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[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 12-12404
________________________
D.C. Docket No. 1:06-cv-20182-PAS
ALBERT HOLLAND, JR.,
Petitioner - Appellant
Cross Appellee,
versus
STATE OF FLORIDA,
Respondent - Appellee
Cross Appellant.
________________________
Appeal from the United States District Court
for the Southern District of Florida
________________________
(December 29, 2014)
Before ED CARNES, Chief Judge, and MARCUS and WILLIAM PRYOR,
Circuit Judges.
MARCUS, Circuit Judge:
A Florida court convicted Albert Holland of murder and sentenced him to
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death for the fatal shooting of police officer Scott Winters. The district court
issued a writ of habeas corpus on the ground that Holland’s right to represent
himself was violated. To obtain a writ under 28 U.S.C. § 2254(d)(1) (2012),
Holland must show that the Florida Supreme Court’s denial of his claim was
contrary to or an unreasonable application of clearly established Supreme Court
law. He does not. Consistent with Faretta v. California, 422 U.S. 806 (1975), the
Florida Supreme Court reasonably determined that, because of his serious mental
disabilities, Holland did not knowingly and voluntarily waive his right to counsel.
Accordingly, we reverse the district court’s grant of habeas relief.
Holland appeals three other claims the district court rejected. We too find
they lack merit. Holland argues that the Florida Supreme Court unreasonably
applied harmless error analysis to the admission of both an inaudible videotape and
a mental health expert’s opinion about whether a firearm had been hidden. We
conclude that both errors were harmless because they did not have a “substantial
and injurious effect or influence” on the jury’s verdict. Brecht v. Abrahamson, 507
U.S. 619, 637 (1993) (quotation omitted). As the record amply reveals, the
interrogating officer testified to the contents of the videotape and an investigating
officer made similar comments about the gun’s location. Holland also claims that
he received ineffective assistance because his trial counsel failed to object to a
number of improper statements made by the prosecution during closing arguments.
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The district court found federal relief was procedurally barred because Holland did
not exhaust this claim in state court. While we conclude that exhaustion does not
bar Holland’s claim, we affirm because the Florida Supreme Court’s
determinations that counsel performed adequately and that Holland suffered no
prejudice were reasonable. See Strickland v. Washington, 466 U.S. 668 (1984).
Finally, Holland says that his custodial confession should have been suppressed
because he talked to police after he asked for a lawyer. In denying relief because
Holland initiated the conversation with the detective, the Florida Supreme Court
did not unreasonably apply Edwards v. Arizona, 451 U.S. 477 (1981).
Accordingly, we remand to the district court with instructions to reinstate
Holland’s conviction and sentence.
I.
A.
The facts relevant for this appeal begin with the observation that Holland
suffered a serious brain injury in October 1979, when another inmate in a federal
prison knocked him unconscious. The beating left Holland with a slowly resolving
concussion, facial fractures, and three weeks of post-traumatic amnesia. In the
early 1980s, Holland was arrested and charged with robbery in Washington, D.C.
Holland’s attorney described him as “clearly a homeless individual, and
disheveled, and incoherent, and not able to interact with me in any way, shape, or
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meaningful form, at all.” “In the early meetings, . . . he would have nothing to say,
but would rock in a chair with his hands folded. I remember, distinctly, that he
would drool.” The United States prosecutor agreed with defense counsel that
Holland was not legally culpable because he had been insane. The court found
Holland was not guilty of the robbery by reason of insanity, based on testimony
from a doctor that Holland suffered from a mental defect or disease that interfered
totally with his ability to appreciate the wrongfulness of his conduct or conform his
behavior to the requirements of law. He was placed in Saint Elizabeth’s Hospital,
and he saw at least six doctors during his time there. At Saint Elizabeth’s, doctors
first diagnosed him with “schizophrenia, undifferentiated type, and Organic
Amnestic Syndrome,” which indicates a significant memory impairment. A
second evaluation discontinued the Organic Amnestic Syndrome diagnosis but did
not alter the schizophrenia diagnosis. Still, some of Holland’s doctors suggested
that he suffered less from schizophrenia and more from “organic psychosis” tied to
his brain injury. At Saint Elizabeth’s, Holland was treated with Thorazine, an
antipsychotic, and Cogentin to deal with side effects. Holland escaped from Saint
Elizabeth’s, and thereafter was charged with a new robbery. With the agreement
of an attorney for the United States, a different judge found Holland not guilty by
reason of insanity a second time and again sent him to Saint Elizabeth’s. He
absconded from the hospital yet again in May 1986.
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Four years later, after smoking a rock of crack cocaine, Holland attacked and
brutally beat Thelma Johnson in Pompano Beach, Florida, on July 29, 1990.
Holland ran off when a witness intervened, leaving the victim semi-conscious and
with severe head injuries. Police searched for the assailant and K-9 patrol officer
Scott Winters of the Pompano Beach Police Department found Holland. Witnesses
saw the two struggling. Holland grabbed Winters’s gun and fatally shot him in the
groin and lower stomach. See Holland v. State (Holland II), 773 So. 2d 1065,
1068 (Fla. 2000) (per curiam).
Holland was first tried, convicted, and sentenced to death in 1991. During
that trial, Holland’s disruptive behavior led to his removal from the courtroom. On
direct appeal, the Florida Supreme Court reversed his conviction because
admission of testimony about a psychiatric examination of Holland violated his
right to counsel and his right against self-incrimination. See Holland v. State
(Holland I), 636 So. 2d 1289 (1994) (per curiam).
On remand, the trial court appointed Kenneth Delegal to represent Holland
in the second trial. After about a year, this representation terminated when Delegal
was confined to a mental health facility. Delegal eventually was arrested on drug
and domestic violence charges and died of a drug overdose during Holland’s
retrial. The trial court then appointed James Lewis, who shared office space with
Delegal, to assume representation of Holland because Lewis had some familiarity
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with the case. Evan Baron, appointed alongside Delegal to serve as penalty phase
counsel, continued to represent Holland as well.
Before the second trial began, at a September 15, 1995, hearing, Lewis told
the court Holland had refused to see or speak to him. Holland expressed severe
suspicion of Lewis, his lawyer: “it’s like he’s sneaking around like a little mouse.”
Holland in turn informed the court that he believed Lewis and jail authorities had
taped a visit between Holland and his father through a sprinkler head. Indeed,
Holland thought Lewis was using his father to convince him to keep Lewis as his
attorney. Holland did not believe that his father’s trip was cut short by an
approaching hurricane, and “if [Lewis] will lie about something, little petty like
that, he’s going to do some other things on the bigger issue.” Holland told the
court that, when he tried to call his father, “the lady wouldn’t let me call . . .
because everybody works together.”
Holland’s paranoid suspicions went deeper. Holland also told the trial court,
“They’re trying to get something on me. . . . Seems like I’m always being taped.”
“I got microphones in my cell, too. But if I’m going to try to find them, I got to
tear the light off the wall.” Holland worried about surveillance because “I talk to
invisible people . . . [b]ut it may be dealing with my case.” When assured by the
court that he was not being taped in his cell or during visits with his father or
attorney, Holland responded, “betrayal will lurk.” He continued, “everybody at the
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bar where all the lawyers drink at know about my case. Everybody knows
everything. My strategy, anything that’s going to be going on.”
Also before the second trial began, Holland’s counsel, Lewis, filed a motion
alleging Holland was incompetent to stand trial. At a hearing conducted on
October 9, 1995, Lewis explained that Holland had indicated he was having
suicidal tendencies and had asked to see a psychiatrist or “possibly be prescribed
some type of psychotropic medication.” The trial court authorized three mental
health experts to examine Holland for competence to stand trial and directed that a
psychiatrist evaluate Holland to determine whether he needed psychotropic
medication.
On December 14, 1995, the trial court followed up with a hearing to
determine Holland’s competency to stand trial. Two mental health experts who
interviewed Holland testified that he was competent, while a third said he met the
criteria for competency but believed the ultimate conclusion was for the finder of
fact. One psychologist specializing in clinical neuropsychology, Dr. Lee Bukstel,
told the trial court about Holland’s treatment for schizophrenia at Saint Elizabeth’s
Hospital. Bukstel also said that a jail psychiatrist had recently diagnosed Holland
with an unspecified psychotic disorder and anti-social personality disorder. That
psychiatrist prescribed Haldol, an anti-psychotic, though Bukstel said Holland had
refused to take it. Another mental health expert testified at the competency hearing
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that Haldol calms patients with emotional problems, but that people often act out
when they stop taking medication. According to Bukstel, Holland appeared
psychologically stable, though he noted that Holland’s statements to the court
about secret tape-recording showed unrealistic suspicions and paranoia. Bukstel
explained that Holland complained of “pain and tension” in his head and “burning
in [his] mind.” Holland reported depression, anxiety, nervousness, crying,
agitation, decreased initiative, social avoidance of people, and increased
dependency on others, as well as difficulties with concentration, decisionmaking,
and memory. Bukstel concluded that Holland’s symptoms were consistent with
one or more mental disorders. Still, Bukstel joined the other mental health experts
in opining that Holland’s mental problems did not prevent him from meeting
Florida’s statutory criteria for competence to stand trial: Holland’s psychological
disorders did not keep him from understanding the legal proceedings and possible
penalties, from communicating with his attorney, from testifying relevantly, or
from manifesting appropriate courtroom behavior.
After hearing testimony from the mental health experts, the trial court found
Holland competent to stand trial based on the statutory standards. Still, the trial
court noted that it had “heard Mr. Holland raise some concerns that gave the Court
some question as to his mental status.” The court also observed that Holland’s
behavior during his first trial led to his removal, though Holland had not acted out
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so far during retrial proceedings.
