FILED
United States Court of Appeals
Tenth Circuit
June 30, 2015
Elisabeth A. Shumaker
Clerk of Court
PUBLISH
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT
JOAN McINERNEY,
Plaintiff-Appellant,
v. No. 13-1490
DENNIS KING,
Defendant-Appellee.
Appeal from the United States District Court
for the District of Colorado
(D.C. No. 1:11-CV-01773-RPM)
David A. Lane (Sarah M. Morris with him on the briefs) of Killmer Lane &
Newman, LLP, Denver, Colorado, for Plaintiff-Appellant.
Skippere S. Spear, Senior Assistant Attorney General, Colorado Department of
Law, Denver, Colorado, for Defendant-Appellee.
Before MATHESON, SEYMOUR, and McHUGH, Circuit Judges.
SEYMOUR, Circuit Judge.
Joan McInerney filed suit pursuant to 42 U.S.C. § 1983 against Dennis
King, a part-time officer with the Colorado School of Mines Police Department,
and Deputy Sheriff Brian McLaughlin, alleging that their warrantless entry into
her home violated the Fourth Amendment. Ms. McInerney appeals from the
district court’s grant of Officer King’s motion for summary judgment based on
qualified immunity. We reverse and remand.
I
“We review a grant of summary judgment based on qualified immunity de
novo, applying the same legal standard used by the district court.” Reeves v.
Churchich, 484 F.3d 1244, 1250 (10th Cir. 2007). In conducting our review,
“[w]e view the evidence and draw reasonable inferences therefrom in the light
most favorable to the nonmoving party.” Id. (alteration in original) (internal
quotation marks omitted). The facts, taken in the light most favorable to Ms.
McInerney, are as follows.
In July 2009, Officer King was assigned to investigate a complaint that Ms.
McInerney had shoved her ex-husband’s girlfriend several feet in an incident on
the School of Mines campus. During his investigation, Officer King contacted the
ex-husband, Dr. John McInerney, who gave him an address for Ms. McInerney in
Golden, Colorado. Officer King went to her home about 7:40 a.m. on Sunday,
July 26, 2009, to serve her with a summons for harassment, a violation of the
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Golden municipal code. 1 He noticed two open front windows, one of which had
no screen. A third window had a piece of window trim hanging from it. The
front screen door was open and had a broken shock arm, and the front door was
open about six inches. The garage door was also open and belongings were
strewn about inside. No broken glass was visible anywhere.
Officer King did not knock on the door or announce his presence, and he
did not attempt to contact Ms. McInerney by phone. As he stated in an affidavit,
the condition of Ms. McInerney’s home “caused me concern, including over
officer safety.” Aplt. App. at 89. He concluded that the matter no longer
involved solely the service of a summons, which was the extent of his authority
off campus, so he contacted the Jefferson County Sheriff’s Office. While waiting
for a deputy to arrive, he went to a nearby corner where he continued to watch the
house, which remained quiet.
Deputy McLaughlin, an officer with twenty-five years of experience,
arrived on the scene at 7:53 a.m. Officer King briefed him on what he had
observed. Deputy McLaughlin asked Officer King if he had attempted to contact
Ms. McInerney by phone, but he admitted he had not. Officer King said in his
deposition that he never told Deputy McLaughlin he thought there was an ongoing
emergency. He also admitted that he never noticed any broken glass or blood
1
The City had filed a criminal misdemeanor complaint against Ms.
McInerney in the Golden Municipal Court.
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anywhere at the house. Id. at 212. He subsequently testified in Golden Municipal
Court that it is not unusual for people to leave their windows open on hot summer
nights. Aplt. Supp. App. at 135. At 8:06 a.m., thirteen minutes after Deputy
McLaughlin arrived and twenty-six minutes after Officer King arrived, the two
officers went to the front porch of the residence and knocked and announced their
presence several times.
Neighbors responded, but no one came to the door. Ms. McInerney later
testified that she was sound asleep in her bedroom so early on a Sunday morning
with a noisy air conditioner three feet from the head of her bed, and that her car
was parked out front. Deputy McLaughlin pushed the partially open front door
all the way open, 2 revealing a laptop computer on a table within five feet of the
door. At this point Deputy McLaughlin said to Officer King, “well, I guess we
better do a welfare check and . . . see why the house is open.” Aplt. App. at 219.
Deputy McLaughlin radioed his dispatcher to say he was entering the home
to perform a welfare check. Officer King left his clipboard with the summons on
the front porch, and both officers entered with their guns drawn. As subsequently
described by the district court:
With his firearm drawn, McLaughlin entered the house, followed by
King who also had his weapon drawn. McLaughlin checked the
living room and one bedroom, then found a closed door and again
2
Deputy McLaughlin stated in an internal affairs interview that when he
“[p]ushed the door open the rest of the way, [he] looked in the living room [and]
nothing looked out of place.” Aplt. App. at 213.
