Filed 6/15/15 P. v. Chavez CA3
NOT TO BE PUBLISHED
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
THIRD APPELLATE DISTRICT
(Glenn)
----
THE PEOPLE, C076071
Plaintiff and Respondent, (Super. Ct. Nos.
12NCR09572, 12NCR09573)
v.
JAVIER CHAVEZ,
Defendant and Appellant.
Defendant Javier Chavez entered negotiated pleas in two related cases, including a
plea of guilty to transportation of methamphetamine. (Health & Saf. Code, former
§ 11379, subd. (a).)1 In September 2013, the trial court sentenced defendant to an
aggregate term of 20 years in state prison.
1 Undesignated statutory references are to the Health and Safety Code.
1
At the time of defendant’s conviction, section 11379, subdivision (a) provided that
any person who “transports” specified controlled substances including methamphetamine
shall be punished by imprisonment. (§ 11379 [and its predecessor version, Stats. 2001,
ch. 841, § 7, pp. 6870-6871].) At that time, case law construed the word “transports” to
include transport of controlled substances for personal use. (People v. Rogers (1971)
5 Cal.3d 129, 134-135; People v. Eastman (1993) 13 Cal.App.4th 668, 673-677.) But
effective January 1, 2014, after defendant’s conviction and sentencing, the Legislature
amended section 11379 to define “transports” as “transport for sale.” (§ 11379, subd. (c);
Stats. 2013, ch. 504, §§ 1-2.)
As his sole claim on appeal, defendant contends section 11379, as amended,
should be applied retroactively to reverse his drug transportation conviction. The People
agree and so do we. Accordingly, we reverse defendant’s conviction for transportation of
methamphetamine and remand for further proceedings. In all other respects, we affirm.
FACTUAL AND PROCEDURAL BACKGROUND
Case No. 12NCR09572
Defendant stipulated as follows: On September 1, 2012, officers searched
defendant and discovered methamphetamine in the pocket of his pants.
Defendant was charged by information with transportation of methamphetamine.
(Former § 11379, subd. (a).) The information alleged defendant served two prior prison
terms (Pen. Code, § 667.5, subd. (b)), and committed the current offense while released
on bail or his own recognizance (Pen. Code, § 12022.1).
Case No. 12NCR09573
Defendant stipulated as follows: On October 2, 2012, defendant was having a
conversation with Steven Hernandez, a member of a rival criminal street gang. When
2
defendant discovered Hernandez bore tattoos of an opposing gang, defendant stabbed
Hernandez repeatedly with a knife.
Defendant was charged by information with premeditated attempted murder (Pen.
Code, §§ 664, subd. (a), 187—count I), assault with a deadly weapon, a knife (Pen. Code,
§ 245, subd. (a)(1)—count II), assault by means of force likely to produce great bodily
injury (Pen. Code, § 245, subd. (a)(4)—count III), battery resulting in serious bodily
injury (Pen. Code, § 243, subd. (d)—count IV), and active participation in a criminal
street gang (Pen. Code, § 186.22, subd. (a)—count V). The information alleged that, in
the commission of counts I, II, III, and IV, defendant personally inflicted great bodily
injury (Pen. Code, § 12022.7, subd. (a)) and defendant committed those offenses with the
specific intent to promote and assist a criminal street gang (Pen. Code, § 186.22, subd.
(b)(1)(C)). The information further alleged defendant served three prior prison terms
(Pen. Code, § 667.5, subd. (b)), and committed all of the offenses while released on bail
or his own recognizance (Pen. Code, § 12022.1).
Entry of Pleas and Sentencing
On January 11, 2013, defendant entered negotiated pleas as follows: In case
No. 12NCR09572, he pleaded guilty to transportation of methamphetamine; in case
No. 12NCR09573, he pleaded guilty to assault with a deadly weapon and admitted the
gang and personal infliction of great bodily injury enhancements. Defendant entered
those negotiated pleas in exchange for dismissal of the balance of charges and allegations
against him.
On February 8, 2013, the trial court initially sentenced defendant in both cases to
an aggregate term of 17 years in state prison.
On September 27, 2013, the court resentenced defendant in both cases to an
aggregate term of 14 years in state prison as follows: In case No. 12NCR09573, the court
sentenced defendant to the upper term of four years plus a consecutive 10-year term for
3
the gang enhancement, and stayed a consecutive three-year term for the great bodily
injury enhancement. In case No. 12NCR09572, the trial court sentenced defendant to the
lower term of two years, to run concurrent to the sentence in case No. 12NCR09573.
