Soledad v. United States Department of Treasury

                IN THE UNITED STATES COURT OF APPEALS
                        FOR THE FIFTH CIRCUIT

                     __________________________

                            No. 00-51300
                     __________________________


JOSE A. SOLEDAD,
                                               Plaintiff-Appellant,

versus

UNITED STATES DEPARTMENT OF TREASURY,
Robert E. Rubin, Secretary of the Department of Treasury
                                              Defendant-Appellee.

         ___________________________________________________

             Appeal from the United States District Court
         For the Western District of Texas, El Paso Division

         ___________________________________________________

                         September 12, 2002

Before STEWART and CLEMENT, Circuit Judges*.

EDITH BROWN CLEMENT, Circuit Judge:

     Jose Soledad appeals the grant of judgment as a matter of law

in favor of the United States Department of Treasury on his

Rehabilitation Act disability discrimination claim and hostile work

environment claim.   The district court set aside a jury verdict in

favor of Soledad after it found that it improperly instructed the

jury that the Treasury Department was liable if it discriminated

“because of” Soledad’s disability, rather than “solely because of”


     *
      Judge Politz was a member of the panel that heard oral
arguments. However, due to his death on May 25, 2002, he did not
participate in this decision. This case is being decided by a
quorum pursuant to 28 U.S.C. § 46(d) (1996).
the disability.         The “because of” form of the jury instruction was

proper under the Americans with Disabilities Act, (ADA), but the

district court held that it was improper for a Rehabilitation Act

claim.       It further held that Soledad did not meet the required

highetened burden of causation and granted judgment as a matter of

law.       Soledad challenges both whether the court applied the right

level of causation, and whether even if the “solely because of”

causation applied Soledad met that level of causation.                     Soledad

also appeals the district court’s earlier grant of summary judgment

in favor of the Treasury Department dismissing Soledad’s three

Title      VII     claims   for    retaliation    for     engaging   in   protected

activity. For the following reasons, we affirm in part and reverse

in part.

                            I.    Facts and Proceedings

       Soledad contends that Gurdit Dhillon (“Dhillon”), district

director of the El Paso ports of entry, retaliated against him

because       he    supported     the   claims    of    his   coworker,    Marjorie

Gutierrez,          against      Dhillon   for   sexual   harassment.1      Dhillon

allegedly retaliated by starting a campaign to demote Soledad such

that he was transferred to passenger operations in March 1996 when

he had been performing B-35 reports.              While Soledad describes this

action as a significant step down on the Customs Service ladder, it

did not involve a different level of pay.


       1
           Soledad agreed to testify in support of Gutierrez’s claim.

                                            2
       On June 4, 1996, Soledad and several customs inspectors filed

a class action claiming Title VII discrimination and retaliation by

Dhillon. When class certification was denied, Soledad indicated he

would continue to pursue his EEO claims.                  On March 4, 1998, he

filed a second complaint with the Department of Treasury’s EEO

office alleging national origin discrimination and retaliation, and

later added a claim of disability discrimination.

       Soledad alleged that his health had deteriorated under the

stress of negative comments made daily by Dhillon.                       He filed a

worker’s compensation claim on April 4, 1997, and began seeing a

psychiatrist, Dr. Ben Passmore, in October 1997 because of the

severe      emotional    distress.2           Dr.   Passmore   diagnosed    him   as

suffering from major depression with Post-Traumatic Stress Syndrome

features.        Dr.    Feldman   had   already      recommended    that    Soledad

restrict his work schedule to the day shift with no overtime work.

This       alleged   disability    then       set   the   stage    for    Soledad’s

Rehabilitation Act claim.

       Soledad’s supervisor at the time, Frank Fuentes, told Soledad

that he did not believe Soledad was disabled.                  He made derogatory

comments to Soledad about his diagnosis and work recommendations

and told other workers that they would have to work more overtime

because of Soledad. Soledad claims that Fuentes made it difficult


       2
      Soledad had been seeing a psychologist, Dr. Gary Feldman,
since October 1996 due to the emotional distress he was
experiencing.