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loudly announced his presence. When McLaughlin opened the door,
he found Joan McInerney in her bed, awakened from sleep by the
intrusion. She was partially dressed in a tank top and shorts.
McLaughlin said that he was performing a welfare check. McInerney
said she was not a crime victim, did not need medical assistance and
was outraged by the intrusion. She refused to sign for the summons.
King left it on a table and he and McLaughlin left after being inside
the house for about 3 minutes.
Id. at 71. The officers left the house at 8:18 a.m., forty minutes after Officer
King’s initial arrival.
The day after the incident, Ms. McInerney stated in a telephone interview
with an internal affairs investigator that she was furious, felt “totally violated,”
and that she was “still shaking” twenty-four hours after the incident. Aplt. Supp.
App. at 218. She explained that she was asleep when Deputy McLaughlin
stormed into her bedroom screaming and yelling at her while shining a flashlight
in her eyes with his gun out of his holster. She also asserts she “informed the
officers that she was not fully dressed,” that the pajamas she was wearing
“revealed her breasts and nipples visible through the transparent fabric,” but that
“[o]ne of the officers replied that she was ‘dressed enough.’” 3 Aplt. App. at 12.
Ms. McInerney subsequently filed a motion to dismiss the criminal
harassment complaint, asserting outrageous police conduct. The court heard
testimony from both sides and then pointed out the lack of any indication “that
3
Officer King confirmed in a Colorado School of Mines case report that
after Ms. McInerney stated “she was barely clothed, Deputy McLaughlin advised
her she was fully clothed.” Aplt. App. at 160.
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this defendant, before today, presented a danger to anyone.” Id. at 191-92.
Concerned about the legality of the entry into Ms. McInerney’s home, the court
asked for further briefing.
The municipal court subsequently dismissed the harassment action with
prejudice, concluding there was no need for Officer King to take any action after
“returning to his patrol vehicle and observing nothing suspicious while waiting
thirty minutes before taking action with Deputy McLaughlin.” Id. at 36. It
added: “This court finds, such a total lack of ‘an observable reasonable basis’ to
enter the residence of Joan McInerney, that such entry is a violation of her rights
and liberty,” and that “[t]his illegal entry is so far removed from being justified as
to warrant action that will discourage similar activity by law enforcement
personnel.” Id. 4
In July 2011, Ms. McInerney filed this § 1983 action against both officers,
alleging her Fourth Amendment rights were violated when the officers entered her
residence without a warrant, without her consent, and without any “legally
recognizable exigent circumstances” justifying their warrantless entry. Id. at 13.
Officer King moved to dismiss the complaint under Fed. R. Civ. P. 12(b)(6). In
4
The City appealed the dismissal and the state district court reversed. It
held that the municipal judge applied the wrong standard in granting Ms.
McInerney’s motion to dismiss the complaint for outrageous police conduct
because the officers’ conduct in serving the summons had no bearing on Ms.
McInerney’s alleged misdemeanor offense. Aplt. App. at 40. The City dismissed
the complaint the day after the reversal. Id. at 43.
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denying that motion, the district court noted “the stated justification of an
emergency requiring police assistance is inconsistent with the admitted fact that
Dennis King waited for 30 minutes until the arrival of the Sheriff Deputy
McLaughlin.” 5 Id. at 69.
Ms. McInerney stipulated to the dismissal with prejudice of all claims
against Deputy McLaughlin in January 2012. 6 Upon completion of discovery, she
moved for summary judgment on her remaining claim against Officer King. The
district court denied the motion. In so doing, the court noted: “The defendant
King contends that the entry is justified by exigent circumstances, relying on the
authority of police officers to make a welfare check. That argument is not
sustainable. Deputy McLaughlin violated the Fourth Amendment when he
entered the plaintiff’s front door and searched inside her residence.” Id. at 71-72.
5
An internal affairs investigation also found that Officer King violated
Colorado School of Mines police department policy because he “was not in fresh
pursuit, did not request assistance until after he observed the problems with the
home, and initially was not in the presence of an officer for that jurisdiction.”
Aplt. App. at 165.
6
The record does not reflect whether Deputy McLaughlin reached a
settlement with Ms. McInerney, but on January 3, 2012, they both stipulated to
“the dismissal of all of [Ms. McInerney’s] claims against Defendant Brian
McLaughlin with prejudice.” Aplt. App. at 16. The record does reflect that she
received a letter from the Jefferson County Sheriff’s Department in October 2009
stating that her request for an internal investigation into Deputy McLaughlin’s
actions “revealed that the deputy’s conduct violated Sheriff’s Office policy,” and
that Deputy McLaughlin “received the appropriate discipline.” Aplt. Supp. App.
at 41. In fact, Deputy McLaughlin admitted in a deposition that if presented with
the same exact circumstances today, he would not have entered Ms. McInerney’s
residence.
