Filed 12/5/14 Barragan v. County of Los Angeles CA2/3
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION THREE
VERONICA BARRAGAN, B245832
Plaintiff and Appellant, (Los Angeles County
Super. Ct. Nos. MC020485 and
v. MS006356)
COUNTY OF LOS ANGELES,
Defendant and Respondent.
APPEAL from a judgment of the Superior Court of Los Angeles County,
Randolph Rogers and James C. Chalfant, Judges. Reversed.
Liddy Law Firm and Donald G. Liddy; Law Office of Barry M. Wolf and
Barry M. Wolf for Plaintiff and Appellant.
Coleman & Associates, John M. Coleman; Greines, Martin, Stein & Richland,
Timothy Coates and Carolyn Oill for Defendant and Respondent.
_______________________________________
Plaintiff and appellant Veronica Barragan was rendered quadriplegic in
a single-car rollover accident. She brought suit against respondent County of
Los Angeles (County) for dangerous condition of the road where the accident had
occurred. County prevailed on two dispositive motions. First, County obtained an order
dismissing the action on the basis that Barragan had committed fraud on the court in prior
proceedings in which she had obtained relief from the requirements of the Tort Claims
Act (Gov. Code, § 905, et seq., TCA). Second, County obtained summary judgment on
the basis that the road where the accident occurred did not constitute a dangerous
condition as a matter of law. We conclude that the dismissal order is not supported by
the evidence. We further conclude that triable issues of fact exist on the issue of
dangerous condition. We therefore reverse.
FACTUAL AND PROCEDURAL BACKGROUND
1. The Accident
The accident occurred on April 12, 2007, at approximately 9:00 p.m. Barragan
has no memory of the accident, and there were no eyewitnesses. The exact mechanism of
the accident is disputed by the parties. This much is undisputed: (1) the accident
occurred in a rural area in an unincorporated area of County; (2) the weather was clear;
(3) there were no street lights; (4) Barragan was driving alone in a Honda Civic; (5) she
had been drinking;1 (6) Barragan was driving westbound on Palmdale Boulevard;2 (7) at
1
Barragan’s blood alcohol concentration at the time of the accident is unknown.
The original blood sample could not be analyzed due to clotting. County’s experts
attempted to extrapolate Barragan’s blood alcohol concentration from her plasma alcohol
concentration, her known alcohol consumption, and the time that had passed between the
accident and the sample draw. One of County’s experts concluded Barragan’s blood
alcohol concentration at the time of the accident was 0.04%; another concluded it was
0.023% (using “the most conservative assumptions”). The CHP officer who prepared the
accident report initially concluded that the primary cause of the accident was that
Barragan had been driving under the influence. When the initial blood sample proved
unanalyzable, the CHP officer then supplemented the report, stating that Barragan’s level
of impairment due to drinking was “unknown,” and concluding the primary cause of the
accident was instead Barragan’s “unsafe turning movement.”
2
the accident location, Palmdale Boulevard consists of one lane in each direction, which is
approximately 12 feet wide; (8) there is a reflective double yellow line in the center of the
road; and solid white reflective edge lines on the sides of the road; (9) outside the
reflective white line, there is a small paved shoulder of approximately 2 feet,3 with a dirt
shoulder beyond; (10) at or near the location of the accident, westbound Palmdale
Boulevard curves to the left, to go around a hill (to the right); (11) ahead of the curve,
there is a plainly visible advisory “Curve” sign, and an equally visible advisory
“45 MPH” speed sign; and (12) somewhere at or near the location of the curve,
Barragan’s car went off the road to the right, where it went onto the dirt shoulder, and
subsequently rolled over, up and down the hill.
As noted above, the precise way in which the accident occurred is disputed.
County takes the position that Barragan, for reasons relating to her own lack of due care,
simply drove off the road to her right, where she then rolled her car on the hill. Barragan,
in contrast, argues that she missed the entry to the curve due to lack of visibility, which
resulted in the right wheels of her car leaving the paved road and entering the soft
shoulder. Feeling her car on the uneven surface, she pulled the wheel strongly to the left,
which brought her over the center line. She then overcorrected again to the right, which
caused her car to leave the road and crash into the hill.
2. The Proceedings for Relief from the TCA
Barragan desired to bring suit against County. However, she had not timely filed
a claim with County under the TCA. She therefore filed a petition with the trial court
seeking relief from the TCA filing requirements, on the basis of excusable neglect. The
trial court denied the petition, but suggested Barragan could nonetheless file suit against
County, asserting delayed discovery. Barragan appealed the trial court’s order denying
her relief from the TCA requirements. We reversed. (Barragan v. County of Los Angeles
2
Barragan had initially been driving eastbound, but made a U-turn prior to the
accident. There is no suggestion that the U-turn played any part in the accident.
3
Barragan contends the paved shoulder was less than two feet wide at the point of
the accident.
3
(2010) 184 Cal.App.4th 1373.) The disposition of our opinion directed the trial court to
enter an order granting Barragan relief from the TCA requirements.4 (Id. at p. 1387.)
3. The Instant Action
While the appeal of Barragan’s petition for relief from the TCA requirements was
pending, Barragan filed the instant action against County. The action was stayed pending
our resolution of the appeal. When our remittitur issued, the stay was lifted.
The operative complaint is Barragan’s first amended complaint. It alleges
dangerous condition of public property. Barragan alleged several defects in the design,
construction, and maintenance of the road at the point of the accident. Although
Barragan’s complaint identified multiple ways in which the road was allegedly
dangerous, the litigation of this action would ultimately focus on the visibility of the
curve and the makeup and slope of the soft dirt shoulder.
