawfully withhold testimony is a matter
of first impression in Arizona courts. In other contexts, federal and other state courts
have found dictionary definitions of induce “signif[y] a successful persua[s]ion; that the
act has been effective and the desired result obtained.” State v. Miller, 252 A.2d 321,
324-25 (Me. 1969) (charge of inducing another to take indecent liberties requires proof
that “the persuasion has resulted in the doing of the indecent act”); see also Hautau v.
Kearney & Trecker Corp., 179 F. Supp. 490, 492 (E.D. Mich. 1959) (patent
infringement; “the common, ordinary meaning of „induce‟ seems to be one involving
causation and . . . the term „induce‟ is to be strictly differentiated from „attempt to
induce‟”); Combs v. Commonwealth, 198 S.W.3d 574, 578 (Ky. 2006) (construing statute
prohibiting “unlawful transaction with a minor” to require minor‟s participation);
Commonwealth v. Foley, 506 N.E.2d 1160, 1161 & n.1 (1987) (construing charge of
“„induc[ing a] person under eighteen of chaste life to have unlawful sexual intercourse‟”
to require act of sexual intercourse) (alteration in original).
6
¶9 We agree with the court in Hautau that some definitions of induce “[are]
not entirely unequivocal.”4 179 F. Supp. at 492. The following definition may be the
most precise: “induce . . . to move by persuasion or influence”; “to call forth or bring
about by influence or stimulation”; “EFFECT, CAUSE”; or “to cause the formation of.”
Merriam-Webster’s Collegiate Dictionary (11th ed. 2004). We recognize that a
dictionary definition may not be conclusive and, because “context gives meaning,”
statutory terms should not be considered in isolation. United States v. Santos, 553 U.S.
507, 512 (2008). But, notwithstanding the state‟s arguments to the contrary, we find no
reason to depart from the ordinary meaning of the term “induce” when we consider it in
the context of title 13, chapter 28 and its legislative history. See Reynolds, 170 Ariz. at
234, 823 P.2d at 682.
¶10 The state concedes that, “when read in conjunction with other statutes in
the same chapter, § 13-2804 arguably could be read to require that the witness actually
change his conduct as a result of the defendant‟s efforts,” noting that A.R.S. § 13-
4
In addition to the definition of “induce” found in Black’s Law Dictionary, the
cases cited above variously considered definitions found in Webster’s New International
Dictionary (2d ed. 1934), see Hautau, 179 F. Supp. at 492 (“„to bring on or about; to
effect; cause‟”; also citing Black’s Law Dictionary (4th ed. 1951)); Miller, 252 A.2d at
324-25 (same), and Webster’s Third New International Dictionary (1971), see Foley, 506
N.E.2d at 1161 n.1 (“„to move and lead (as by persuasion or influence); prevail upon;
influence, persuade‟”). Similarly, in Standard Chartered PLC v. Price Waterhouse,
Division One of this court relied on the definition found in Webster’s Third New
International Dictionary to construe the use of “induced” in A.R.S. § 44-2003, adding the
dictionary‟s further comment that “„[i]nduce may indicate overcoming indifference,
hesitation, or opposition, usu. by offering for consideration persuasive advantages or
gains that bring about a desired decision . . . .‟” 190 Ariz. 6, 21-22, 945 P.2d 317, 332-33
(1997), quoting Webster’s Third New International Dictionary 1154 (1969), cited with
approval by Grand v. Nacchio, 225 Ariz. 171, ¶¶ 19, 22, 236 P.3d 398, 402 (2010).
7
2802(A) (“Influencing a Witness”), prohibits one from engaging in specific conduct,
directed toward another, “with intent to . . . [i]nduce that person to avoid legal process” or
to “[i]nduce that person to absent himself from any official proceeding to which he has
been legally summoned.” The state thus acknowledges that “the legislature may have
used the word „induce‟ [in § 13-2804] to define conduct which successfully effectuates a
change in the witness‟[s] behavior, while „with intent to induce‟ [in § 13-2802] might
refer to conduct that is intended (but fails) to do so.”
