FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
MARK I. COX GREGORY F. ZOELLER
The Mark I. Cox Law Office, LLC Attorney General of Indiana
Richmond, Indiana
ERIC P. BABBS
Deputy Attorney General
Indianapolis, Indiana
FILED
Mar 29 2012, 9:27 am
IN THE
CLERK
COURT OF APPEALS OF INDIANA of the supreme court,
court of appeals and
tax court
KIMBERLY A. PIEPER, )
)
Appellant-Defendant, )
)
vs. ) No. 89A01-1110-CR-482
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE WAYNE CIRCUIT COURT
The Honorable David A. Kolger, Judge
Cause No. 89C01-0909-FD-108
March 29, 2012
OPINION - FOR PUBLICATION
BAILEY, Judge
Case Summary
Kimberly A. Pieper (“Pieper”) was convicted by a jury of Neglect of a Dependent, a
Class D felony,1 and Operating a Motor Vehicle while Intoxicated, in a Manner that
Endangers a Person, a Class A misdemeanor;2 she admitted her status as a habitual substance
offender.3 She now attempts to challenge the habitual substance offender adjudication,
claiming that her pre-trial motion to dismiss should have been granted because the habitual
substance offender allegation was untimely.4 We dismiss.
Facts and Procedural History
On September 9, 2009, the State charged Pieper with Neglect of a Dependent, and
Operating a Motor Vehicle While Intoxicated, in a Manner that Endangers a Person, and also
alleged her to be a habitual offender.5 The trial court set an omnibus date of November 9,
2009. On March 16, 2010, the parties entered into a plea agreement. On May 10, 2010,
Pieper withdrew from the agreement. Three days later, on May 13, 2010, the State filed an
allegation that Pieper is a habitual substance offender.
On June 14, 2010, Pieper filed a motion to dismiss the habitual substance offender
allegation as untimely.6 The State responded that it had good cause for filing the allegation
later than ten days after the omnibus date, because plea negotiations had been ongoing. The
1
Ind. Code § 35-46-1-4(a)(1).
2
Ind. Code § 9-30-5-2(b).
3
Ind. Code § 35-50-2-10.
4
She does not challenge her convictions entered upon the jury verdicts.
5
Ind. Code § 35-50-2-8.
6
Indiana Code Section 35-34-1-5 requires that an amendment of an indictment or information to include a
habitual offender allegation must be filed not later than ten days after the omnibus date; however, upon good
cause, the court may permit the filing any time before the commencement of trial.
2
trial court conducted a hearing on October 18, 2010. On October 22, 2010, the trial court
denied the motion to dismiss. Each of the parties requested continuances.
On August 29, 2011, Pieper’s jury trial was conducted, and she was found guilty of
both charges against her. She then admitted her status as a habitual substance offender. She
received a two-year sentence for Neglect of a Dependent and a one-year concurrent sentence
for the Operating While Intoxicated offense. The latter was enhanced by five years, due to
Pieper’s status as a habitual substance offender. Accordingly, Pieper’s aggregate sentence is
six years. She now appeals.
Discussion and Decision
Following her jury trial, Pieper communicated her intention to admit to the habitual
substance offender allegation. Outside the presence of the jury, the trial court informed
Pieper of the consequences of her plea, including the waiver of the right to appeal the
habitual substance offender adjudication. Pieper indicated that she understood the
advisements, admitted that a factual basis existed to support the habitual substance offender
allegation, and then admitted her status as a habitual substance offender.
In Tumulty v. State, 666 N.E.2d 394 (Ind. 1996), a defendant charged with multiple
offenses and alleged to be a habitual offender pled guilty to all charges but then appealed the
acceptance of the plea. Our Indiana Supreme Court observed that “the plea as a legal act
brings to a close the dispute between the parties” and held that Tumulty was prohibited from
bringing his claim on direct appeal. Id. at 396. Following the trial court’s acceptance of a
guilty plea, “a defendant is entitled to contest the merits of a trial court’s sentencing
3
discretion,” but otherwise a petition for post-conviction relief is the appropriate vehicle for
pursuing claims. Id.
Here, Pieper admitted to the habitual substance offender allegation. She does not
challenge an exercise of the trial court’s sentencing discretion, but rather requests that we
vacate the adjudication entered upon her admission and vacate the sentence enhancement in
its entirety. The basis upon which she seeks to have the adjudication vacated is her
contention that the trial court erred in its pre-trial ruling that the State’s late filing of the
habitual substance offender allegation was supported by good cause.
However, Pieper may not challenge the acceptance of her plea on direct appeal. See
id. at 394. Moreover, she may not challenge the trial court’s ruling on a pre-trial motion.
One who pleads guilty “cannot benefit from both the advantages of pleading guilty and the
right to raise allegations of error with respect to pre-trial rulings; these rights are relinquished
once defendants decide against facing an uncertain outcome at trial.” Alvey v. State, 911
N.E.2d 1248, 1251 (Ind. 2009).
A direct appeal is not the appropriate vehicle for seeking to vacate an adjudication as a
result of a guilty plea. Therefore, we dismiss the appeal.
Dismissed.
ROBB, C.J., and MATHIAS, J., concur.
4