[Cite as State ex rel. Fairfield City Schools v. Indus. Comm., 129 Ohio St.3d 312, 2011-Ohio-
2378.]
THE STATE EX REL. FAIRFIELD CITY SCHOOLS, APPELLANT, v. INDUSTRIAL
COMMISSION OF OHIO, APPELLEE, ET AL.
[Cite as State ex rel. Fairfield City Schools v. Indus. Comm.,
129 Ohio St.3d 312, 2011-Ohio-2378.]
Workers’ compensation — R.C. 4123.343 — Employer sought handicap
reimbursement for total disability compensation awarded to one of its
employees — Employer did not prove that employee’s hypertension
qualified as a cardiac disease as that term is used in R.C. 4123.343.
(No. 2010-0674 — Submitted March 22, 2011 — Decided May 24, 2011.)
APPEAL from the Court of Appeals for Franklin County, No. 09AP-271,
2010-Ohio-871.
__________________
Per Curiam.
{¶ 1} Appellant, Fairfield City Schools (“Fairfield”) seeks handicap
reimbursement under R.C. 4123.343(D)(2)1 for total disability compensation
awarded to one of its employees. Created in 1955, the handicap reimbursement
program encourages employers to hire persons with certain mental or physical
conditions that could hinder employment. R.C. 4123.343(A)(1) through (25).
Am.Sub.H.B. No. 642, 126 Ohio Laws 947. The program does so by charging to
the state surplus fund all or part of the cost arising from an industrial injury
1. “(2) Whenever a handicapped employee is injured or disabled or dies as a result of an injury or
occupational disease and the administrator finds that the injury or occupational disease would have
been sustained or suffered without regard to the employee's pre-existing impairment but that the
resulting disability or death was caused at least in part through aggravation of the employee's pre-
existing disability, the administrator shall determine in a manner that is equitable and reasonable
and based upon medical evidence the amount of disability or proportion of the cost of the death
award that is attributable to the employee's pre-existing disability and the amount found shall be
charged to the statutory surplus fund.
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sustained by an employee who has one of the statute’s enumerated “diseases or
conditions” if the disease or condition either caused or aggravated the industrial
injury leading to death or disability.
Case Background
{¶ 2} Edward Carpenter Jr., a Fairfield employee, has had hypertension
since at least 1995. In 2002, he injured his back while at work. Carpenter’s back
injury has resulted in a considerable amount of disability compensation—first
temporary total and now permanent total. In 2008, Fairfield requested handicap
reimbursement from the Ohio Bureau of Workers’ Compensation for at least part
of the disability payments made to Carpenter. Fairfield’s application alleged that
Carpenter’s preexisting hypertension is a cardiac disease, one of the conditions
listed in R.C. 4123.343(A)(3), that delayed his recovery from back surgery,
contributing to prolonged disability payments.
{¶ 3} Fairfield submitted the April 5, 2008 report of Dr. Paul T. Hogya,
who had reviewed Carpenter’s medical records. The report stated:
{¶ 4} “The claimant does have history of hypertension with complicating
cardiac arrhythmia in 1995. His hypertension has been managed with Lisinopril.
* * * The hypertension would reasonably contribute to a handicap assessment
with respect to his multiple lumbar surgeries * * *. Chronic hypertension plays a
role in delaying healing from these surgeries, exacerbated by his chronic smoking.
Hypertension results in stiffer arteries, which limits healing, particularly involving
the fusion surgeries. Excellent blood flow is required to consolidate the bony
fusion. In this case, there was a failed back surgery with non-union. This led to
the two-stage surgery on 12/2/03 and 1/24/04. Consequently, there was
substantial delay in recovery, resulting in the need for a second procedure, which
involved two stages over two months. Therefore, a reasonable handicap
assessment attributed to the cardiac disease (hypertension) would be 50%.”
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January Term, 2011
{¶ 5} The bureau rejected Dr. Hogya’s report as “insufficient to establish
cardiac disease as a pre-existing condition that delayed recovery.” It described
the report as “speculative and tenuous” and stated that the report did not show that
Carpenter’s injury was affected by hypertension but instead merely explained that
in general, injuries are affected by hypertension. It accordingly denied
reimbursement, and Fairfield appealed to appellee, the Industrial Commission of
Ohio.
{¶ 6} A commission district hearing officer denied reimbursement, and
on July 29, 2008, a staff hearing officer (“SHO”) affirmed that decision for three
reasons: (1) hypertension is not an R.C. 4123.343(A) enumerated condition, (2)
Fairfield did not establish that Carpenter’s hypertension constituted a cardiac
disease, and (3) there was insufficient evidence to establish that Carpenter’s high
blood pressure contributed to the cost of his workers’ compensation claim.
