NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
_____________
No. 13-4306
_____________
*KAYUNTA JOHNSON-WINTERS,
Appellant
v.
REDNER’S MARKET INC.
*(Amended pursuant to the Court’s order dated 1/21/2015)
On Appeal from the United States District Court
for the Eastern District of Pennsylvania
(District Court No.: 5-09-cv-05645)
District Judge: Honorable Lawrence F. Stengel
Argued on March 30, 2015
Before: RENDELL, CHAGARES and JORDAN, Circuit Judges
(Opinion filed: April 22, 2015)
Michael J. Quirk, Esq. (ARGUED)
Gerald J. Williams, Esq.
Williams, Cuker & Berezofsky
1515 Market Street
Suite 1300
Philadelphia, PA 19102
Counsel for Appellant Kayunta Johnson-Winters
Jeffrey R. Elliott, Esq. (ARGUED)
Michael M. Monsour, Esq.
Kozloff Stoudt
2640 Westview Drive
Wyomissing, PA 19610
Counsel for Appellee Redner’s Market, Inc.
O P I N I O N*
RENDELL, Circuit Judge:
Kayunta Johnson-Winters, as succession representative of appellant Sammy Perry,
contends that the District Court erred in granting summary judgment to appellee Redner’s
Markets, Inc., with regard to Perry’s employment discrimination claims under Title VII
and the Pennsylvania Human Relations Act (PHRA).1 Perry, an African-American man,
worked at a Redner’s Markets grocery store in Lansdale, Pennsylvania. We conclude
that there exists a genuine issue of material fact as to whether Redner’s took adverse
employment actions against Perry. We also conclude that Perry has adduced sufficient
evidence for a reasonable jury to find that Redner’s adverse actions against him were
taken in retaliation for his protected activity of filing a race discrimination complaint.
We will vacate the District Court’s grant of summary judgment and remand.
*
This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not
constitute binding precedent.
1
We exercise plenary review over a district court’s grant of summary judgment. In doing
so, “[w]e view all evidence and draw all inferences in the light most favorable to the non-
movant, affirming if no reasonable jury could find for the non-movant.” Madison v. Res.
for Human Dev., Inc., 233 F.3d 175, 180 (3d Cir. 2000).
2
I. Background
Perry began his job as a night-shift stock clerk in 2003. In April 2004, Perry
complained to Brian Golden (at that time Assistant Store Director) that African-American
employees were having their hours cut, were being paid less than white employees, and
were being forced to work on weekends. When Perry was dissatisfied with Redner’s
response to his complaint, he filed a race discrimination complaint with the Pennsylvania
Human Relations Commission (PHRC) in November 2004, which the PHRC investigated
beginning in late 2004. Although unmentioned by the District Court, Perry testified to a
pattern of antagonism after he filed his race discrimination complaint. For example,
Perry testified that Golden treated him poorly while the investigation was ongoing,
including ordering him to do additional work that was outside his job description.
Perry’s brother also averred that Golden told a Redner’s employee that “just because Sam
Perry made that complaint doesn’t mean I can’t fire his ass.” (App. 364.)
In December 2004, one month after Perry filed his PHRC complaint, Perry injured
his back at work and went on disability leave. His injury was significant and required
surgery, and he was out of work for over a year and a half, from January 2005 through
late August 2006, at which time he resumed light-duty, day-shift work. Less than two
weeks later, Golden became Store Director of the Lansdale store. Perry was then arrested
on September 22, 2006—less than a month after he returned to work—for allegedly
stealing and using a customer’s credit card, as we discuss below.2
2
Following Perry’s termination from Redner’s, he filed a retaliation complaint with the
PHRC. The PHRC investigated, and on August 4, 2008, issued findings and a
3
II. Analysis
In order to prevail on a claim for retaliation under Title VII, an employee must
prove that (1) he engaged in a protected employment activity, (2) his employer took an
adverse employment action after or contemporaneous with the protected activity, and (3)
a causal link exists between the adverse action and the protected activity. Andreoli v.
Gates, 482 F.3d 641, 649 (3d Cir. 2007). If the plaintiff is successful in proving a prima
facie case, the burden of producing evidence then shifts to the defendant to establish a
“legitimate, non-retaliatory reason for the adverse employment action.” Marra v. Phila.
