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DISTRICT OF COLUMBIA COURT OF APPEALS
No. 13-CF-808
TAIJUIAN HENSON, APPELLANT,
V.
UNITED STATES, APPELLEE.
Appeal from the Superior Court
of the District of Columbia
(CF2-11055-12)
(Hon. Robert I. Richter, Trial Judge)
(Submitted June 4, 2015 Decided August 13, 2015)
James Klein, Samia Fam, and Jessica Brand, Public Defender Service, were
on the brief for appellant.
Ronald C. Machen Jr., United States Attorney at the time the brief was filed,
and Elizabeth Trosman, Suzanne Grealy Curt, and Anne Y. Park, Assistant United
States Attorneys, were on the brief, for appellee.
Before FISHER and BECKWITH, Associate Judges, and NEBEKER, Senior
Judge.
NEBEKER, Senior Judge: After pleading guilty to possession with intent to
distribute (“PWID”) cocaine and additional charges, appellant Taijuian Henson
moved to withdraw his plea on the basis that his prior appointed counsel, James
Williams, Esq., ineffectively failed to apprise him of an earlier, more beneficial,
2
plea offer. That motion was denied by the trial court, and forms the basis of his
present appeal. Henson now argues that the trial court improperly weighed
Williams’ ineffectiveness and erred in concluding that even if Williams had
performed deficiently, Henson would not have taken the plea offer, and
accordingly had not demonstrated prejudice as required by Strickland.1 We agree
with the trial court’s assessment on the prejudice test, and affirm.
I.
Henson was indicted on July 11, 2012, with co-defendants Ricardo Wood
and Hashim Bright, on charges of PWID cocaine2 and possession of drug
paraphernalia3 (“PDP”). Henson was also separately charged with possession of
marijuana.4 Shortly thereafter, the prosecutor extended the following plea offer to
appellant via his initial Criminal Justice Act-appointed counsel, James Williams,
Esq.: if appellant pleaded guilty to attempted PWID cocaine, and agreed to waive
laboratory analysis of the drugs recovered in the case, the government would
1
Strickland v. Washington, 466 U.S. 668, 687 (D.C. 1984).
2
D.C. Code § 48-904.01 (a)(1) (2012 Repl.).
3
D.C. Code § 48-1103 (a) (2012 Repl.).
4
D.C. Code § 48-904 (d) (2012 Repl.).
3
dismiss the remaining and greater charges at the time of sentencing, reserve its
right to allocute as to whether appellant should be incarcerated pending sentencing,
waive any enhancement papers that might apply, and reserve its right to allocute at
the time of sentencing. The offer was “wired” to his co-defendants’ plea offers,
and expired “on the date of the first scheduled status hearing in this matter.”
What happened next was then in dispute. According to Henson, Williams
never mentioned the plea offer to him. According to the Public Defender Service
(“PDS”)-appointed counsel, Williams mentioned the plea offer to Henson, but (i)
failed to explain why the government’s plea offer was extremely favorable to
Henson and (ii) to discuss the offer in conjunction with a conversation on the
likelihood of success of a motion to suppress. According to Williams, he told
Henson about the plea, and explained the offer’s terms, but that Henson was
disinterested in taking any plea at that time.
On the date of the first status hearing—August 2, 2012—Williams asked the
trial court to set a trial date, thereby implicitly declining the plea offer.
At the status hearing, the discord between Henson and Williams was
palpable. Henson interrupted the proceedings to tell the trial court that he “would
4
like to file for insufficient counsel” because Williams continued to “lie” about the
circumstances surrounding the search which led to Henson’s arrest, and Williams
was not “help[ing] me with fighting my case.” Henson stated that he “asked
[Williams] to put in a motion to suppress evidence” but that Williams had not done
so. The trial court subsequently appointed counsel from PDS to replace
Williams.5
Following the status hearing, the government pursued laboratory analysis of
the items seized during the search. Henson’s fingerprints were found on a cocaine
cutting plate containing crack cocaine that was retrieved in the search.
On December 19, 2012, Henson pleaded guilty to the indictment; in
exchange, the government agreed not to file enhancement papers. As part of the
colloquy leading to the plea, Henson alleged that he was not aware of the prior plea
offer until PDS counsel discussed it with him in relation to the current plea
offer. He stated that had he been aware of the prior plea offer he would have
accepted it, and requested that the trial court order the government to re-offer the
5
PDS attorney Marie-Pierre Py, Esq., entered an appearance on behalf of
Henson on August 9, 2012. She was replaced by fellow PDS attorney Monica
Douglas, Esq., on November 1, 2012.
5
plea deal. The court declined to do so without an evidentiary hearing on the
matter, and, after speaking with counsel, Henson decided to plead guilty to the
indictment as planned.
Thereafter, Henson and his counsel filed motions to withdraw his December
19, 2012, guilty plea and to reinstate the earlier expired plea offer, arguing that
Williams was ineffective in acting on the initial plea offer.6 The trial court held a
hearing on the motions, during which Williams, Williams’ investigator William
Davidson, and Henson testified. After hearing the testimony, the trial court
concluded that: (i) Williams had conveyed the government’s initial plea offer to
Henson; (ii) Williams reviewed with Henson the difference in possible sentences,
should Henson plead guilty or go to trial; and (iii) any imprecision in Williams’
calculation of Henson’s criminal history score was “immaterial” because he
credited Williams’ and Davidson’s testimony that Henson “expressed no interest in
pleading guilty at the point when the plea offer was alive and in
6
Henson filed a pro se motion on February 9, 2013, alleging (as discussed
above) that Williams never informed him of the first plea offer. PDS counsel filed
a second motion on February 21, 2013, arguing that, although Williams had “read
[appellant] the terms of the plea offer … he did not explain to [appellant] what his
sentencing guideline range would be if he were to accept the plea offer versus what
his sentencing guideline range would be if he were convicted of the charged
offenses at trial.”