4. The Dismissal for Fraud
Before litigating the merits of the action, however, the attention of the parties was
directed to the issue of whether Barragan had committed fraud on the court in connection
with her petition for relief from the TCA. Specifically, County took the position that, in
connection with her petition, Barragan, her counsel, and her family had all represented
that Barragan’s injuries had been too devastating for her to have even considered seeking
legal advice during the TCA claim period. However, it was ultimately revealed that,
although Barragan herself had not attempted to seek representation during this time, her
mother had met with an attorney, and her fiancé had taken certain acts to investigate the
accident (including taking many photographs of the scene).
In order to properly discuss the motion to dismiss, it is important to discuss the
procedural circumstances that led to it. When Barragan petitioned for relief from the
TCA, she supported her petition with declarations of herself and her fiancé, setting forth
the severity of Barragan’s injuries and their impact on her daily life. There was no
discussion of any attempts to investigate the accident or contact counsel made on
4
Although, for reasons that are unknown, no such order was ever entered, the
parties and the trial court proceeded as though it was.
4
Barragan’s behalf. Barragan’s mother did not submit a declaration at all. Barragan’s
fiancé’s declaration was limited to discussing Barragan’s limitations. The only mention
of whether an attorney was contacted appeared in Barragan’s declaration, in which she
stated, “Because of my injuries, long hospital stay and the time I spent at home
recuperating, I was not able to give much thought to speaking to an attorney. It was only
after a long recovery period that I was able to even consider hiring an attorney.”
The trial court denied Barragan’s petition for relief from the TCA on the basis that
there could be no excusable neglect in the absence of an attempt to contact counsel.
Barragan timely appealed that order.
While the appeal was pending, Barragan moved for a limited remand on the basis
of newly discovered (or, more appropriately, newly remembered) evidence. In
a discussion with counsel after the trial court’s ruling, Barragan’s fiancé revealed that
Barragan’s mother had, in fact, contacted counsel while Barragan herself was still
hospitalized. Barragan’s counsel supported the motion for remand with:
(1) a declaration of Barragan’s mother, indicating that she had spoken with counsel while
Barragan was in the hospital, and that she had told Barragan that counsel declined the
representation; (2) a declaration of Barragan, indicating that she had no recollection that
her mother told her about an attempt to retain counsel while she was in the hospital;
(3) a declaration of Barragan’s fiancé, indicating that he, too, had forgotten about
Barragan’s mother’s attempt to hire an attorney, until counsel informed him that the
failure to attempt to retain counsel was the reason the trial court denied Barragan relief;
and (4) a declaration of counsel, indicating that, when he had interviewed Barragan, he
had only asked her about her own efforts to obtain counsel, and had not considered the
possibility that someone might have independently sought counsel on her behalf.5
County opposed the motion for a limited remand. County argued that there was
no legal basis for such an order. County further argued that the newly discovered
5
The motion was also supported by a declaration of the prior attorney Barragan’s
mother had contacted, confirming the contact and his decision to decline the
representation.
5
evidence would not have compelled a different result in the trial court. We denied the
motion for limited remand.
We did, however, reverse the trial court’s order, concluding that it was not
necessary that an injured party attempt to obtain counsel in order to establish excusable
neglect. We concluded that disability alone could establish excusable neglect. As the
trial court had expressly indicated that it would find excusable neglect if the failure to
seek counsel did not constitute a bar to relief, we directed the trial court to grant
Barragan’s petition for relief. At no point did County request that we, instead, remand
the action to the trial court for reconsideration of the issue of excusable neglect on the
basis of the newly disclosed evidence that Barragan’s mother had contacted counsel.
As such, the instant action proceeded. At some point, County sought access to the
file of the attorney who had declined the representation. The trial court agreed to review
the file, out of a concern that there might be correspondence in the file inconsistent with
statements made under oath by Barragan in her petition for relief from the TCA.
Specifically, the court was concerned with whether the attorney had specifically informed
Barragan’s mother of any “impending claim filing deadlines.” If so, this would
undermine Barragan’s claim of excusable neglect. The court reviewed the attorney’s
letter to Barragan declining the representation.6 The letter was a standard
non-engagement letter; it indicated that Barragan should contact another attorney if she
sought to pursue the action, and generally noted that time limitations may apply. It made
no specific mention of the TCA.
Nonetheless, the court concluded that this letter was “materially inconsistent with
declarations submitted to the court in the course of requesting leave to [file] a late
government[] claim.” The court stated that the declarations had indicated that the first
time Barragan had consulted with counsel was in February 2008, but this was clearly
false because Barragan’s mother had consulted counsel months earlier.
6
The letter, dated June 18, 2007, was sent to Barragan at her home. Barragan was
still in the hospital at this time. There is no evidence that Barragan’s family showed her
the letter or read it to her.
6
Buoyed by the court’s suggestion that Barragan’s declarations were false and
misleading, County moved to dismiss the action for fraud pursuant to the court’s inherent
authority. County submitted evidence that, not only had Barragan’s mother contacted an
attorney and told Barragan about this (while Barragan was still hospitalized), but
Barragan had responded that she had also thought of looking for an attorney. County
further submitted evidence that Barragan’s fiancé had not only taken photographs of the
accident scene, but had also gone to the store where Barragan bought alcohol prior to the
accident, and obtained the store’s surveillance video. Neither of these facts had been
mentioned in the declarations submitted in connection with Barragan’s petition for relief
from the TCA.