Hous. Auth., 497 F.3d 286, 300 (3d Cir. 2007). If the defendant is successful, the burden
returns to the plaintiff to establish that the proffered reason is pretextual. Id.3
A. Adverse Action
1. Evidence Sufficient to Allow Reasonable Jury to Find that Perry
Was Falsely Identified as Committing Theft
The District Court accepted Redner’s version of events in toto, stating that
“Redner’s complied with a valid request from the police to identify employees on a
videotape at Register #9 on a certain date and time at its Lansdale store.” (App. 18.)
However, Perry has pointed to several pieces of evidence indicating that the police
could not have gotten the times and register numbers for the unauthorized transactions
from the victim; rather, that information had to have come from someone at the store
determination that “probable cause exists to credit the Complainant’s allegations that he
was wrongfully arrested and terminated from his position for opposing an act made
unlawful by the Pennsylvania Human Relations Act . . . .” (App. 794.)
3
Perry’s claims under the PHRA are subject to the same analytical framework as those
under Title VII, and so we do not analyze those claims separately. See Marra, 497 F.3d
at 300.
4
itself. On September 14, 2006, a woman reported to the Montgomery Township Police
Department (“MTPD”) that her credit card was missing, and that she had last used it at
the Lansdale Redner’s store on September 6. It was then used at the same store on
September 7, without authorization. According to Perry, the only information the MTPD
had about the stolen card was the credit card number, the store where the card was used,
the date, and the amount of the purchase. The MTPD did not have a record of the exact
time of the transactions or the register where those transactions occurred.
Redner’s own electronic journal transaction (“EJT”) report identified that the
unauthorized transactions were made at register number nine and took place at 8:15 a.m.,
1:12-1:13 p.m., and 2:10-2:16 p.m. Nevertheless, Redner’s supplied the police with
video footage of transactions that took place at 8:30 a.m., 1:12-1:13 p.m., and 2:10-2:16
p.m. Of those three, only the 8:30 a.m. video shows Perry making a purchase of
cigarettes and a cup of coffee, for an amount that did not correspond with the amount of
the first unauthorized credit card charge. Indeed, the EJT report stated that the
unauthorized transaction was for a Giant Slim Jim, and not coffee and cigarettes. There
is conflicting evidence as to whether Golden or shift security supervisor Cory Deily
indicated that it was Perry in the video.
Furthermore, the District Court’s conclusion that Redner’s “communicated Miss
Elam’s confession and her exoneration of Mr. Perry to the police” tells only part of the
story. (App. 10.) Perry was arrested on Friday, September 22, 2006. That same day, the
MTPD contacted Redner’s because the videos of the two afternoon transactions showed
5
that the card was being used by a woman. Perry points to evidence showing that
Detective Thomas then brought the woman in the videos to Deily’s attention.
Deily and Golden questioned Redner’s employee Liana Elam about the credit card
transactions. After Elam confessed that she and her roommate had been the ones to use
the credit card, Elam says that Deily and Golden repeatedly pressured to her say that
Perry was somehow involved in the theft. In her affidavit, she stated that “it seemed like
they wanted it to be Sam Perry no matter what I told them.” (App. 643.) Deily spoke
with the MTPD after Elam’s confession, and the September 27, 2006 police report of the
conversation states that, although Deily acknowledged Perry was not in the second or
third videos, “after speaking with [Redner’s] corporate lawyers, they are standing by
[Perry’s] involvement.” 4 (App. 395.) The MTPD disagreed that there was sufficient
evidence to charge Perry with theft and formally dropped the charges on September 27.
In sum, we believe there is a genuine issue of material fact as to whether someone
at Redner’s purposefully and maliciously identified Perry in connection with the
unauthorized transactions. The record demonstrates that a reasonable jury could find,
contrary to the District Court’s ruling, that Redner’s purposefully gave police the wrong
video footage so that the police would identify Perry as the perpetrator in an attempt to
implicate him in the crime.
4
It is not clear from the record when Redner’s advised the MTPD of Elam’s confession,
but the police report does not reflect that conversation until September 27.
