[Cite as In re Complaint Against Resnick, 108 Ohio St.3d 160, 2005-Ohio-6800.]
IN RE COMPLAINT AGAINST RESNICK, JUSTICE.
[Cite as In re Complaint Against Resnick,
108 Ohio St.3d 160, 2005-Ohio-6800.]
Judicial misconduct — Driving while under the influence of alcohol — Public
reprimand.
(No. 2005-2396 — Submitted December 7, 2005 — Decided December 28,
2005.)
ADJUDICATION by the Supreme Court of Ohio pursuant to Rule II
of the Rules for the Government of the Judiciary.
__________________
SHAW, J.
{¶1} This is an adjudication, pursuant to Gov.Jud.R. II(2) through (4), of a
formal disciplinary complaint filed against an incumbent justice of the Supreme
Court of Ohio. In this circumstance, Gov.Jud.R. II(2)(B)(3)(a) provides that the
Chief Justice of the Courts of Appeals shall convene the panel described in
Gov.Jud.R. II(4) to “hear and decide” the complaint. Gov.Jud.R. II(4) provides that
all members of the Supreme Court of Ohio are disqualified from hearing or
determining any matter in the proceeding and that the Supreme Court shall be
composed of a panel consisting of the Chief Justice of the Courts of Appeals and the
presiding judge of each of the 12 appellate districts of Ohio. In the event that any one
of the 12 presiding judges is unable to serve, the most senior judge of that court of
appeals shall serve instead.
{¶2} On May 5, 2005, relator, Jeffrey R. McQuiston, was duly appointed as
a special investigator by the Chief Justice of the Courts of Appeals and was charged
with the task of conducting a complete investigation into an incident involving
SUPREME COURT OF OHIO
respondent, Justice Alice Robie Resnick, which occurred on January 31, 2005. The
appointment of relator followed the determination of a panel of three presiding
judges of the courts of appeals that there was sufficient cause to warrant further
investigation into this incident pursuant to Gov.Jud.R. II(2)(B)(2) and (3)(a).
{¶3} Based on this investigation, relator filed a formal complaint against
respondent on November 7, 2005. In the complaint, relator alleged that respondent’s
conduct on January 31, 2005, which led to her arrest and subsequent conviction of
the offense of driving a motor vehicle while under the influence of alcohol, violated
Canon 2 of the Judicial Code of Conduct, which provides, “A judge shall respect and
comply with the law and shall act at all times in a manner that promotes public
confidence in the integrity and impartiality of the judiciary.” The day that the
complaint was filed, Justice Resnick filed her answer admitting each allegation of the
complaint, including the Canon 2 violation.
{¶4} Also on November 7, 2005, the parties jointly submitted to this court
the “Agreement for Consent to Discipline with Attached Affidavit.” The agreement
contains a number of stipulations by relator and respondent. In particular, the parties
stipulate to the admission of the facts alleged in the complaint and stipulate that
respondent’s conduct on January 31, 2005, violated Canon 2 of the Code of Judicial
Conduct. The parties further stipulate to certain matters in mitigation and agree that
the recommended sanction in this matter should be a public reprimand, subject to
acceptance by this court.
{¶5} Attached to the agreement is the personal affidavit of Justice Resnick,
in which she admits to the truth of the facts set out in the complaint and the
agreement, admits to committing the Canon violation as alleged, admits that grounds
exist for the imposition of a sanction upon her, and agrees to the imposition of a
public reprimand. Also attached to the agreement as exhibits A and B, respectively,
2
January Term, 2005
are the judgment entry of respondent’s conviction for driving while under the
influence of alcohol and respondent’s curriculum vitae.
{¶6} In sum, as a result of this investigation and complaint, relator and
respondent now submit their agreement for consent to discipline for approval and
final disposition of this matter by the court in lieu of any further hearing. Upon
consideration, it is our determination that the agreement for consent to discipline be
accepted by the court without further hearing.
{¶7} Accordingly, based upon the foregoing complaint, answer, agreement,
stipulations, affidavit, and exhibits and the joint recommendation of the parties, it is
the unanimous determination of the court by clear and convincing evidence that
respondent, Alice Robie Resnick, violated Canon 2 of the Code of Judicial Conduct
as alleged in the complaint. It is further the unanimous determination of the court
that a public reprimand is the appropriate disciplinary sanction to entirely conclude
all aspects of this case.
{¶8} Respondent, Alice Robie Resnick, is hereby publicly reprimanded for
her conduct on January 31, 2005.
Judgment accordingly.
DOAN, ABELE, BOGGINS, SINGER, DONOFRIO, BLACKMON, BROWN and FORD,
JJ., concur.
FAIN, C.J., BROGAN and YOUNG, JJ., concur separately.
SLABY, J., concurs in judgment.
MIKE FAIN, C.J. of the Ohio Courts of Appeals Judges Association and of the
Second Appellate District.
RUPERT A DOAN, J., of the First Appellate District.
JAMES A. BROGAN, J., of the Second Appellate District.
STEPHEN R. SHAW, J., of the Third Appellate District.
PETER B. ABELE, J., of the Fourth Appellate District.
3
SUPREME COURT OF OHIO
JOHN F. BOGGINS, J., of the Fifth Appellate District.
ARLENE SINGER, J., of the Sixth Appellate District.
GENE DONOFRIO, J., of the Seventh Appellate District.
