Pursuant to Ind.Appellate Rule 65(D),
FILED
this Memorandum Decision shall not be
regarded as precedent or cited before
any court except for the purpose of
Jul 13 2012, 8:44 am
establishing the defense of res judicata,
collateral estoppel, or the law of the case.
CLERK
of the supreme court,
court of appeals and
tax court
ATTORNEYS FOR APPELLANT: ATTORNEYS FOR APPELLEES:
TIMOTHY LOGAN BENJAMIN D. ICE
MARLIN R. BENSON WILLIAM A. RAMSEY
Benson, Pantello, Morris, James & Logan, LLP Murphy Ice & Koeneman LLP
Fort Wayne, Indiana Fort Wayne, Indiana
IN THE
COURT OF APPEALS OF INDIANA
SWAMMI, INC., f/k/a SWAMI, INC., )
)
Appellant-Plaintiff, )
)
vs. ) No. 02A01-1109-PL-417
)
SHAMBAUGH, KAST, BECK, WILLIAMS, LLP )
and JOHN S. BLOOM, )
)
Appellees-Defendants. )
APPEAL FROM THE ALLEN CIRCUIT COURT
The Honorable Natalie R. Conn, Judge
Cause No. 02C01-0801-PL-17
July 13, 2012
MEMORANDUM DECISION - NOT FOR PUBLICATION
MAY, Judge
In 2008, Swammi, Inc.1 sued John Bloom and his law firm Shambaugh, Kast, Beck,
and Williams, LLP, (collectively, “Bloom”), for legal malpractice based on Bloom’s
representation of Swammi in litigation involving some of Swammi’s real estate sold at a tax
sale. A jury found Bloom not liable. We affirm.
FACTS AND PROCEDURAL HISTORY
We summarized the underlying tax sale action in Retz v. Swami, Inc., No. 02A03-
0706-CV-254, 2008 WL 204681 (Ind. Ct. App. Jan. 25, 2008), aff’d on reh’g, trans. denied:
Swami is a for-profit Indiana corporation. In 1999, Swami purchased a
parcel of real property in Allen County, located at 9100 Illinois Road in Fort
Wayne (“the Property”). Swami paid no property taxes on the Property from
May 11, 2000, through July 2002. In July 2002, the Allen County treasurer’s
office certified the Property for placement in the 2002 Allen County fall tax
sale.
At all relevant times, Swami’s principal place of business was the
residence of its president, Subhash Reddy. Reddy changed residences four
times during the three-and-a half-year period following Swami’s purchase of
the Property, but Swami never filed a notarized change of address affidavit or
notarized letter seeking a change of address. The Allen County auditor’s
office sent a notice of tax sale to Swami’s address of record, but it was marked
“Undeliverable as Addressed” and returned to the auditor’s office. Appellant’s
App. at 535–36, 547. The auditor’s office searched its records and a local
phonebook, but found no other address for Swami. The auditor’s office sent a
second notice to Swami addressed to an adjoining property owned by Swami,
but that was returned to the auditor’s office marked “No Such Number.” Id. at
537, 548. Additional notice of the tax sale was posted at a public place of
posting and published in two local newspapers for three consecutive weeks
prior to the tax sale.
Retz bought the Property at the 2002 tax sale. The price Retz paid for
the Property exceeded the delinquent fees and taxes owed on the Property, and
the surplus was claimed by Swami’s agent, National Cash Refund, Inc.
During the one-year redemption period, the auditor’s office sent notice
to Swami that the tax sale had taken place. The notice was returned as
1
In our prior decisions involving this appellant, its name is spelled “Swami.” In this appeal, the appellant
refers to itself as “Swammi.”
2
undeliverable. Id. at 540, 562. A title search on the Property revealed Mid
Am Bank, the mortgagee of record, as the only person with a substantial
property interest of public record. The auditor’s office also sent notice of the
tax sale to Mid Am Bank, which was accepted.