County argued that the efforts taken by Barragan’s mother and fiancé to obtain
counsel on Barragan’s behalf were intentionally hidden from the courts7 in connection
with Barragan’s petition for relief from the TCA, because Barragan believed that if these
efforts were disclosed, the courts would not find excusable neglect in her failure to
comply with the TCA. As such, County argued that Barragan had committed fraud on
the court,8 and requested that the court dismiss the instant action for the alleged fraud.
7
That such facts were not disclosed to the trial court (whether by design or
forgetfulness) cannot be disputed. However, it also cannot be disputed that many of these
facts were, in fact, disclosed to the Court of Appeal. Indeed, if it were not for Barragan’s
voluntary disclosure of the facts to this court, made while the appeal was pending, it is
unlikely County ever would have learned of Barragan’s mother’s efforts to obtain counsel
on her behalf.
8
County also argued that Barragan committed fraud on the court in that she had
represented that once she was released from the hospital, she “did not even leave the
house” for two months, while she, in fact, appears to have attended one or more medical
appointments during this time. While this may have been a misstatement, it is not
a material one. County does not suggest that Barragan was not, in fact, rendered
quadriplegic in the accident, nor does it dispute her contention that she spent the TCA
claim period either in the hospital, at a rehabilitation facility, or virtually confined to her
bed, wholly unable to care for herself. That, during this period, Barragan may have left
her home for necessary medical appointments (a difficult and painstaking process which
was fully set forth in declarations submitted to the trial court in the TCA action) is a fact
which would have had no effect on our disposition of the appeal in that case. Indeed, the
7
County argued that the court had jurisdiction to dismiss for fraud as part of its inherent
powers.
In opposition, Barragan argued that there was no fraud, and that, in any event, this
court’s opinion in the prior appeal was binding in the instant action, either under the
doctrine of law of the case or collateral estoppel.
In reply,9 County argued that the trial court in the instant action had the duty to
undertake a de novo review of Barragan’s petition for relief from the TCA, because the
order granting her relief from the TCA constitutes a condition precedent to her complaint
proceeding in the instant action.
At the hearing, the trial court indicated a reluctance to grant the motion to dismiss,
believing that it lacked jurisdiction to do so. However, it took the matter under
submission, and ultimately granted the motion. The court concluded that Barragan had
engaged in deliberate and egregious misconduct in the course of litigation, by failing to
disclose the active steps taken by her family to investigate the accident and obtain
counsel. The court found that Barragan’s “bad faith [was] manifest,” as she had
successfully pursued a scheme that plainly interfered with the machinery of justice.
Concluding that lesser sanctions would not be appropriate, the court dismissed
Barragan’s action.
trial court properly did not rely on this purported intentional misstatement as a basis for
its finding of fraud on the court.
9
In County’s reply memorandum, it argued that the fact that Barragan’s mother had
spoken with Barragan in the hospital about her attempt to contact counsel “was unknown
to the [c]ourts below.” Obviously, neither this court nor the trial court in the TCA action
is a court “below” the trial court in the instant matter.
8
5. Summary Judgment
County’s motion to dismiss was ultimately heard and ruled upon at the same time
as County’s motion for summary judgment. County obtained summary judgment on the
basis that the road did not constitute a dangerous condition as a matter of law.10
As movant, County’s evidence on dangerous condition11 addressed two issues:
(1) the visibility/warning of the curve; and (2) the dirt shoulder.12 We consider County’s
evidence on each issue, as well as Barragan’s evidence in opposition, separately.
A. The Curve
It is undisputed that the “Curve” and “45 MPH” signs were visible. It is also
undisputed that the yellow center lines and white edge lines were painted in reflective
paint, which could be seen when lit by a car’s headlights.
City offered the evidence of a “human factors” expert on the issue of whether,
“when driving at a speed appropriate for conditions, there is sufficient roadway
10
Barragan argues that County did not seek summary judgment on this basis. The
issue is a close one. County’s notice of motion indicated that it sought summary
judgment on the bases of lack of causation and lack of notice of any dangerous condition,
not on that basis that there was no dangerous condition. However, the motion itself
briefly argued that the property was not in a dangerous condition at the time of the
accident, and County offered expert testimony on the issue. Although Barragan’s
opposition argued that County did not move on the basis that the property was not in
a dangerous condition, Barragan nonetheless argued the issue. We therefore conclude the
issue was properly before the trial court.
11
County sought summary judgment on other bases; the court did not address these
grounds and County does not attempt, on appeal, to argue that the motion should have
been granted on the alternative bases. We therefore limit our discussion to whether the
property was not in a dangerous condition as a matter of law.
12
County also introduced evidence on the issue of the accident history at the
accident location, with the intent of showing that the location was not dangerous because
numerous drivers safely navigated it without incident. While a lack of history of
accidents can be relevant to the issue of dangerous condition, an absence of evidence
cannot be dispositive of the issue. (Lane v. City of Sacramento (2010) 183 Cal.App.4th
1337, 1346.) As we will ultimately conclude a triable issue of fact existed as to whether
the road constituted a dangerous condition, the evidence of accident history is irrelevant
to our disposition of the appeal.