{¶ 7} Fairfield appealed to the commission and submitted an August 12,
2008 report from Dr. Hogya in which he explained why hypertension should be
considered a cardiac disease. The commission, however, refused further appeal.
{¶ 8} Fairfield filed a complaint in mandamus in the Court of Appeals
for Franklin County, challenging the denial of reimbursement. Fairfield relied
heavily on a newly submitted piece of evidence—a one-page Bureau of Workers’
Compensation document entitled “Handicap Reimbursement Guidelines.” This
document stated that “[e]vidence of high blood pressure/hypertension, without
more explanation, does not constitute evidence of cardiac disease.” (Emphasis
sic.) Fairfield argued that it had satisfied the guidelines through Dr. Hogya’s
reports that explained why Carpenter’s hypertension should be considered a
cardiac disease. Fairfield urged the court to find that the commission had abused
its discretion in rejecting that evidence.
{¶ 9} The court of appeals denied the writ. It stressed that the guidelines
on which Fairfield relied were not commission guidelines, but bureau guidelines
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that had not been promulgated in accordance with R.C. 4123.343(A) and 119.03.
Describing them as internal guidelines, the court of appeals noted that Fairfield
cited no authority that bound one state agency to the internal guidelines of
another. The court also held that the commission’s exclusive authority to weigh
the evidence permitted it to find that Dr. Hogya’s reports were insufficient
evidence. Emphasizing the commission’s substantial expertise in the area of
handicap reimbursement, the court of appeals held that the commission did not
abuse its discretion in finding that Carpenter’s hypertension was not a cardiac
disease for handicap-reimbursement purposes.
{¶ 10} Fairfield now appeals to this court as of right.
Analysis
{¶ 11} For handicap reimbursement to issue, an employer must first
establish that its employee had one of the enumerated conditions under R.C.
4123.343(A).2 The condition currently at issue—hypertension—is not a
2. {¶a} “(A) As used in this section, ‘handicapped employee’ means an employee who is
afflicted with or subject to any physical or mental impairment, or both, whether congenital or due
to an injury or disease of such character that the impairment constitutes a handicap in obtaining
employment or would constitute a handicap in obtaining reemployment if the employee should
become unemployed and whose handicap is due to any of the following diseases or conditions:
{¶ b} “(1) Epilepsy;
{¶ c} “(2) Diabetes;
{¶ d} “(3) Cardiac disease;
{¶ e} “(4) Arthritis;
{¶ f} “(5) Amputated foot, leg, arm, or hand;
{¶ g} “(6) Loss of sight of one or both eyes or a partial loss of uncorrected vision of more than
seventy-five per cent bilaterally;
{¶ h} “(7) Residual disability from poliomyelitis;
{¶ i} “(8) Cerebral palsy;
{¶ j} “(9) Multiple sclerosis;
{¶ k} “(10) Parkinson's disease;
{¶ l} “(11) Cerebral vascular accident;
{¶ m} “(12) Tuberculosis;
{¶ n} “(13) Silicosis;
{¶ o} “(14) Psycho-neurotic disability following treatment in a recognized medical or mental
institution;
{¶ p} “(15) Hemophilia;
{¶ q} “(16) Chronic osteomyelitis;
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January Term, 2011
designated condition. Cardiac disease is listed in R.C. 4123.343(A)(3), although
the term is not defined in the statute.
{¶ 12} Fairfield argues that Carpenter’s hypertension should be classified
as a cardiac disease and advances two propositions: one relies on dictionary
definitions and would make hypertension a cardiac disease per se; the other relies
on Dr. Hogya’s reports and would qualify Carpenter’s hypertension as a cardiac
disease. The commission contends that hypertension should not be considered a
cardiac disease per se and argues that the evidence in this case did not support a
finding that Carpenter’s hypertension qualifies as a cardiac disease. For the
following reasons, we hold in the commission’s favor.
{¶ 13} Fairfield initially argues that because R.C. Chapter 4123 does not
define “cardiac disease,” it must be “accorded its plain, everyday meaning.”
Sharp v. Union Carbide Corp. (1988), 38 Ohio St.3d 69, 70, 525 N.E.2d 1386. In
asserting that Carpenter’s high blood pressure should be classified as a cardiac
disease, Fairfield relies on extrapolation: because the term “cardiac” means
relating to the heart and hypertension affects the blood vessels that supply the
heart, hypertension is a cardiac disease. We reject this proposition.
