FILED
Pursuant to Ind. Appellate Rule 65(D),
this Memorandum Decision shall not be
regarded as precedent or cited before
Nov 08 2012, 9:47 am
any court except for the purpose of
establishing the defense of res judicata,
collateral estoppel, or the law of the case. CLERK
of the supreme court,
court of appeals and
tax court
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
RONALD S. TODD MARK D. GERTH
Ronald S. Todd, P.C. STEVEN E. SPRINGER
Noblesville, Indiana MICHAEL WROBLEWSKI
Kightlinger & Gray, LLP
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
JEFF CLADE, )
)
Appellant-Plaintiff, )
)
vs. ) No. 49A02-1206-CT-509
)
HUNT CONSTRUCTION GROUP, INC., )
)
Appellee-Defendant. )
APPEAL FROM THE MARION SUPERIOR COURT
The Honorable Heather A. Welch, Judge
Cause No. 49D12-0902-CT-07192
November 8, 2012
MEMORANDUM DECISION - NOT FOR PUBLICATION
BAILEY, Judge
Case Summary
Jeff Clade (“Clade”) appeals a grant of summary judgment in favor of Hunt
Construction Group, Inc. (“Hunt”) upon Clade’s negligence claim. We reverse and remand.
Issue
Clade presents a single, consolidated issue: whether the trial court erroneously
granted summary judgment to Hunt upon concluding that Hunt owed no duty of care to
Clade.
Facts and Procedural History
In February of 2008, Hunt was the Construction Manager for the Lucas Oil Stadium
construction project in Indianapolis (“the Project”), and D.A.G. Construction Company, Inc.
(“D.A.G.”) was a subcontractor. D.A.G. employed Clade as a construction laborer on the
Project. On February 2, Clade arrived for work and was injured while walking down a ramp
“in the end zone.” (Appellee’s App. 11).
On February 11, 2009, Clade filed suit against Hunt, alleging that the ramp had ice on
it and Hunt had been negligent in this regard.1 The parties, who disputed whether Hunt had
any duty to Clade, each filed a summary judgment motion. Clade requested partial summary
judgment on the issue of duty; Hunt requested summary judgment upon the negligence claim.
1
The Complaint asserts: “As a direct and proximate result of Hunt’s negligence, Jeff suffered severe and
permanent injuries[.]” (Appellee’s App. 11.) Despite later references in summary judgment materials to a
vicarious liability claim, the Complaint for Damages does not include a separate count alleging that Hunt was
vicariously liable for a subcontractor’s negligence in the performance of his or her work. Clade reiterates that
his claim is similar to that regarding provision of parking lot security in King v. Northwest Security, 790
N.E.2d 474, 486 (Ind. 2003), a claim characterized by the Indiana Supreme Court as “a tort claim for simple
negligence.” Appellant’s Brief at 21.
2
The trial court conducted a summary judgment hearing in January of 2011.
Designated materials apparently2 included the “Agreement Between Owner [The Indiana
Stadium and Convention Building Authority] and Construction Manager [Hunt]” (“the
Stadium/Hunt Contract”). (App. 56.) The Stadium/Hunt Contract contained the following
language:
The Construction Manager shall consult and cooperate with the Architect and
Owner as to boundary coordination issues applicable to the construction of
Project, which coordination of services shall specifically address: . . .
Proper and efficient means of ingress to and egress from the Project site and
the improvements under construction thereon during the construction phase.
(App. 57.) D.A.G.’s contract with the Indiana Stadium required D.A.G. to use paths
designated by Hunt. There was no contract between Hunt and D.A.G.
On March 21, 2011, the trial court granted Clade partial summary judgment, finding
that Hunt had a contractual nondelegable duty for proper and efficient means of ingress and
egress from the Project. Contemporaneously, the trial court struck two paragraphs from the
Affidavit of Dale White (“White”), a D.A.G. employee, wherein White averred that D.A.G.,
as part of general jobsite cleanup, had responsibility for the removal of snow and ice at the
Project.
Hunt filed a motion to reconsider, which was granted by the trial court on May 30,
2012. The trial court granted Hunt summary judgment, concluding that, based upon Hunt
Constr. Grp., Inc. v. Garrett, 964 N.E.2d 222 (Ind. 2012) (hereinafter “Garrett”), Hunt did not
2
The appellate record is very sparse. Although the Appellant’s Appendix and Appellee’s Appendix contain
various materials (including the Stadium/Hunt Contract, some full and partial depositions, and the White
Affidavit with no acknowledgement of the stricken paragraphs), there is no document apprising this Court of
the materials specifically designated to the trial court. It is, however, apparent from the trial court’s orders that
the Stadium/Hunt Contract was considered.