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Although the court said there would be no difficulty in granting summary
judgment against Deputy McLaughlin because of his warrantless entry into Ms.
McInerney’s home, “a legitimate question” remained concerning whether Officer
King “has any responsibility for [the] entry and search if he simply followed the
lead of an experienced peace officer and did not actively participate in the
decision giving rise to the violation.” Id. at 72.
Officer King subsequently filed a motion for summary judgment based on
qualified immunity, which the district court granted. It ruled that Officer King
was not personally responsible for Deputy McLaughlin’s warrantless entry into
Ms. McInerney’s home because he had no authority to direct Deputy
McLaughlin’s actions. The court concluded that it was objectively reasonable for
Officer King to enter the house behind Deputy McLaughlin to provide backup for
the deputy’s safety “in an uncertain and potentially dangerous situation.” Id. at
259. The court said that no legal precedent would lead a reasonable police officer
in Officer King’s position to believe that doing so would violate Ms. McInerney’s
constitutional rights. It concluded that Officer King “did not personally
participate in the unlawful entry and search and, at any rate, he is entitled to
qualified immunity.” Id. at 260.
II
On appeal, Ms. McInerney contends the district court failed to view the
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facts in the light most favorable to her. She argues the evidence supports a
finding that Officer King personally participated in the unlawful entry, that his
entry was not justified by exigent circumstances, and that he is not entitled to
qualified immunity because he violated her clearly established constitutional
rights. Officer King counters that he did not personally participate in Deputy
McLaughlin’s welfare check of the residence, and that in any event the welfare
check was based on reasonable grounds to protect the safety of individuals inside
the residence. He also contends his entry was justified to protect Deputy
McLaughlin, and he is entitled to qualified immunity because Ms. McInerney has
not shown he violated a clearly established constitutional right. 7
“Qualified immunity protects ‘government officials performing
discretionary functions’ and shields them from ‘liability for civil damages insofar
as their conduct does not violate clearly established statutory or constitutional
rights of which a reasonable person would have known.’” Swanson v. Town of
Mountain View, Colo., 577 F.3d 1196, 1199 (10th Cir. 2009) (quoting Harlow v.
Fitzgerald, 457 U.S. 800, 818 (1982)). “In qualified immunity cases at the
summary judgment stage, a plaintiff must . . . demonstrate on the facts alleged (1)
that the defendant violated [her] constitutional or statutory rights, and (2) that the
7
Ms. McInerney also contends Officer King proximately caused Deputy
McLaughlin’s entry and he is liable for his failure to prevent Deputy McLaughlin
from entering her home. We need not address these arguments because we hold
Officer King violated Ms. McInerney’s clearly established constitutional rights by
entering her home without a warrant or exigent circumstances.
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constitutional right was clearly established at the time of the alleged unlawful
activity.” Id.; see also Pearson v. Callahan, 555 U.S. 223, 232 (2009).
A. Constitutional Violation – Warrantless Entry of a Home
“It is a basic principle of Fourth Amendment law that searches and seizures
inside a home without a warrant are presumptively unreasonable.” Payton v. New
York, 445 U.S. 573, 586 (1980) (internal quotation marks omitted); United States
v. Martinez, 643 F.3d 1292, 1295 (10th Cir. 2011). “It is accepted, at least as a
matter of principle, that a search or seizure carried out on a suspect’s premises
without a warrant is per se unreasonable, unless the police can show that it falls
within one of a carefully defined set of exceptions based on the presence of
‘exigent circumstances.’” Coolidge v. New Hampshire, 403 U.S. 443, 474-75
(1971) (plurality opinion); Martinez, 643 F.3d at 1295-96 (“[W]arrants are
generally required to search a person’s home or his person unless the ‘exigencies
of the situation’ make the needs of law enforcement so compelling that the
warrantless search is objectively reasonable under the Fourth Amendment.”
(quoting Mincey v. Arizona, 437 U.S. 385, 393-94 (1978))). “[E]xceptions to the
warrant requirement are few in number and carefully delineated, and . . . the
police bear a heavy burden when attempting to demonstrate an urgent need that
might justify warrantless searches or arrests.” Welsh v. Wisconsin, 466 U.S. 740,
749-50 (1984) (internal quotation marks and citation omitted); Mascorro v.
Billings, 656 F.3d 1198, 1205 (10th Cir. 2011) (“The burden is on the government
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to demonstrate the existence of exigent circumstances.”).