                                          3
for him to attend therapy sessions and refused to schedule him for

holidays when     Soledad   would    have   received   overtime   pay.   On

September 12, 1997, Fuentes sent Soledad a letter indicating he

would be terminated because the doctor’s orders were incompatible

with the requirements of the job.           Soledad’s doctor then removed

his previous restrictions on work, and Soledad did not lose his

job. Soledad alleged that the above facts demonstrate that Fuentes

discriminated against him because of his depression.

                             II.    Discussion

     A.     Standard of Review

     We review whether the district court was correct in granting

the Rule 50 motion for judgment as a matter of law because it

improperly instructed the jury as to the causation standard for a

Rehabilitation Act claim.          See Fed.R.Civ.P. 50.     We review the

grant of a motion for judgment as a matter of law for the legal

sufficiency of the evidence3 and must consider “all the evidence

with all reasonable inferences in the light most favorable to the

party opposing the motion.”        Robertson v. Bell Helicopter Textron,

Inc., 32 F.3d 948, 950 (5th Cir. 1994).             The district court’s

decision to grant the Rule 50 motion should be sustained only “when

the facts and inferences point so strongly in favor of the movant

that a rational jury could not arrive at a contrary verdict.”

London v. MAC Corp. of Am., 44 F.3d 316, 318 (5th Cir. 1995).            We


     3
         Hiltgen v. Sumrall, 47 F.3d 695, 699 (5th Cir. 1995).

                                      4
must therefore uphold the jury verdict if, “based upon the record

. . . the challenged instruction could not have affected the

outcome of the case.”   Bender v. Brumley, 1 F.3d 271, 276-77 (5th

Cir. 1993) (citations omitted).    We may reverse based on a faulty

jury charge only where “the charge as a whole leaves us with

substantial and ineradicable doubt the jury has been properly

guided in its deliberations.”    Hall v. State Farm Fire & Cas. Co.,

937 F.2d 210, 214 (5th Cir. 1991) (citations omitted). Finally, we

note that the primary question is one of statutory construction

which we review de novo.    See Lara v. Cinemark USA, Inc., 207 F.3d

783, 786 (5th Cir. 2000).

     B.   Jury Charge

     Soledad maintains that the district court properly instructed

the jury and erred by reversing itself in granting the Rule 50

motion. The jury instructions at issue included:

     For the Plaintiff, Jose A. Soledad, to establish a claim
     of intentional discrimination by the United States
     Customs Service, the law requires that the Plaintiff
     prove by a preponderance of the evidence that
     . . .
     THIRD:      His disability was a motivating factor in
     Defendant’s treatment of the plaintiff.
     . . .
     Question One
           Did the Defendant, . . ., intentionally discriminate
     against Jose Soledad because of his disability . . . ?
     Question Two
           Did the Defendants, . . ., subject Jose A. Soledad
     to an unwelcome harassment because of his disability .
     . . ?

     In 1992 Congress amended the Rehabilitation Act and included


                                  5
at § 794(d) a provision that explicitly incorporates the ADA’s

standards governing complaints alleging employment discrimination.4

Under the ADA, “discrimination need not be the sole reason for the

adverse employment decision, [but] must actually play a role in the

employer’s    decision    making   process         and   have   a   determinative

influence on the outcome.”         Ahrens v. Perot Sys. Corp., 205 F.3d

831, 835 (5th Cir. 2000) (quoting Woodhouse v. Magnolia Hosp., 92

F.3d 248, 253 (5th Cir. 1996)).          The Rehabilitation Act, however,

at § 794(a) provides: “No otherwise qualified individual with a

disability in the United States, as defined in § 705(20) of this

title, shall, solely by reason of her or his disability, be

excluded from the participation in, be denied the benefits of, or

be subjected to discrimination . . . .”              Title 29 U.S.C. § 794(a)

(emphasis added).    It is clear that the jury charge stated above

was a proper ADA charge.        See Giles v. GE, 245 F.3d 474, 483 (5th

Cir. 2001).    Thus, the question is whether the 1992 amendments to

the Rehabilitation       Act   require       the   use   of   ADA   standards   for

causation, or the higher level of causation that § 794(a) seems to

require.

