Pursuant to Ind.Appellate Rule 65(D),
this Memorandum Decision shall not be Mar 27 2014, 8:08 am
regarded as precedent or cited before any
court except for the purpose of
establishing the defense of res judicata,
collateral estoppel, or the law of the case.
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
DANIEL J. VANDERPOOL GREGORY F. ZOELLER
Vanderpool Law Firm, P.C. Attorney General of Indiana
Warsaw, Indiana
ANGELA N. SANCHEZ
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
BOBBY WINE, )
)
Appellant-Defendant, )
)
vs. ) No. 85A05-1307-CR-382
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE WABASH CIRCUIT COURT
The Honorable Robert R. McCallen, III, Judge
Cause No. 85C01-1207-FB-628
March 27, 2014
MEMORANDUM DECISION - NOT FOR PUBLICATION
FRIEDLANDER, Judge
Bobby Wine appeals his conviction for Dealing in a Schedule I, II, or III Controlled
Substance, a class B felony.1 Wine presents the following consolidated and restated issues
for review:
1. Did Wine receive ineffective assistance of trial counsel?
2. Was Wine entitled to dismissal based upon an agreement with the
State?
3. Did the trial court err by allowing the State to admit evidence of an
admission made by Wine?
We affirm.
In June 2012, Wine’s daughter agreed to assist officers of the Wabash Police
Department with a controlled buy involving Wine. Officer Matt Rebholz arranged for
Officer Jason Thomas of a neighboring county to assist as an undercover officer. The buy,
which was audio and video recorded, took place at Wine’s residence in Wabash County on
the afternoon of June 29. Officer Thomas exchanged $75 in recorded buy money with Wine
for a number of pills containing hydrocodone. Officer Thomas then inquired whether Wine
had methamphetamine. Wine indicated that he could obtain some and would contact his
daughter once he had.
Expecting that Wine was going to purchase methamphetamine later that day, officers
continued surveillance of him for several hours. Police followed him to a home in Miami
County, where another person of interest, Kenny Sweares, lived. After Wine left that home,
Officer Rebholz initiated a traffic stop and placed Wine under arrest. Wine then discovered
1
Ind. Code Ann. § 35-48-4-2(a) (West, Westlaw current through 2013 1st Reg. Sess. & 1st Technical Sess.).
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that the earlier transaction was a controlled buy, which had been recorded. The recorded buy
money was found in Wine’s possession at the time of the stop.
Wine pleaded with Officer Rebholz at the scene of the stop and stated he would do
“whatever it takes” to avoid going to jail. Transcript at 173. Officer Rebholz agreed to “put
it on the shelf” but warned that Wine would be “working for [him] for a long time.” Id. In
addition to working as a confidential informant, Officer Rebholz advised Wine that he was
expected to stay out of trouble and off drugs. Officer Rebholz asked Wine to explain his visit
to Sweares’s home. Wine stated that Sweares did not have methamphetamine at the time but
that Sweares does manufacture methamphetamine. Officer Rebholz released Wine.
A few days later, Wine contacted Officer Rebholz and admitted that he had lied to him
the night of the arrest and that there had been drugs at Sweares’s home. Thereafter, on July 5
and 8, Wine assisted Officer Jeff Grant of the Peru City Police Department (Miami County)
with two controlled buys with Sweares as the target. These buys lead to charges being filed
against Sweares. On July 16, 18, and 25, Wine assisted Officer Grant with obtaining
information and/or evidence against three additional targets in Miami County.
Wine assisted Officer Rebholz with a controlled buy on July 5. Although the target
was immediately stopped after the transaction, the buy money was not found. Officer
Rebholz suspected Wine had conspired with the target in some way, though he could not
prove it. Officer Rebholz did not use Wine as a confidential informant again, but Wine
assisted Officer Grant as set out above. Grant was satisfied with Wine’s assistance.
On the night of July 18, Wine’s probation officer conducted a random probation check
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at Wine’s residence and collected a urine screen. Wine admitted that the screen would come
back positive for prescription drugs, which it did. The day following the search, Wine came
to the Wabash Police Department and turned in a container holding five unused syringes and
three pills. Wine claimed this was what probation was looking for the previous night and
admitted that he had placed it in a dumpster.2
On or before July 24, 2012, Officer Rebholz determined that he was no longer going
to sit on the June 29 arrest. He completed an affidavit of probable cause on July 25, which
the prosecutor filed on July 30, along with the criminal information for dealing in a
controlled substance. Wine was arrested on August 2 for this charge.
The instant case proceeded to a jury trial on June 11, 2013 and lasted three days. At
the onset of trial, Wine sought dismissal based upon his agreement with Officer Rebholz.
Following a hearing, the trial court denied the motion to dismiss. The trial court also denied
Wine’s repeated requests to present the issue to the jury. The jury found Wine guilty as
charged, and the trial court sentenced him to eighteen years in prison. Wine now appeals.
1.
