FOR PUBLICATION
Oct 27 2014, 6:00 am
APPELLANT PRO SE: ATTORNEY FOR APPELLEE:
M.W. REBECCA L. LOCKARD
Lexington, Kentucky Jeffersonville, Indiana
IN THE
COURT OF APPEALS OF INDIANA
IN RE THE ADOPTION OF K.W.: )
)
M.W. )
)
Appellant-Respondent, )
) No. 10A04-1309-AD-469
vs. )
)
S.L. and T.L. )
)
Appellee-Petitioner. )
APPEAL FROM THE CLARK COUNTY CIRCUIT COURT
The Honorable Vicki L. Carmichael, Judge
Cause No. 10C04-1303-AD-13
October 27, 2014
OPINION – FOR PUBLICATION
MATHIAS, Judge
M.W. (“Father”) raises two issues on appeal. We address the dispositive issue,
which we restate as whether the trial court violated Father’s due process rights when it
failed to rule on his request for appointed counsel. Finding that Father’s due process
rights were violated, we reverse and remand.
Facts and Procedural History
K.W. was born on July 31, 2004 to A.W. (“Mother”) and Father. In the spring of
2008, Mother became ill with Crohn’s disease. Dissatisfied with her treatment by
physicians, Father, an emergency medical technician, began stealing IV supplies, fluids,
and medications to give to Mother. On March 26, 2009, Mother died after Father
injected her with a lethal dose of pain medication. Father was arrested on September 30,
2009. Six days after Father’s arrest, on October 5, 2009, S.L., K.W.’s maternal
grandmother (“Grandmother”) received guardianship of K.W. On February 26, 2010,
Father pleaded guilty in Jefferson County, Kentucky to Class D felony reckless homicide,
Class D felony practicing medicine without a license, Class D felony theft by unlawful
taking, and Class D felony theft of a legend drug. Father was ordered to serve a twelve-
year sentence in the Kentucky Department of Correction.
On March 25, 2013, Grandmother and her husband, K.W.’s step-grandfather,
(collectively “Grandparents”) filed a petition to adopt K.W.1 and a notice of adoption was
issued to Father. On April 15, 2013, Father filed a pro se appearance. On the same day,
he also filed a request that the trial court appoint counsel for him, alleging that he was
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Grandparents filed an amended petition on June 3, 2013.
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indigent and that he had sought counsel without success. The trial court did not rule on
Father’s request for appointment of counsel.2
The trial court held a hearing on Grandparents’ petition on July 30, 2013.
Grandparents appeared with counsel and Father appeared pro se and telephonically. On
September 4, 2013, the trial court found that the consent of Father was not needed in
K.W.’s adoption and that it would be in K.W.’s best interests to be adopted by
Grandparents. The trial court entered a decree of adoption, thereby terminating Father’s
parental rights to K.W.
Father now appeals.
Discussion and Decision
Father argues that the trial court violated his due process rights when it failed to
rule on his request for appointed counsel. The dispositive question in this case is one
related to the constitutionality of the trial court’s judgment. We therefore review the trial
court’s decision de novo. Goodson v. Carlson, 888 N.E.2d 217, 220 (Ind. Ct. App. 2008)
(reviewing de novo questions of due process).
The Fourteenth Amendment of the United States Constitution provides, “No State
shall . . . deprive any person of life, liberty, or property, without due process of law.”
U.S. Const. amend. XIV § 1. With regard to the due process rights of parents facing the
possible termination of their parental rights, our supreme court has stated:
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The record is unclear as to why the trial court failed to rule on Father’s request for appointed counsel.
The Appellees, however, appear to suggest in their brief that the trial court did not rule on the motion
because Father failed to include an order with his request and failed to request a hearing.
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It is well established that the involuntary termination of parental rights is an
extreme measure that is designed to be used as a last resort when all other
reasonable efforts have failed. Choices about marriage, family life, and the
upbringing of children are among associational rights the United States
Supreme Court has ranked as of basic importance in our society and are
rights sheltered by the Fourteenth Amendment against the State’s
unwarranted usurpation, disregard, or disrespect. “If any freedom not
specifically mentioned in the Bill of Rights enjoys a ‘preferred position’ in
the law it is most certainly the family.”
“The Due Process Clause of the U.S. Constitution and the Due Course of
Law Clause of the Indiana Constitution prohibit state action that deprives a
person of life, liberty, or property without a fair proceeding.” Parental
rights constitute an important interest warranting deference and protection,
and a termination of that interest is a “unique kind of deprivation.”
However, children have an interest in terminating parental rights that
prevent adoption and inhibit establishing secure, stable, long-term,
continuous relationships. When the State seeks to terminate the parent-
child relationship, it must do so in a manner that meets the requirements of
due process.