At another pretrial hearing (on March 22, 1996) Holland again complained
at length about his attorneys and asked to “go through this procedure of self-
representation.” The trial court said it would conduct a Faretta inquiry, whereupon
it asked Holland about his educational experience -- “a GED” -- and his legal
training. Holland replied, “Well, from what I’ve seen in the evidence, Ray Charles
could come in here and represent himself and Stevie Wonder, so I don’t need too
much legal training to do all that.” The trial court questioned Holland about his
ability to select a jury, make legal objections, and examine witnesses. Holland
exhibited little familiarity with the process and said he had no training. Holland
offered that he wouldn’t violate any rules but admitted he did not know the rules he
could violate. At this point, the trial court stopped the inquiry and ruled that
“Holland does not have any specific legal training, is not familiar with the rules of
evidence, nor trial procedures, is not familiar with how a trial is conducted, even
though he’s sat through them in the past.” In a written order, the court denied the
defendant’s motion to represent himself, finding that Holland was incapable of
doing so.
At still another pretrial hearing (conducted on August 2, 1996) on a defense
motion to authorize an MRI of Holland to scan for brain damage, Holland again
asked the trial court either to remove his attorneys or to allow him to represent
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himself. The Court conducted still another Faretta inquiry, discussing with
Holland his education, training, and knowledge of legal rules and procedures.
Holland repeatedly interrupted the trial court as it ruled that Holland was “not able
to adequately appropriately represent himself . . . [n]or to comply with the Court’s
order, nor with applicable rules of evidence, rules of criminal procedure, as well as
case law.”
On August 26, 1996, Holland’s counsel moved to withdraw on the ground
that Holland thought he would be better off handling the case on his own. This
time, at considerable length, the trial court explained its past refusal to allow
Holland to represent himself. The court recounted that “Holland has suffered an
injury to the head and was hospitalized at Saint Elizabeth’s in Washington D.C.
while he was incarcerated approximately . . . ten, twelve years ago.” Holland
“obtained a GED since he’s been incarcerated.” He “obviously sat through his
prior first degree murder trial, but that is not exactly correct, because due to Mr.
Holland’s behavior Mr. Holland was removed from that courtroom and watched
that proceeding on closed-circuit television.” Therefore, Holland had “previously
demonstrated . . . his inability to follow the Court’s orders and decorum required to
be in a courtroom.” Holland also failed to demonstrate the legal knowledge and
skills required to present his own case. Finally, Holland’s lawyer had filed a notice
of intent to rely on the defense of insanity, which “touches upon his mental
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condition and ability to understand the nature as well as the complexity of this
case.” With this background, the trial court stated that it would conduct a dual
Nelson 1 and Faretta inquiry to determine whether Holland’s counsel should be
discharged and whether Holland could represent himself.
Reading from notes, Holland began by asking the court “how much time am
I going to have, because you always rush me, because I feel you’re biased against
me and you never give me enough time to talk.” Holland said the judge was
working in collusion with his attorneys and the prosecution. “[E]verything [that]
has been going on with you, Your Honor, and my attorneys shows there is
impropriety. There is some monkey business going on here. Underhandedness.”
“[A]ny reasonable person can tell that I’m not going to get a fair trial. If they
knew all of the facts, everything that you’re doing. It’s all a money thing and all a
convicting thing. You made up your mind. You want to be the only judge to send
somebody to the electric chair with [the prosecutor].” Holland complained about
one of his attorneys, Baron, stating that “[i]t’s just a sham because he’s supposed
to be giving me effective assistance of counsel when he’s trying to help the
prosecution.” He accused his lawyer Lewis of “trying to provoke me, looking real
1
Under Florida law, when a defendant seeks to discharge court-appointed counsel before trial on
account of ineffectiveness, “the trial judge should make a sufficient inquiry of the defendant and
his appointed counsel to determine whether or not there is reasonable cause to believe that the
court appointed counsel is not rendering effective assistance to the defendant.” Nelson v. State,
274 So. 2d 256, 258-59 (Fla. Dist. Ct. App. 1973).
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crazy at me, trying to get me to respond to him.” He said that, because of their
previous connection to Delegal, he knew Lewis and Baron were smoking crack.
“All they did was make a good hustle. . . . They made a little extra in the pocket
helping a friend cover up and helping the prosecution at the same time, and
everybody is happy.” At one point, Holland asked the judge, “Are you
listening . . . or are you drinking coffee?” Holland’s soliloquy focused almost
exclusively on his suspicions about his attorneys and the court, not on a desire to
represent himself or an explanation of why he knowingly and voluntarily sought to
give up the right to counsel.
Wrapping up, Holland referred to the outline of notes he had read, saying “I
used to hide them . . . I know they look at them, shake them. . . . I know they have
bugs. . . . I used to carry these to work out, check out, I have all of my papers in my
pocket.” When asked about his first trial, Holland said that officials had not turned
on the monitor to allow him to watch the closed-circuit feed after he was removed
from the courtroom -- “[i]t was a bunch of show.” The trial court concluded that
Lewis and Baron were qualified and able to represent Holland effectively. The
court refused to allow Holland to represent himself, citing “his lack of formal legal
training, lack of understanding of both the criminal law as well as procedures, his
alleged defense or defense actually, of insanity and the complexity of this case,”
with “approximately 180 witnesses listed.” Holland’s response: “All of you
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working together. . . . Bald-faced liars.”
On September 18, 1996, on the eve of retrial, Holland still again complained
about his attorneys and sought to represent himself. The court replied, “these are
issues the Court previously addressed, previously ruled on. There is nothing new.”
Holland responded that “I wasn’t found competent then, I was found competent
now, and I’m literate and I’m understanding and I would like to voluntarily do my
own defense.” The court responded that it had “found you competent several
months ago and entered it’s [sic] order. . . . Motion to represent yourself is denied.”
Holland asked yet again to represent himself before voir dire of the jury on
the first day of retrial. Again the court refused, referencing its earlier rulings. Not
dissuaded in any way, Holland made the same request on October 1, 1996, during
jury selection, with the same results, and again on October 3 and October 8. The
court said, “Mr. Holland, even my patience at some point ends. . . . I’m tired,
candidly, Mr. Holland, every time we come in the door, hearing the exact same
speech from you. I’ve heard it. It’s on the record. Your motions are denied and
that’s it.” When the defendant pressed on, the court said, “Mr. Holland, you do not
have the first idea, candidly, of how to properly represent yourself and that’s it.”
Holland responded that “I can do better than what they are doing. . . . He who
represents themselves has a fool for a client, and I’m that fool. I want to represent
myself.” The court was unmoved: “[t]he stakes are too great for you to represent
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yourself.” Before Holland testified in the guilt phase, the court found that Holland
knowingly and voluntarily waived his right against self-incrimination. The court
also recognized that he had waived any argument that he could not be found guilty
of lesser included offenses.
The jury convicted Holland of first-degree murder, armed robbery,
attempted sexual battery, and attempted first-degree murder. Before the penalty
phase began, Holland once more asked for his attorneys to be replaced. When this
request was denied, Holland refused to speak with counsel or the court, choosing
instead to read a book during all court proceedings outside the presence of the jury.
Holland did not testify in the penalty phase or at the Spencer hearing.2
The jury recommended the death penalty by a vote of eight to four. The trial
court found three statutory aggravating circumstances: Holland was previously
convicted of a felony involving the use or threat of violence to a person, Fla. Stat.
§ 921.141(5)(b) (2010); the capital felony was committed while Holland was
engaged in the commission of, or in an attempt to commit, or flight after
committing or attempting to commit the crime of robbery or an attempt to commit
the crime of sexual battery or both, id. § 921.141(5)(d); and the crime was
committed for the purpose of avoiding or preventing a lawful arrest or effecting an
2
Under Florida law, a Spencer hearing gives the defendant, his counsel, and the State the
opportunity to be heard and to present additional evidence to the sentencing judge after the jury
has offered its recommendation. See Spencer v. State, 615 So. 2d 688, 690-91 (Fla. 1993) (per
curiam).
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escape from custody, id. § 921.141(5)(e), which merged with the fact that the
victim of the capital felony was a law enforcement officer engaged in the
performance of his legal duties, id. § 921.141(5)(j). The trial court found no
statutory mitigating circumstances. It did, however, find two nonstatutory
mitigators, each of which received little weight: a history of drug and alcohol
abuse and a history of mental illness.
In its sentencing memorandum, the court recognized Holland’s history of
mental illness, but gave it little weight as a mitigating factor because he “correctly
argued caselaw and factual issues to the Court. . . . The defendant’s active
participation during his trial and volitional decision at times not to respond to the
Court outside the presence of the jury, clearly establish his ability to participate,
manipulate and engineer his actions.” After weighing the evidence in aggravation
and mitigation, the trial court sentenced Holland to death.
B.
Holland appealed his conviction and sentence to the Florida Supreme Court,
which affirmed. Holland II, 773 So. 2d 1065. As for Holland’s Faretta claim, the
Florida Supreme Court identified Faretta and the principles relevant to the right of
self-representation and concluded that the trial court had not erred when it denied
Holland’s requests to represent himself:
In issue one, Holland claims that the trial court erred in denying him
the opportunity to represent himself. The trial court conducted Faretta
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inquiries on at least two separate occasions to determine whether
Holland was competent to represent himself. At the conclusion of the
inquiries, the trial court denied Holland’s request for self-
representation.
As Holland points out, “a person need not be schooled in the law in
order to competently elect to represent himself.” Crystal v. State, 616
So.2d 150, 153 (Fla. 1st DCA 1993). See also Fla. R. Crim. P.
