Filed 6/26/15 In re Serena N. CA4/3
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION THREE
In re SERENA N., a Person Coming Under
the Juvenile Court Law.
THE PEOPLE,
G050824
Plaintiff and Respondent,
(Super. Ct. No. DL044399)
v.
OPINION
SERENA N.,
Defendant and Appellant.
Appeal from an order of the Superior Court of Orange County, Deborah C.
Servino, Judge. Affirmed in part and reversed in part, with directions.
Kristen Owen, under appointment by the Court of Appeal, for Defendant
and Appellant.
Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant
Attorney General, Julie L. Garland, Assistant Attorney General, Eric A. Swenson and
Allison V. Hawley, Deputy Attorneys General, for Plaintiff and Respondent.
* * *
Serena N. appeals from a juvenile court order denying her request to
withdraw her admission she committed misdemeanor battery as contemplated by her plea
agreement. She contends she completed probation successfully because she complied
with all her probation conditions other than paying full victim restitution, which her
financial situation precluded. We agree with Serena, and therefore reverse the order with
directions to allow Serena to withdraw her admission and to convert the remaining
restitution to a civil judgment.
I
FACTS AND PROCEDURAL BACKGROUND
In March 2013, the Orange County District Attorney filed a petition
(Welf. & Inst. Code, § 602) alleging Serena (born February 1995) committed
misdemeanor battery (Pen. Code, § 242) on January 11, 2013. Serena waived her rights
and admitted the allegation in a plea agreement with the district attorney on the
understanding she would be placed on supervised probation under various terms and
conditions. The court declared her to be a ward of the court. Among other items, the
disposition agreement specified Serena must serve 10 days in a work program; complete
counseling as directed; attend a 10-week anger management program; write an apology
letter to the victim; pay restitution as set by the court and directed by the probation
department; pay a $50 restitution fine; submit to search and seizure; refrain from drug
and alcohol use; possess no dangerous weapons; not associate with disapproved persons;
have only peaceful contact with the victim (her father’s girlfriend’s daughter); maintain
employment; and notify the probation officer of address changes. The agreement
specified Serena could return in one year “and request a plea withdrawal, subject to the
Court’s discretion.” The court ordered Serena to return to court in April 2014 for a
“withdrawal plea and progress report or review.”
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In July 2013, Serena’s father signed a stipulation (pay agreement) to pay
$1,755.25 in victim restitution and the $50 fine in $50 monthly installments, beginning
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August 20, 2013.
In August 2013, the probation officer petitioned to obtain relief from
supervising Serena because she had “made a satisfactory adjustment and has derived
maximum benefit from probation supervision.” The probation officer reported Serena
had completed her work program, anger management program, and had written the
apology letter. She had enrolled at an Arizona university and was set to begin classes
later that month. The officer recommended the court terminate Serena’s wardship at the
progress review scheduled for April 2014. The court granted the petition and relieved the
probation officer from supervising Serena.
In April 2014, a different probation officer submitted a report
recommending that Serena continue as a ward of the court. The report stated Serena had
completed all her probation terms except payment of $1,755.25 in restitution, noting she
currently owed $1,495.25 to the victim, and $50 in fines. Serena advised the probation
officer in late March 2014 she thought her father was paying off her financial obligation
and was surprised to discover he had discontinued payments. The probation officer
directed her to pay off the obligation in full before the next court date. Serena explained
she would not be able to attend the court hearing because classes were still in session.
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Presumably, Serena’s father stipulated to pay restitution per Welfare and
Institutions Code section 730.7, subdivision (a), which states in pertinent part: “In a case
in which a minor is ordered to make restitution to the victim or victims, or the minor is
ordered to pay fines and penalty assessments under any provision of this code, a parent or
guardian who has joint or sole legal and physical custody and control of the minor shall
be rebuttably presumed to be jointly and severally liable with the minor in accordance
with Sections 1714.1 and 1714.3 of the Civil Code for the amount of restitution, fines,
and penalty assessments so ordered, up to the limits provided in those sections, subject to
the court’s consideration of the parent’s or guardian’s inability to pay.”
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At the April 8, 2014 hearing, Serena’s lawyer asked the court to allow
Serena to withdraw her admission because she had complied with her probation terms
apart from the restitution requirement. She asked the court to convert the restitution
balance to a civil judgment. The court denied the request and continued her motion to
withdraw so Serena could pay off the balance. The court reset the matter for August
2014 and ordered Serena to attend.