Wine initially argues that he received ineffective assistance of trial counsel. He
presents this claim on direct appeal, which is generally ill advised.3 As our Supreme Court
2
As a result of the events on July 18 and 19, new criminal charges were filed on July 30 for unlawful
possession of a syringe and unlawful possession of a legend drug, and the State filed a petition to revoke
probation on August 14.
3 A post-conviction hearing is normally the preferred forum to adjudicate a claim of ineffective assistance of
counsel. See McIntire v. State, 717 N.E.2d 96 (Ind. 1999); Woods v. State, 701 N.E.2d 1208 (Ind. 1998). This
is so because presenting such a claim often requires the development of new facts not present in the trial
record. McIntire v, State, 717 N.E.2d 96. Although a defendant may choose to raise a claim of ineffectiveness
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has explained:
When the only record on which a claim of ineffective assistance is based is the
trial record, every indulgence will be given to the possibility that a seeming
lapse or error by defense counsel was in fact a tactical move, flawed only in
hindsight. It is no surprise that such claims almost always fail.
Woods v. State, 701 N.E.2d at 1216 (quoting United States v. Taglia, 922 F.2d 413, 417-18
(7th Cir. 1991)). This is because our review starts with the presumption that counsel rendered
adequate assistance and made all decisions by exercising reasonable professional judgment.
Walker v. State, 843 N.E.2d 50 (Ind. Ct. App. 2005), trans. denied.
To prevail on a claim of ineffective assistance of trial counsel, a defendant must
demonstrate both that his counsel’s performance was deficient and that he was prejudiced by
the deficient performance. Id. (citing Strickland v. Washington, 466 U.S. 668 (1984)), trans.
denied. Counsel’s performance is deficient if it falls below an objective standard of
reasonableness based on prevailing professional norms. Id. To meet the appropriate test for
prejudice, the defendant must show that there is a reasonable probability that, but for
counsel’s unprofessional errors, the result of the proceeding would have been different. Id.
Failure to satisfy either prong will cause the claim to fail. Id.
Wine’s specific claims of ineffectiveness are that counsel failed to spend sufficient
time meeting with him to prepare for trial, failed to advise Wine of a plea agreement offered
by the State, and failed to file the motion to dismiss prior to trial. Wine has not presented
adequate evidence to support any of these claims. With respect to the first two, Wine relies
of counsel on direct appeal, if he does so the issue will be foreclosed from collateral review. Id.; Woods v.
State, 701 N.E.2d 1208.
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exclusively on his own self-serving statements, yet the trial court expressly found that Wine
“[could not] be believed or trusted.”4 Appellant’s Appendix at 112. Further, counsel
indicated to the trial court that he had informed Wine of the plea offer, but “[Wine]
consistently told [counsel] that he wasn’t interested in a plea.” Transcript at 225.
Wine claims that counsel should have filed the motion to dismiss before trial “so that
Wine could get an advance decision by the trial court on that issue.” Appellant’s Brief at 15.
Without this, Wine contends he could not make an informed decision about whether to
accept any plea agreement. He cites no authority in support of his argument. Further,
because counsel was not called to testify, no record has been developed as to trial counsel’s
strategy or reasons underlying his decision regarding the timing of the motion to dismiss. See
Villalon v. State, 956 N.E.2d 697 (Ind. Ct. App. 2011), trans. denied. On the record before
us, we cannot conclude that trial counsel rendered ineffective assistance. See Woods v. State,
701 N.E.2d at 1216 (“[w]here the record is incomplete, the reviewing court is poorly
positioned to address the merits”).
2.
The next issue centers on the agreement between Wine and Officer Rebholz regarding
4
This finding was entered in another context, the order denying Wine’s motion to dismiss, but it is apt here
too. In its order the court stated the following regarding Wine’s credibility:
Simply stated, the Defendant will say whatever is necessary, including perjuring himself, to
get what he wants. He is damaged goods. The Defendant has been disruptive many times
throughout these proceedings and he is upset about his Attorney’s performance in this matter.
The Defendant has a history of attempting to undermine court appointed attorney(s) and take
matters into his own hands. The Defendant has committed perjury. This history and his lack
of credibility support prior court rulings in this case and in a related contempt proceeding. He
cannot be believed nor trusted. He will sell his soul or anyone else’s, to serve his own selfish
interests.
Id.
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filing of the underlying charge. Wine claims that he satisfied his agreement with Officer
Rebholz and, therefore, the trial court was bound to grant the motion to dismiss. Moreover,
he argues that he should have been allowed to present evidence of this agreement to the jury
as a defense.
We quickly dispose of the suggestion that the jury should have played a role in
deciding Wine’s motion to dismiss. The trial court properly determined that whether the
agreement prevented the State from prosecuting the case was an issue to be decided by the
court and was not relevant to any factual determinations before the jury. Wine presents no
cogent argument to the contrary.5
We turn now to the trial court’s denial of the motion to dismiss. The State argues
initially that Officer Rebholz lacked the authority to enter into an agreement binding the State
not to prosecute. We need not, however, decide this issue. Even assuming that the State was
bound under the agreement, the trial court did not err in denying Wine’s motion to dismiss
because Wine “failed to fully live up to his end of the bargain.” Appellant’s Appendix at 111.