6
2. Evidence Sufficient to Allow Reasonable Jury to Find that Redner’s
Terminated Perry on September 22, 2006
The District Court also found that Perry had failed to adduce evidence that
Redner’s had terminated him on the day of his arrest, and instead agreed with Redner’s
that Redner’s terminated Perry the following Monday for failing to show up to work, thus
abandoning his job. On Friday, September 22, 2006, Detective Thomas, Deily, another
detective, and a police officer approached Perry while he was working in the store, placed
him in handcuffs, and arrested him. Detective Thomas then told Perry, in front of Deily,
that he was terminated and that if he set foot in the store again he would be re-arrested.5
Neither Deily nor anyone else at Redner’s ever informed Perry that he was free to return
to work. Redner’s maintains that even though Perry was arrested on Friday and told not
to return, he was, in fact, free to return to work on the following Monday, and that when
Perry failed to show up, Redner’s fired him for abandoning his job.
Redner’s files contain conflicting information regarding the date and reason for
Perry’s separation from the company. A Redner’s employee stated in connection with
Perry’s claim for unemployment benefits that “Sammy was escorted by both our loss
Prevention security and the local Police from our premises. If this happens, an employee
5
Redner’s urges that this statement by Detective Thomas had no effect because it was not
uttered by a Redner’s employee. We considered a similar factual situation in Burton v.
Teleflex Inc., 707 F.3d 417 (3d Cir. 2013). In that case, we vacated the district court’s
grant of summary judgment on a portion of the plaintiff’s claims, holding that there was a
genuine dispute of material fact as to whether the plaintiff, Burton, resigned or was
terminated. Of particular relevance, we noted that, “[o]nce clients were notified of
Burton’s alleged resignation, she could reasonably have concluded that Teleflex had fired
her, leaving her no ability to contest her separation and return to her position.” Id. at 429.
In doing so, we recognized that the reasonable belief of the employee is relevant to
determining whether he or she had resigned or had been terminated.
7
I’m sure realizes they have been terminated—it is a done deal.” (App. 678.) In addition,
Redner’s interrogatory responses stated that if Perry had tried to return to work, “he
would have been advised that his employment was terminated.” (App. 694-95.) Golden
also stated that Deily had notified Perry that he was suspended pending a determination
from human resources, and the parties do not dispute that Perry never received word from
human resources that he was free to return.
In addition, documents produced during discovery indicate that Redner’s
considered Perry to have been terminated on September 22, 2006—the day of his arrest—
and not September 25, when Perry allegedly abandoned his job by not showing up for
work. For example, a Redner’s “Punch Correction Form” dated September 24, 2006,
states that Perry’s punch card for September 22, 2006, was being corrected, and lists
“Terminated” as the reason for correction. (App. 676.) Again, this document is dated
September 24, 2006, one day before Redner’s insists that Perry was allegedly fired for
failing to show up for work.6
The evidence further indicates that Deily, a Redner’s security supervisor, stood by
silently while a police officer informed Perry that he was fired and would be arrested if
6
Other documents indicate that Perry was fired for being a no-show on September 25,
2006, and indeed, this was the date that Redner’s argued to the District Court. The
District Court agreed, stating, “The evidence of record demonstrates that Mr. Perry
abandoned his job by not working his scheduled shift on September 25, 2006.” (App.
18.) However, company policy clearly indicated that an employee would be fired for job
abandonment only if he or she failed to show up for two days in a row. Accordingly,
pursuant to company policy, Perry could not have been fired for job abandonment before
September 26, 2006.
8
he attempted to return to the store.7 In addition, many documents produced by Redner’s
contain conflicting information regarding Perry’s date of termination, and several list his
date of termination as September 22—the date he was arrested. Accordingly, Perry has
raised a genuine issue of material fact as to whether Redner’s committed an adverse act
against him by terminating him on September 22, 2006.
B. Causal Link
Perry has adduced sufficient evidence for a reasonable jury to find that the alleged
adverse actions were taken against him in retaliation for his previous complaints of race
discrimination. Accordingly, the District Court erred in concluding that, even if Perry
had been able to establish an adverse action, Perry failed to demonstrate causation, as he
had not shown that the protected activity and the adverse action were connected by
temporal proximity or by a record of ongoing antagonism.