After the redemption period expired, another notice was sent to Swami
and returned. Id. at 542, 567. An identical notice sent to Mid Am Bank was
accepted. On October 8, 2003, the auditor’s office filed a petition with the
trial court, requesting authority to issue a tax deed to Retz for the Property. On
November 14, 2003, the trial court ordered the issuance of the tax deed to
Retz. Id. at 118. On November 24, 2003, the auditor’s office transferred and
conveyed to Retz a tax deed for the Property.
On January 12, 2004, Swami filed its verified objection to the issuance
of tax deed, in which it stated that it had never received notice of the tax sale
and had no actual knowledge of the tax sale or actions related to it. Id. at 123-
24. On January 30, 2004, Retz moved to intervene. On March 31, 2005, Retz
filed a motion for summary judgment, arguing that
[ (1) ] the Auditor’s Office properly performed all essential acts
concerning the tax sale and substantially complied with the
statutory procedures, thus satisfying due process requirements [;
(2) ] Swami failed to rebut the prima facie evidence regarding
the regularity and validity of the tax sale proceedings [; (3) ]
notice to Swami at its last known address was adequate and
Swami’s failure to inform the Auditor’s Office of its current
address precludes its lack of notice defense [; (4) ] Swami
waived its right to the [Property] by claiming the entire Surplus
fund from the County. Id. at 63, 66, 68, 71. Swami filed a cross
motion for summary judgment, arguing that it satisfied the
statutory requirements necessary to defeat the tax deed, that it
was entitled to a cancellation of the tax deed based on theories
of equity, and that the Property was taken from it without just
compensation in violation of federal and state constitutional
guarantees. Id. at 154-68. The trial court granted Retz’s motion
for summary judgment and denied Swami’s cross motion for
summary judgment.
Swami appealed, raising the following issues:
1. Whether the trial court erred when it applied the plain
meaning of the words and phrases in Indiana Code Section 6–
1.1–25–16 and refused to set aside a tax sale.
2. Whether Swami is entitled to relief under Indiana Trial Rule
60(B) based on an alleged misrepresentation by an employee in
the Allen County Treasurer’s Office regarding the amount of
real property taxes due.
3
3. Whether [the limitation of remedies in] Indiana Code Section
6-1.1-25-16 violates a taxpayer’s [substantive] due process
rights under the United States Constitution and the Indiana
Constitution.
Swami, Inc. v. Lee, 841 N.E.2d 1173, 1174 (Ind. Ct. App. 2006), trans. denied.
In affirming the trial court, we held that (1) Swami failed to inform the
auditor’s office of its change of address and therefore was not entitled to
equitable relief; (2) Swami did not file a Trial Rule 60(B) motion with the trial
court and therefore could not challenge the tax deed on that basis at the
appellate level; and (3) the limitation of remedies provided by Indiana Code
Section 6-1.1-25-16 did not violate substantive due process rights. Id. at 1180-
81. We noted that Swami did not contend that the auditor failed to comply
with notice requirements. Id. at 1180.
On March 8, 2006, Swami petitioned for transfer to the Indiana
Supreme Court presenting the following question:
Whether this case presents an important question of law and a
question of great public importance that has not been, but should
be, decided by the Supreme Court where the Court of Appeals
concluded that equity should not intervene to set aside a tax sale
deed where a landowner's representative was given inaccurate
information about property taxes owed and a pending tax sale by
a county official responsible for collection of property taxes.
Appellant’s App. at 306. On April 26, 2006, the United States Supreme Court
decided Jones v. Flowers, 547 U.S. 220 (2006), in which the court held that
when notice of a tax sale is mailed to the owner and returned undelivered, the
Due Process Clause of the Fourteenth Amendment requires the government to
take additional reasonable steps to provide notice before taking the owner’s
property. 547 U.S. at 234. On May 16, 2006, while transfer was still pending,
Swami filed a verified motion to remand so that the trial court could examine
whether Indiana’s statutory notice requirements satisfied federal due process
rights in light of the Flowers decision. See Ind. Appellate Rule 37 (“At any
time after the Court on Appeal obtains jurisdiction, any party may file a motion
requesting that the appeal be dismissed without prejudice or temporarily stayed
and the case remanded to the trial court or Administrative Agency for further
proceedings.”). On July 6, 2006, the Indiana Supreme Court denied transfer
without ruling on Swami’s motion to remand.