3.111(d) (“(3) Regardless of the defendant’s legal skills or the
complexity of the case, the court shall not deny a defendant’s
unequivocal request to represent him or herself, if the court makes a
determination of record that the defendant has made a knowing and
intelligent waiver of the right to counsel.”). However, in Johnston v.
State, 497 So.2d 863, 868 (Fla.1986), this Court stated that “[i]n
determining whether a defendant has knowingly and intelligently
waived his right to counsel, a trial court should inquire into, among
other things: defendant’s age, mental status, and lack of knowledge
and experience in criminal proceedings.” In Johnston, this Court
concluded that “[t]he trial judge made the proper inquiry . . . and
correctly concluded that the desired waiver of counsel was neither
knowing nor intelligent, in part, because of Johnston’s mental
condition.” Id. (emphasis added). See also Visage v. State, 664 So.2d
1101, 1101 (Fla. 1st DCA 1995).
A trial court’s decision as to self-representation is reviewable for
abuse of discretion. See id. at 1101. We conclude that the trial court
did not abuse its discretion in denying Holland the right to represent
himself. The record contains numerous instances of Holland’s
unstable mental condition, particularly his previous hospitalization at
St. Elizabeth’s. Additionally, the trial court was aware of the potential
that Holland was going to rely on the insanity defense. Moreover, it is
clear from Holland’s responses to the trial court’s inquiries that
Holland lacked sufficient knowledge of criminal proceedings[.]
...
Finally, [the detailed explanation of the trial court on August 26,
1996,] best describes the trial court’s reasons for denying Holland’s
requests to represent himself[.]
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...
Based on this [explanation], it is clear that the trial court properly
applied the Johnston factors in denying Holland the right to represent
himself. Hence, we find no merit to Holland’s first claim of error.
Id. at 1069-70 (footnote omitted). The Florida Supreme Court also ruled that the
trial court committed harmless error when it admitted an inaudible videotape and
opinion testimony from a psychologist about whether Holland hid the murder
weapon, id. at 1072-73, 1075-76, and it ruled that statements admitted at trial were
not taken in violation of Holland’s right to counsel, id. at 1073-74. The Supreme
Court denied a petition for a writ of certiorari. Holland v. Florida, 534 U.S. 834
(2001) (mem.).
Holland unsuccessfully filed a Rule 3.851 motion for postconviction relief in
state trial court. Holland appealed to the Florida Supreme Court and also filed a
state habeas petition in that court. The Florida Supreme Court denied all relief,
concluding in relevant part that Holland failed to establish ineffective assistance of
counsel. Holland v. State (Holland III), 916 So. 2d 750, 758-59 (2005) (per
curiam). Again, the Supreme Court declined to hear the case. Holland v. Florida,
547 U.S. 1078 (2006) (mem.).
Holland then filed a pro se federal habeas petition in January 2006 in the
United States District Court for the Southern District of Florida. The district court
dismissed the petition as barred by the statute of limitations and the Eleventh
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Circuit affirmed. Holland v. Florida, 539 F.3d 1334 (11th Cir. 2008). The
Supreme Court reversed, concluding that the § 2254 one-year statute of limitations
was subject to equitable tolling. Holland v. Florida, 560 U.S. 631, 634-35 (2010).
On remand, Holland, now counseled, filed an amended federal habeas
petition that contained eight claims. The district court granted a writ of habeas
corpus on his Faretta claim pursuant to 28 U.S.C. § 2254, finding that the Florida
Supreme Court’s decision was contrary to Faretta because it reached a different
result on materially indistinguishable facts and failed to apply clearly established
federal law. The district court concluded that “Indiana [v. Edwards, 554 U.S. 164
(2008)] was not clearly established federal law at the time of Mr. Holland’s direct
appeal” and, therefore, was “not applicable” to the resolution of Holland’s claim.
Holland v. Tucker, 854 F. Supp. 2d 1229, 1259 n.21 (S.D. Fla. 2012). The district
court also observed that its analysis would be unchanged if it applied Indiana v.
Edwards because, unlike the defendant in Indiana v. Edwards, Holland did not
“suffer from ‘severe mental illness to the point where [he was] not competent to
conduct trial proceedings by [himself].’” Id. (quoting Indiana v. Edwards, 554
U.S. at 178). The district court denied relief on all of Holland’s other claims, but
granted a Certificate of Appealability on one of the unsuccessful claims: that the
Florida Supreme Court improperly applied harmless error analysis to admitted
testimony from Dr. Daniel Martell. This Court expanded the COA to include two
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more claims: that the trial court erred in refusing to suppress Holland’s custodial
statement; and that guilt-phase trial counsel rendered ineffective assistance by
failing to object to the prosecutor’s closing argument.
II.
We review de novo the district court’s disposition of Holland’s federal
habeas petition. Peterka v. McNeil, 532 F.3d 1199, 1200 (11th Cir. 2008).
Plainly, AEDPA applies to Holland’s claims. Under AEDPA, if a petitioner’s
habeas claim “was adjudicated on the merits in State court proceedings,” a federal
court may not grant habeas relief unless the state decision (1) “was contrary to, or
involved an unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States,” or (2) “was based on an
unreasonable determination of the facts in light of the evidence presented in the
State court proceeding.” 28 U.S.C. § 2254(d). Holland does not assert that the
Florida Supreme Court’s decision was based on an unreasonable determination of
facts. “Under § 2254(d)(1)’s ‘contrary to’ clause, we grant relief only ‘if the state
court arrives at a conclusion opposite to that reached by [the Supreme] Court on a
question of law or if the state court decides a case differently than [the Supreme
Court] has on a set of materially indistinguishable facts.’” Jones v. GDCP
Warden, 753 F.3d 1171, 1182 (11th Cir. 2014) (alterations in original) (quoting
Williams v. Taylor, 529 U.S. 362, 413 (2000)). For § 2254(d)(1), clearly
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established federal law includes only the holdings of Supreme Court decisions --
not Supreme Court dicta and not the opinions of this Court. White v. Woodall, 134
S. Ct. 1697, 1702 & n.2 (2014). “Under § 2254(d)(1)’s ‘unreasonable application’
clause, we grant relief only ‘if the state court identifies the correct governing legal
principle from [the Supreme] Court’s decisions but unreasonably applies that
principle to the facts of the prisoner’s case.’” Jones, 753 F.3d at 1182 (alteration in
original) (quoting Williams v. Taylor, 529 U.S. at 413).
The Supreme Court has interpreted § 2254(d) as requiring that “a state
prisoner must show that the state court’s ruling on the claim being presented in
federal court was so lacking in justification that there was an error well understood
and comprehended in existing law beyond any possibility for fairminded
disagreement.” Harrington v. Richter, 131 S. Ct. 770, 786-87 (2011). “[A]n
‘unreasonable application of’ [Supreme Court] holdings must be “‘objectively
unreasonable,’” not merely wrong; even ‘clear error’ will not suffice.” Woodall,
134 S. Ct. at 1702 (quoting Lockyer v. Andrade, 538 U.S. 63, 75-76 (2003)). Put
differently, Holland must establish that no fairminded jurist would have reached
the Florida court’s conclusion. See Richter, 131 S. Ct. at 786-87; Holsey v.
Warden, Ga. Diagnostic Prison, 694 F.3d 1230, 1257 (11th Cir. 2012). And
Holland must do so based only on the “record that was before the state court that
adjudicated the claim on the merits.” Cullen v. Pinholster, 131 S. Ct. 1388, 1398
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(2011). “If this standard is difficult to meet, that is because it was meant to be.”
Richter, 131 S. Ct. at 786.
III.
We turn first to the state’s cross-appeal challenging the grant of habeas relief
on Holland’s Faretta claim. In Faretta, the Supreme Court held that the Sixth
Amendment guarantees a defendant the right of self-representation in a criminal
trial. 422 U.S. at 821. Because of the dangers of proceeding pro se, however, the
Court imposed a substantial check: “the accused must ‘knowingly and
intelligently’ forgo” the traditional benefits associated with the right to counsel.
Id. at 835. “Although a defendant need not himself have the skill and experience
of a lawyer in order competently and intelligently to choose self-representation,”
the Court explained, “he should be made aware of the dangers and disadvantages
of self-representation, so that the record will establish that ‘he knows what he is
doing and his choice is made with eyes open.’” Id. (quoting Adams v. United
States ex rel. McCann, 317 U.S. 269, 279 (1942)). The Supreme Court held that
the defendant had knowingly and voluntarily waived his right to counsel when the
record showed he “was literate, competent, and understanding, and that he was
voluntarily exercising his informed free will.” Id. The defendant need not have
“mastered the intricacies of the hearsay rule and the California code provisions that
govern challenges of potential jurors on voir dire” because “his technical legal
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knowledge, as such, was not relevant to an assessment of his knowing exercise of
the right to defend himself.” Id. at 836.
After thorough review of the entire record, we are satisfied that the Florida
Supreme Court’s Faretta determination was the final merits adjudication of
Holland’s Faretta claim; that the Florida Supreme Court’s decision was neither
contrary to nor an unreasonable application of Faretta and its progeny; that
Florida’s high court properly considered Holland’s mental condition in making the
Faretta calculus; and finally that, in light of the Supreme Court’s holding in
Indiana v. Edwards, 554 U.S. 164, Holland is not being held in violation of the
Constitution.