“One exigency obviating the requirement of a warrant is the need to assist
persons who are seriously injured or threatened with such injury. The need to
protect or preserve life or avoid serious injury is justification for what would be
otherwise illegal absent an exigency or emergency.” Brigham City, Utah v.
Stuart, 547 U.S. 398, 403 (2006) (internal quotation marks omitted). Thus, “law
enforcement officers may enter a home without a warrant to render emergency
assistance to an injured occupant or to protect an occupant from imminent
injury.” Id. (citing Mincey, 437 U.S. at 392). As we recognized in United States
v. Najar, 451 F.3d 710, 714-15 (10th Cir. 2006), the emergency aid exigency
exception that emerged from Mincey was “informed by the practical recognition
of critical police functions quite apart from or only tangential to a criminal
investigation.”
[B]y design or default, the police are also expected to reduce the
opportunities for the commission of some crimes through
preventative patrol and other measures, aid individuals who are in
danger of physical harm, assist those who cannot care for themselves,
resolve conflict, create and maintain a feeling of security in the
community, and provide other services on an emergency basis.
Id. at 715 (alteration in original) (internal quotation marks omitted).
In this context, we have held that exigent circumstances “exist when: (1)
the law enforcement officers have objectively reasonable grounds to believe that
there is an immediate need to protect their lives or others, and (2) ‘the manner
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and scope of the search is reasonable.’” Cortez v. McCauley, 478 F.3d 1108,
1124 (10th Cir. 2007) (en banc) (quoting Najar, 451 F.3d at 718). “We evaluate
whether a reasonable belief existed based on the realities of the situation
presented by the record from the viewpoint of prudent, cautious, and trained
officers.” United States v. Gambino-Zavala, 539 F.3d 1221, 1225 (10th Cir.
2008) (internal quotation marks omitted). “Reasonable belief does not require
absolute certainty; the standard is more lenient than the probable cause standard.”
United States v. Porter, 594 F.3d 1251, 1258 (10th Cir. 2010). “An action is
‘reasonable’ under the Fourth Amendment, regardless of the individual officer’s
state of mind, ‘as long as the circumstances, viewed objectively, justify [the]
action.’” Brigham City, 547 U.S. at 404 (alteration in original) (quoting Scott v.
United States, 436 U.S. 128, 138 (1978)). “The officer’s subjective motivation is
irrelevant.” Id.
“‘The existence of exigent circumstances is a mixed question of law and
fact.’” Martinez, 643 F.3d at 1296 (quoting United States v. Anderson, 981 F.2d
1560, 1567 (10th Cir. 1992)). “The ultimate question regarding the
reasonableness of the search is a question of law which we review de novo.” Id.
(internal quotation marks omitted). We must thus decide, viewing the facts in the
light most favorable to Ms. McInerney, whether exigent circumstances existed to
justify Officer King’s intrusion into her home without a warrant.
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1. Personal participation
Essentially, Officer King contends he did not personally participate in any
alleged constitutional violation because Deputy McLaughlin made the decision to
enter the house to perform the welfare check and he was just following him.
Officer King argues his mere presence in the house did not amount to a
constitutional violation, relying on Novitsky v. City of Aurora, 491 F.3d 1244
(10th Cir. 2007), and Jenkins v. Wood, 81 F.3d 988 (10th Cir. 1996). We are not
persuaded.
Neither Novitsky nor Jenkins involved the warrantless entry of a home. In
Novitsky, 491 F.3d at 1253-54, we held that an officer who was at the scene of a
vehicle containing two inebriated men but who did not direct, assist in, or
otherwise personally participate in another officer’s use of a twist lock on the
intoxicated arrestee could not be held responsible for that action. In Jenkins, 81
F.3d at 995, the officers “entered the premises in reliance on a valid warrant” to
search an upstairs apartment. We noted that the plaintiffs did not contend the
officer’s “mere presence in the downstairs violated their Fourth Amendment
rights.” Id. at 996. Here, to the contrary, it is undisputed that Officer King
entered Ms. McInerney’s residence without a warrant. Accordingly, Officer
King’s own actions constituted a Fourth Amendment violation absent exigent
circumstances.
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2. Emergency circumstances – welfare of occupant of home
Officer King also contends that given the information available to him, “a
reasonable officer could have believed there was a need to assure the safety of an
individual in the residence, including Ms. McInerney’s 11 year old daughter.”
Aple. Br. at 26. But he fails to explain how a reasonable person would reach that
conclusion. Dr. McInerney apparently told Officer King that Ms. McInerney had
a long history of drug and alcohol abuse; that three years earlier she had
overdosed, could not be awakened by her children, and was hospitalized; that her
behavior could be erratic, aggressive, and violent; that she was subject to a
restraining order because of past violence toward her children; that there were
several guns inside her home; and that the couple’s eleven-year-old daughter lived
with her part-time. Interestingly, however, when Officer King testified in Golden
Municipal Court, he mentioned only that he had received an address from Dr.