     The plain language of § 794(a) clearly requires the use of a


     4
     “The standards used to determine whether this section has
been violated in a complaint alleging employment discrimination
under this section shall be the standards applied under Title I
of the Americans with Disabilities Act of 1990 . . . and the
provisions of sections 501 through 504, and 510 of the ADA of
1990 . . . as such sections relate to employment.” 29 U.S.C. §
794(d) (2000).

                                         6
“solely because of” form of causation.                In fact, before the 1992

amendments to the Rehabilitation Act, a panel of this court stated

that under § 504 of the Act, which uses language identical to that

of § 794(a), a “plaintiff must prove that he was discriminated

against     ‘solely   by   reason        of’    his   handicap   (or      perceived

handicap).”5    Leckelt v. Bd. of Comm’rs of Hosp. Dist. No. 1, 909

F.2d 820, 825 (5th Cir. 1990) (emphasis in original).                    Further, in

two cases since the amendment, we have stated that one of the

elements of a Rehabilitation Act claim is that the discrimination

occurred     “solely by reason of” the disability.               See Hileman v.

City of Dallas, 115 F.3d 352, 353 (5th Cir. 1997); Chandler v. City

of Dallas, 2 F.3d 1385, 1390 (5th Cir.1993).                 Other circuits have

interpreted the statute similarly.              See Harris v. Adams, 873 F.2d

929, 932 (6th Cir. 1989); Norcross v. Snead, 755 F.2d 113, 117 n.5

(8th Cir. 1985) (stating that:                 "[i]t is significant that the

section 504 plaintiff must show that handicap was the sole reason

for   the   decision,    while     the    Title   VII   plaintiff        pursuing   a

disparate    treatment     claim    need       only   show    that   a    protected

classification was a factor influencing the decision."                    (emphasis

in original) (citations omitted); Doe v. New York Univ., 666 F.2d

761, 774-75 (2d Cir. 1981).

      Soledad contends, however, that Congress intended its 1992


      5
      We note that prior to the amendments in 1992, the statute
referred to a “handicap” rather than a “disability” as is now the
case after the amendment.

                                          7
amendments to make the Rehabilitation Act conform to the ADA’s

standard for causation.                 In the conference committee report,

Senator Harkin stated:               “The conference report includes the Senate

provisions incorporating the standards applied under the employment

provisions      of       the    Americans     with     Disabilities      Act   into   the

employment sections of title V of the Rehabilitation Act.”6                           138

Cong. Rec. S. 16608 (daily ed. Oct. 5, 1992).                     Soledad also points

to the statement of Senator Kennedy that the amendments would

“bring the Rehabilitation Act much closer to the philosophy of

empowerment and independence that is espoused in the Americans with

Disabilities Act.”             138 Cong. Rec. S. 16613.

      Soledad asserts that in Burns v. City of Columbus, 91 F.3d 836

(6th Cir.      1996),          the   Sixth   Circuit    adopted    the    “because    of”

causation of the ADA for Rehabilitation Act claims.                             Soledad

appears to rely on the following statement by that court:                          “[b]y

statute, the Americans with Disabilities Act standards apply in

Rehabilitation Act cases alleging employment discrimination.”                         Id.

at 842.      However, the direct reference was to the relative burdens

of   proof    in     a    Rehabilitation       Act   case,   and    the    Burns   court

determined that the ADA standards applied because of § 794(d).                         In

fact, at the beginning of the paragraph containing the statement

relied upon by Soledad, the court stated: “in cases in which the



      6
      The report was unanimously adopted by the Senate and the
House.

                                              8
grantee states that it made the decision because of the handicap,

the central factual dispute becomes whether the decision was made

solely because of the handicap.” Id. (emphasis in original).               We

conclude that the proper question to be asked in a Rehabilitation

Act claim is whether the discrimination took place “solely because

of” the disability.