We begin by observing that the Florida Supreme Court cited to and applied
controlling Supreme Court law as explicated in Faretta. The Florida Supreme
Court cited to both Faretta and state law similar to Faretta in rejecting Holland’s
self-representation claim. The court observed that “a person need not be schooled
in the law in order to competently elect to represent himself,” quoting a Florida
case premised on the holding in Faretta. Holland II, 773 So. 2d at 1069 (quoting
Crystal v. State, 616 So. 2d 150, 153 (Fla. Dist. Ct. App. 1993)). It also cited to a
Florida rule of criminal procedure: “Regardless of the defendant’s legal skills or
the complexity of the case, the court shall not deny a defendant’s unequivocal
request to represent him or herself, if the court makes a determination of record
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that the defendant has made a knowing and intelligent waiver of the right to
counsel.” Id. at 1069 (quoting Fla. R. Crim. P. 3.111(d)(3) (1998)). The court
explained that, in determining whether a waiver is knowing and voluntary, a trial
court should inquire into the “defendant’s age, mental status, and lack of
knowledge and experience in criminal proceedings.” Id. (quoting Johnston v.
State, 497 So. 2d 863, 868 (Fla. 1986)). It specifically referenced a Florida case
holding that “the desired waiver of counsel was neither knowing nor intelligent, in
part, because of [the defendant’s] mental condition.” Id. (quoting Johnston, 497
So. 2d at 868).
The Florida Supreme Court concluded that the trial court did not abuse its
discretion in refusing to allow Holland to represent himself. According to the
court, “[t]he record contains numerous instances of Holland’s unstable mental
condition, particularly his previous hospitalization at St. Elizabeth’s.” Id. “[T]he
trial court was aware of the potential that Holland was going to rely on the insanity
defense.” Id. And “it is clear from Holland’s responses to the trial court’s
inquiries that Holland lacked sufficient knowledge of criminal proceedings.” Id.
The Florida Supreme Court also quoted from the trial court’s March 22, 1996,
Faretta inquiry, in which Holland admitted he had little legal knowledge and no
training, and from the trial court’s August 26 explanation of its reasons for denying
Holland’s requests to represent himself, which mentioned his head injury, his
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hospitalization at Saint Elizabeth’s, his removal from the courtroom during his
previous trial, and his reliance on the insanity defense. Id. at 1069-70. The Florida
Supreme Court concluded that the trial court did not abuse its discretion in denying
Holland’s attempts at self-representation, because “it is clear that the trial court
properly applied the Johnston factors in denying Holland the right to represent
himself.” Id. at 1070.
Though the Florida Supreme Court examined the Faretta question through
the lens of abuse-of-discretion review, we remain satisfied that the federal
constitutional claim “was adjudicated on the merits” for purposes of § 2254(d).
Johnson v. Williams, 133 S. Ct. 1088, 1096 (2013); see Richter, 131 S. Ct. at 784-
85. The Florida Supreme Court described the trial court’s questioning of the
defendant as Faretta inquiries and cited that Supreme Court precedent. Holland II,
773 So. 2d at 1069 & n.2, 1070. Moreover, the state precedents applied by the
Florida Supreme Court expressly referenced Faretta in requiring a knowing and
intelligent waiver. See Crystal, 616 So. 2d at 152; Johnston, 497 So. 2d at 867-68.
Like in Johnson v. Williams, Holland “treated [his] state and federal claims as
interchangeable, and it is hardly surprising that the state courts did so as well.”
133 S. Ct. at 1099. Ultimately, “the fact that the [state and federal] claims are so
similar makes it unlikely that the [Florida Supreme Court] decided one while
overlooking the other.” Id. at 1098; see Childers v. Floyd, 736 F.3d 1331, 1335
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(11th Cir. 2013) (en banc).
In addition, we review the Florida Supreme Court’s decision, rather than the
decision of the trial court. As a rule, we review “the highest state court decision
reaching the merits of a habeas petitioner’s claim.” Hittson v. GDCP Warden, 759
F.3d 1210, 1231 (11th Cir. 2014). In Hittson, we held that the Georgia Supreme
Court’s denial of a certificate of probable cause for an appeal constituted an
adjudication of the petitioner’s claims on the merits because the court reviewed the
record and concluded that his claims lacked arguable merit. Id. at 1231-32.
Similarly, the Florida Supreme Court’s rejection of Holland’s Faretta claim based
on the substantial body of evidence reflecting his mental condition plainly
constituted an adjudication of that claim on the merits. Moreover, we have also
held that “when a state appellate court applies plain-error review and in the course
of doing so, reaches the merits of a federal claim . . . that decision is an
adjudication ‘on the merits.’” Lee v. Comm’r, Ala. Dep’t of Corr., 726 F.3d 1172,
1210 (11th Cir. 2013). Although the Florida Supreme Court’s use of an abuse-of-
discretion standard “might have made it more difficult for [Holland] to succeed on
direct appeal,” the Florida Supreme Court’s decision remains the relevant
adjudication for the purposes of our review. Id.; see also Renico v. Lett, 559 U.S.
766, 772-73 (2010) (applying AEDPA deference to a state supreme court decision
using an abuse-of-discretion standard); Troy v. Sec’y, Fla. Dep’t of Corr., 763 F.3d
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1305, 1311-12 (11th Cir. 2014) (same). Even now Holland does not dispute that
the Florida Supreme Court’s decision was the last state court adjudication of his
federal Faretta claim on the merits, and it is that decision that we must afford
deference under AEDPA.
Nor was it contrary to clearly established Supreme Court law for the Florida
Supreme Court to apply an abuse-of-discretion standard in reviewing Holland’s
Faretta claim. The Supreme Court has never held that state appellate courts must
review a defendant’s Faretta claim de novo, rather than under an abuse-of-
discretion standard, even if we would normally apply de novo review to such
claims on direct appeal. See Woodall, 134 S. Ct. at 1702 & n.2 (stating that only
Supreme Court holdings, and not dicta or holdings of lower courts, constitute
clearly established law). Furthermore, the Supreme Court has held that a state
appellate court’s use of an abuse-of-discretion standard to review the denial of a
defendant’s post-waiver request for counsel is not contrary to clearly established
law. Marshall v. Rodgers, 133 S. Ct. 1446, 1450 (2013). Under § 2254(d)(1),
then, Holland must demonstrate that the Florida Supreme Court’s denial of his self-
representation claim was contrary to or an unreasonable application of Faretta. He
cannot.
Reading the Florida Supreme Court’s decision as a whole, we conclude that
it was not contrary to clearly established Supreme Court law because “neither the
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reasoning nor the result of the state-court decision contradicts” Faretta or its
progeny. Early v. Packer, 537 U.S. 3, 8 (2002) (per curiam). The Florida Supreme
Court took Holland’s mental condition into account as part of the knowing and
voluntary waiver analysis. Supreme Court precedent did not (and still does not)
forbid this practice. See, e.g., Fitzpatrick v. Wainwright, 800 F.2d 1057, 1065
(11th Cir. 1986) (“[T]he Supreme Court has not precisely defined the extent of the
Faretta inquiry . . . .”). To the contrary, the Supreme Court had instructed that
“mental capacity” is relevant to determining whether a waiver of the right-to-
counsel during police interrogation is knowing and voluntary. Moore v. Michigan,
355 U.S. 155, 164-65 (1957); see Johnson v. Zerbst, 304 U.S. 458, 464 (1938)
(“The determination of whether there has been an intelligent waiver of right to
counsel must depend, in each case, upon the particular facts and circumstances
surrounding that case, including the background, experience, and conduct of the
accused.”). Faretta itself noted that the defendant was “literate, competent, and
understanding” and “voluntarily exercising his informed free will.” 422 U.S. at
835 (emphasis added). And in Godinez v. Moran, 509 U.S. 389 (1993), the Court
explained that “[a] finding that a defendant is competent to stand trial . . . is not all
that is necessary before he may be permitted to . . . waive his right to counsel”
because “a trial court must satisfy itself that the waiver of his constitutional rights
is knowing and voluntary.” Id. at 400. In other words, the Court emphasized,
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“when a defendant seeks to waive his right to counsel, a determination that he is
competent to stand trial is not enough; the waiver must also be intelligent and
voluntary before it can be accepted.” Id. at 402.
This conclusion is confirmed by the Supreme Court itself in Indiana v.
Edwards, which held that a state may deny a defendant the right to represent
himself when he is not mentally competent to conduct a trial himself, even if he is
competent to stand trial. 554 U.S. at 178. Indiana v. Edwards provides an
authoritative statement from the Supreme Court about what its earlier cases did and
did not clearly establish. Indiana v. Edwards concluded that the Court’s prior cases
had not clearly established whether “the Constitution permits a State to limit [a]
defendant’s self-representation right . . . on the ground that the defendant lacks the
mental capacity to conduct his trial defense unless represented.” Id. at 174. The
Court observed that nothing in Faretta or Godinez provided a definitive answer to
that question, id. at 170-74, although those cases did “point[] slightly” in favor of
the Court’s ultimate holding, id. at 174. Accordingly, whether a state could limit a
defendant’s self-representation right because of concerns about his mental
condition was an open question at the time the Florida Supreme Court decided
Holland’s direct appeal. We can hardly fault the Florida Supreme Court for being
prescient and reaching the very same answer reached by the Supreme Court eight
years later.
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However, the district court found that the Florida Supreme Court’s decision
was contrary to Faretta because the facts were materially indistinguishable. Not
so. Voluminous record evidence calling Holland’s mental health into serious
question makes the facts in this case substantially and meaningfully different from
Faretta, where the Court made no mention of any concerns about the defendant’s
psychological condition or his mental disabilities. Cf. Andrade, 538 U.S. at 74
(facts not materially indistinguishable from precedent); Putman v. Head, 268 F.3d
1223, 1242 (11th Cir. 2001) (same).