On August 25, 2006, Swami filed the motion for relief from judgment
pursuant to Trial Rule 60(B)(6) that is the subject of this appeal. In the
motion, Swami alleged that the “Allen County Auditor’s efforts to provide
notice to Swami of the tax sale and petition for tax deed were insufficient to
satisfy due process given the circumstances of this case. Consequently, the tax
4
sale and tax sale deed are void.” Appellant’s App. at 448. The trial court
granted Swami’s motion. Retz appeals.
2008 WL 204681 at *1-3 (footnotes omitted).
We reversed the grant of Swammi’s motion for relief from judgment, holding its claim
that the notice provided by the auditor was in violation of his due process rights was
available and could have been litigated during its earlier challenge. Id. at *5. Because
Swammi had not argued to the trial court that the auditor’s notice violated federal due
process in its first challenge, we would have found the issue waived on direct appeal had
Swammi attempted to raise it there. Id. n.13. Swammi was therefore precluded by the
doctrine of res judicata from claiming that the tax deed was void due to inadequate notice.
Id.
While we reversed based on res judicata, we noted our disagreement with Swammi’s
assertion that Flowers drastically modified Indiana law:
The Flowers court noted that its decision was in accord with its previous
decisions, in that these decisions all “deemed notice constitutionally sufficient
if it was reasonably calculated to reach the intended recipient when sent.” 547
U.S. at 226. The Flowers court then observed that “[t]he Courts of Appeals
and State Supreme Courts have addressed this question on frequent occasions,
and most have decided that when the government learns its attempt at notice
has failed, due process requires the government to do something more before
real property may be sold in a tax sale.” Id. at 227. Indeed, the Flowers court
stated, “In particular, we disclaim any new rule that is contrary to [Dusenbery
v. United States, 534 U.S. 161 (2002)] and a significant departure from
[Mullane v. Central Hanover Bank & Trust Co., 339 U.S. 306 (1950)]. Id. at
238.
Id. n.12.
5
Swammi brought this legal malpractice action against Bloom. He had represented
Swammi in its appeal from a summary judgment for Allen County, which issued a tax deed
for the Swammi property. Swammi claimed Bloom was negligent in his representation
because, relying on Elizondo v. Read, 588 N.E.2d 501, 504 (Ind. 1992), abrogated by Jones
v. Flowers, 547 U.S. 220 (2006),2 he declined to make a due process argument in challenging
the tax sale and instead made an equitable argument.3 A jury found in favor of Bloom.
DISCUSSION AND DECISION
1. Testimony about Legal Conclusions
Swammi first argues the trial court should not have allowed Bloom’s witnesses to
testify as to legal conclusions in the form of their opinions that the law at the time of Bloom’s
representation foreclosed a due process argument for Swammi. As Swammi submitted its
own expert testimony on the same matters, that argument is not available to it on appeal.
“[I]t is well settled that error in admitting evidence at the trial is not available on
appeal where the complaining party submits evidence to substantially the same effect.” State
2
Flowers was decided after Bloom’s representation had ceased.
3
In Elizondo, our Indiana Supreme Court said:
the Auditor will be considered to have been aware of any address for the Elizondos that is
contained in the auditor’s own records to the extent that the alternate listing linked the persons
therein to the property upon which taxes were delinquent. This also suggests, however, that
the auditor does not have knowledge of, nor should be required to seek knowledge of,
information contained in records or documents not routinely maintained by and within the
auditor’s office. For example, contrary to the Elizondos’ argument, the auditor should not be
required to resort to the most recent telephone directories to ascertain a different address, nor
should the auditor be required to search the records of other offices such as the recorder or the
court clerk. All that is required is that the auditor send notice to the owner’s last known
address, that is, the last address of the owner of the specific property in question of which the
auditor has knowledge from records maintained in its office.