McInerney during his investigation prior to serving the summons. Neither did
Officer King mention in his § 12(b)(6) motion to dismiss, filed in November
2011, that he had information Ms. McInerney was prone to violence, had a long
history of substance abuse, had guns at the residence, or that her eleven-year-old
daughter lived there. Nor did he mentioned these facts in his reply to Ms.
McInerney’s response to his 12(b)(6) motion. It was not until Officer King filed
a motion for summary judgment in August 2013 that he first referred to these
facts, which he claimed he received from Ms. McInerney’s ex-husband, Dr.
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McInerney. In any event, none of these facts “establish objectively reasonable
grounds of an emergency, i.e., an immediate need to protect [the officers’] lives
or others from serious injury or threatened injury.” Cortez, 478 F.3d at 1124
(emphasis added).
In Brigham City, 547 U.S. at 406, where the Court found that exigent
circumstances justified a warrantless entry, the officers were responding to a 911
call at 3:00 a.m. about a loud party at a residence. When they arrived they heard
an altercation occurring inside the home, including “thumping and crashing” and
someone yelling “stop, stop” and “get off me.” Id. (internal quotation marks
omitted). After following the noise to the back of the house, the officers
observed two minors drinking alcohol in the backyard, and they could see a fight
taking place in the kitchen involving several adults and one juvenile. Id. When
the officers witnessed one adult being injured and the continued skirmish among
the other people, one officer opened the screen door and announced his presence,
then entered the kitchen, causing the occupants to notice the police presence and
cease their scuffle. Id. at 401, 406. The Court held:
In these circumstances, the officers had an objectively reasonable
basis for believing both that the injured adult might need help and
that the violence in the kitchen was just beginning. Nothing in the
Fourth Amendment required them to wait until another blow rendered
someone “unconscious” or “semi-conscious” or worse before
entering.
Id. at 406.
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Significantly, Officer King was not responding to an emergency call when
he entered Ms. McInerney’s house. As we have recognized, “911 calls are the
predominant means of communicating emergency situations.” Najar, 451 F.3d at
719 (internal quotation marks omitted). In Najar, we held that exigent
circumstances justified a warrantless entry after an early morning 911 call was
disconnected and attempts by police dispatch to further contact the home resulted
in multiple hang-ups. Id. at 720. The officers at the residence observed someone
inside the house who was not responding when they knocked and announced. Id.
at 716. That person eventually answered the door and denied calling 911, but also
stated he was the only person in the home. Id. at 720. We held that, “[g]iven the
totality of the circumstances, the officers had reasonable grounds to believe
someone inside the trailer may have been in need of emergency aid and
immediate action was required.” Id.
Nor, as in Brigham City, did Officer King hear or witness any disturbance
within Ms. McInerney’s house. Officer King observed the residence for almost
35 minutes before entering. The officers did not overhear any commotion from
where they stood a block away, or even standing on her front porch. Nor did they
observe any altercation occurring through the open windows or door. They
witnessed no activity in the home whatsoever. And there was no evidence that
anyone was inside Ms. McInerney’s home, much less a person in need of
immediate, emergency assistance.
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Although Officer King was told there were guns in Ms. McInerney’s house,
there had been no report of gunfire or any threat involving a gun. 8 In contrast, in
United States v. Thomas, 372 F.3d 1173, 1177-78 (10th Cir. 2004), the officers
faced a situation in which there were firearms inside the home, it was
unclear how many people were inside the home, and the
circumstances gave rise to a reasonable fear that the firearms might
be used against the officers or others. The officers had just broken
up a heated argument in which a firearm had been brandished, one of
the participants in that argument had defied police orders and stashed
the gun in a rear area of the apartment, and the officers had no way
of knowing if there were others in the apartment with access to the
gun.
See also Gambino-Zavala, 539 F.3d at 1225 (“[I]t is well settled that officers can
reasonably search [an apartment] for victims upon reports of gunfire.”); United
States v. Walker, 474 F.3d 1249, 1253 (10th Cir. 2007) (exigent circumstances
supported warrantless entry where defendant responded to officers’ knocks on
front door by stating, “Yeah, and I got a goddamn gun”).
Officer King was also informed that Ms. McInerney had a history of drug
and alcohol abuse. But he had no information that she was incapacitated in any
way at the time he visited her home. This is not a case like West v. Keef, 479
F.3d 757 (10th Cir. 2007), where a twelve-year-old child called 911 to request
8
Ms. McInerney asserts that neither Officer King’s contemporaneous
reports regarding the incident nor his later testimony suggests that Dr.