9
information provided to the driver that he or she is able to determine the roadway
alignment far enough in advance to be able to successfully negotiate any curves in the
roadway.” The expert believed that this standard was satisfied by the curve in the instant
case. The painted white and yellow lines, as seen in photographs of the accident scene,
“appear to be in excellent condition and thus should have sufficient retroreflectivity such
that they are visible under (1) low beam headlights for at least 150 feet, and (2) under
high beam headlights for at least 450 feet.” Assuming that, on a rural road without
artificial lighting, a driver using due care would use high beam headlights in the absence
of an oncoming vehicle,13 the expert concluded that 450 feet of “roadway directional
preview is more than sufficient for a driver using due care to be able to determine a curve
is approaching, and to appropriately negotiate that curve.” Similarly, County submitted
the declaration of an expert civil and traffic engineer, who concluded that the advisory
signs and reflectorized yellow and white lines all provided adequate warning and
delineation for westbound motorists to safely travel through the curve.
In opposition to the motion, Barragan submitted the declaration of an expert
engineer, with a specialty in accident reconstruction. The expert concluded that
nighttime visibility of the curve was limited, due to “the curvature of the road, the uphill
approach and the vertical elevation changes in the curve.” He concluded that “an
approaching motorist has limited visibility of the painted lines and will have difficulty
seeing the curve until entering the curve, particularly at night.” The expert concluded
that, “[e]ven at the advisory speed of 45 miles per hour, the curve is not sufficiently
recognizable at night.” The expert relied on a photograph, exhibit 8, which was taken
from a vehicle operating its high beams, and appears to show the reflectorized lines
disappearing from view a relatively short distance ahead of the vehicle, apparently due to
the change in elevation as the road curves downward, out of view.
Barragan also submitted the declaration of an expert civil and traffic engineer,
David Royer. Royer believed the curve was dangerous because the road ahead of the
13
If there were oncoming vehicles, the expert concluded that a driver would be able
to determine the curvature of the road by observing the path of the oncoming vehicles.
10
driver disappears ahead of the driver’s vision. He testified that the 45 miles per hour
speed limit sign “actually exacerbates the dangerous condition,” because a driver
proceeding at that speed would not be able to see the curve until it would be too late to
safely enter the curve. Indeed, Royer testified that he personally drove the road at night
and “could not see the pavement markings 200 feet ahead of the location of the crash.
The roadway edge line disappears due to the curve of the road and the crown in the road
near the location of the crash.”14 Royer “could not visualize the curve in the roadway
a safe and sufficient distance ahead, even traveling at the advisory speed of 45 mph.”
Royer also disagreed with County’s expert on the issue of headlights, stating that a driver
“using due care would not necessarily use high beams even if there was no oncoming
vehicle.”
B. The Dirt Shoulder
Anticipating Barragan’s argument that the dirt shoulder was not built to standards
in the profession, County submitted the declaration of its expert civil and traffic engineer,
who stated: “It is common practice that highway design guidelines for non-mountainous
areas are not always fully met in regards to dirt shoulder widths and slopes in
mountainous terrain where topography and drainage concerns preclude – from a cost
benefit standpoint – the construction of wider and flatter dirt shoulders.” The expert
testified that the dirt shoulder, outside the 2-foot paved shoulder, was “comprised of
mostly compacted native, and some imported, material able to withstand a vehicle’s
weight – without appreciable deformation.”
As anticipated, Barragan’s expert, Royer, testified that the dirt shoulder was both
sloped too steeply and made of too soft a material. Royer testified that the dirt shoulder
“drops off steeply” at the outside of the curve, with a 20-25% “shoulder slope.” He
testified that the shoulder on the outside of a curve should not exceed a 5% slope.
14
Royer testified that reflective chevron signs could have been posted along the
outside edge of the curve to alleviate its dangerous condition. Such signs are visible up
to 1000 feet away and are located well above the pavement surface, indicating the
direction and location of a curve. Due to the accident history at the location, County did,
ultimately, install such chevrons, years after Barragan’s accident.
11
Further, he testified that the shoulder should not have been comprised of sand and soft
dirt, but should have been composed of “class 2 shoulder material or an equivalent such
as decomposed granite.” Royer relied on standards set forth in the Cal Trans highway
design manual, and stated that “[n]o reasonable engineer would have deviated from these
standards, regardless of whether the road was straight or curved to avoid an obstacle such
as a hill.” He concluded that the state of the dirt shoulder alone rendered the accident
location dangerous, explaining that “[t]raffic engineers anticipate that motorists will not
always use reasonable and proper caution or be attentive and will depart the travelled
roadway particularly at the outside of a curve; therefore, the engineers plan accordingly”
and permit only a slight slope and require stronger material. Barragan’s accident
reconstruction expert agreed, stating that “[d]rivers, in general, tend to run off the road at
the outside of a curve; therefore, a steep and soft curve shoulder at this location is
dangerous. The minimally paved shoulder, soft dirt and steep slope of the soil adjacent to
the curve(s) will increase the likelihood of loss of control once the vehicle wheels travel
into the shoulder area and in and of itself create a dangerous condition for the motoring
public when used with due care.”
C. The Trial Court’s Order
The trial court granted summary judgment on the basis that the road did not
constitute a dangerous condition as a matter of law. With respect to the curve, the trial
court concluded that the “Curve” sign, speed advisory, and reflective white line rendered
the curve not dangerous as a matter of law. Reviewing the photographs, the court
concluded that the “reflective white stripe on the right edge of the road alerts the driver to
the presence of the curve.” While the court acknowledged that Barragan’s experts
concluded that this was insufficient, the court relied on its own independent review, and
determined no triable issue of fact existed.