¶11 But in its supplemental brief and at oral argument, the state argued we
should reject this construction because it would render meaningless the statute‟s
prohibition against tampering with “a person [the defendant] believes may be called as a
witness.” According to the state, the legislature used this language to prohibit conduct
intended to dissuade any person from testifying truthfully, even a person whom the
defendant “mistakenly” believes might be called to testify. Because such a person would
never actually be in a position to withhold or falsify testimony, the state argues we would
render this prohibition meaningless if we construe “induce” as requiring a defendant‟s
conduct to effect that result. See, e.g., Williams v. Thude, 188 Ariz. 257, 259, 934 P.2d
1349, 1351 (1997) (courts avoid statutory construction rendering clause void, inert,
redundant, or trivial).
¶12 After review of other statutes found in title 13, chapter 28, as well as their
predecessor statutes and related case authority, we conclude that according “induce” its
common meaning would not nullify the legislature‟s reference to “a person [a defendant]
believes may be called as a witness.” Contrary to the state‟s assertion, the legislature
8
may have used this phrase to include potential witnesses not yet identified or summoned
who, as a result of the defendant‟s inducements, may successfully evade process. Cf.
A.R.S. § 13-2810(A)(2), (3) (prohibiting interfering with judicial proceedings by
knowingly resisting process). In the absence of such language, one charged with the
offense of tampering with a witness might defend on the ground that, at the time he
exerted his influence, the other person had neither been named as a witness nor been
called to testify.
¶13 Our supreme court addressed a similar concern in State v. Ferraro, 67 Ariz.
397, 399-400, 198 P.2d 120, 121-22 (1948) (construing Ariz. Code Ann. § 43-3906
(1939)). In that case, the court rejected a defendant‟s suggestion that a statute prohibiting
bribery of “any witness or person about to be called as a witness” was restricted to “those
already served with subpoena or under legal process to appear as witnesses in pending
actions.” The court instead concluded that the statute prohibited bribing “„any person in
contemplation of his becoming a witness‟” and held the phrase encompassed “those who
are as yet only prospective or contemplated witnesses.” Id., quoting People v. McAllister,
277 P. 1082, 1084 (Cal. Dist. Ct. App. 1929); see also State v. Bailey, 213 P.3d 1240,
1244 (Or. 2009) (Oregon statute prohibiting tampering with witness or person one
“believes may be called as a witness in any official proceeding” prohibited conduct that
preceded initiation of official proceeding).
¶14 The legislature‟s inclusion of “a person who [the defendant] believes may
be called as a witness” similarly precludes a defense based on a restrictive construction of
the term “witness” and clarifies the application of the statute. Thus, this language is not
9
rendered meaningless by requiring that, before a defendant is convicted of having
induced a person to withhold testimony or testify falsely, both cause and effect must be
shown. Moreover, even if we were to conclude that the meaning of § 13-2804 is unclear
or subject to more than one interpretation, “„the rule of lenity requires us to resolve any
ambiguity in favor of the defendant.‟” State v. Lockwood, 222 Ariz. 551, ¶ 4, 218 P.3d
1008, 1010 (App. 2009), quoting Reinesto v. Superior Court, 182 Ariz. 190, 192, 894
P.2d 733, 735 (App. 1995).
¶15 Had the legislature intended to draft § 13-2804 to prohibit both the
accomplished act and an unsuccessful attempt, it could have done so, as it has in other
circumstances. See § 13-2802(A)(2) (prohibits threatening witness or offering benefit to
witness or person one believes may be called as a witness “with intent . . . to [i]nduce”
avoidance of process or summoned attendance); 1969 Ariz. Sess. Laws, ch. 133, § 13
(under former A.R.S. § 13-1825, illegal to “willfully prevent[], dissuade[], or attempt[] to
prevent or dissuade, a person who is or may become a witness from attending . . . any
proceeding or inquiry authorized by law”); former A.R.S. § 13-289 (1956) (prohibiting
“attempts by any other means fraudulently to induce a person to give false testimony, or
withhold true testimony”); former A.R.S. § 13-570 (1956) (prohibiting perjury by
subornation and attempted perjury by subornation); State v. Verive, 128 Ariz. 570,
580-81, 627 P.2d 721, 731-32 (App. 1981) (distinguishing between “completed crime of
dissuading a witness” and “inchoate” offense of attempt to dissuade witness);5 cf. A.R.S.