In re C.G., 954 N.E.2d 910, 916-17 (Ind. 2011) (internal citations omitted).
Here, Father argues that the trial court violated his due process rights by ignoring
his request for appointed counsel to represent him in Grandparents’ adoption proceeding.
We agree. Indiana Code section 31-32-2-5 provides that “[a] parent is entitled to
representation by counsel in proceedings to terminate the parent-child relationship.” And
this court had held that a party’s right to counsel, afforded by section 31-32-2-5, also
applies in adoption proceedings where, as here, the petitioners seek to adopt the child
over the objections of one or both of the natural parents. See Taylor v. Scott, 570 N.E.2d
1333 (Ind. Ct. App. 1991). It is clear, then, that Father was entitled to representation by
counsel in the adoption proceeding.
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Grandparents appear to argue that Father waived his right to counsel when he filed
a pro se appearance, filed other documents with the court, and failed to request a hearing
on his motion or request counsel at the adoption proceeding. We disagree. In In re G.P.,
4 N.E.3d 1158 (Ind. 2014), the biological mother, J.A., waived her right to counsel at an
initial Child in Need of Services (“CHINS”) hearing. She then requested counsel at a
subsequent review hearing. The trial court found her to be indigent and entitled to
appointed counsel, but did not appoint counsel. After the CHINS hearings, the
Department of Child Services (“DCS”) filed an action to involuntarily terminate J.A.’s
parental rights. The trial court appointed counsel to represent her during the termination
of parental rights proceedings. J.A.’s parental rights were terminated and she appealed,
arguing that the trial court had violated her due process rights by failing to appoint
counsel for the CHINS proceedings after finding that she was indigent and entitled to
counsel. Our supreme court agreed with J.A. and vacated the trial court’s judgment
terminating J.A.’s parental rights. It noted:
Reading the juvenile statutes collectively, Section 31-32-4-1 provides that
parents in TPR proceedings are entitled to be represented by counsel, along
with “[a]ny other person designated by law.” And one such person
“designated by law”—designated by Section 31-34-4-6 specifically—is the
indigent parent who requests a court-appointed attorney in a CHINS
proceeding and is found by the trial court to be indigent. To the extent the
trial court “may” appoint counsel to represent a parent in another
proceeding, it would be pursuant to Section 31-32-4-3. It does not have
discretion in a circumstance falling under Section 31-34-4-6.
Id. at 1163 (emphasis in original).
Importantly for this case, the supreme court rejected DCS’s argument that J.A.
waived her right to appointed counsel by failing to bring to the trial court’s attention at
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subsequent hearings that it had not appointed counsel and by failing to make another
request for counsel after the trial court did not act on her first request:
[W]e have never held that a litigant who elects to waive the right to counsel
is permanently bound by that decision—and here J.A. changed her mind as
to this course of action at the very next hearing, requested an attorney, and
was told by the court that she would have one appointed to represent her.
Nor have we ever held that a litigant who has been told that they would
receive appointed counsel must continually re-request said counsel at each
and every hearing where an attorney is not provided to her. The very fact
that this notion might occur to lawyers and judges looking at her case, but
not occur to J.A. at her hearings, is at least somewhat indicative of why she
needed the lawyer in the first place.
Id. at 1165.
The reasoning employed by our supreme court in In re G.P. also applies in this
case, where the direct result of the adoption hearing was the involuntary termination of
Father’s parental rights to K.W. Indiana Code section 31-32-2-5 provides that a parent is
entitled to representation in a termination of parental rights proceeding and this court has
held that the same rule applies in adoption proceedings where the adoption would result
in the involuntary termination of parental rights of one or both of the natural parents. See
Taylor v. Scott, 570 N.E.2d 1333 (Ind. Ct. App. 1991). Father was entitled to be
represented by counsel, and he did not waive that right by filing his pro se appearance or
failing to repeat his request for appointed counsel.
In light of Father’s undisputed allegations in his motion for the appointment of
counsel that he was incarcerated, could not afford to hire counsel, had tried without
success to secure counsel, and earned twelve to twenty dollars per month while in prison,
there is a clear possibility that Father is indigent. Indeed, after Father filed his notice of
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appeal, the Clark County court reporter notified Father by letter that he had been
“deemed a pauper” and that no fee was due from him for preparation of the hearing
transcript. Appellant’s App. p. 27. We therefore conclude that the trial court erred by
failing to rule on his request for appointed counsel. We reverse and remand for the trial
court to determine whether Father is indigent and, if so, to appoint counsel to represent
him at a new adoption hearing.
Reversed and remanded.
RILEY, J., and CRONE, J., concur.
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