In August, Serena’s lawyer advised the court Serena had made a $122
payment on May 19, 2014. He asked the court to allow Serena, who did not attend the
hearing, to withdraw her admission, to terminate probation, and to convert the remaining
restitution into a civil judgment, explaining Serena had “made whatever amounts she
could towards that restitution.” Counsel stated the court had offered to “terminate
probation but not grant the plea withdrawal” and that counsel had been unable to contact
Serena to determine whether she was amenable to this disposition. The court granted
counsel’s request to continue the hearing to September 9.
In September, Serena’s counsel again asked the court to allow Serena to
withdraw her admission and to convert the restitution to a civil judgment. He submitted
Serena’s declaration she attended college in Arizona as a full-time student since Fall
2013, she had moved home during the summer of 2014 hoping to find employment to pay
off the restitution, but she did not find a job, and currently was working part-time at a
retail store. She listed her monthly expenses, including anticipated tuition, and declared
“[m]y parent and I have not had the financial ability to pay,” but she agreed “that is not
an excuse.” She stated she did “not rely on [her] family for financial assistance as they
are unable to help [] due to their own financial hardships. They have not paid towards
my restitution, and will not pay for it if converted to a civil judgment. [Her] mother was
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unemployed for some time, but also both [parents] get money support from the state for
food. Now that [she took] out [her] own loans to pay for college and have a job I will
pay the civil judgment.”
The court denied Serena’s request to withdraw her admission, stating
Serena had “encumbered herself with additional student loans to a substantial amount,
which doesn’t really fall under . . . financial hardship that would be contemplated for the
court to exercise its discretion.” The court terminated the wardship and converted the
remaining restitution to a civil judgment.
II
DISCUSSION
Serena contends she admitted committing battery on the understanding if
she successfully completed probation the court would entertain a request to withdraw her
admission. (See Welf. & Inst. Code, § 775 (all further references are to this code);
People v. Mortera (1993) 14 Cal.App.4th 861, 865 [under section 775 “[j]uvenile courts
routinely entertain motions to withdraw admissions”].) Serena argues she fulfilled her
probation terms except for payment of the full amount of victim restitution because she
lacked the financial ability to pay it. She asserts the juvenile court abused its discretion
by refusing to allow her to withdraw her admission, and “essentially penalized her for her
financial situation.”
Section 730.6 requires a minor described in section 602 to pay restitution to
the victim for economic losses (see, e.g., medical losses, lost wages) caused by the
minor’s conduct, and a restitution fine of not more than $100 for misdemeanors.
(§ 730.6, subd. (a)(2)(A)-(B), (b)(2).) The court must order full restitution unless it finds
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compelling and extraordinary reasons for not doing so, and states them on the record.
(§ 730.6, subd. (h)(1).) A minor’s inability to pay is not a compelling or extraordinary
reason not to order restitution, nor is it a consideration in determining the amount of the
restitution order. (Ibid.) The court may not revoke probation for failure to make
restitution unless the court determines the person willfully failed to pay or failed to make
sufficient bona fide efforts to legally acquire the resources to pay. (§ 730.6, subd. (m).)
A restitution order is enforceable as a civil judgment, even after the minor is no longer on
probation, until the obligation is satisfied. (§ 730.6, subds. (i), (r); see also Pen. Code,
§ 1214.)
Serena relies on In re Timothy N. (2013) 216 Cal.App.4th 725 (Timothy N.).
There, a minor admitted committing residential burglary under a plea agreement that
specified if the minor “‘successfully complete[d] probation’” the prosecutor would
dismiss the residential burglary allegation and reduce the charge to a misdemeanor.
(Id. at p. 735.) One of the probation conditions was an order to pay restitution to the
victims. The minor fulfilled all his probation conditions other than full payment of
restitution. The trial court converted the remaining restitution obligation to a civil
judgment and terminated jurisdiction based on the minor’s compliance with the terms and
conditions of his probation. But the court denied the minor’s motion to dismiss the
residential burglary allegation and to reduce the burglary charge to a misdemeanor
because the minor had not paid the full amount of victim restitution.
Timothy N. reversed the trial’s denial to dismiss the residential burglary
allegation charge to a misdemeanor. The court relied on section 730.6, subdivision (m),
which prohibits the juvenile court from revoking a minor’s probation “on the ground that
he or she has failed to pay the victim restitution as required by the court, unless the court
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finds that the minor has willfully refused to pay or has not made sufficient bona fide
efforts to acquire the funds necessary to fulfill the obligation.” (Timothy N., supra,
216 Cal.App.4th at p. 735.) Because the minor and his family lacked adequate resources
to pay the full restitution amount during the probationary period, and there was no
evidence the failure to pay was willful or that the minor failed to make a bona fide effort
to pay, the juvenile court erred when it revoked probation for failing to pay restitution.