Nor, as we see it, did the Florida Supreme Court unreasonably apply Faretta
when it determined that, considering his mental condition, Holland failed to
knowingly and voluntarily waive his right to counsel. As we have recounted, the
trial court and the Florida Supreme Court knew Holland was diagnosed with and
treated for schizophrenia for a number of years at a psychiatric hospital in
Washington, D.C., in the decade before the murder of Officer Winters. Indeed, he
was housed at the hospital because a judge had found him not guilty of a robbery
charge on account of insanity. Doctors treating Holland were not sure whether his
symptoms were also tied to organic psychosis from a severe brain injury he
suffered during earlier imprisonment. After fleeing from the hospital, he was
forced to return after being found insane by another judge on another robbery
charge. When he absconded a second time he moved to Florida, where he killed
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Officer Winters. During his first trial for that murder he pled insanity. In fact, at
the time Holland asked to represent himself his lawyer had filed notice of his intent
to again raise an insanity defense.
Moreover, as we’ve noted, at a hearing on Holland’s competency to stand
trial for murder, the trial court heard that a jail psychiatrist recently had diagnosed
Holland with an unspecified psychotic disorder and with anti-social personality
disorder. The doctor prescribed Haldol, an antipsychotic, which Holland said he
was not taking. The court heard that failure to take antipsychotic medication could
cause Holland’s condition to deteriorate. Holland also complained to one mental
health expert about “burning” in his mind that affected his thoughts and actions.
Though Holland had not been disruptive during pretrial hearings, his unstable
behavior had forced his removal from the initial trial. And, indeed, the trial court
saw Holland’s apparent paranoia firsthand. Time and again he complained to the
court that he was being taped by his own attorney and others. Holland worried
they had installed listening devices in his cell to eavesdrop on his conversations
with invisible people. He was convinced that attorneys on both sides were
colluding with the judge to sentence him to death.
This record evidence suggests that Holland’s troubled mental condition kept
him from fully grasping “the dangers and disadvantages of self-representation.”
Faretta, 422 U.S. at 835. In other words, a court could reasonably determine -- as
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the Florida Supreme Court did -- that he did not make a choice to waive his right to
counsel “with eyes open.” Id. (quotation omitted). Far from containing mere
relics of a past history of mental illness, the substantial record sheds light on
Holland’s condition at the time he attempted to waive the right to counsel.
Holland’s mental disorder diagnoses were consistent with his persistent troubled
behavior. And while pleading insanity standing alone does not disqualify a
defendant from representing himself, a reasonable court could look to Holland’s
previous insanity adjudications, alongside his intention to plead insanity for a
crime that occurred a decade later, as strong signals of an ongoing mental
condition directly affecting his current ability to waive the right to counsel
knowingly and voluntarily.
The district court erred in placing disproportionate emphasis on the trial
court’s determination that Holland was competent to stand trial. The Florida
Supreme Court did not base its denial of Holland’s Faretta claim on a finding of
incompetence. Instead, it concluded that Holland was not deprived of the right to
self-representation because, considering his mental condition, Holland did not
make a knowing and voluntary waiver of the right to counsel. Holland may have
been able to appreciate the basic structure of the trial process, but a reasonable
court still could conclude that, considering his schizophrenia or organic brain
condition, Holland did not fully appreciate the significance of taking on the
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daunting task of self-representation. See Faretta, 422 U.S. at 835; cf. Indiana v.
Edwards, 554 U.S. at 173 (“One might not be insane in the sense of being
incapable of standing trial and yet lack the capacity to stand trial without benefit of
counsel.” (alteration omitted) (quoting Massey v. Moore, 348 U.S. 105, 108
(1954))). Similarly, the fact that the trial court found Holland knowingly and
intelligently waived other rights -- including the right against self-incrimination --
does not show he also knowingly and intelligently waived the right to counsel. A
defendant may understand the act of testifying at trial but not grasp the significance
of self-representation. A reasonable court could conclude Holland knowingly and
voluntarily waived one but not the other.
Nevertheless, Holland places great emphasis on the fact that the trial court
did not discuss Holland’s mental condition when it refused to allow him to
represent himself on March 22 and August 2, 1996. Holland argues that the refusal
of the right to self-representation on these dates amounted to separate and discrete
Faretta violations, and that the trial court’s failure to discuss his mental condition
in its earlier rulings revealed that his psychological state was used as a post hoc
justification. We remain unpersuaded. Holland does not identify any clearly
established Supreme Court rule that prohibited the Florida Supreme Court from
conducting a consolidated waiver analysis that examined the entire record,
including the trial court’s August 26 discussion of Holland’s mental state along
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with the number of other occasions on which he requested to represent himself.
Nor, reading the Florida Supreme Court’s opinion as a whole (as we must),
do we believe the court impermissibly relied on Holland’s lack of “technical legal
knowledge, as such,” Faretta, 422 U.S. at 836, in rejecting his Faretta claim. We
do not read state court opinions as if we were “grading papers,” and must apply
AEDPA deference absent a “conspicuous misapplication of Supreme Court
precedent.” Parker v. Sec’y for Dep’t of Corr., 331 F.3d 764, 785-86 (11th Cir.
2003) (quotation omitted). A careful reading of the Florida Supreme Court’s
decision reveals that Holland’s mental condition was the primary basis for its
ruling. As we have recounted, the Florida Supreme Court began its analysis by
agreeing that a defendant need not possess any legal skills to choose self-
representation, and cited to a Florida case and a Florida rule of criminal procedure
making that essential point. The court then cited to still another of its cases,
Johnston, 497 So. 2d at 868, holding that a defendant could not knowingly and
intelligently waive his right to counsel given his mental condition -- a phrase which
the Florida Supreme Court notably emphasized.3 The court observed that the
3
Holland places weight on the fact that the Florida Supreme Court cited Johnston, a case which
preceded an amendment to Florida’s rules of criminal procedure. The amendment clarified that
courts cannot consider a defendant’s ability to prepare an effective defense in deciding whether a
defendant may waive his right to counsel. See McKenzie v. State, 29 So. 3d 272, 280-82 (Fla.
2010) (per curiam). The Florida Supreme Court has continued to cite Johnston and related cases
for the proposition that a defendant’s mental condition may be relevant to whether the defendant
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record “contain[ed] numerous instances of Holland’s unstable mental condition,
particularly his previous hospitalization at St. Elizabeth’s” and his intent to rely on
the insanity defense. Holland II, 773 So. 2d at 1069. The Florida Supreme Court
concluded by quoting at length a passage from the trial court’s August 26 colloquy
which “best describe[d]” that court’s reasoning, and which relied substantially on
Holland’s mental condition. Id. at 1070.
Though the Florida Supreme Court also concluded that Holland lacked
“sufficient knowledge of criminal proceedings,” id. at 1069, we do not read this to
mean that the court required Holland to show any technical legal knowledge in
order to represent himself. Instead, we take this to mean that Holland could not
fully appreciate “the dangers and disadvantages of self-representation.” Faretta,
422 U.S. at 835; see Fitzpatrick, 800 F.2d at 1065-67. In some ways, the Florida
Supreme Court’s analysis resembles Johnson v. Zerbst, where the Supreme Court
long ago instructed that the waiver inquiry turns “upon the particular facts and
circumstances surrounding [the] case, including the background, experience, and
conduct of the accused.” 304 U.S. at 464. Reading the Florida Supreme Court’s
opinion as a whole, including its observation at the outset that the defendant’s legal
skills are irrelevant to the Faretta inquiry, we construe its comments about
has knowingly and voluntarily waived his right to counsel. See, e.g., Alston v. State, 894 So. 2d
46, 57 (Fla. 2004) (per curiam).
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Holland’s lack of legal knowledge as going to its conclusion that Holland could not
comprehend the daunting task of self-representation, and, therefore, could not
“knowingly and intelligently” waive his right to counsel “with eyes open.” Faretta,
422 U.S. at 835 (quotation omitted).
Indeed, the Florida Supreme Court has said time and again that it does not
consider the defendant’s technical legal knowledge in making the Faretta
determination. See, e.g., Weaver v. State, 894 So. 2d 178, 193 (Fla. 2004) (per
curiam) (“The focus of a Faretta hearing under rule 3.111 is whether a defendant is
competent to waive the right to counsel, not whether he is competent to provide an
adequate defense.”); Bell v. State, 699 So. 2d 674, 677 (Fla. 1997) (per curiam)
(“Technical legal knowledge is not the criterion for assessing the knowing exercise
of a defendant’s right to defend himself.”); Hill v. State, 688 So. 2d 901, 905 (per
curiam) (Fla. 1996) (“We emphasize that a defendant does not need to possess the
technical legal knowledge of an attorney before being permitted to proceed pro
se.”). And when the Florida Supreme Court has evaluated the defendant’s legal
experience, it has done so for the purpose of ascertaining whether he appreciates
the palpable dangers surrounding self-representation. See, e.g., Potts v. State, 718
So. 2d 757, 760 (Fla. 1998) (“Competent substantial evidence supports the
conclusion that Potts had a general understanding of his rights and that his decision
to proceed without counsel was made with eyes open.”); Rogers v. Singletary, 698
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So. 2d 1178, 1181 (Fla. 1996) (“We find that the Faretta standards were met in the
instant case because the record establishes that Rogers knew what he was doing
and his choice was made with eyes open.”).
In sum, we cannot say that it was contrary to clearly established law for the
Florida Supreme Court to uphold the trial court’s determination that Holland’s
serious psychological issues kept him from making a knowing and voluntary
waiver. Nor can we say that there was any clearly established law preventing the
Florida Supreme Court from considering his mental condition in its Faretta
calculus. 4
We also cannot agree with the district court that Indiana v. Edwards has no
application to Holland’s claim. The Supreme Court’s decision in Indiana v.
Edwards provides an alternative basis for the denial of Holland’s habeas petition.