588 N.E.2d at 504 (emphasis added).
6
v. Monninger, 243 Ind. 174, 176-77, 182 N.E.2d 426, 427 (1962). In that condemnation
action, the State contended evidence of the Monningers’ tax returns and their income should
not have been admitted. But the State had elicited testimony from its own witness about the
Monningers’ income. We noted the State “introduced evidence to the same effect as the
State had earlier contended was incompetent when it came from the adverse party. The
subsequent introduction by the State of substantially the same evidence as it had previously
objected to, waived such error as may have been committed.” Id. at 177, 182 N.E.2d at 427.
In the case before us, Swammi elicited testimony from its expert about whether a due
process argument would have been available to Bloom. The expert testified that under the
due process protections of the Fourteenth Amendment, if “a property owner doesn’t receive
notice that their [sic] property is going to be taken away . . . the whole process can be
invalid.” (Tr. at 464.) He explained that tax sale notices are necessary under the Fourteenth
Amendment, and if notice isn’t received in the mail, “you’ve got to follow up. You’ve just
got to try and find these people in every way you possible [sic] can.” (Id. at 492.) He opined
Bloom should have raised a due process argument. When asked if he had formed an opinion
about whether the county auditor provided Swammi notice that was “reasonable [sic]
calculated and [sic] under the circumstances, to appraise [sic] Swammi of the pendency of
the action that would have afforded Swammi an opportunity to present their [sic] objections
in the action that was taken” with respect to the tax sale, he replied “The Auditor did not
provide that notice.” (Id. at 494.)
That testimony from Swammi’s expert amounts to evidence to the same effect as that
7
evidence Swammi now contends should not have been admitted when it came from Bloom.
Swammi cannot now argue Bloom should not have been permitted to offer testimony about
the availability vel non of its due process argument.
2. Testimonial Rulings
Swammi appears to be arguing certain trial testimony should not have been permitted
or was improperly limited.4 It first addresses Bloom’s response “when asked why he did not
address Mullane.” (Appellant’s Br. at 31.) Swammi asserts an “expert must have something
to say of methodology ensuring a ‘reliable’ and ‘supportable’ opinion. Evid. R. 702.” (Id.)
Rule 702 provides in part “[e]xpert scientific testimony is admissible only if the court is
satisfied that the scientific principles upon which the expert testimony rests are reliable.”
(Emphasis added.) Swammi does not explain how Bloom’s testimony about his decision in
the prior litigation not to address Mullane amounts to “scientific” testimony that requires
evidence of its “reliability” based on “scientific principles.” We therefore are unable to
address that allegation of error. See, e.g., Thacker v. Wentzel, 797 N.E.2d 342, 345 (Ind. Ct.
4
Appellate counsel are required to include in a brief a statement of the issues presented for review. Ind.
Appellate Rule 46(A)(4). Swammi states this issue as: “The Court Abused Its Discretion Allowing
Shambaugh’s Unreliable ‘Bottom Line’ While Preventing Inquiry into the Actual ‘Course of Events.’”
(Appellant’s Br. at 29.)
Nothing is more important in an appeal than a concise statement of the issues on which an appellant relies,
and we must be able to discern the issues from an appellant’s brief, without reference to the record. Lakes and
Rivers Transfer, a Div. of Jack Gray Transport, Inc. v. Rudolph Robinson Steel Co., 691 N.E.2d 1294, 1294
n.1 (Ind. Ct. App. 1998). In Moore v. State, 441 N.E.2d 220, 221–22 (Ind. Ct. App. 1982), we dismissed the
appeal when the statement of the issues merely referred us to the issues that had been raised in the appellant’s
motion to correct error. We determined such a statement of the issues did not amount to a good faith effort to
comply with our rules, id. at 222, and we noted that while the strictness of our rules was sometimes “relaxed,”
that was true only in cases where we could clearly understand from the briefs the questions sought to be
presented. Id. at 221.