McInerney’s allegations about her had any effect on Officer King’s decision to
enter her home without a warrant. But again, the officer’s subjective motivation
is irrelevant. Brigham City, 547 U.S. at 404. And Ms. McInerney has not
disputed that Officer King received the information from Dr. McInerney.
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emergency assistance for his mother, saying that she was “going crazy” and
“trying to kill herself” – statements which we held were, “standing alone and in
context, sufficient to justify the warrantless entry.” Id. at 759 (internal quotation
marks and alteration omitted). Finally, while Officer King was aware that Ms.
McInerney’s eleven-year-old daughter lived with her part-time, he had no
information that the daughter was at Ms. McInerney’s residence when he came to
serve her with the summons. He has “offered nothing, beyond innuendo and
speculation,” Cortez, 478 F.3d at 1124, to establish that anyone inside of Ms.
McInerney’s house was in need of immediate aid at that time.
Finally, the record shows no evidence in the record of forced entry or theft.
In fact, when Deputy McLaughin pushed the front door all the way open, a laptop
was visible on a table near the front door. Nor does Officer King explain why
any adverse inference should be drawn from having one’s door and windows open
on a summer night. He does assert the fact that “the garage door was open and
the contents were strewn about outside” added to his suspicion and caused him to
call Deputy McLaughlin. As we pointed out in Martinez, 643 F.3d at 1297,
however, “the messy state of the house, the electronics boxes, and the unlocked
balcony door” did not “add much to the equation,” because “[a] person’s failure
to keep an orderly home should not subject him or her to a warrantless search by
police.”
In sum, if the nonspecific and dated information from Dr. McInerney plus a
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messy house and open doors and windows when the weather is warm could justify
the entry that morning, it could have justified an entry on almost any occasion.
To be sure, “[t]he sanctity of the home is too important to be violated by the mere
possibility that someone inside is in need of aid – such a ‘possibility’ is ever-
present.” Id. at 1299-1300. Taking all the circumstances into consideration and
viewing the facts and inferences therefrom in the light most favorable to Ms.
McInerney, we conclude a reasonable officer in Officer King’s position would not
believe that entry was required to take care of an immediate need to protect
inhabitants of the home.
3. Officer safety
Officer King argues alternatively that even if Deputy McLaughlin’s entry
was improper, it was reasonable for him to follow Deputy McLaughlin into the
house to provide back-up protection. Essentially, he contends the officer safety
exigency exception to the warrant requirement justified his entry. He points to
expert testimony from Michael T. O’Neil, a retired thirty-seven year veteran
police officer, who stated that “[a] reasonable officer would follow [Deputy]
McLaughlin into the residence to provide for his safety,” because it would not
have been “appropriate for [Officer] King to remain outside while [Deputy]
McLaughlin enter[ed] into a potentially precarious situation by himself.” Aplt.
App. at 112. But context matters, and in the circumstances of this case, we
disagree.
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First, “law enforcement officers may not ‘create’ the exigency justifying
their intrusion into a home.” United States v. Martin, 613 F.3d 1295, 1304 (10th
Cir. 2010); United States v. Bonitz, 826 F.2d 954, 957 (10th Cir. 1987) (holding
no exigent circumstances existed where “the only immediate danger that existed
was created by the officers themselves when they entered the secure area and
began to handle these materials”); see also United States v. Chambers, 395 F.3d
563, 566 (6th Cir. 2005) (“[F]or a warrantless search to stand, law enforcement
officers must be responding to an unanticipated exigency rather than simply
creating the exigency for themselves.”), overruled on other grounds by Kentucky
v. King, 131 S. Ct. 1849 (2011). As the district court found, Deputy
McLaughlin’s warrantless entry clearly violated Ms. McInerney’s Fourth
Amendment right to be free from a warrantless entry into her home. Deputy
McLaughlin created any possibility of harm to himself by unlawfully entering the
house, and Officer King cannot justify his entry by a need to protect Deputy
McLaughlin where no emergency existed to justify Officer McLaughlin’s entry.
Officer King counters that he played no role in the decision to initiate the
entry and that he was merely following the lead of Deputy McLaughlin after the
Deputy made an independent decision to enter the house. The Eleventh Circuit
rejected a similar argument in O’Rourke v. Hayes, 378 F.3d 1201, 1210 (11th Cir.
2004). There, a probation officer followed police officers into a private business
closed to the public. Id. at 1204. The office manager initially refused to let them
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enter but reluctantly opened the door following the officers’ repeated banging on
it, which almost broke it down. Id. Police then arrested the office manager “for
resisting arrest, but later changed the charge to obstruction of justice.” Id. at
1204-05. The employee filed a § 1983 action against the police officers, the city,
and the probation officer, claiming among other things that her Fourth
Amendment rights had been violated. Id. at 1205. Hayes, the probation officer,
unsuccessfully moved for summary judgment based on qualified immunity. Id.