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have a non-delegable duty to Clade “regarding jobsite safety on the ingress and egress routes
on the Project site.” (App. 36.) Clade appeals.
Discussion and Decision
I. Standard of Review
A party seeking summary judgment bears the burden of making a prima facie showing
that there are no genuine issues of material fact and that the movant is entitled to judgment as
a matter of law. Smith v. City of Hammond, 848 N.E.2d 333, 337 (Ind. Ct. App. 2006),
trans. denied. Once the movant satisfies this burden through evidence designated to the trial
court pursuant to Indiana Trial Rule 56, the non-movant may not rest upon its pleadings, but
must designate specific facts demonstrating the existence of a genuine issue for trial. Id.
A genuine issue of material fact exists where facts concerning an issue that would
dispose of the litigation are in dispute or where the undisputed material facts are capable of
supporting conflicting inferences on such an issue. Huntington v. Riggs, 862 N.E.2d 1263,
1266 (Ind. Ct. App. 2007), trans. denied.
On review, we apply the same standard as the trial court: we must decide whether
there is a genuine issue of material fact that precludes summary judgment and whether the
moving party is entitled to judgment as a matter of law. Carie v. PSI Energy, Inc., 715
N.E.2d 853, 855 (Ind. 1999). In so doing, we consider only those portions of the pleadings,
depositions, and other matters specifically designated to the trial court by the parties for
purposes of the motion. Ind. Trial Rule 56(C), (H). We accept as true those facts alleged by
the non-moving party, which are supported by affidavit or other evidence. McDonald v.
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Lattire, 844 N.E.2d 206, 212 (Ind. Ct. App. 2006).
The trial court’s order granting summary judgment is cloaked with a presumption of
validity and the appellant bears the burden of demonstrating that the trial court erred.
Heritage Dev. of Indiana, Inc. v. Opportunity Options, Inc., 773 N.E.2d 881, 888 (Ind. Ct.
App. 2002), trans. dismissed. A grant of summary judgment may be sustained on any theory
or basis supported by the designated materials. Smith v. Yang, 829 N.E.2d 624, 625 (Ind. Ct.
App. 2005).
A defendant is liable to a plaintiff for the tort of negligence if (1) the defendant has a
duty to conform its conduct to a standard of care arising from its relationship with the
plaintiff, (2) the defendant has failed to conform its conduct to that standard of care, and (3)
an injury to the plaintiff was proximately caused by the breach. Indianapolis-Marion Cnty.
Pub. Library v. Charlier Clark & Linard, P.C., 929 N.E.2d 722, 726 (Ind. 2010). In
negligence cases, summary judgment is “rarely appropriate.” Rhodes v. Wright, 805 N.E.2d
382, 387 (Ind. 2004). However, a defendant is entitled to judgment as a matter of law when
the undisputed material facts negate at least one element of the plaintiff’s claim. Id. at 385.
Whether there is a legal duty owed by one party to another in a negligence action is generally
a question of law for the court to decide. Chandradat v. State, Ind. Dep’t of Transp., 830
N.E.2d 904, 908 (Ind. Ct. App. 2005), trans. denied.
II. Analysis
Hunt contends, and the trial court agreed, that Hunt is entitled to summary judgment
because, in light of Garrett, it has no duty to Clade. In that case, Shannon Garrett, an
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employee of a concrete subcontractor on the Project, was injured when one of her coworkers
dropped a piece of wood and it struck Garrett. 964 N.E.2d at 223. She sued Hunt for
negligence damages, contending that Hunt, as Construction Manager of the Project, had a
legal duty of care for jobsite-employee safety. Id.
The trial court ruled that Hunt could be held vicariously liable for the actions of Baker
Concrete, and certified its ruling for interlocutory appeal. Id. at 224. The Court of Appeals
accepted the appeal, held that Hunt was not vicariously liable to Garrett for any negligence of
Baker Concrete, and divided on whether Hunt owed a duty to Garrett such that Hunt might be
liable to her for negligence. Id. The Indiana Supreme Court accepted transfer, summarily
affirmed the Court of Appeals decision reversing the trial court on the issue of vicarious
liability, and addressed the availability of a negligence claim against Hunt. Id. The Court
noted that the parties had discussed the concept of “nondelegable duties” but found this
concept applied only to the issue of vicarious liability. Id. at n.3.
Initially, the Court observed that an employee’s rights and remedies against his
employer on account of jobsite injuries are governed by the Indiana Worker’s Compensation
Act, but the Act does not restrict an injured employee from pursuing a claim against any
“other person.” Id. (citing Ind. Code § 22-3-2-13). The Court recognized that, “when the
employee of a contractor or subcontractor is injured in a workplace accident on a jobsite
where a construction manager arrangement3 is in place, the employee sometimes seeks to
3
Construction management is an alternative to the conventional approach to large construction projects. A
construction manager is not a general contractor, but contracts with the owner to undertake a variety of
responsibilities. The other contractors on the project also contract directly with the owner. Id. at 225.