554 U.S. 164. Under the plain language of 28 U.S.C. § 2254(a), we may only
grant the writ if the petitioner “is in custody in violation of the Constitution or laws
or treaties of the United States.” See also 28 U.S.C. § 2241(c)(3) (2012) (“The
writ of habeas corpus shall not extend to a prisoner unless . . . [h]e is in custody in
violation of the Constitution.”). Furthermore, the purpose of the great writ is to
provide a remedy for actual violations of constitutional rights, rather than to allow
4
We also note that the state court’s reference to Holland’s improper behavior is a relevant
consideration. Faretta itself said that “the trial judge may terminate self-representation by a
defendant who deliberately engages in serious and obstructionist misconduct.” Faretta, 422 U.S.
at 834 n.46.
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petitioners to stake claims based on precedent that has since been narrowed or
overruled. See, e.g., Brecht, 507 U.S. at 621 (describing the purpose of habeas
corpus as “affording relief only to those grievously wronged”).
Relief is therefore only available to a petitioner whose constitutional claim
has not been rendered nugatory by subsequent Supreme Court precedent, as a
number of our sister circuits have concluded. See, e.g., Desai v. Booker, 538 F.3d
424, 427 (6th Cir. 2008) (holding that a habeas petitioner may not “obtain relief on
the basis of a state court’s allegedly unreasonable application of a Supreme Court
precedent . . . that no longer is good law”); Delgadillo v. Woodford, 527 F.3d 919,
927-28 (9th Cir. 2008) (“[T]he purpose of the Teague [v. Lane, 489 U.S. 288
(1989)] non-retroactivity rule is to protect state interests.”); Moore v. Anderson,
222 F.3d 280, 285 (7th Cir. 2000) (“[T]he principle of non-retroactivity favors only
the state . . . .”); Flamer v. State of Del., 68 F.3d 710, 725 n.15 (3d Cir. 1995)
(explaining that a case could be applied retroactively because it “did not work a
change in the law favoring criminal defendants”). As we have held in the context
of ineffective assistance of counsel claims, Holland “must show not only that he
could have successfully challenged” the trial court’s rejection of his request to
represent himself in 2000, “but also that the basis of that challenge would be
recognized as valid under current law.” Allen v. Sec’y, Fla. Dep’t of Corr., 611
F.3d 740, 753-54 (11th Cir. 2010); see Lockhart v. Fretwell, 506 U.S. 364, 372
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(1993).
The current law includes Indiana v. Edwards, where the Supreme Court
unambiguously held that courts may consider a defendant’s mental condition in
evaluating whether he should be permitted to proceed to trial without counsel. 554
U.S. at 167. The Supreme Court discussed at length the risk that allowing a
mentally ill defendant to represent himself could lead to an unfair and humiliating
spectacle of a trial, and concluded that a state may insist that a defendant who
“suffer[s] from severe mental illness” be represented by counsel. Id. at 176-78.
Indiana v. Edwards also instructs us that the trial judge “will often prove best able
to make more fine-tuned mental capacity decisions.” Id. at 177.
The simple fact is that, in the light of Indiana v. Edwards, Holland is not
being held in violation of the Constitution. The facts of Indiana v. Edwards bear
similarity to those here: like Holland, Edwards had been diagnosed with
schizophrenia and previously committed to a mental institution, and the Indiana
trial court therefore determined that he was incompetent to represent himself. Id.
at 167-69. Although the district court mentioned that Holland was unlike the
defendant in Indiana v. Edwards, the record belies this conclusion. The Florida
Supreme Court stressed the importance of Holland’s mental condition in its
analysis and specifically mentioned that “[t]he record contain[ed] numerous
instances of Holland’s unstable mental condition.” Holland II, 773 So. 2d at 1069-
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70. In the face of the substantial body of evidence demonstrating Holland’s
serious mental disabilities before both the Florida Supreme Court and the trial
court, we do not see how Holland is currently being held in violation of the
Constitution. To put it another way, we cannot fault the Florida Supreme Court for
refusing to risk the very sort of trial the Supreme Court feared in Indiana v.
Edwards. And we have little doubt that if the trial court had allowed Holland to
represent himself, and the jury had convicted him, the claim today would be that he
was in no condition to waive his right to counsel in a capital case. We conclude,
therefore, that Holland’s claim is unavailing, whether we measure the Florida
Supreme Court’s decision against Faretta or examine it under Indiana v. Edwards,
and thus reverse the district court’s grant of habeas relief on Holland’s Faretta
claim.
IV.
Holland appeals the district court’s denial of habeas relief on three other
claims. We affirm as to each.
A.
First, Holland says that the Florida Supreme Court unreasonably applied
clearly established Supreme Court law when it concluded that the admission of an
inaudible video and improper expert testimony had been harmless errors. A state
court can find a federal constitutional error harmless only by concluding “it was
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harmless beyond a reasonable doubt.” Chapman v. California, 386 U.S. 18, 24
(1967). Holland does not dispute that the Florida Supreme Court properly
identified the Chapman rule. Instead, he argues that the Florida Supreme Court
unreasonably determined that the State showed harmlessness beyond a reasonable
doubt when it rejected two of his constitutional claims.
However, on federal habeas review, a federal constitutional error is harmless
unless there is “actual prejudice,” meaning that the error had a “substantial and
injurious effect or influence” on the jury’s verdict. Brecht, 507 U.S. at 637
(quotation omitted). Harmlessness under the Brecht standard is a question of law
that we review de novo. Vining v. Sec’y, Dep’t of Corr., 610 F.3d 568, 571 (11th
Cir. 2010) (per curiam); Prevatte v. French, 547 F.3d 1300, 1305 (11th Cir. 2008).
“[I]n § 2254 proceedings a court must assess the prejudicial impact of
constitutional error in a state-court criminal trial under the ‘substantial and
injurious effect’ standard set forth in Brecht, whether or not the state appellate
court recognized the error and reviewed it for harmlessness under the ‘harmless
beyond a reasonable doubt’ standard set forth in Chapman.” Fry v. Pliler, 551 U.S.
112, 121-22 (2007). Because of the “[s]tates’ interest in finality,” the states’
“sovereignty over criminal matters,” and the limitation of habeas relief to those
“grievously wronged,” the Supreme Court set out in Brecht a standard that is more
favorable to and “less onerous” on the state, and thus less favorable to the
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defendant, than the usual harmless beyond a reasonable doubt standard. Brecht,
507 U.S. at 637; accord Fry, 551 U.S. at 117. The Supreme Court explained in
Brecht that “collateral review is different from direct review,” and, therefore, that
“an error that may justify reversal on direct appeal will not necessarily support a
collateral attack on a final judgment.” 507 U.S. at 633-34 (quotation omitted).
Thus, we, as a federal habeas court, “may deny habeas relief based solely on a
determination that the constitutional error [was] harmless under the Brecht
standard.” Mansfield v. Sec’y, Dep’t of Corr., 679 F.3d 1301, 1308 (11th Cir.
2012).
1.
During the guilt phase, the State showed the jury a videotape of Holland’s
interrogation. The jury could hear most of the questions asked by the interrogating
detective, but the tape’s poor audio quality prevented jurors from hearing most if
not all of Holland’s answers. The Florida Supreme Court on direct appeal agreed
that the tape should not have been admitted because it “allowed the jury to
speculate what the defendant’s answers were to these questions, a result which was
prejudicial to the defendant.” Holland II, 773 So. 2d at 1072. But the Florida
Supreme Court “conclude[d] beyond a reasonable doubt that the error in admitting
the tape did not affect the jury verdict” because “the interrogating detective
properly testified regarding what Holland said to him during the interrogation.” Id.
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at 1073.
Though Holland concedes that the detective fully testified to what Holland
said on the videotape, he argues that the inaudible tape could have led the jury to
speculate about how Holland delivered his responses. This is far too slender a reed
for Holland to show the Florida Supreme Court’s harmlessness determination was
unreasonable. In his testimony, Detective Butler guided jurors through the tape,
reporting Holland’s responses answer-by-answer. Later, Holland himself
explained the inaudible statements to jurors. Holland offers no reason to think that
the jury speculated about how he delivered the words when he and the officer
testified to his statements. And he points to nothing that suggests any such
speculation affected the outcome.
Holland also complains that the prosecutor emphasized the importance of
the videotape during closing arguments when he told jurors to review the video
carefully and to look for Holland’s demeanor. But the interrogation itself and
Holland’s statements to detectives were not unfairly prejudicial. Again, the only
potential prejudice Holland alleges came from the threat that jurors might speculate
about the content of his inaudible responses. Because the officer’s fulsome
testimony defused that risk, discussion of the video in closing argument was not
prejudicial. Thus, we cannot say that it was unreasonable for the Florida Supreme
Court to determine that admission of the videotape alongside the trial testimony
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was harmless beyond a reasonable doubt, let alone that the admission of this
evidence amounted to “actual prejudice” -- that is, that the error had a “substantial
and injurious effect or influence” on the jury’s verdict. Brecht, 507 U.S. at 637
(quotation omitted).
2.
Police found Officer Winters’s weapon between rocks in a field near the
murder scene. Holland II, 773 So. 2d at 1075. Psychologist Dr. Daniel Martell, a
prosecution expert witness called during the guilt phase to rebut Holland’s insanity
defense, opined based on a photograph of the location where the firearm was found
that the gun had been hidden by Holland, not randomly dropped. Id. The Florida
Supreme Court on direct appeal found that “Dr. Martell was not qualified as an
expert in crime scene evidence” and that the trial court “should not have allowed
Dr. Martell to give his opinion as to whether the gun was placed or randomly
dropped.” Id. Nevertheless, the Florida Supreme Court concluded that the error
was harmless because another witness, Deputy McDonald, testified without
objection that he believed the gun was placed between rocks, not dropped. Id. at
1075-76.