With respect to the dirt shoulder, the court focused on the sentence in Royer’s
declaration stating, “[t]raffic engineers anticipate that motorists will not always use
reasonable and proper caution or be attentive and will depart the travelled roadway
particularly at the outside of a curve; therefore, the engineers plan accordingly.” The
12
court interpreted this as an admission “that the only manner in which the drop from the
paved shoulder onto poorly compacted material would be dangerous is if a motorist does
not use reasonable and proper caution or is not attentive.” As a roadway is only
dangerous if it presents a risk to a driver utilizing due care, the court concluded that any
defect in the dirt shoulder could therefore not constitute a dangerous condition as a matter
of law.
6. Judgment and Appeal
The court entered judgment in favor of County. Barragan filed a timely notice of
appeal.
ISSUES ON APPEAL
We first consider whether the trial court erred in dismissing the action for
Barragan’s alleged fraud in connection with her petition for relief from the TCA. We
conclude that, even construing the facts in the light most favorable to the court’s order,
the trial court abused its discretion in finding Barragan committed fraud on the court,
which could only be remedied by dismissing her action. Therefore, the dismissal must be
reversed. Second, we consider the motion for summary judgment. We conclude that
triable issues of fact exist as to whether the curve and dirt shoulder, both separately and
in combination, constituted a dangerous condition of public property. Therefore, the
summary judgment must also be reversed.
DISCUSSION
1. The Order of Dismissal Must Be Reversed
The trial court granted County’s motion to dismiss on the ground that Barragan
had committed fraud on the court in her petition for relief from the TCA–specifically,
that Barragan obtained relief from the requirements of the TCA by submitting false
declarations.
Any discussion on dismissals for fraud on the court must begin with Stephen
Slesinger, Inc. v. Walt Disney Co. (2007) 155 Cal.App.4th 736 (Slesinger), the case of
first impression in which it was recognized that trial courts have the inherent power to
impose a terminating sanction “when a plaintiff’s deliberate and egregious misconduct
13
makes any sanction other than dismissal inadequate to ensure a fair trial.”15 (Id. at
p. 740.) The Slesinger court repeatedly explained that dismissal was only available in
cases of “deliberate and egregious misconduct.”16 (Id. at pp. 740, 761, 764.) Moreover,
dismissal is only appropriate “when no lesser sanction would be effective to cure the
harm.” (Id. at p. 760.) The trial court may only dismiss when the conduct “renders any
remedy short of dismissal inadequate to preserve the fairness of the trial.” (Id. at p. 764.)
We review an order of dismissal for abuse of discretion. “We view the entire
record in the light most favorable to the court’s ruling, and draw all reasonable inferences
in support of it. [Citation.] We also defer to the trial court’s credibility determinations.
[Citation.] The trial court’s decision will be reversed only ‘for manifest abuse exceeding
the bounds of reason.’ [Citation.]”17 (Slesinger, supra, 155 Cal.App.4th at p. 765.)
15
It cannot seriously be disputed that the misconduct at issue in Slesinger was
substantially more egregious than the misconduct (if any) at issue in the instant matter.
In Slesinger, plaintiff hired an investigator to surreptitiously obtain documents from
defendant. The investigator took thousands of pages of defendant’s documents,
including those marked privileged and confidential. He obtained the documents by
“breaking into” defendant’s office buildings and secure trash receptacles, and by
trespassing onto the secure facility of the company defendant had retained to destroy its
confidential documents. Plaintiff and its attorney reviewed the documents and, for years,
concealed the investigator’s activities from defendant and the court. (Id. at p. 740.)
16
The Slesinger court noted that other courts have used different characterizations of
the level of misconduct necessary to invoke the court’s inherent dismissal powers,
including the standard used by the trial court in the instant case, “fraud on the court.”
(Slesinger, supra, 155 Cal.App.4th at p. 764, fn. 20.) The Slesinger court neither
accepted nor rejected these standards. It concluded that they “may be helpful,” but the
court ultimately “prefer[red]” to use the “deliberate and egregious” standard. (Ibid.)
17
Barragan suggests an order of dismissal for deliberate and egregious misconduct
should only be made on clear and convincing evidence, and that our standard of review
should incorporate such a requirement. We need not reach the issue, and simply use the
standard of review set forth in Slesinger.
14
In this case, it is important to note what the trial court actually found, and what it
did not.18 It did not find any express misstatements in any of Barragan’s declarations; but
instead found an implied misstatement, in that Barragan’s declarations implied that her
entire family was too preoccupied with her devastating injuries to consider seeking
counsel, when this was not, in fact, the case. The court stated: “In the present
circumstances, Plaintiff and her family’s bad faith is manifest. Convinced that disclosing
[her fiancé’s] detective work and [her mother’s] consultation with an attorney would
lessen their chances of convincing the trial court of Plaintiff[’]s excusable neglect,
Plaintiff and her family fabricated a story of near incapacity and all consuming familial
absorption in Plaintiff[’]s recovery, followed by the serendipitous airing of [an
attorney’s] television commercial. When they discovered that the trial court was
unwilling to grant them relief without consulting an attorney, lo and behold, Plaintiff[’]s
mother had consulted an attorney, on her behalf, and just happened to have forgotten up
until then that she had done so.”