Finally, the appellate court rejected the Attorney General’s argument the minor did not
successfully complete probation because he failed to pay the full amount of restitution.
The court concluded the minor “would have reasonably believed that he would be
deemed to have ‘successfully complete[d] probation’ if he had completed his term of
probation without having engaged in conduct that provided a basis for the court to revoke
his probation. [The minor] clearly met this standard.” (Ibid.)
Here, it was not contemplated Serena would pay the full amount of
restitution during the probation period. As noted, Serena’s father agreed in July 2013 to
pay $1,755.25 in victim restitution, and the $50 fine, in $50 monthly installments
beginning August 20, 2013. As of April 2014, the date originally set for the progress
report and the hearing on Serena’s motion to withdraw her plea, only seven or eight
payments totaling $350 or $400 would have been made. Serena did not learn until April
2014 her father was no longer making payments. Serena made a $122 payment on May
19, 2014. At the September 2014 progress hearing Serena presented uncontradicted
evidence she did not have the ability to pay the balance of the restitution even though she
had a part-time job. She submitted a list of her expenses, including tuition expenses of
over $27,000, supporting her assertion. The record belies the juvenile court’s observation
Serena had “encumbered herself with additional student loans to a substantial amount,
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which doesn’t really fall under . . . financial hardship,” because Serena took out her
student loans before she learned her father could not pay the balance of the restitution
owed. There was no evidence Serena’s failure to pay more restitution was willful or that
she failed to make a bona fide effort to pay. A reasonable person in Serena’s position
would have believed if she completed her probation without having engaged in conduct
providing a basis for the court to revoke probation, the court would allow her to withdraw
her admission. Because Serena fulfilled all of the other probation terms, the court erred
by denying her request to withdraw her admission. Finally, as in Timothy N., Serena’s
obligation to pay restitution continues because the victim may enforce the trial court’s
restitution order as a civil judgment.
The Attorney General argues Serena’s claim fails because the court did not
promise or agree to allow Serena to withdraw her plea if she failed to satisfy her
restitution obligation. But Serena does not claim the court violated an express promise
under her plea agreement. Rather, Serena contends she successfully completed probation
“without having engaged in conduct that provided a basis for the court to revoke []
probation.” (Timothy N., supra, 216 Cal.App.4th at p. 735.) Before entering her plea,
Serena’s lawyer informed the court she had advised Serena of the District Attorney’s
offer, which included various conditions, including a “one year plea withdrawal.”
Neither the court nor the prosecutor contradicted counsel’s representation. Indeed, the
court’s minutes reflect the court “will consider plea withdrawal in one year if no further
law or probation violations sustained or pending.” (Italics added.) Thus, it was not
made clear to Serena at the outset that she must pay full restitution during the probation
period, even if she lacked the ability to do so, to obtain withdrawal of her plea. We must
construe any ambiguities in the agreement in the minor’s favor. (Id. at p. 734.)
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The Attorney General also argues Serena did not show financial hardship.
The uncontradicted evidence, however, demonstrated Serena was an 18-year-old college
student with a part-time job, received no financial aid from her parents, and struggled to
meet her expenses, which she detailed in her declaration.
Finally, the Attorney General argues there was “little evidence” Serena
made a good faith effort to satisfy her restitution condition. The evidence showed Serena
lacked the ability to pay and was unaware her father had not paid the monthly $50
restitution payment, which was calculated based on his financial condition, not Serena’s.
There was no evidence to support the Attorney General’s contention Serena did not make
a bona fide effort to pay. Otherwise the court would have found Serena in violation of
probation had she not made good faith efforts to meet her restitution obligation. (§ 730.6,
subd. (m) [juvenile court may not revoke probation for failure to pay restitution unless
the minor “has willfully failed to . . . make sufficient bona fide efforts . . . to pay].) The
court, however, made no such finding.
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III
DISPOSITION
The order denying Serena’s request to withdraw her admission is reversed.
The matter is remanded to the trial court with directions to allow Serena to withdraw her
admission. The order terminating the wardship and converting the remaining restitution
to a civil judgment is affirmed.
ARONSON, J.
WE CONCUR:
RYLAARSDAM, ACTING P. J.
IKOLA, J.
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