“[Retaliation] [c]ases in which the required causal link has been at issue have
often focused on the temporal proximity between the employee’s protected activity and
the adverse employment action, because this is an obvious method by which a plaintiff
7
Perry also argues that Detective Thomas could have been acting as an agent of Redner’s
when he told Perry that he was terminated. Pennsylvania courts have held that
“[w]hether an agency relationship exists is a question of fact for the jury.” Bolus v.
United Penn Bank, 525 A.2d 1215, 1221 (Pa. Super. Ct. 1987). An agency relationship
may be found if there is “(1) express authority directly granted by the principal to bind
the principal as to certain matters; or (2) implied authority to bind the principal to those
acts of the agent that are necessary, proper and usual in the exercise of the agent’s
express authority; or (3) apparent authority, i.e. authority that the principal has by words
or conduct held the alleged agent out as having; or (4) authority that the principal is
estopped to deny.” Id. Resolving this issue is unnecessary to our conclusion, because we
find that there is a genuine issue of material fact as to whether Redner’s itself considered
Perry terminated on September 22.
9
can proffer circumstantial evidence ‘sufficient to raise the inference that her protected
activity was the likely reason for the adverse action.’” Kachmar v. Sungard Data Sys.,
Inc., 109 F.3d 173, 177 (3d Cir. 1997) (quoting Zanders v. Nat’l R.R. Passenger Corp.,
898 F.2d 1127, 1135 (6th Cir. 1990)). “[W]here there is a lack of temporal proximity,
circumstantial evidence of a ‘pattern of antagonism’ following protected conduct can also
give rise to the inference.” Id. But “[t]hese are not the exclusive ways to show causation,
as the proffered evidence, looked at as a whole, may suffice to raise the inference.” Id.
Thus, we have previously stated that “[i]t is important to emphasize that it is causation,
not temporal proximity itself, that is an element of plaintiff’s prima facie case, and
temporal proximity merely provides an evidentiary basis from which an inference can be
drawn. . . . When there may be valid reasons why the adverse employment action was not
taken immediately, the absence of immediacy between the cause and effect does not
disprove causation.” Id. at 178.
The record demonstrates a “valid reason” that would explain why Redner’s did not
retaliate against Perry immediately—namely, that he was not actually at work, and not
under Golden’s supervision, for the vast majority of the time that passed between his
protected activity and the alleged retaliation. Perry was at work for under three months
between his November 2004 complaint to the PHRC and the alleged adverse actions.
Accordingly, the fact that the alleged adverse action was remote in time from Perry’s
protected conduct does not necessarily serve to undermine the causal link. See Porter v.
10
Cal. Dep’t of Corr., 419 F.3d 885, 895 (9th Cir. 2005); Ford v. Gen. Motors Corp., 305
F.3d 545, 555 (6th Cir. 2002).8
In addition, evidence that an employer’s proffered reasons for taking a particular
adverse action are pretextual can also provide support for the prima facie element of
causation. See Farrell v. Planters Lifesavers Co., 206 F.3d 271, 286 (3d Cir. 2000).
Here, Perry has pointed to conflicting evidence presented by Redner’s as to why and
when Perry was terminated, which suggests that Redner’s asserted reason for firing
him—job abandonment—was pretextual. Id. at 281, 286. Based on this evidence, a
reasonable juror could disbelieve Redner’s claim that it terminated Perry for job
abandonment, and conclude instead that he was fired in retaliation for his protected
activity. In sum, Perry has raised a genuine issue of material fact as to whether the
adverse actions he alleges were the result of his protected activity.
For the foregoing reasons, we will vacate the District Court’s grant of summary
judgment and remand for further proceedings consistent with this opinion.
8
Furthermore, a gap of two years does not preclude retaliation as a cause of termination.
“The mere passage of time is not legally conclusive proof against retaliation.” Robinson
v. Se. Pa. Transp. Auth., Red Arrow Div., 982 F.2d 892, 894 (3d Cir. 1993).
11