This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2014).
STATE OF MINNESOTA
IN COURT OF APPEALS
A14-1777
State of Minnesota,
Respondent,
vs.
Joeseph Norman Carlson,
Appellant.
Filed September 14, 2015
Affirmed
Kirk, Judge
Hennepin County District Court
File No. 27-CR-13-39036
Lori Swanson, Attorney General, St. Paul, Minnesota; and
Michael O. Freeman, Hennepin County Attorney, Michael Richardson, Assistant County
Attorney, Minneapolis, Minnesota (for respondent)
Cathryn Middlebrook, Chief Appellate Public Defender, Lydia Villalva Lijó, Assistant
Public Defender, St. Paul, Minnesota (for appellant)
Considered and decided by Johnson, Presiding Judge; Kirk, Judge; and Reilly,
Judge.
UNPUBLISHED OPINION
KIRK, Judge
On appeal from his conviction of third-degree criminal sexual conduct, appellant
Joeseph Norman Carlson argues that there is insufficient evidence to support the
conviction. We affirm.
FACTS
Following investigation of a sexual assault, respondent State of Minnesota charged
appellant with third-degree criminal sexual conduct, either acting alone or aiding and
abetting another. After a two-day court trial, the district court found appellant guilty as
charged. The evidence presented at the court trial is summarized below.
On July 30, 2013, Spidel Wayne Browder, a woman identified as J.H.B., and
appellant met in downtown Minneapolis and walked around the Loring Greenway area
while drinking from a shared vodka bottle. At about 7:00 or 8:00 p.m., S.V. and her
then-boyfriend, A.S., were walking in the area and noticed the group. Browder was
sitting or leaning against a wall, appellant was standing, and J.H.B. was positioned in
between them. J.H.B. was bent over more than 90 degrees from her waist, towards the
wall, and appellant was holding her by the waist. A.S. described her hair as “covering
her face” and “on or near” Browder’s “lap.” Her skirt was either pushed up or down.
S.V. described J.H.B.’s head as in Browder’s “lap,” and noticed that appellant’s pants
were “partially down,” exposing his skin. A.S. thought J.H.B. was being held up due to
“the angle of her legs and how heavily her head was resting forward.” The couple heard
J.H.B. moan as if she was ill or intoxicated. Appellant saw the couple and waved one
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hand, saying something to the effect of “sorry, don’t worry, sorry, sorry,” or “you can go
on, nothing is going on here.” Concerned, the couple called 911.
At about the same time, C.J., a local resident, came upon the scene. He described
J.H.B. as “unconscious,” because she was “[v]ery limp, head down, hair down,
immobile,” and her arms were “dangling.” According to C.J., J.H.B. was “resting” on
Browder’s chest or stomach area, and appellant was “basically holding her up from
behind.” C.J. indicated that appellant’s pants were down to “thigh length,” exposing his
underwear, and that J.H.B.’s “pants were down.” Appellant was “laughing it off” and
nodded to C.J. When C.J. looked back after walking past them, he saw appellant make a
thrusting motion as if he was engaged in sexual intercourse with J.H.B. The three people
appeared intoxicated. C.J. also called the police.
Two Minneapolis police officers responded to the witnesses’ 911 calls. When
they arrived on the scene, appellant fled, and one officer gave chase, but failed to
apprehend him. When the other officer first looked at J.H.B., he thought she was dead.
He noted that her sundress was “hiked up on her thighs,” that her ankles and knees were
dirty and scraped, and “that she was not wearing any underpants.” The first officer
similarly observed that J.H.B.’s “dress was pulled all the way up to where you could
almost see her genitals.” The officers located a vodka bottle 10 to 15 yards away.
After being transported to a hospital, J.H.B. underwent a sexual assault exam.
Tests of J.H.B.’s blood and urine showed a high alcohol concentration. At 11:00 p.m. on
July 30, DNA samples were collected from Browder. The next day, a law enforcement
officer collected a DNA sample from appellant. Appellant denied being downtown the
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previous day, but admitted to being friends with J.H.B. and having kissed her on a
previous occasion.
The Bureau of Criminal Apprehension analyzed the samples. Amylase, an
enzyme found in saliva and feces, was found on samples from J.H.B.’s vaginal and
perineal region. J.H.B.’s perineal swab contained a mixture of the DNA of two or more
men, and Browder and appellant could not be excluded from being possible contributors.
Browder’s penile swab contained a mixture of the DNA of two or more individuals, one
of which matched J.H.B. J.H.B.’s DNA was also present on Browder’s right- and left-
hand swabs. The vodka bottle contained a mixture of DNA from three or more
individuals. J.H.B., Browder, and appellant could not be excluded as possible
contributors.