     A provision must be considered in its context and the more

specific provision within a statute prevails.         See In re Nobleman,

968 F.2d 483, 488 (5th Cir. 1992).            The causation standard of §

794(a) requiring that the discrimination be “solely by reason of

her or his disability,” is clearly the more specific.               Because

Congress chose not to repeal the “solely by reason of” language of

§ 794(a) when it amended the statute,7 we conclude that Congress

did not intend to adopt the ADA standard of causation with the §

794(d) amendment.      We therefore find no error in the district

court’s holding that it improperly instructed the jury that it

could    find   liability    if   Soledad’s    disability   was   simply    a

“motivating factor.”        The instruction to the jury was clearly an

error as a matter of law and very likely affected the outcome of


     7
     After careful debate, Congress specifically chose to not
use the term “solely” in drafting the ADA, an act that closely
models the Rehabilitation Act. See H.R.Rep. No. 485(II), 101st
Cong., 2nd Sess., at 85 (1990). The House Committee Report
discussing the adoption of Title II of the ADA, specifically
states: “The Committee recognizes that the phrasing of section
202 in this legislation differs from section 504 [of the
Rehabilitation Act] by virtue of the fact that the phrase ‘solely
by reason of his or her handicap’ has been deleted.” Id.

                                      9
the case.    Liability can only be found when the discrimination was

“solely by reason of her or his disability,” not when it is simply

a “motivating factor.” The district court thus properly recognized

its error.

     C.     Whether the District Court Properly Granted the Treasury
            Department’s Motion for Judgment as a Matter of Law.

             1.    Rehabilitation Act

     Soledad also appeals the district court’s post trial order

contending that he presented sufficient evidence to support the

jury’s    verdict    even   under    the    “solely   because    of”   causation

standard.      Considering the evidence in a light most favorable to

Soledad, we cannot find that a reasonable jury could not conclude

that Soledad presented sufficient evidence to prove the Treasury

Department discriminated against him “solely by reason of” his

disability.       As this Court has said, if there is “evidence of such

quality and weight that reasonable and fair-minded men in the

exercise of impartial judgment might reach different conclusions,

the motions should be denied, and the case submitted to the jury.”

Rutherford v. Harris County, Tex., 197 F.3d 173, 179 (5th Cir.

1999)(internal quotations omitted). The jury returned a verdict in

favor of Soledad concluding that he was discriminated against

“because of” his disability.          The jury could also have made the

further conclusion that he was discriminated “solely because of”

his disability.         While   we   question    whether   the    evidence   was

sufficient for a jury to conclude that Soledad was discriminated

                                       10
against “solely because of” his disability, Appellees have not

persuaded   us   that   there     was    an   absolute   absence   of   evidence

supporting the jury’s finding.           We therefore reverse the district

court’s grant of the Treasury Department’s Rule 50 motion and

remand for further proceedings consistent with this opinion.

            2.   Hostile Work Environment

     Soledad     also   appeals    the    district   court’s   grant     of   the

Treasury Department’s Rule 50 motion on his Rehabilitation Act

hostile work environment claim, which was also based on the actions

taken by Fuentes.       The district court granted a Rule 50 motion

after the jury had returned a verdict in favor of Soledad on his

Rehabilitation Act hostile environment claim.               The court stated

that, even if the Fifth Circuit recognized such a claim, Soledad

failed to show that Fuentes’ conduct was sufficiently pervasive or

severe to constitute a hostile work environment claim.              This Court

in Flowers v. Southern Regional Physician Services, Inc., 247 F.3d

229 (5th Cir. 2001), recognized a right to a disabilities based

hostile work environment claim under the ADA.             There we stated the

requirements for a hostile work environment claim under the ADA:

     [T]o succeed on a claim of disability-based harassment,
     the plaintiff must prove: (1) that she belongs to a
     protected group; (2) that she was subjected to unwelcome
     harassment; (3) that the harassment complained of was
     based on her disability or disabilities; (4) that the
     harassment complained of affected a term, condition, or
     privilege of employment; and (5) that the employer knew
     or should have known of the harassment and failed to
     take prompt, remedial action.

Id. at 235.