{¶ 14} If the mere fact of blood circulation were sufficient to transform a
chronic condition into a cardiac disease, then ostensibly leukemia and anemia
would also be cardiac diseases because they, too, affect the blood. Fairfield’s
{¶ r} “(17) Ankylosis of joints;
{¶ s} “(18) Hyper insulinism;
{¶ t} “(19) Muscular dystrophies;
{¶ u} “(20) Arterio-sclerosis;
{¶ v} “(21) Thrombo-phlebitis;
{¶ w} “(22) Varicose veins;
{¶ x} “(23) Cardiovascular, pulmonary, or respiratory diseases of a firefighter or police
officer employed by a municipal corporation or township as a regular member of a lawfully
constituted police department or fire department;
{¶ y} “(24) Coal miners' pneumoconiosis, commonly referred to as "black lung disease";
{¶ z} “(25) Disability with respect to which an individual has completed a rehabilitation
program conducted pursuant to sections 4121.61 to 4121.69 of the Revised Code.
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reasoning could permit employer reimbursement for many conditions never
anticipated by the legislature.
{¶ 15} Second, Fairfield’s logic would permit handicap reimbursement in
situations where a person’s hypertension has never manifested itself with the
symptomatology of a cardiac disease. High blood pressure can certainly lead to
very serious heart problems, but many people—including Carpenter—control
their hypertension and suffer no heart-related effects. Dr. Hogya reported that
Carpenter’s hypertension has been effectively managed with medication, and he
did not conclude that Carpenter’s hypertension has had any cardiac implications.
{¶ 16} Third, the “primary goal in construing a statute is to ascertain and
give effect to the intent of the legislature.” State ex rel. Cordray v. Midway Motor
Sales, Inc., 122 Ohio St.3d 234, 2009-Ohio-2610, 910 N.E.2d 432, ¶ 15. In this
case, the interpretation that Fairfield advocates is not consistent with the General
Assembly’s purpose in creating the handicap reimbursement program.
{¶ 17} The stated purpose of R.C. 4123.343 is to encourage employers to
hire and retain handicapped employees with the conditions that are listed. To an
employer, any of the conditions may raise concerns about an employee’s
productivity or the employer’s ability to respond in the event of an emergency.
Without an incentive to hire those suffering from these conditions, an employer
might be less inclined to employ them.
{¶ 18} According to the American Heart Association, however, one in
three adults has hypertension,3 so no incentive is needed to hire these persons into
the workforce—they are already there. Equally important, high blood pressure,
unlike many of the enumerated conditions, can be controlled, so it is far less likely
to disrupt workplace productivity or safety. Simply put, hypertension is not the
impediment to employment that the enumerated conditions might be.
3. http://www.heart.org/HEARTORG/Conditions/HighBloodPressure/AboutHighBloodPressure/
Understanding-Blood-Pressure-Readings_UCM_301764_Article.jsp.
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January Term, 2011
{¶ 19} This is not to say that hypertension can never be classified as an
R.C. 4123.343(A)(3) cardiac disease. The commission, however, found that the
evidence submitted by Fairfield did not establish that Carpenter’s hypertension
constituted a cardiac disease.
{¶ 20} The commission is exclusively responsible for evaluating
evidentiary weight and credibility. State ex rel. Burley v. Coil Packing, Inc.
(1987), 31 Ohio St.3d 18, 20-21, 31 OBR 70, 508 N.E.2d 936. Dr. Hogya’s April
5, 2008 report stated that Carpenter’s hypertension had been successfully
managed with medication, and he did not attribute any cardiac symptoms to that
condition. From this, the commission concluded that Carpenter’s hypertension
was not a cardiac disease. Fairfield argues that any shortcomings in that report
were remedied by Dr. Hogya’s August 12, 2008 narrative. That report, however,
was submitted after the SHO hearing, so it is not relevant to discussion of the
SHO’s order. State ex rel. Cordray v. Indus. Comm. (1990), 54 Ohio St.3d 99, 561
N.E.2d 917.
Conclusion
{¶ 21} We accordingly affirm the court of appeals’ judgment holding that
the commission did not abuse its discretion in denying Fairfield’s application for
handicap reimbursement.
Judgment affirmed.
O’CONNOR, C.J., and PFEIFER, LUNDBERG STRATTON, O’DONNELL,
LANZINGER, CUPP, and MCGEE BROWN, JJ., concur.
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Coolidge Wall Co., L.P.A., David C. Korte, Michelle D. Bach, and Joshua
R. Lounsbury, for appellant.
Michael DeWine, Attorney General, and Elise Porter, Assistant Attorney
General, for appellee.
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