PATRICIA BLACKMON, J., of the Eighth Appellate District.
LYNN C. SLABY, J., of the Ninth Appellate District.
SUSAN BROWN, J., of the Tenth Appellate District.
DONALD R. FORD, J., of the Eleventh Appellate District.
WILLIAM W. YOUNG, J., of the Twelfth Appellate District.
__________________
FAIN, C.J., concurring.
{¶9} Because we are both the initial and final judicial tribunal charged with
adjudicating this disciplinary complaint, I deem it to be our duty to determine,
independently of the recommendation of the parties, both whether an ethical violation
occurred and what the appropriate sanction for that violation should be. I therefore
find it appropriate to set forth my reasoning for concluding that a public reprimand is
the appropriate sanction in this matter.
{¶10} First, I accept the stipulation that Justice Resnick violated Canon 2
when she operated a motor vehicle while under the influence of alcohol. In this
connection, I note that “[m]embers of the judiciary have an even greater duty [than do
other lawyers] to obey the law, and the breach of that duty has been met with the full
measure of our disciplinary authority.” Disciplinary Counsel v. Connor, 105 Ohio
St.3d 100, 2004-Ohio-6902, 822 N.E.2d 1235, ¶ 18.
{¶11} With respect to the proper sanction, I note that in Disciplinary
Counsel v. Connor, the respondent, a common pleas judge, was suspended from the
practice of law as a result of a conviction for driving under the influence of alcohol.
In that case, however, there were aggravating circumstances, the respondent having
had two prior convictions for driving under the influence of alcohol — one fewer
4
January Term, 2005
than three years previously — and the six-month suspension from the practice of law
was itself stayed on conditions. In the case before us, the parties have stipulated that
there are no aggravating factors. I am aware that media accounts of Justice Resnick’s
arrest for driving under the influence of alcohol included references to statements that
she reportedly made to the arresting officer, while still under the influence, that might
be construed as an attempt to persuade the officer to release her because of her high
judicial office. While such statements could certainly constitute an aggravating
circumstance, they are not part of the record before us. Neither in the original
complaint in this matter, nor in the formal complaint, nor in the parties’ stipulation of
facts is there any allusion to these reported statements. Like any court, we are limited
to the facts in evidence before us and cannot properly consider matters that we have
heard only from the media.
{¶12} The parties have stipulated to the following mitigating factors:
{¶13} “a. Respondent’s absence of a prior disciplinary record: No other
disciplinary actions, allegations or complaints have been filed against her since her
admission to the bar in 1964.
{¶14} “b. Respondent’s absence of any dishonest or selfish motive.
{¶15} “c. Respondent’s timely and good faith effort to rectify the
consequences of her violation. She pled guilty to all charges filed against her, asked
for no special treatment, and did not seek temporary driving privileges. She fully and
completely served and complied with the conditions of her sentence.
{¶16} “d. Respondent’s full cooperation in the disciplinary investigation and
proceedings.
{¶17} “e. Respondent’s excellent character and fine reputation.
{¶18} “f. Respondent has had a distinguished legal career including many
years of service on the bench, and has been the recipient of numerous honors for her
service to the legal profession.”
5
SUPREME COURT OF OHIO
{¶19} Cynthia Gray, a nationally recognized authority on the subject of
judicial discipline, has written about discipline imposed upon judges for driving
while intoxicated. Gray, Discipline for Driving While Intoxicated (Winter 2003), 24
JCR 2. In that article, Gray writes, “Although some states privately reprimand a
judge for a first-time drunk-driving offense [an option not available under Ohio’s
disciplinary scheme], the cases from 2002 are consistent with past decisions from
many states holding that a public reprimand or admonition is the appropriate sanction
for a first offense but that a harsher sanction, such as censure or suspension, is
justified if there are aggravating factors such as multiple incidents or an attempt to
avoid arrest by asserting the judicial office.”
{¶20} There are no aggravating factors of record in the case before us.
{¶21} In view of the facts that Justice Resnick has consented to the
disciplinary sanction of a public reprimand, that there are no aggravating factors of
record, that there are numerous mitigating factors to which the parties have
stipulated, and that a public reprimand appears to be the most severe sanction
typically imposed upon a judge who commits a first-time driving-while-intoxicated
offense without any aggravating circumstances, I conclude that a public reprimand is
the appropriate disciplinary sanction in this case.
{¶22} It is unfortunate that a long and distinguished career at the bar and on
the bench must suffer the blemish of a public reprimand. Nevertheless, I consider it
the duty of this tribunal to issue a public reprimand to the respondent, who, as a
justice of the Ohio Supreme Court, is under the highest duty to uphold the law.
DOAN, BROGAN, ABELE and YOUNG, JJ., concur in the foregoing concurring
opinion.
__________________
SLABY, J., concurring in judgment.
6
January Term, 2005
{¶23} I concur in the concurring opinion, but write separately. I agree with
both the majority and the concurring opinion as to the final judgment, given what is
before us. However, I believe that we should have had a full, open hearing on this
matter pursuant to Gov.Jud.R. II(2)(B)(3)(a). Although there are substantial
stipulations of fact, there may be some unanswered questions as to how the
investigator came to the conclusions and recommendations that he presented to the
panel. Therefore, I concur in judgment only.
__________________
Jeffrey R. McQuiston, for relator.
David W. Zoll, for respondent.
______________________
7