J.H.B. testified that she and a female friend met up with Browder and appellant
between approximately 6:00 and 6:30 p.m. on July 30. J.H.B. did not remember the
incident that the three witnesses described seeing in Loring Greenway. She testified that,
during the period of the evening that she remembers, she did not engage in any sexual
activity with either Browder or appellant. She also did not indicate to either of them that
she wanted such activity, nor give either consent to touch her in a sexual manner.
Appellant testified that he joined Browder, J.H.B., and others between
approximately 4:30 and 5:30 p.m. on July 30. As the group was walking around, J.H.B.
was kissing and flirting with Browder, and they were twice out of appellant’s sight. At
one point, J.H.B. kissed appellant. Appellant explained that he was behind J.H.B. during
the time in question because she fell and he was helping her up. He denied having any
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sort of sexual contact with J.H.B. He stated that his pants were sagging “down past [his]
butt” because he routinely wears them in that fashion. Appellant explained that he ran
when law enforcement arrived because he had a felony warrant. He admitted that he
initially lied to law enforcement when he denied having been with Browder and J.H.B.
that night.
On June 16, the district court found appellant guilty of third-degree criminal
sexual conduct. The court found that appellant aided Browder’s sexual penetration of
J.H.B. by holding her up, which she could not accomplish alone due to her incapacitation.
It explained:
. . . [Appellant] was holding [J.H.B.] up for the purpose of
enabling Mr. Browder to sexually penetrate her. Here,
[J.H.B.] was at more than a 90 degree angle—an
uncomfortable position for most people, especially when
inebriated—and her face was in Mr. Browder’s lap where his
genitalia is located. Moreover, [J.H.B.]’s DNA was found on
Mr. Browder’s penis. Under the circumstances, the only
logical explanation for this is that Mr. Browder was sexually
penetrating [J.H.B.]’s mouth, and that [Appellant] was
helping him do it. Accordingly, the Court finds that
[Appellant] aided Mr. Browder by angling and holding J.H.B.
so that Mr. Browder could put his penis in [J.H.B.]’s mouth
while [Appellant] steadied J.H.B.
This appeal follows.
DECISION
To prove the commission of criminal sexual conduct in the third degree in this
case, the state needed to prove that appellant: (1) engaged in sexual penetration with
J.H.B., or that he intentionally aided, advised, hired, counseled or conspired with or
otherwise procured another to sexually penetrate J.H.B.; and (2) knew or had reason to
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know that J.H.B. was “mentally impaired, mentally incapacitated, or physically helpless.”
See Minn. Stat. §§ 609.344, subd. 1(d), 609.05, subd. 1 (2012). “Sexual penetration”
includes fellatio. Minn. Stat. § 609.341, subd. 12(1) (2012).
A defendant’s presence intentionally aids another in committing a crime when:
(1) the defendant knew that his alleged accomplice was going to commit a crime; and
(2) the defendant “intended his presence or actions to further the commission of that
crime.” State v. Mahkuk, 736 N.W.2d 675, 682 (Minn. 2007). “Presence,
companionship, and conduct before and after an offense are circumstances from which a
person’s criminal intent may be inferred.” State v. Russell, 503 N.W.2d 110, 114 (Minn.
1993). The state does not need to prove that the defendant’s presence actually aided in
the commission of the crime. State v. Taylor, ___ N.W.2d ___, ___, 2015 WL 5081131,
at *10 (Minn. Aug. 26, 2015).
In considering a claim of insufficient evidence, this court conducts a painstaking
analysis of the record to determine whether the evidence, when viewed in the light most
favorable to the verdict, is sufficient to allow the fact-finder to reach its verdict. State v.
Webb, 440 N.W.2d 426, 430 (Minn. 1989). We must assume that “the [fact-finder]
believed the state’s witnesses and disbelieved any evidence to the contrary.” State v.
Moore, 438 N.W.2d 101, 108 (Minn. 1989). When the district court is the fact-finder,
rather than a jury, its findings are entitled to the same weight as a jury verdict. State v.
Gardin, 251 Minn. 157, 161, 86 N.W.2d 711, 715 (1957). Ordinarily, this court will not
disturb the verdict if the fact-finder, acting with due regard for the presumption of
innocence and the requirement of proof beyond a reasonable doubt, could reasonably
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conclude that the defendant was guilty of the charged offense. Bernhardt v. State, 684
N.W.2d 465, 476-77 (Minn. 2004).