                                         11
         While we believe that the elements of a Rehabilitation Act

hostile work environment claim would be similar,8 that issue was

not raised below and, thus we do not reach it here.                          The district

court        correctly     found    that       the   acts    complained      of   were    not

sufficiently pervasive or severe.                      As we said in Flowers, “the

disability-based harassment must ‘be sufficiently pervasive or

severe to alter the conditions of employment and create an abusive

working environment.’” 247 F.3d at 236 (quoting McConathy v. Dr.

Pepper/Seven Up Corp., 131 F.3d 558,                     563 (5th Cir. 1998)).            The

record        convinces    us    that     the    facts      clearly   demonstrate        that

Fuentes’ acts         were not          sufficiently        pervasive   or    severe.9     We

therefore find no error in the district court’s grant of judgment

as   a       matter   of   law     on    the    Rehabilitation        Act    hostile     work

environment claim.

         D.    Whether the District Court Properly Granted the Treasury
               Department’s Motion for Summary Judgment.


         8
     While the Rehabilitation Act and the ADA are similar there
are some differences. As discussed above, the Rehabilitation Act
requires that the discrimination be “solely by reason of her or
his disability.” Therefore, we believe a proper hostile work
environment claim based on the Rehabilitation Act would
necessarily change the third element to read, “that the
harassment complained of was based solely on her disability or
disabilities.”
         9
     Cf. McConathy, 131 F.3d at 564 (stating “It is a simple
fact that in a workplace, some workers will not get along with
one another, and this Court will not elevate a few harsh words or
‘cold-shouldering’ to the level of an actionable offense.”);
DeAngelis v. El Paso Mun. Police Officers Ass’n , 51 F.3d 591,
594 (5th Cir. 1995) (ten offensive articles in police newspaper
insufficient to support a hostile work environment claim).

                                                12
       Finally, Soledad appeals the district court’s grant of summary

judgment in favor of the Treasury Department on his Title VII

retaliation claims.         We review a motion for summary judgment de

novo, affirming only where no genuine issues of material fact

exist.      Storebrand Ins. Co. U.K. v. Employers Ins. of Wausau, 139

F.3d 1052, 1055 (5th Cir. 1998).

       The elements of a Title VII retaliation claim are: 1) the

plaintiff participated in statutorily protected activity; 2) he

received an adverse employment action; and 3) a causal connection

exists between the protected activity and the adverse action.

Mayberry v. Vought Aircraft Co., 55 F.3d 1086, 1092 (5th Cir.

1995).      The district court held that Soledad failed to prove the

second and third elements.

       Soledad asserts that he presented facts sufficient for the

second element. We find no error, however, in the district court’s

determination that the lateral transfer that Soledad complains of

with no change in pay is not the type of ultimate employment

action10 necessary for an adverse employment action in a retaliation

claim.      See Burger v. Cent. Apartment Mgmt., Inc., 168 F.3d 875,

879 (5th Cir. 1999).        See also Serna v. City of San Antonio, 244

F.3d    479,   483   (5th   Cir.   2001)    (insufficient   to   show   that   a

plaintiff has been transferred from a job that he likes to one he


       10
      See Dollis v. Rubin, 77 F.3d 777, 781-82 (5th Cir. 1995)
(per curiam) (defining “ultimate employment actions”).


                                       13
does not like).

         Furthermore, we also find no error in the district court’s

determination that Soledad failed to present evidence sufficient to

create   a   question   of   material         fact    as   to   whether   a   causal

connection existed between the protected activity and the adverse

employment action.      There was little evidence to show that Dhillon

was even aware of Soledad’s support of Gutierrez’s claims and even

less to show that he took certain actions because of Soledad’s

protected activity.       Thus we find no error in the court’s granting

of   summary   judgment    in    favor    of    the    Treasury    Department    on

Soledad’s Title VII retaliation claim.

                                III.   Conclusion

      For the reasons assigned, we AFFIRM the grant of judgment as

a matter of law on the hostile work environment claim and the grant

of summary judgment.      We REVERSE the grant of judgment as a matter

of law on the sufficiency claim and remand for further proceedings

consistent with this opinion.




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