Considered in the light most favorable to the trial court’s ruling, the evidence
supports this view of the facts. We are, however, troubled by the conclusion that this
constitutes deliberate and egregious misconduct. There were no false discovery answers
given; there was no affirmative statement made that Barragan’s fiancé did not investigate
or Barragan’s mother did not contact counsel. More importantly, there is no indication
that the declarations submitted by Barragan purported to address every fact conceivably
relevant to the determination of excusable neglect, rather than the facts Barragan believed
best supported her case. This is simply a situation in which a movant submitted
declarations which did not contain potentially adverse information, but did not purport to
set forth all potentially relevant facts.19 While there is no precise definition of deliberate
18
It made no finding that Barragan’s counsel was, in any way, involved in any
wrongdoing.
19
In connection with its motion for summary judgment, County submitted the
declaration of its expert civil and traffic engineer to the effect that, in the 6.5 years prior
to the accident, there was only one accident similar to Barragan’s. Barragan offered
15
and egregious misconduct, the term must mean something more than the submission of
declarations which fail to volunteer potentially adverse information on a topic not
addressed.20 With no evidence that County ever actually questioned Barragan and her
family regarding their efforts to contact counsel, Barragan’s withholding of that
information is not deliberate and egregious misconduct.
Moreover, even if Barragan’s declarations constituted deliberate and egregious
misconduct, we conclude that, as a matter of law, the misconduct did not render any
remedy short of dismissal inadequate to preserve the fairness of the trial. The trial court
concluded that dismissal was necessary because no lesser remedy was available. The
court recognized that it was barred from reconsidering the order granting relief from the
TCA in light of the newly disclosed evidence; it concluded that, in the absence of a such
a remedy, dismissal was “the sole avenue to contest the appropriateness of [p]laintiff’s
late claim on the basis of these newly discovered facts.”21 In other words, the court
ordered dismissal (the most severe remedy available) because reconsideration (the
appropriate way of addressing newly disclosed information) was procedurally barred.
testimony suggesting that there were a great deal more similar accidents. If it is
ultimately determined that there were multiple similar accidents, it would not follow that
County’s expert was committing deliberate and egregious misconduct when he stated
there was only one similar accident, nor that County committed fraud by presenting
evidence which painted a picture of a minimal accident history. Instead, the issue of
which accidents were relevant is one to be resolved by testimony and argument. The
expert was not required, in his declaration in support of the County’s position, to identify
every accident ever occurring at the scene and explain why it was not relevant.
20
In Appling v. State Farm Mutual Automobile Insurance Co. (9th Cir. 2003)
340 F.3d 769, 780, the court stated that “[n]on-disclosure, or perjury by a party or
witness, does not, by itself, amount to fraud on the court.”
21
This is something of an odd statement. The court did not consider “the
appropriateness of [p]laintiff’s late claim on the basis of these newly discovered facts,”
but instead dismissed the action on the basis that the previous withholding of the newly
discovered facts constituted deliberate and egregious misconduct. Whether the trial court
considering the petition for relief from the TCA would or would not have found
Barragan’s neglect excusable had the newly discovered facts been before it is an issue
which has not been addressed by any court.
16
But Barragan had sought reconsideration in light of the newly disclosed information.
Barragan had asked this court to remand the matter to the trial court for reconsideration in
light of it; County opposed the motion.22 County cannot be permitted to oppose
reconsideration by the trial court in light of the new information, then obtain dismissal on
the basis that reconsideration is no longer an available remedy.
In short, there was no deliberate and egregious misconduct; there were simply
declarations submitted in an adversarial proceeding, which may have given the wrong
impression on an issue because County never conducted discovery or attempted to
dispute them. Dismissal was not the only way to guarantee a fair trial; County never
attempted to obtain reconsideration when it could have. County should not be rewarded
with a dismissal when its failure to question declarations, and its subsequent failure to
seek reconsideration promptly after the new information came to light, were equally
responsible for any perceived flaw in the procedure that resulted in Barragan obtaining
relief from the TCA.
2. The Summary Judgment Must Be Reversed
A. Standard of Review
“ ‘A defendant is entitled to summary judgment if the record establishes as
a matter of law that none of the plaintiff’s asserted causes of action can prevail.’ (Molko
v. Holy Spirit Assn. (1988) 46 Cal.3d 1092, 1107.) The pleadings define the issues to be
considered on a motion for summary judgment. (Sadlier v. Superior Court (1986)
184 Cal.App.3d 1050, 1055.) As to each claim as framed by the complaint, the defendant
must present facts to negate an essential element or to establish a defense. Only then will
the burden shift to the plaintiff to demonstrate the existence of a triable, material issue of
22
County had prevailed at the trial court; it apparently had a tactical reason to not
stipulate to a remand for reconsideration. However, such tactical reasons disappeared
after we issued our opinion on appeal, reversing the trial court’s order. County filed
a petition for reconsideration of our opinion; at no point did County suggest that the
proper remedy was to remand to the trial court for reconsideration of the issue of
excusable neglect in light of the newly disclosed information. (We take judicial notice of
the appellate court file in the prior matter.)
17
fact. (AARTS Productions, Inc. v. Crocker National Bank (1986) 179 Cal.App.3d 1061,
1064-1065.)” (Ferrari v. Grand Canyon Dories (1995) 32 Cal.App.4th 248, 252.)