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recover from the construction manager.” Id. at 225.
The Court revisited Plan-Tec, Inc. v. Wiggins, 443 N.E.2d 1212 (Ind. Ct. App. 1983),
finding that it provided “a good template for analyzing [a] claim of negligence against a
construction manager for jobsite injuries suffered by a subcontractor’s employee.” Id. at 226.
The holding of Plan-Tec was summarized as:
(1) where the construction-management contract did not impose any
obligation on the construction manager for jobsite-employee safety
and contracts with project contractors provided that job-site safety
was the responsibility of the contractors and not the construction
manager, the construction manager had no duty of care for jobsite-
employee safety; but
(2) where the construction manager took specific actions related to
employee safety, there was an issue of fact as to whether it had
assumed a legal duty of care for employee safety.
Id.
Accordingly, whether a construction manager owes an employee a legal duty of care
for jobsite-employee safety requires answering: (1) whether a duty was imposed upon the
construction manager by a contract to which it was a party; and (2) whether the construction
manager assumed such a duty, either gratuitously or voluntarily. Id. Ultimately, the Court
concluded that the contract itself did not impose upon Hunt any legal duty of care for jobsite-
employee safety. Id. at 231. Also, Hunt had not undertaken any jobsite-safety actions
beyond those required by the contract; thus, Hunt had not assumed by conduct any legal duty
of care for jobsite-employee safety. Id.
Here, as in Garrett, the Stadium/Hunt Contract provided that Hunt’s services were to
be rendered solely for the benefit of the owner. Likewise, the Stadium/Hunt Contract itself
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did not impose upon Hunt any “specific legal duty to or responsibility for the safety of all
employees at the construction site.” Garrett, 964 N.E.2d at 227. However, Clade claims that
this case is factually distinguishable from Garrett. Indeed, the circumstances here do not
suggest vicarious liability for a subcontractor’s employee performing his or her job tasks in
an unsafe manner; rather, the subcontractor’s employee slipped and fell on ice. This is, at its
essence, a premises liability case.
The Stadium/Hunt Contract does not specify that the responsibility for snow and ice
removal was allocated to Hunt. The provision of the contract identified to the trial court
dictates that, “as to boundary coordination issues,” Hunt is obligated to “address proper and
efficient means of ingress to and egress from the Project site.” (App. 57.) Additionally,
D.A.G.’s contract with Indiana Stadium provided that D.A.G.’s “access to and egress from
the Site shall be via routes designated by the Construction Manager.” (App. 63.) Indeed,
Hunt does not deny that it had the responsibility to designate the routes of ingress and egress.
However, designation of routes and setting of boundaries is not equivalent to the duty of
maintenance of those paths. Thus, we look to the summary judgment record to determine
whether Hunt, by its conduct, assumed a duty outside its contract.
Hunt claims that, as a general custom and practice, a general conditions contractor on
a project, such as D.A.G., has the responsibility for snow and ice removal. Without
specifically denying the industry custom, Clade responds that Hunt can point to no provision
in D.A.G.’s contract with Indiana Stadium that obligated D.A.G. to perform such services at
the Project site. Indeed, Hunt has identified no such contractual provision. What entity
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performed these functions is not resolved by a reading of the contracts.
The trial court struck portions of the White affidavit as consisting of impermissible
legal conclusions. However, Hunt has directed our attention to the deposition testimony of
Kevin Nash (“Nash”), general superintendant through 2008 at the Project. Nash testified that
snow and ice was “dealt with” when D.A.G. “cleared it and sanded.” (Appellee’s App. 8.)
He also testified that this was the practice of other contractors:
If it was your work area, if there was water or ice or snow, it was their
responsibility to remove [it] so they had a safe work environment for their
workers.
(Appellee’s App. 8.) Apparently, this testimony was designated to the trial court, as Clade
does not claim otherwise and Hunt relies upon it.
Nonetheless, the deposition testimony that D.A.G. was removing snow and ice from
the paths where D.A.G.’s employees accessed the Project at most establishes that D.A.G. was
undertaking a duty. It does not establish exclusivity or that Hunt was not also assuming a
duty by its conduct. We do not know what entity or entities was clearing the ramp “in the
end zone,” the subject premises. (Appellee’s App. 11.) The summary judgment materials
reveal the parties’ contracts but do not establish their conduct. Garrett contemplates that a
duty may arise from either.
Hunt has failed to negate the element of duty in Clade’s negligence action and is not
entitled to summary judgment on this basis.
Reversed and remanded for further proceedings consistent with this opinion.
RILEY, J., and CRONE, J., concur.
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