5
These statutes were repealed and replaced by §§ 13-2802 and 13-2804, effective
October 1, 1978. 1977 Ariz. Sess. Laws, ch. 142, §§ 7, 20, 38, 90. To the extent the
10
§ 41-1491.17 (person “may not induce or attempt to induce” real estate transactions by
prohibited representations). “When the legislature intends to include attempts, it knows
how to do so.” State v. Peek, 219 Ariz. 182, ¶ 19, 195 P.3d 641, 644 (2008) (1993
amendment to A.R.S. § 13-902(E) eliminated authority to impose lifetime probation for
attempted child molestation).6
¶16 We do not disagree with the state‟s contention that it “would be consistent
with the legislature‟s goal of barring persons from improperly interfering with official
proceedings” to prohibit unsuccessful attempts to persuade a witness to withhold her
testimony. But the legislature has addressed the issue of unsuccessful attempts under
A.R.S. § 13-1001, which prohibits persons from attempting to commit a crime, even if
the crime is not completed. The legislature appears to have regarded this as sufficient
prohibition.
¶17 Nor do we doubt the state‟s assertion that our construction of the statute
requires the state to prove more to convict a defendant of witness tampering than would
legislature omitted references to attempted persuasion of a witness found in previous
statutes, we presume such omissions were intentional. See State v. Peek, 219 Ariz. 182,
¶¶ 11-14, 19, 195 P.3d 641, 643-44 (2008).
6
Language defining the conduct required to commit witness tampering in other
jurisdictions also is instructive. See, e.g., Model Penal Code § 241.6 (2001) (“attempts to
induce or otherwise cause”); Ala. Code § 13A-10-124 (“attempts to induce”); Alaska
Stat. § 11.56.540 (“knowingly induces or attempts to induce”); Colo. Rev. Stat. § 18-8-
707 (“intentionally attempts without bribery or threats to induce”); Conn. Gen. Stat.
§ 53a-151 (“induces or attempts to induce”); Fla. Stat. § 914.22 (specified conduct “with
intent to cause or induce”); Me. Rev. Stat. Ann. tit. 17-A, § 454 (“[i]nduces or otherwise
causes, or attempts to induce or cause”); Mont. Code Ann. § 45-7-206 (“purposely or
knowingly attempts to induce or otherwise cause”); N.Y. Penal Law § 215.10
(“wrongfully induces or attempts to induce”); Or. Rev. Stat. § 162.285 (“knowingly
induces or attempts to induce”).
11
an interpretation that permitted prosecution based on an unsuccessful attempt to persuade
a person to withhold or falsify testimony. But the legislature defines crimes and their
elements, and we may neither add nor subtract elements to those definitions. See State v.
Cheramie, 218 Ariz. 447, ¶ 9, 189 P.3d 374, 376 (2008); Ferraro, 67 Ariz. at 401, 198
P.2d at 123. To the extent this potentially could “produce[] an absurd or undesirable
result the remedy lies with the legislature, for we must interpret the statutes as we find
them.” Ferraro, 67 Ariz. at 402, 198 P.2d at 123.
¶18 Accordingly, we conclude a conviction for tampering with a witness under
§ 13-2804 requires proof that a defendant knowingly caused a witness or a person he
believed might be called as a witness to unlawfully withhold testimony, testify falsely, or
fail to appear at an official proceeding when summoned. The state concedes it did not
prove that Denise had altered her conduct or testimony as a result of Gray‟s conduct. But
the jury, which had not been informed of this requirement, could not have found Gray
guilty of the completed offense of tampering with a witness without also implicitly
finding, beyond a reasonable doubt, that he had “attempted” to do so, in violation of
§§ 13-1001 and 13-2804. We therefore conclude modification of Gray‟s judgment, to
reflect his conviction for the lesser-included offense of attempted tampering with a
witness, is appropriate in this case. See, e.g., State v. Rowland, 12 Ariz. App. 437, 437-
38, 471 P.2d 322, 322-23 (1970) (modifying judgment, when evidence only insufficient
to prove element of greater offense, to reflect conviction for proven, lesser-included
offense); State v. Garcia, 138 Ariz. 211, 214, 673 P.2d 955, 958 (App. 1983) (same).
12
¶19 Accordingly, we vacate Gray‟s conviction and sentence for tampering with
a witness, modify the judgment to reflect his conviction for attempted tampering with a
witness, a class one misdemeanor, and remand the case for resentencing on that offense.
/s/ Virginia C. Kelly
VIRGINIA C. KELLY, Judge
CONCURRING:
/s/ Garye L. Vásquez
GARYE L. VÁSQUEZ, Presiding Judge
/s/ Peter J. Eckerstrom
PETER J. ECKERSTROM, Judge
13