“There is a triable issue of material fact if, and only if, the evidence would allow
a reasonable trier of fact to find the underlying fact in favor of the party opposing the
motion in accordance with the applicable standard of proof.” (Aguilar v. Atlantic
Richfield Co. (2001) 25 Cal.4th 826, 850.) We review orders granting or denying
a summary judgment motion de novo. (FSR Brokerage, Inc. v. Superior Court (1995)
35 Cal.App.4th 69, 72; Union Bank v. Superior Court (1995) 31 Cal.App.4th 573, 579.)
We exercise “an independent assessment of the correctness of the trial court’s ruling,
applying the same legal standard as the trial court in determining whether there are any
genuine issues of material fact or whether the moving party is entitled to judgment as
a matter of law.” (Iverson v. Muroc Unified School Dist. (1995) 32 Cal.App.4th 218,
222.)
B. Dangerous Condition of Public Property
“ ‘[A] public entity is liable for injury caused by a dangerous condition of its
property if the plaintiff establishes that the property was in a dangerous condition at the
time of the injury, that the injury was proximately caused by the dangerous condition,
[and] that the dangerous condition created a reasonably foreseeable risk of the kind of
injury which was incurred . . . . ’ The plaintiff must also show that a negligent or
wrongful act or omission of a public employee created the dangerous condition, or the
public entity had actual or constructive notice of the dangerous condition a sufficient time
prior to the injury to have taken measures to protect against it. (Gov. Code, § 835.)”
(Chowdhury v. City of Los Angeles (1995) 38 Cal.App.4th 1187, 1194.)
In this case, we are concerned with the first element, whether the property was in
a dangerous condition at the time of the accident. “A ‘dangerous condition’ is defined as
‘a condition of property that creates a substantial . . . risk of injury when such property or
adjacent property is used with due care in a manner in which it is reasonably foreseeable
that it will be used.’ [Citation.] The existence of a dangerous condition is usually
18
a question of fact, but may be resolved as a question of law if reasonable minds can come
to but one conclusion. [Citations.]”23 (Ibid.)
“[A]ny property can be dangerous if used in a sufficiently improper manner. For
this reason, a public entity is only required to provide roads that are safe for reasonably
foreseeable careful use. [Citation.] ‘If [] it can be shown that the property is safe when
used with due care and that a risk of harm is created only when foreseeable users fail to
exercise due care, then such property is not “dangerous” within the meaning of
section 830, subdivision (a).’ [Citation.]” (Chowdhury v. City of Los Angeles, supra,
38 Cal.App.4th at p. 1196.) Nonetheless, the plaintiff need not have been using the
property with due care in order to recover. “When a plaintiff seeks to recover for injury
caused by a dangerous condition of public property, ‘ “The Tort Claims Act does not
require [the] plaintiff to prove that the property was actually being used with due care at
the time of the injury, either by himself or by a third party (e.g., driver of automobile in
which plaintiff was riding as a passenger).” ’ [Citation.]” (Lane v. City of Sacramento,
supra, 183 Cal.App.4th at p. 1347.) We therefore consider whether the condition of the
property created a substantial risk of injury when used with due care in a reasonably
foreseeable manner, regardless of whether Barragan used the property with due care.
A plaintiff alleging a dangerous condition of public property must establish
a physical deficiency in the property itself, which foreseeably endangers those using the
23
Government Code section 830.2 provides: “A condition is not a dangerous
condition within the meaning of this chapter if the trial or appellate court, viewing the
evidence most favorably to the plaintiff, determines as a matter of law that the risk
created by the condition was of such a minor, trivial or insignificant nature in view of the
surrounding circumstances that no reasonable person would conclude that the condition
created a substantial risk of injury when such property or adjacent property was used with
due care in a manner in which it was reasonably foreseeable that it would be used.”
“According to the official comments of the Law Revision Commission, while
‘[t]echnically . . . unnecessary,’ section 830.2 ‘is included in the chapter to emphasize
that the courts are required to determine that there is evidence from which a reasonable
person could conclude that a substantial, as opposed to a possible, risk is involved before
they may permit the jury to find that a condition is dangerous.’ [Citation.]” (Salas v.
Department of Transportation (2011) 198 Cal.App.4th 1058, 1069, fn. 4.)
19
property. The property must be damaged or defective, or it must possess physical
characteristics in its design, location, features, or relationship to its surroundings that
endanger users. (Mixon v. Pacific Gas & Electric Co. (2012) 207 Cal.App.4th 124, 131.)
In this case, Barragan alleges such deficiencies in the visibility/warnings of the curve,
and the slope and composition of the dirt shoulder.
C. Triable Issues of Fact Exist Regarding the
Dangerousness of the Curve
The trial court concluded that the curve was not dangerous as a matter of law, on
the basis that the “Curve” and “45 MPH” advisory signs sufficiently alerted a driver that
a curve was approaching, and the reflective white line on the pavement sufficiently
alerted a driver to the actual location of the curve. We conclude, however, that triable
issues of fact exist.
First, the experts disagreed as to whether a reasonably foreseeable driver
exercising due care would necessarily be driving with high beams; and neither party
offered any evidence on the issue beyond an expert’s conclusory opinion. Thus, a triable
issue of fact existed as to whether a reasonably foreseeable driver exercising due care
driving westbound on Palmdale Boulevard would be using high beams. If a driver could
be using low beams and still be exercising due care, County’s expert conceded that the
driver would have approximately 150 feet of visual preview of the curve. That expert
testified that 450 feet would be sufficient to successfully navigate the curve; there was no
evidence that 150 feet would be sufficient.