8
App. 2003) (noting Ind. Appellate Rule 46(A)(8)(a) requires the argument section of an
appellant’s brief “must contain the contentions of the appellant on the issues presented,
supported by cogent reasoning”). Pursuant to that rule, we will not consider an appellant’s
assertion on appeal when he has not presented cogent argument supported by authority and
references to the record. Id. “We will not become an advocate for a party, nor will we
address arguments that are too poorly developed or improperly expressed to be understood.”
Terpstra v. Farmers and Merchants Bank, 483 N.E.2d 749, 754 (Ind. Ct. App. 1985), reh’g
denied, trans. denied.
Next, Swammi addresses testimony by Bloom’s expert, Gregory Schmith. A trial
court’s determination regarding the admissibility of expert testimony under Rule 702 is a
matter within its broad discretion, and will be reversed only for abuse of that discretion.
Sears Roebuck & Co. v. Manuilov, 742 N.E.2d 453, 459 (Ind. 2001). Swammi has not
demonstrated an abuse of discretion.
Swammi first appears to assert Schmith’s “preparation,” (Appellant’s Br. at 31), was
inadequate, but makes no argument why an “unprepared” witness, expert or otherwise,
should not be permitted to testify. We believe the level of an expert’s “preparation” goes to
the weight of his testimony, not its admissibility; the trial court did not err in declining to
exclude Schmith’s testimony on that ground. See, e.g., Dorsett v. R.L. Carter, Inc., 702
N.E.2d 1126, 1128 (Ind. Ct. App. 1998) (admissibility of expert testimony does not hinge on
We prefer to decide appeals on the merits when possible, id. at 222, and we choose to do so in this case. For
purposes of resolution of this case, we adopt Bloom’s statement of the issues. However, we remind Swammi’s
counsel that the absence of a useful statement of the issues subjects an appeal to dismissal. Id.
9
the expert’s disclosure of the facts and reasoning that support his opinion. The lack of facts
and reasoning, which may be brought out on cross-examination of the expert, goes to the
weight to be given the expert’s opinion, not its admissibility), trans. denied.
Swammi next recounts several passages of Schmith’s testimony and concludes,
without explanation, “[s]urely the testimony had not reached the reliable mark.” (Appellant’s
Br. at 32.) As Swammi has not provided cogent argument explaining why the testimony was
too unreliable to be permitted, we decline to address that allegation of error. See Thacker,
797 N.E.2d at 345 (we will not address arguments that are too poorly developed or
improperly expressed to be understood).
Finally, Swammi states: “We assign related error in the censuring of young Mr.
Williams[.]”5 (Appellant’s Br. at 31) (bold type in original). Swammi quotes at length from
testimony by Williams and Schmith, objections to it, and the court’s comment on it, but
offers no explanation why the testimony was improperly limited by the trial court. We are
therefore unable to address that allegation of error.
3. Impeachment
As best we can determine from Swammi’s brief, it is alleging error in the use of
evidence of disciplinary proceedings to impeach the qualifications of Swammi’s expert
Stephen Eslinger,6 who Swammi called to testify that attorney Bloom did not meet the
5
Swammi does not explain in this section of its argument who “young Mr. Williams” is, but it appears from
the context that it is Andrew Williams, an attorney who represented Swammi after Bloom.
6
Swammi does not, in its brief, name the witness whose testimony is the subject of this allegation of error, nor
does it describe the purpose of the cross-examination. But it appears from its references to the transcript that
the witness must have been Eslinger.
10
standard of care.