The court affirmed on appeal, holding that the office manager had a
reasonable expectation of privacy in the office and that no exigent circumstances
justified the probation officer’s warrantless entry. Id. at 1208-10. Relevant to
this case, Hayes made a last ditch argument “that he did not make the initial
decision to enter the office, but instead merely followed the other officers inside,
‘defer[ring]’ to their judgment.” Id. at 1210 (alteration in original). In rejecting
this argument, the court explained that “[w]hether or not the police officers
accompanying Hayes decided to enter O’Rourke’s office, their unconstitutional
behavior did not relieve Hayes of his responsibility to decide for himself whether
to violate clearly established constitutional rights by intruding into the office
without a warrant or exigent circumstances.” Id. The court reasoned:
In short, though Hayes was not the mastermind behind the violation
of constitutional rights that occurred here, he must take responsibility
for his actions, and may be held accountable in a court of law. Had
he taken even a moment to consider the clearly established law of
this circuit, he would not have followed the lead of the other officers
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in entering O’Rourke’s office.
Id.
Similarly, Officer King must take responsibility for his decision to enter
Ms. McInerney’s house without a warrant or exigent circumstances. We can
imagine a possible factual scenario where Officer King’s entry would not have
been unlawful, such as a situation where the back-up officer had no knowledge of
the facts and circumstances and relied in good faith on the other officer’s
statements concerning exigency or probable cause, see, e.g., Baptiste v. J.C.
Penney Co., 147 F.3d 1252, 1260 (10th Cir. 1998) (“[A] police officer who acts in
reliance on what proves to be the flawed conclusions of a fellow police officer
may nonetheless be entitled to qualified immunity as long as the officer’s reliance
was objectively reasonable.” (internal quotation marks omitted)). But the record
here makes it clear that both officers had the same information available to them
at the time of entry. Cf., Felders ex rel. Smedley v. Malcom, 755 F.3d 870, 882
(10th Cir. 2014) (citing cases prior to 2009 and stating “the ‘good faith’ defense
shields objectively reasonable good faith reliance on the statements of a fellow
officer, but does not protect deliberate, reckless, or grossly negligent reliance on
the flawed conclusions of a fellow officer”).
The evidence and reasonable inferences therefrom, interpreted in the light
most favorable to Ms. McInerney, is sufficient for a jury to conclude that Officer
King’s warrantless entry into her residence violated Ms. McInerney’s clearly
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established Fourth Amendment rights.
B. Clearly Established Law
Although Ms. McInerney satisfied her burden to demonstrate that Officer
King violated her Fourth Amendment rights by entering her home without a
warrant or exigent circumstances, she still must show that “the constitutional right
was clearly established at the time of the alleged unlawful activity.” Swanson,
577 F.3d at 1199. Officer King argues it was not clearly established “that
providing backup for a superior officer conducting a welfare check violates the
Fourth Amendment.” Aple. Br. at 36. He claims this is particularly true “where
he did so out of concerns for officer safety.” Id. at 37.
“For a right to be clearly established there must be a Tenth Circuit or
Supreme Court precedent close enough on point to make the unlawfulness of the
officers’ actions apparent.” Mascorro, 656 F.3d at 1208; see also Hope v. Pelzer,
536 U.S. 730, 739 (2002) (“For a constitutional right to be clearly established, its
contours must be sufficiently clear that a reasonable official would understand
that what he is doing violates that right.” (internal quotation marks omitted));
Swanson, 577 F.3d at 1200 (same). “Because the focus is on whether the officer
had fair notice that h[is] conduct was unlawful, reasonableness is judged against
the backdrop of the law at the time of the conduct.” Mascorro, 656 F.3d at 1207-
08 (alteration in original). Indeed, “[i]f the law at that time did not clearly
establish that the officer’s conduct would violate the Constitution, the officer
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should not be subject to liability or . . . the burdens of litigation.” Id. at 1208.
“It is important to emphasize that this inquiry ‘must be undertaken in light
of the specific context of the case, not as a broad general proposition.’” Id.
(quoting Brosseau v. Haugen, 543 U.S. 194, 199 (2004)). Accordingly, it is not
enough to simply assert that “the right to be free from warrantless searches of
one’s home unless . . . there are exigent circumstances [] was clearly established.”
Anderson v. Creighton, 483 U.S. 635, 640 (1987). Instead, we must “consider the
argument that it was not clearly established that the circumstances with which
[Officer King] was confronted did not constitute . . . exigent circumstances.” Id.
at 640-41.