Holland argues that the Florida Supreme Court unreasonably applied
Chapman because Holland’s mental state was sharply contested and improper
opinion testimony from a psychologist could have influenced the jury on the issues
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of sanity or the degree of the offense. But Dr. Martell’s improper opinion simply
repeated the testimony of the officer who found the gun. The officer said he
believed the gun was placed between the rocks where it was found rather than
dropped. Holland II, 773 So. 2d at 1075-76. The officer illustrated his account
with crime scene photos that allowed the jury to decide for itself whether the gun
had been hidden. While it is theoretically possible that the mental health expert’s
opinion about the gun spoke to Holland’s psychological condition, a court could
reasonably conclude that it had at most a slight and attenuated impact. As a result,
we are compelled to conclude not only that it was not objectively unreasonable for
the Florida Supreme Court to conclude that the admission of this opinion testimony
was harmless beyond a reasonable doubt, Andrade, 538 U.S. at 75, but also that the
error did not have a “substantial and injurious effect or influence” on the jury’s
verdict, Brecht, 507 U.S. at 637 (quotation omitted).
B.
Holland also argues that the Florida Supreme Court unreasonably applied
Strickland when it rejected his claim that trial counsel was ineffective for failing to
object to comments by the prosecutor during guilt-phase closing arguments. The
state postconviction court summarily denied Holland’s claim. Instead of appealing
the merits of the state habeas trial court’s rejection of his ineffectiveness claim,
Holland invoked Florida Rule of Criminal Procedure 3.850 in challenging that
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court’s failure to attach to its summary denial portions of the record refuting the
allegations. Nevertheless, the Florida Supreme Court went to the merits and
refused relief on the ground that Holland established neither deficient performance
nor prejudice. Holland III, 916 So. 2d at 758-59.
The district court held that Holland failed to exhaust his claim in state court
because his state appeal did not pursue the merits of his claim. We disagree. For a
number of reasons, exhaustion is not a bar to Holland’s claim. Foremost, the
exhaustion requirement is satisfied if a claim is “fairly presented” to the state court
that had “an opportunity to apply controlling legal principles to the facts bearing
upon [it].” Picard v. Connor, 404 U.S. 270, 275, 277 (1971) (quotation omitted).
The Florida Supreme Court had “an opportunity to address [Holland’s] claims in
the first instance” when it rejected the merits of his Strickland claim. Cone v. Bell,
556 U.S. 449, 465 (2009) (quotation omitted). The district court’s exhaustion
decision also is in tension with our precedent recognizing that a petitioner
exhausted state remedies by filing a similar 3.850 appeal. See Henry v. Dep’t of
Corr., 197 F.3d 1361, 1368 (11th Cir. 1999) (“Henry’s state-court appeal, which
requested only the evidentiary hearing denied by the trial judge, was . . .
appropriately modest. It asked for the most he could reasonably have expected
from the appeals court . . . . Exhaustion should not be construed to mandate
more.”). Moreover, the State agrees that Holland exhausted his claim and has now
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expressly waived the exhaustion requirement through counsel. See 28 U.S.C.
§ 2254(b)(3); Holladay v. Allen, 555 F.3d 1346, 1348 n.1 (11th Cir. 2009).
Exhaustion presents no obstacle to Holland’s habeas petition.
Nevertheless, we affirm the district court’s denial of relief on the alternative
ground that Holland cannot satisfy § 2254(d). See, e.g., Powers v. United States,
996 F.2d 1121, 1123 (11th Cir. 1993) (affirming dismissal of an action “for
reasons other than those used by the district court”). In the interest of judicial
economy, we decline to remand the issue to the district court because we can reach
a decision on the record before us. See Perkins v. Matthews, 400 U.S. 379, 386-87
(1971).
Strickland requires that Holland establish “both that his counsel provided
deficient assistance and that there was prejudice as a result.” Richter, 131 S. Ct. at
787. “To establish deficient performance, a person challenging a conviction must
show that ‘counsel’s representation fell below an objective standard of
reasonableness.’” Id. (quoting Strickland, 466 U.S. at 688). Prejudice requires
showing “a reasonable probability that, but for counsel’s unprofessional errors, the
result of the proceeding would have been different.” Strickland, 466 U.S. at 694.
“A reasonable probability is a probability sufficient to undermine confidence in the
outcome.” Id. “The likelihood of a different result must be substantial, not just
conceivable.” Richter, 131 S. Ct. at 792. “The standards created by Strickland and
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§ 2254(d) are both ‘highly deferential,’ and when the two apply in tandem, review
is ‘doubly’ so.” Id. at 788 (citations omitted).
In his amended federal habeas petition and his appellate brief, Holland
alleged that his counsel was ineffective for failing to object to six prosecution
statements made during closing arguments. As we have recognized, “[a]n
objectively reasonable trial lawyer could” believe that “cases must be won at trial,
not on appeal, and prefer[] not to make objections during closing argument unless
the objection is a strong one.” Zakrzewski v. McDonough, 455 F.3d 1254, 1259-
60 (11th Cir. 2006). It was not unreasonable for the Florida Supreme Court to find
no performance violations and no resulting prejudice.
1.
During the State’s closing argument, the prosecutor said that Officer Winters
had radioed, “I’ve been shot. He’s got my gun. Running west.” In fact, Winters
stated, “He’s westbound. I’ve been shot.” Holland argues that the misstatement
was more favorable to the State’s theory that Holland robbed Winters of the
weapon.
Immediately after misquoting Winters, the prosecutor told jurors to examine
the evidence themselves: “Listen to [the video tape], it’s fifty seconds. . . . Just by
listening to the tape you can hear Officer Winters is obviously in a struggle.”
Three eyewitnesses had already testified that Holland did indeed take Winters’s
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gun and shoot him with it. And the judge specifically instructed jurors that the
attorneys’ arguments were not evidence and that jurors had to rely on their memory
of the evidence. The Florida Supreme Court reasonably determined that the failure
to object was not deficient performance and caused Holland no prejudice.
2.
During his closing argument, Holland’s trial counsel asserted that the only
reason Holland was charged with a robbery was to create a predicate offense for
first-degree murder. The State responded, “[t]he reason the robbery is in the
indictment is because the robbery occurred; he took the gun away by force,
violence, and assault.” Holland claims that his trial counsel was ineffective for
failing to challenge this response as improperly professing the prosecutor’s
personal belief in Holland’s guilt.
In context, the prosecutor’s comment amounted to an assertion that the State
had no improper motives for charging the robbery. A court could reasonably find
no performance violation because the remark fell within the “doctrine of fair
reply,” which recognizes that a “prosecutor, as an advocate, is entitled to make a
fair response to the arguments of defense counsel.” United States v. Hiett, 581
F.2d 1199, 1204 (5th Cir. 1978).5 Holland also fails to show prejudice because a
5
In Bonner v. City of Prichard, 661 F.2d 1206, 1209 (11th Cir. 1981) (en banc), we adopted as
binding precedent all decisions of the former Fifth Circuit handed down before October 1, 1981.
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court could reasonably find no effect on the trial’s outcome.
3.
Holland next claims that trial counsel was ineffective for failing to object
when the State improperly shifted the burden of proof on the insanity defense in its
guilt-phase closing argument that “[t]here has been no person to ever say in this
courtroom or anyone that testified out of this courtroom, who ever said that the
defendant, Albert Holland, didn’t know the difference or the consequences of his
actions, except for Doctor Love.” The Florida Supreme Court did not
unreasonably apply Strickland in rejecting this claim on both performance and
prejudice grounds because the prosecutor’s comment did not purport to establish
who bore the burden of proof. It merely summarized the evidence on Holland’s
mental state.
Holland also suggests that the prosecutor shifted the burden to the defense to
prove his innocence and vouched for the truthfulness of the police by saying “I’d
like to know what police officer wasn’t objective and what police officer did you
hear that came in to testify that did anything wrong? . . . And where is this big lie?
What is the lie? I still haven’t heard it.” The prosecutor also said, “You haven’t
heard anything other than Pompano [police] or anyone else being fair in the
presentation of this case.” Notably, these comments came in response to defense
arguments that police officers had lied in their testimony and that their
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investigation and methods could not be trusted. Holland comes nowhere close to
meeting our doubly deferential standard for assessing deficient performance. A
court reasonably could conclude that a reasonable attorney would have declined to
object because the comments were a fair reply. Holland also fails to demonstrate
that the Florida Supreme Court acted unreasonably in determining that Holland
suffered no prejudice from counsel’s decision not to object.
4.
Holland also faults his trial counsel for failing to object to comments from
the prosecutor that referred to Holland as a liar and sociopath and called his
defenses ridiculous. Holland is not entitled to relief. The prosecutor simply
reported that its expert witness, Dr. Martell, had diagnosed Holland with
psychopathy. Earlier in the trial Martell testified about the results of a two-hour
test, the “Psychopathy Check List Revised,” for which Holland received a 34 out
of 40, “a very high score” on the psychopathy scale. According to Dr. Martell,
Holland had exhibited a grandiose sense of himself, pathological lying,
manipulative behavior, a shallow emotional affect, poor behavioral controls, and
failure to accept responsibility for his own actions. The prosecutor also referenced
the fact that Holland ran, hid, and lied after committing the crimes. And it is far
from obvious that the prosecutor’s “ridiculous” comment was an improper attempt
to discredit Holland’s defense. In context, the plainest interpretation of the remark
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suggests the prosecutor was using evidence to question the credibility of Holland’s
account of the crime. 6 Again, a determination that there was neither a performance
violation nor prejudice was not an unreasonable one.
5.