The trial court has discretion to determine the scope of cross-examination, and only an
abuse of that discretion warrants reversal. Armstrong v. Gordon, 871 N.E.2d 287, 293 (Ind.
Ct. App. 2007) reh’g denied, trans. denied. Cross-examination is permissible as to the
subject matter covered on direct examination, including any matter that tends to elucidate,
modify, explain, contradict, or rebut testimony the witness gives during direct examination.
Id.
The scope of cross-examination of an expert witness is generally broader than that
permitted of other witnesses, N. Indiana Pub. Serv. Co. v. Otis, 145 Ind. App. 159, 200, 250
N.E.2d 378, 404 (1969), and it “is axiomatic that the accuracy, consistency, and credibility of
an expert’s opinions may properly be challenged by vigorous cross-examination, presentation
of contrary evidence, argument of counsel, and resolution by the trier of fact.” Walker v.
Cuppett, 808 N.E.2d 85, 95 (Ind. Ct. App. 2004). We cannot say the trial court abused its
discretion in allowing cross-examination relevant to this witness’s qualification to testify as
an expert about whether a fellow attorney’s performance satisfied the standard of care.
Neither party directs us to Indiana decisions that address whether an expert witness’s
prior disciplinary violations are relevant to the expert’s credibility or qualification, but we
find decisions from other jurisdictions helpful. In Sneed v. Stovall, 22 S.W.3d 277, 280-82
(Tenn. Ct. App. 1999), appeal denied, Sneed asserted the trial court erred by allowing Stovall
to present proof of her medical expert’s past conduct. Specifically, she asserted, as does
Swammi, that specific instances of misconduct by the expert were excluded by Evid R.
11
608(b).7
The Sneed court noted the expert’s role as a witness would be to
establish the standard of care for practicing physicians in the community and
that the conduct of the defendants breached or violated that standard of care.
Obviously, there will be countervailing proof concerning the standard of care
and the violation thereof, and the jury must give the testimony of every witness
who testifies the weight, faith, and credit that the testimony deserves.
Certainly, the truthfulness of the witness will be a matter of grave concern for
the jury in making this determination. [The expert] was bound by the ethical
rules of his profession, and yet engaged in a practice of deception for a number
of years even though he knew that his acts could constitute grounds for
revocation of his license. His veracity as a witness should surely be questioned
by virtue of this conduct.
Moreover, we must consider the context of [the expert’s] role. He is, in
effect, pronouncing a judgment as to the conduct of fellow physicians. It
seems to this Court that one who undertakes such a task is exposed to a
determination of his own view of the profession by virtue of his own conduct.
[The expert’s] conduct could be construed to show disdain for a physician’s
obligation to practice the profession on the highest ethical plane with an
ongoing deception during the continuance of the activities.
In short, the jury must determine whether [the expert’s] testimony
concerning the conduct of the defendants is truthful and in giving weight to his
testimony, the jury should have the benefit of evidence concerning his veracity
and character.
The trial court obviously determined that defendants’ proposed cross-
examination would elicit relevant evidence, and that the probative value of the
evidence, under the facts of this case, substantially outweighs its prejudicial
effect. The trial court did not abuse its discretion in denying the motion in
limine.
7
Indiana Evidence Rule 608(b) provides:
For the purpose of attacking or supporting the witness’s credibility, other than conviction of a
crime as provided in Rule 609, specific instances may not be inquired into or proven by
extrinsic evidence. They may, however, in the discretion of the court, if probative of
truthfulness or untruthfulness, be inquired into on cross-examination of the witness
concerning the character for truthfulness or untruthfulness of another witness as to which
character the witness being cross-examined has testified.
The Tennessee version of Rule 608 is substantially similar to the Indiana rule, but includes additional
requirements that 1) the court on request must hold a hearing outside the jury’s presence and must determine
the alleged conduct has probative value and that a reasonable factual basis exists for the inquiry, and 2)
generally, the conduct must have occurred less than ten years before commencement of the action. Tenn. R.