“But general statements of the law are not inherently incapable of giving
fair and clear warning, and in other instances a general constitutional rule already
identified in the decisional law may apply with obvious clarity to the specific
conduct in question, even though the very action in question has [not] previously
been held unlawful.” Hope, 536 U.S. at 741 (alteration in original) (internal
quotation marks omitted). Thus, “officials can still be on notice that their
conduct violates established law even in novel factual circumstances.” Id. That
is especially true in this context, where the analysis “requires an all-things-
considered inquiry with careful attention to the facts and circumstances of each
particular case.” Casey v. City of Fed. Heights, 509 F.3d 1278, 1284 (10th Cir.
2007) (internal quotation marks omitted). Moreover, “[e]xceptions to the warrant
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requirement have been jealously and carefully drawn.” United States v. Davis,
290 F.3d 1239, 1242 (10th Cir. 2002) (internal quotation marks omitted).
Accordingly, “[o]ur focus must be on whether an exception to bedrock
constitutional principles clearly exists.” Mascorro, 656 F.3d at 1209.
Before we address Officer King’s argument, we note it was clearly
established as of July 26, 2009, that exigent circumstances must involve an urgent
law enforcement need. See Cortez, 478 F.3d at 1124. As our previous discussion
illustrates, the cases in which we have concluded that exigent circumstances
justified a warrantless entry all involved facts and circumstances supporting an
officer’s reasonable belief that someone inside a home was in immediate danger.
These types of emergency situations are completely missing from this case.
It also was clear as of July 2009 that an officer’s observations of an open
door to a commercial building at night were not “in and of itself, an occurrence
that reasonably and objectively creates the impression of an immediate threat to
person or property as to justify a warrantless search of the premises.” United
States v. Bute, 43 F.3d 531, 539 (10th Cir. 1994). This was so even though “there
is a lesser expectation of privacy in commercial as contrasted with residential
buildings.” Id. at 536. Finally, it was clearly established, as we discussed supra
at 19-20, that law enforcement officers cannot create an exigency justifying their
actions. Martin, 613 F.3d at 1304; Bonitz, 826 F.2d at 957.
Officer King argues it was not clearly established that it was
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constitutionally impermissible to enter a home without a warrant to provide back-
up assistance to a fellow officer out of officer safety concerns where the officers
were “faced with a potentially intoxicated individual, who may [have been] armed
while children [were] present.” Aple. Br. at 37. But as the record makes clear,
neither officer observed anything that would have led a reasonable officer to
conclude there was an ongoing emergency involving an intoxicated individual
with a gun.
Officer King cites Jenkins, 81 F.3d 988, and Novitsky, 491 F.3d 1244, in
arguing the law was not clearly established. As we already discussed, however,
these cases are not applicable because neither involved a warrantless entry into a
residence. Nor do the cases hold that an officer may enter a residence without
exigent circumstances or a warrant to provide back-up protection for another
officer.
Officer King’s reliance on Motley v. Parks, 432 F.3d 1072, 1079, 1082 (9th
Cir. 2005) (en banc), overruled on different grounds by United States v. King, 687
F.3d 1189 (9th Cir. 2012) (en banc), and Johnson v. Deep East Texas Regional
Narcotics Trafficking Task Force, 379 F.3d 293, 304 (5th Cir. 2004), is equally
misplaced. In Motley, the court held the officers had a reasonable belief that a
parolee was in the residence and therefore had probable cause to conduct a
warrantless parole search. 432 F.3d at 1082. In Johnson, 379 F.3d at 304-05, the
backup officer who followed DEA agents into a building was held not to have
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violated the Fourth Amendment when executing a search warrant during a drug
bust because it was “undisputed that the members of Team three were under the
direction of team leader DEA agent Marshall and ‘were to follow his instructions
and the DEA procedures for executing the warrants.’” Significantly, the agents in
that case had an arrest warrant, unlike here. Id. at 297-98.
Although there is no Tenth Circuit or Supreme Court precedent dealing
with the exact factual scenario we have here, “there will almost never be a
previously published opinion involving exactly the same circumstances,” and
“[w]e cannot find qualified immunity wherever we have a new fact pattern.”
Casey, 509 F.3d at 1284. To be sure, “officials can still be on notice that their
conduct violates established law even in novel factual circumstances.” Hope, 536
U.S. at 741. Simply put, Officer King had fair notice that his conduct in entering
Ms. McInerney’s house without a warrant was unlawful. Moreover, based on the
existing case law at the time of Officer King’s warrantless entry – both those
cases finding exigent circumstances and those holding such circumstances were
not present – it was clearly established that the circumstances he confronted did
not constitute exigent circumstances. Finally, it was clearly established that
officers may not create exigent circumstances to justify their actions. Thus, the
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district court erred in granting Officer King summary judgment based on qualified
immunity.
Accordingly we REVERSE and REMAND for further proceedings
consistent with this opinion.
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