6
effect.” Ultimately the trial court denied the pending motions to withdraw
Henson’s guilty plea because Henson “ha[d] not come close to meeting his burden
of showing that he would [then] have accepted the attempt plea had he been
properly appr[]ised of it.”
II.
A motion to withdraw a guilty plea is governed by Superior Court Rule of
Criminal Procedure 32 (e); if, as here, a motion is filed before sentencing,
withdrawal will be permitted “if for any reason the granting of the privilege seems
fair and just.” Butler v. United States, 836 A.2d 570, 574 (D.C. 2003). In
evaluating the motion, the trial court must consider “whether the defendant has
asserted his or her legal innocence,” “the length of the delay between entry of the
guilty plea and the desire to withdraw it,” and “whether the accused has had the
full benefit of competent counsel at all relevant times.” Gooding v. United States,
529 A.2d 301, 306 (D.C. 1987). However, after considering the above factors, a
final determination of whether withdrawal is “fair and just” is committed to the
trial court’s discretion. Bennett v. United States, 726 A.2d 156, 165 (D.C. 1999);
see also Lafler v. Cooper, —U.S.—, 132 S. Ct. 1376, 1391 (2012) (holding that,
where a defendant has demonstrated that his counsel’s ineffectiveness caused him
7
to reject or allow to lapse a plea offer, a trial court may still exercise its discretion,
as permitted by the local rules, to craft a remedy); id. at 1398 (Alito, J., dissenting).
Accordingly, we review for abuse of discretion. Id.
Nonetheless, where a trial court makes an error of law, it infects the exercise
of discretion. Ford v. ChartOne, Inc., 908 A.2d 72, 84 (D.C. 2006). Here, the trial
court was guided in evaluating Henson’s motion by the two-part Strickland
standard, which necessitates a showing (i) that counsel’s representation was
deficient, and (ii) that deficient representation prejudiced the appellant. Strickland,
466 U.S. at 687. Because the standard requires a showing of both essentials, a
failure to demonstrate either is fatal. Id. at 700.
Henson’s primary contention on appeal is that the trial court failed to
consider, when determining whether appellant was prejudiced by Williams’
assumed deficiency, that “a properly advised Henson may well have changed his
mind [about pursuing a motion to suppress evidence] had his lawyer explained that
in his professional opinion, a Fourth Amendment motion lacked merit, making the
plea the better alternative.” To satisfy the prejudice showing, Henson must
demonstrate “a reasonable probability that, but for counsel’s unprofessional errors,
the result of the proceeding would have been different.” Strickland, 466 U.S. at
8
694. Accordingly, Henson must initially demonstrate “a reasonable probability
[he] would have accepted the earlier plea offer had [he] been afforded effective
assistance of counsel,” in order to trigger evaluation of whether withdrawing his
plea would be fair and just.7 Missouri v. Frye, —U.S.—, 132 S. Ct. 1399, 1409
(2012). We accept the trial court’s factual findings as relates to this determination
unless they lack evidentiary support, and review its legal conclusions de novo.
Mercer v. United States, 864 A.2d 110, 118 (D.C. 2004).
According to Henson, Williams was required to explain the unlikelihood of
success on a motion to suppress “in conjunction with and in relation to a discussion
about the relative benefits of taking the plea offer[;]” he alleges the trial court erred
as a matter of law when it assertedly failed to consider that aspect in examining the
prejudice test. However, we are bound by the trial court’s crediting of Williams’
testimony. Williams testified that he explained his disinclination to file a motion
to suppress “in conjunction with,” or in close proximity to, the discussion of the
7
Henson must also demonstrate a reasonable probability that (i) neither the
government nor the trial court would have canceled the offer or refused the deal,
id. at 1410, and (ii) the “end result of the criminal process would have been more
favorable[.]” id. at 1409. Additionally, because the plea was wired, Henson must
“show a reasonable probability that either the government would have waived that
condition or his co-defendant[s] would have been willing to plead guilty on the
government’s terms.” Benitez v. United States, 60 A.3d 1230, 1237 (D.C. 2013).
9
plea offer and Henson’s possible sentences should he accept the offer or proceed to
trial. These factual conclusions are supported by other evidence in the record—
namely Henson’s outburst at the status hearing, discussed supra, which reveals he
discussed the merits of a motion to suppress with Williams. Finally, Henson’s
comments at the status hearing underscore Williams’ testimony that appellant was
wholly disinterested in taking a plea and wanted to proceed to trial. According to
the record, including the testimony of Henson’s first PDS attorney, Henson had no
interest in accepting a plea offer before the laboratory results linked him to the
cocaine. The identification of Henson’s fingerprints on the cocaine cutting plate
strengthened the government’s case considerably and presumably made it less
inclined to renew the plea offer that had already expired. Accordingly, we discern
no error in the trial court’s ultimate conclusion that Henson “expressed no interest
whatsoever in pleading guilty” when the plea offer was in effect.
III.
For the foregoing reasons, we affirm the trial court’s denial of Henson’s
motions to withdraw his December 19, 2012, guilty plea.
So ordered.