Next, Holland argues his trial counsel should have objected when the
prosecutor impermissibly vouched for the credibility of an eyewitness (Abraham
Bell) by saying his testimony “was almost like a videotape. He didn’t see parts of
it like some of the other witnesses, he saw the entirety of the transaction.” The
prosecutor then described the witness’s testimony: “he said from the very get go,
after Albert Holland swung his fists at Officer Winters’ [sic] head, he continually
struggled with him and went for that gun and snatched at it and held it, and even
brought it around to the front of him and pulled it out and just fired into his body.”
Holland’s argument does not meet the doubly deferential standard. A court
reasonably could conclude that a reasonable attorney would have chosen not to
object to this statement because it amounted to no more than fair comment about
6
The prosecutor argued:
Listen to that [tape], it’s fifty seconds. And it’s important to listen to that because
when the defendant took the stand -- and by the way, you have to view and
consider his testimony, his credibility, just like any other witness -- and he took
the stand and told you, listen to this tape that when he started that broadcast,
“1094, Code 3. He’s in custody.” He was still in the patrol car.
Well, I submit to you that is ridiculous. Just by listening to the tape you can hear
Officer Winters is obviously in a struggle. And “1094, Code 3” means, lights and
sirens, I need a back up right now.
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testimony received in evidence. After all, the statement reasonably can be read not
to personally vouch for the witness but to argue that the testimony was particularly
probative because it captured all of the key events of the crime. See, e.g., United
States v. Fuentes, 877 F.2d 895, 901 (11th Cir. 1989) (“A review of the contested
language in context reveals that the government’s attorney was properly arguing
the credibility of the witness based on the evidence in the record.”). The
prosecutor suggested that the nature and scope of Bell’s testimony established its
credibility. He did not profess a personal opinion about its truth. Again, the
determination was neither contrary to nor an unreasonable application of
Strickland.
6.
Finally, Holland claims that his attorneys were ineffective because they did
not object to the State’s comments on Holland’s post-arrest silence. Describing
Holland’s interrogation, the prosecutor said, “when he’s talking to Albert Holland,
Albert Holland doesn’t tell him about the beating of Thelma Johnson. He said he
had sex with a woman a while ago.” “He didn’t say anything about the beating of
Thelma, but he did make up an excuse of the shooting [of] Officer Winters.”
A reasonable court could recognize that the prosecutor’s argument did not
concern Holland’s constitutionally protected right against self-incrimination. After
all, the prosecutor was commenting on the statement Holland did make to police.
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The prosecutor argued that the story Holland told to police could not be believed
because it was inconsistent with other evidence that showed Holland beat Thelma
Johnson. The prosecutor took Holland to task for what he told police, not for
exercising his right to remain silent. Again, Holland has not established that the
state court determination was contrary to or an unreasonable application of
Supreme Court law.
C.
Holland also claims that the Florida Supreme Court unreasonably applied
Supreme Court precedent when it found no error in the suppression of his custodial
statements. At the suppression hearing, 7 Officer Wesolowski testified that, when
arrested on July 29, 1990, Holland spoke Spanish to police and identified himself
as “Antonio Rivera.” After a Spanish-speaking officer translated Miranda
warnings to him, Holland invoked his right to counsel and questioning ceased.
Detective Kevin Butler testified that on July 30, 1990, at 1:00 a.m., he
contacted Holland in his cell at the Pompano Beach jail “to find out his name”
because “[t]he name he had given we believed was false” after it didn’t match up
with any computer checks the police had run. Butler said he went into Holland’s
7
Holland moved to suppress the statements before his first trial. After a suppression hearing, the
court ruled them admissible. Holland challenged this decision in his initial appeal, but the
Florida Supreme Court did not reach the issue because it ordered a new trial on other grounds.
Before his second trial, the State and Holland agreed to adopt the motions, responses, and
evidence from the first trial on the issue, and Holland renewed objections to the statements when
they were admitted at the second trial.
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cell, identified himself, and “told him it was important . . . for him to tell the truth
and just give us his real name so we know who he is.” Butler explained that “I
can’t talk to you about what happened . . . you’ve already asked for an attorney.”
Butler said he was only there to establish Holland’s “true identity.” The petitioner
stated that his name was Albert Holland. Butler said “okay, fine, I appreciate you
being honest with me.” According to Butler, he gave Holland his card and said “if
you ever want to talk to me, you can call me.” Then he left.
Detective Butler testified that another officer requested the jail to provide
additional fingerprints and photographs under Holland’s true name and that at 2:30
a.m. Detective Butler went to the booking room to pick up the fingerprints and
photographs. Butler said that, while Holland was being booked, “[h]e looked over
to me and he made eye contact with me, he nodded and he asked, he said, ‘Can I
talk to you?’” Butler replied, “Do you want to talk to me,” to which Holland again
said, “Yes, can I talk to you?” At that point, Butler took Holland to an interview
room in the detective bureau. Butler said the first thing he told Holland was
“Albert, you asked for an attorney and I can’t speak to you.” When Holland
pressed on, Butler reiterated, “[t]he only reason I asked you to come in here was
the fact that you wanted to talk to me. . . . If you still want to talk to me prior to
doing that, I have to read the Miranda rights again.” Butler read Holland his
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Miranda rights from a form; 8 after each individual right, Holland replied “Yea.”
At the end, Holland initialed his recorded responses seven times, signed the form,
and said “I’ll talk to you.” Holland then proceeded to make a series of
incriminating statements.
The Florida Supreme Court rejected Holland’s claim and found no Miranda
violation because “[t]he record is clear that it was Holland, not Detective Butler,
who initiated the conversation which ultimately resulted in the confession.”
Holland II, 773 So. 2d at 1074. We agree with the district court that Holland does
not satisfy § 2254(d) because this determination was objectively reasonable.
Under 28 U.S.C. § 2254(e)(1), we presume correct the Florida Supreme
Court’s findings of fact that “[t]he purpose of Detective Butler’s contact with
Holland was to ascertain his real name,” “that it was Holland, not Detective Butler,
who initiated the conversation which ultimately resulted in the confession,” that
“Holland specifically asked Detective Butler, ‘Can I talk to you?’”, that Butler
“informed Holland of his Miranda rights . . . and clarified that Holland was willing
8
The form asked Holland if he understood: Detective Butler was a police officer; Holland had
the right to remain silent and refuse to answer questions; anything Holland said could and would
be used against him in a court of law; Holland had the right to speak to an attorney before
speaking to the police and to have an attorney present before questioning now or in the future; if
Holland could not afford an attorney one would be appointed for him before any questioning if
he wished; and if Holland decided to answer questions without an attorney present, he still had
the right to stop answering at any time and speak to an attorney. Each time, Holland responded
“Yea.” When the form asked Holland if he had previously requested any law enforcement
officer to allow him to speak to an attorney, Holland again said, “Yea.” Finally, the form asked
Holland whether, “Knowing and understanding your rights as I explained them to you, are you
willing to answer my questions without an attorney present?” Holland replied, “I’ll talk to you.”
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to talk without an attorney present,” and that Holland “sign[ed] the waiver of
Miranda rights form.” Id. Holland does not attempt to rebut the presumption of
correctness with clear and convincing evidence as required by § 2254(e)(1).
Instead of challenging the fact finding, Holland argues that the Florida
Supreme Court acted contrary to or unreasonably applied Edwards v. Arizona,
which held that “when an accused has invoked his right to have counsel present
during custodial interrogation, a valid waiver of that right cannot be established by
showing only that he responded to further police-initiated custodial interrogation
even if he has been advised of his rights.” 451 U.S. at 484. “[T]he term
‘interrogation’ under Miranda refers not only to express questioning, but also to
any words or actions on the part of the police (other than those normally attendant
to arrest and custody) that the police should know are reasonably likely to elicit an
incriminating response.” Rhode Island v. Innis, 446 U.S. 291, 301 (1980).
Nevertheless, “[v]olunteered statements of any kind are not barred by the Fifth
Amendment.” Miranda v. Arizona, 384 U.S. 436, 478 (1966).
Holland attacks the voluntariness of his interrogation statements from a
number of unconvincing angles. He argues that Detective Butler’s actions were
designed to undermine Holland’s right to counsel because establishing that
Holland spoke English was incriminating. Holland highlights Butler’s
admonitions that it was important to tell the truth about his identity. According to
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Holland, Butler intended to undermine his right to counsel by giving him his card
and saying to call him if he wanted to talk. Holland also says that it was “highly
suspicious” that he was brought out to be fingerprinted and photographed a second
time, at 2:30 a.m., when Detective Butler “just happened” to be in the area.
Finally, Holland claims that his statements should have been suppressed as
involuntary because he was afraid of being beaten, was extremely tired, had
vomited, and had ingested alcohol and cocaine.
The Florida Supreme Court reasonably found no Miranda violation when it
concluded that Holland initiated the 2:30 a.m. dialogue with Detective Butler that
drew out his incriminating statements. Holland’s own testimony at trial shows his
claim lacks merit: he said he had wanted to talk to Butler because he was the only
person that Holland felt gave him “a chance to get out of the precinct,” to “finesse
my way out of there. That’s what that whole thing is, me trying to talk to him, to
hope that he gets me out of there.” A court also could reasonably decide that the
earlier act of handing over a business card was not something Butler should have
known was reasonably likely to elicit an incriminating response, nor did the act
apply undue pressure calculated to convince Holland to waive his rights.
V.
In sum, the district court erred in ordering habeas relief on Holland’s Faretta
claim because the Florida Supreme Court reasonably concluded that his mental
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condition kept him from making a knowing and voluntary waiver of the right to
counsel. Therefore, we reverse the grant of the writ of habeas corpus and remand
with instructions for the district court to reinstate Holland’s conviction and
sentence. However, we affirm the district court’s denial of a habeas writ on
Holland’s three other appellate claims.
AFFIRMED in part, REVERSED in part, and REMANDED with
instructions.
58