Evid. 608(b).
12
Id. at 281-82. And see generally George L. Blum, Annotation, Propriety of questioning
expert witness regarding specific incidents or allegations of expert’s unprofessional conduct
or professional negligence, 11 A.L.R.5th 1 (1993).
We agree with the Sneed reasoning. Here, as in Sneed, the expert’s “veracity as a
witness should surely be questioned by virtue of this conduct,” as he was, “in effect,
pronouncing a judgment as to the conduct of [a fellow professional].” 22 S.W.3d at 282. As
one who undertakes such a task is exposed to a determination of his own view of the
profession by virtue of his own conduct, id., the jury should have the benefit of evidence
concerning his veracity and character. Permitting the cross-examination of Swammi’s expert
was not error.
4. Jury Instructions
Swammi asserts the trial court erred in declining to instruct the jury that an attorney
has an obligation to be “diligent.” Swammi offered three instructions that included that term,
but the trial court instead gave the pattern jury instructions that an attorney providing legal
services must use the degree of care and skill that “a reasonably careful, skillful, and prudent
attorney” would use. (Tr. at 861.)
We cannot find error on that ground. Swammi argues at some length that the trial
court should have included “diligence” in the instructions it offered, but does not explain why
it was prejudiced by the omission of that term, or even assert that it was. For a reviewing
court to reverse a trial court, the record must demonstrate not only an erroneous ruling but
13
also resulting prejudice. Homehealth, Inc. v. N. Indiana Pub. Serv. Co., 600 N.E.2d 970, 974
(Ind. Ct. App. 1992), reh’g denied. “Error unaccompanied by prejudice is not ground for
reversal.” Id.
“Diligence” is defined as “[c]are; caution; the attention and care required from a
person in a given situation.” Black’s Law Dictionary 468 (Seventh ed. 1999). A trial court is
not required to accept tendered instructions and give them in the exact language in which
they are submitted. DeBoor v. State, 243 Ind. 87, 93, 182 N.E.2d 250, 253 (1962), cert.
denied. “It may, so long as they are proper, give instructions in its own language, and when
a subject is substantially covered in an instruction given by the court, it is not error to refuse
one tendered by the defendant which is in substance the same but is couched in different
language.” Id. As “diligence” is in substance the same as “care” in the context of an
attorney’s duty to a client, declining to instruct as to “diligence” was not error.
5. Exclusion of Evidence
Finally, Swammi asserts “excluding Swammi’s mitigation expense evidence was
contrary to law.” (Appellant’s Br. at 40.) We are unable to address that allegation of error,
because Swammi does not tell us what evidence was excluded or why. It begins by stating
“Shambaugh’s in limine argument is premised on Hedrick v. Tabbert, 722 N.E.2d 1269 (Ind.
Ct. App. 2000), (id)” but never explains, either in its argument section, the statement of facts,
or statement of the case, what that “in limine argument” was or what relevance it might have
had to “mitigation expense evidence.” Next, Swammi says it “made offers of proof of Mr.
William’s [sic] charges, (Tr. 329-332), and of the nexus between Shambaugh’s failure to
14
preserve due process and Mr. Williams’ work,” (Appellant’s Br. at 40). But Swammi never
tells us what the “charges” were, what the offer of proof was, or why “due process” was not
“preserved.”
Briefs should be prepared “so that each judge, considering the brief alone and
independent of the transcript, can intelligently consider each question presented.” Pluard v.
Patients Compensation Fund, 705 N.E.2d 1035, 1038 (Ind. Ct. App. 1999), trans. denied. It
must be prepared so that all questions can be determined by the court from an examination of
the brief without having to examine the record, because there is only one transcript to be
shared among all the judges. Id. As Swammi’s argument on this issue does not comply with
that standard, we decline to address that allegation of error.
We affirm the trial court in all respects.
Affirmed.
FRIEDLANDER, J., and BARNES, J., concur.
15