The court also sentenced defendant in pending case Nos. 13SCR08006 and
09NCR06985 to an additional aggregate term of six years, which, together with the
aggregate 14-year term in case Nos. 12NCR09572 and 12NCR09573, resulted in a total
aggregate sentence of 20 years in state prison.
Pursuant to this court’s April 17, 2014 order granting defendant’s request to file a
notice of appeal under the constructive filing doctrine, defendant filed a timely notice of
appeal in case No. 12NCR09573. The trial court granted his request for a certificate of
probable cause. On July 31, 2014, this court granted defendant’s motion to include case
No. 12NCR09572 in that notice of appeal.
DISCUSSION
Defendant contends that under In re Estrada (1965) 63 Cal.2d 740 (Estrada) and
its progeny, the recent amendments to section 11379 should be applied retroactively to
reverse his conviction for transportation of methamphetamine. Defendant argues his
conviction must be reversed because the factual basis for his guilty plea is not supported
by any evidence of an intent to sell, an element of amended section 11379.
The People agree with defendant’s contention, but argue the conviction should be
vacated and remanded for a new trial.
As previously discussed, the Legislature amended section 11379 to define
“transports” as “transport for sale.” (§§ 11352, subd. (c), 11379, subd. (c); Stats. 2013,
ch. 504, §§ 1-2.) Those amendments took effect on January 1, 2014, several months after
defendant’s conviction and sentencing.
4
In Estrada, the California Supreme Court stated: “When the Legislature amends a
statute so as to lessen the punishment it has obviously expressly determined that its
former penalty was too severe and that a lighter punishment is proper as punishment for
the commission of the prohibited act. It is an inevitable inference that the Legislature
must have intended that the new statute imposing the new lighter penalty now deemed to
be sufficient should apply to every case to which it constitutionally could apply.”
(Estrada, supra, 63 Cal.2d at p. 745.) This includes “acts committed before its passage
provided the judgment convicting the defendant of the act is not final.” (Ibid.)
Accordingly, a statute lessening punishment is presumed to apply to all cases not yet
reduced to final judgment on the statute’s effective date, unless there is a “saving clause”
providing for prospective application. (Id. at pp. 744-745, 747-748.)
The parties agree there is no saving clause and the case has not yet been reduced to
final judgment (see People v. Rossi (1976) 18 Cal.3d 295, 304 [the rule of retroactivity
applies to any proceeding, that, at the time of the supervening legislation, has not yet
reached final disposition in the highest court authorized to review it]), and thus the
amendment to section 11379 applies retroactively. Under the circumstances presented
here, we adhere to the well-established principle that “where the amendatory statute
mitigates punishment and there is no saving clause, the rule is that the amendment will
operate retroactively so that the lighter punishment is imposed” if the amended statute
takes effect before the judgment of conviction becomes final. (Estrada, supra, 63 Cal.2d
at pp. 744, 748.) The rule articulated in Estrada applies to amendments that add to the
elements of a crime or enhancement. (People v. Vinson (2011) 193 Cal.App.4th 1190,
1197-1199; People v. Todd (1994) 30 Cal.App.4th 1724, 1728-1730; People v. Figueroa
(1993) 20 Cal.App.4th 65, 68 (Figueroa).) Under Estrada, defendant is entitled to the
benefit of the amendments to section 11379. (Vinson, at pp. 1197-1199; Todd, at
5
pp. 1728-1730; Figueroa, at p. 68.) As such, we will reverse his conviction for
transportation of methamphetamine.
We will also remand the matter for further proceedings. “Where, as here,
evidence is not introduced at trial because the law at that time would have rendered it
irrelevant, the remand to prove that element is proper and the reviewing court does not
treat the issue as one of sufficiency of the evidence.” (Figueroa, supra, 20 Cal.App.4th
at p. 72.)
DISPOSITION
The judgment regarding defendant’s conviction for transportation of
methamphetamine is reversed and remanded for possible retrial. The People shall have
60 days following remittitur from this court to reinstate the charge for transporting
methamphetamine and retry that charge under amended Health and Safety Code
section 11379. The judgment regarding sentencing also is vacated, and the matter is
remanded to the trial court for resentencing in accordance with this opinion. In all other
respects, the judgment is affirmed.
BUTZ , J.
We concur:
BLEASE , Acting P. J.
HOCH , J.
6