Wine acknowledged a number of times at trial that the agreement required him to
work with Officer Rebholz for a “long time”. Transcript at 172, 173, 188. Further, Officer
Rebholz testified that in addition to working as a confidential informant, the agreement
required that Wine stay off drugs and out of trouble.
Officer Rebholz and Wine entered into the agreement on June 29, 2012. Immediately
5 Wine wrongly analogizes this situation to a claim of self-defense. Unlike a claim of self-defense,
determining the effect of the agreement on the State’s ability to prosecute requires no determination of facts
about the crime itself or whether Wine had a legal justification for committing the crime.
7
thereafter, Wine lied to Officer Rebholz regarding whether there were drugs at the residence
he had just left. Over the next couple weeks Wine successfully assisted another officer with
a number of targets. The one controlled buy with which Wine assisted Rebholz, however,
did not go well and Rebholz suspected foul play due to the missing buy money.
The record reveals that by mid-July Wine “got high” even though he knew he should
not have pursuant to the agreement. Id. at 199. He also possessed prescription drugs and
syringes in violation of the law. Wine had a positive drug screen on July 18 and turned in
pills and syringes the following day, ultimately resulting in probation revocation and new
charges, respectively.
In less than a month, Wine failed on more than one occasion to comply with the
agreement, most notably by breaking the law again. As a result of Wine’s noncompliance,
Officer Rebholz understandably decided to take the case off the shelf and turn it over to the
prosecutor on or about July 25. Under these circumstances, the trial court did not err in
denying Wine’s motion to dismiss.
3.
Finally, Wine argues that an admission, which he made at trial outside the presence of
the jury, should not have been admitted as evidence. The admission occurred after the jury
was released on the first day of trial. Wine initiated the following colloquy:
[Wine]: Your Honor, you know, I apologize. I really do. Uh - -
[Court]: You did very well this last witness.
[Wine]: From the outward appearance, thanks for saying that. But on the
inside, your Honor, I’m a mess there. Wasn’t a whole lot I could do
here until the very last minute when I had to say it loud enough for the
jury to hear me, “can I borrow your pen,” because he took my pen from
8
me. I couldn’t write questions.
A lot of questions should have been asked of him that wasn’t
asked. It’s too late now, uh, but I hope that it doesn’t continue, Judge.
You know, I’m fighting for my life, Judge. I’m not saying I’m
innocent, by all means I’m not, I’m guilty as hell.
[Defense Counsel]: Bobby - -
[Wine]: God knows it, you know it, he knows it. But this should not be
happening, Judge. I don’t understand all of the rules of the evidence on
how the Court proceeds. I’m pretty dumb to that, but I’m not retarded,
Judge. They should know the truth. All I’m asking is an opportunity to
let them hear the truth. Why can’t I speak? Why can’t they know the
truth on what happened between me and that man?
[Court]: Well, Mr. Wine, you will - -
[Wine]: I don’t understand.
[Court]: You will at some point make a decision in conjunction with your
attorney as to whether or not you wish to testify. You absolutely have
the right not to do so. That is a very important tactical decision. I will
give you plenty of time to think that over when the time is appropriate,
if I don’t grant the motion to dismiss tomorrow, and we get to that
length. This is where we’re at right now….
Transcript at 94-95 (emphasis supplied).
During Officer Rebholz’s testimony on the second day of trial, the State questioned
him regarding the admission made by Wine the previous day. Over Wine’s objection, the
witness was permitted to testify as follows: “Mr. Wine, uh, in an excited utterance said, uh,
loudly enough for all of us to hear regards to being innocent, I’m by all means not, I’m guilty
as hell. God knows it, he knows it, and you know it.” Id. at 158. Upon Wine’s request
based on the rule of completeness, a recording of the entire colloquy was then played for the
jury.
On appeal, Wine makes a vague claim that allowing the admission to be used as
evidence against him violated principles of due process. He explains, with no citation to
authority or the record:
9
Wine was obviously unstable during his trial, as evidenced by his frequent
disruptive comments and activities. It would be fundamentally unfair to allow
his comments in response to a judicial observation to be used against him. He
was commenting upon his mental status, and was making the trial court aware
of the internal struggle he was having. By allowing the statements to be used
as evidence, the Court discouraged further truthful comment by Wine that
might have led to a less contentious atmosphere during his trial.
Appellant’s Brief at 22.
Wine’s admission was clearly spontaneous and in no way elicited by the trial court or
anyone else. Moreover, Wine presents no cogent argument in support of his due process
claim that the admission should not have been allowed into evidence. This issue is therefore
waived. See State v. Holtsclaw, 977 N.E.2d 348, 350 (Ind. 2012) (appellant waived argument
by “failing to appropriately develop or support it”); Ind. Appellate Rule 46(A)(8)(a)
(requiring conclusions to be “supported by cogent reasoning” and “citations to authorities,
statutes, and the Appendix or parts of the Record on Appeal relied on”).
Judgment affirmed.
KIRSCH, J., and BAILEY, J., concur.
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