Second, Barragan’s accident reconstruction expert testified that, even with high
beams, there is not 450 feet of visual preview of the curve – due to the change in
elevation of the road as a driver approaches the curve. Indeed, both of Barragan’s experts
testified that a driver proceeding at the 45 mile per hour speed recommended by the sign
would not have sufficient time to see the curve and safely navigate it. Thus, there was
a triable issue of fact as to whether the 45 mile per hour sign in fact rendered the curve
20
more dangerous, rather than providing sufficient warning of it.24 (See Harland v. State of
California (1977) 75 Cal.App.3d 475, 485 [relying on evidence that a posted speed limit
for a bridge was too high in view of the bridge’s other hazards]; De La Rosa v. City of
San Bernardino (1971) 16 Cal.App.3d 739, 746 [“although a public entity is not liable for
failure to install traffic signs or signals [citation], when it undertakes to do so and invites
public reliance upon them, it may be held liable for creating a dangerous condition in so
doing”].) Thus, triable issues of fact existed as to the dangerousness of the curve, and the
trial court erred in granting summary judgment.
D. Triable Issues of Fact Exist Regarding the Dangerousness
of the Slope and Composition of the Dirt Shoulder
The experts presented by the County and Barragan disagreed as to whether the
slope and composition of the dirt shoulder created a dangerous condition. The parties
seemed to agree that there was a strong slope to the dirt shoulder and that it was
comprised of dirt rather than other shoulder material; they disagreed, however, as to
whether reasonable engineers would construct the dirt shoulder as it had, in fact, been
constructed.
The trial court did not address this dispute, however, because it concluded that
Barragan had conceded, through the declaration of her expert, Royer, that the only time
a driver would be on the dirt shoulder is if the driver was not exercising due care. As
there can be no dangerous condition if the property does not present a risk to drivers
24
County argues that, under the basic speed law (Veh. Code, § 22350), no driver
exercising due care will drive faster than reasonable having due regard for visibility and
other factors. County takes the position that, as the white edge line is visible in a car’s
headlights, a driver is obligated to slow his or her vehicle enough so that the driver can
safely turn within the area illuminated by the car’s headlights. Yet the issue is not so
straightforward. A curve can be sharp or gradual; the sharper the curve, the slower the
necessary speed. A driver alerted to a “45 MPH” curve may reasonably believe that the
road will provide sufficient warning for the driver to enter the curve at that speed; the
driver might not expect the white edge line to disappear when the road drops down
immediately before the curve.
21
exercising due care, the trial court concluded that evidence of the risk presented by the
shoulder was simply not relevant in light of this concession.
We find no such concession. Royer testified that “[t]raffic engineers anticipate
that motorists will not always use reasonable and proper caution or be attentive and will
depart the travelled roadway particularly at the outside of a curve; therefore, the
engineers plan accordingly.” First, Royer did not testify that only drivers who do not use
proper caution or attentiveness will depart the roadway; he simply testified that some
such drivers do. Second, even if Royer’s statement can be interpreted to mean that the
only drivers who leave the road are those who do “not . . . use reasonable and proper
caution or [are not being] attentive,” it does not mean that the only drivers who leave the
road are not exercising due care. A driver can become momentarily inattentive for any
number of reasons outside the driver’s control; this does not mandate the conclusion that
the inattentive driver was not exercising due care. Third, Barragan did not rely solely on
Royer’s testimony. She introduced the testimony of her accident reconstruction expert,
who stated that, “[d]rivers, in general, tend to run off the road at the outside of a curve.”
There was no qualification to this statement suggesting that the only drivers who run off
the road at the outside of a curve are not exercising due care; to the contrary, he testified
that the shoulder created a “dangerous condition for the motoring public when used with
due care.” Taken together, the testimony of Barragan’s experts did not constitute a
concession on the part of Barragan that the only drivers who leave the road are those who
are not exercising due care.25
Moreover, such a concession would be contrary to reason and the law. It is
foreseeable that a driver may leave the road for any number of reasons, including losing
control of the vehicle, momentary distraction, and illness. (Cabral v. Ralphs Grocery Co.
(2011) 51 Cal.4th 764, 768, 775.) In Zeppi v. State of California (1959) 174 Cal.App.2d
484, 486, the court concluded that “the existence of a drop from the level of the pavement
to the adjacent ‘freshly plowed or graded shoulder’ undoubtedly could be found to be
25
Certainly, County did not proffer this as an undisputed fact in its separate
statement.
22
a dangerous condition . . . . ” Similarly, in Breslin v. Fredrickson (1957) 152 Cal.App.2d
780, 785, the court concluded that “the existence of the sudden drop from the level of the
pavement to the adjacent shoulder constituted what the jury could have concluded was
a dangerous condition . . . . ”
Finally, we note that the theory of Barragan’s case is that the dangerousness of the
curve operated in conjunction with the dangerousness of the shoulder. In other words,
Barragan’s evidence was that she drove onto the soft shoulder of the road because she
missed the entry to the insufficiently-visible curve. As a triable issue of fact exists as to
the dangerousness of the curve, it follows that a triable issue of fact exists as to whether
a driver exercising due care could miss the curve and end up on the shoulder.
As it has not been established that the only drivers who leave the paved road and
enter the shoulder are those not exercising due care, and there is a triable issue of fact as
to whether the dirt shoulder otherwise constituted a dangerous condition, the trial court
erred in granting summary judgment.
23
DISPOSITION
The judgment is reversed. Barragan shall recover her costs on appeal.
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
ALDRICH, J.
WE CONCUR:
KITCHING, Acting P. J.
EDMON, J.*
*
Judge of the Los Angeles Superior Court, assigned by the Chief Justice pursuant to
article VI, section 6 of the California Constitution.
24