In reviewing a conviction based on circumstantial evidence, however, we apply a
two-step analysis. State v. Hanson, 800 N.W.2d 618, 622 (Minn. 2011). Direct evidence
is “evidence that is based on personal knowledge or observation and that, if true, proves a
fact without inference or presumption,” while circumstantial evidence is “evidence based
on inference and not on personal knowledge or observation.” Bernhardt, 684 N.W.2d at
477 n.11 (quotation marks and alterations omitted) (quoting Black’s Law Dictionary 595-
96 (8th ed. 2004)).
First, we “identify the circumstances proved,” deferring to the fact-finder’s
acceptance of proof of those circumstances and rejection of evidence conflicting with
those circumstances. State v. Silvernail, 831 N.W.2d 594, 598-99 (Minn. 2013). “We
recognize that the trier of fact is in the best position to determine credibility and weigh
the evidence.” State v. Al-Naseer, 788 N.W.2d 469, 473 (Minn. 2010). In the second
step, we “examine independently the reasonableness of all inferences that might be drawn
from the circumstances proved” in order to “determine whether the circumstances proved
are consistent with guilt and inconsistent with any rational hypothesis except that of
guilt.” Silvernail, 831 N.W.2d at 599 (quotations omitted). We do not defer to the fact-
finder’s choice between reasonable inferences. Id. “Circumstantial evidence must form a
complete chain that, as a whole, leads so directly to the guilt of the defendant as to
exclude beyond a reasonable doubt any reasonable inference other than guilt.” Hanson,
800 N.W.2d at 622.
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Appellant asserts that there is insufficient evidence to support his conviction
“because there was no evidence that [he] held J.H.B. so that Browder could penetrate her
and no evidence that Browder was engaged in that particular act while [appellant] held
J.H.B.” He argues that there was no testimony that Browder’s pants were down or
unzipped, that Browder’s penis was exposed, or that “J.H.B.’s head was in Browder’s
crotch,” but rather that it was near his lap, chest or stomach. He contends that the sexual
penetration could have occurred at another time, as Browder and J.H.B. were already
together when he arrived that evening, they were flirting, and they disappeared from his
view “several times.” We disagree.
The fact-finder is the exclusive judge of witness credibility and the weight to be
given a witness’s testimony. State v. Mems, 708 N.W.2d 526, 531 (Minn. 2006). “[A]
conviction can rest on the uncorroborated testimony of [even] a single credible witness.”
State v. Foreman, 680 N.W.2d 536, 539 (Minn. 2004) (quotation omitted). The district
court made numerous findings after hearing the testimony, including that: (1) J.H.B.
seemed unable to stand on her own; (2) her head “rested heavily forward and her face
was directly in” Browder’s “lap”; (3) J.H.B.’s skirt was pulled up and she was not
wearing underwear; (4) appellant had exposed skin at or below his waist; (5) C.J. saw
appellant “gyrating and pulling his pants up”; and (6) J.H.B.’s DNA was found on
Browder’s penis. The circumstances proved are consistent with guilt and inconsistent
with any rational hypothesis except that of guilt.
While it is true that no witness saw Browder sexually penetrate J.H.B. while
appellant held her up, the record reflects that three witnesses saw J.H.B.’s head in the
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immediate vicinity of Browder’s penis, and J.H.B.’s DNA was found on his penis. The
fact that appellant was facing towards Browder as he held J.H.B. up, as appellant engaged
in motions suggestive of sexual activity with J.H.B., is evidence that he was aware of,
and assisting with, Browder’s penetration of J.H.B.
In light of the strong evidence of sexual penetration observed by the three
witnesses, appellant’s assertion that the penetration may have occurred at another time is
not a rational hypothesis. Further, J.H.B.’s testimony indicates that she met up with
Browder and appellant at the same time. Although appellant testified that, when he
joined J.H.B. and Browder, they were already together and that they twice left his sight,
he harmed his credibility by lying to law enforcement about his presence that evening.
See State v. Jones, 753 N.W.2d 677, 693 (Minn. 2008) (noting that defendant’s
“credibility was seriously undermined by the inconsistent statements he made to police
and his admission that he perjured himself in the first trial”). Appellant’s flight from the
officers also suggests cognizance of guilt. State v. McDaniel, 777 N.W.2d 739, 747
(Minn. 2010) (stating that “evidence of flight suggests consciousness of guilt” (quotation
omitted)). Ultimately, it was the district court’s choice whether to credit appellant’s
testimony. See Mems, 708 N.W.2d at 531.
In addition, appellant notes that a jury found Browder guilty of only aiding and
abetting third-degree criminal sexual conduct. See State v. Browder, No. A14-0595,
2015 WL 853446, at *2 (Minn. App. Mar. 2, 2015) (affirming Browder’s conviction for
aiding and abetting third-degree criminal sexual conduct by appellant), review denied
(Minn. May 19, 2015). However, this does not render appellant’s conviction for aiding
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and abetting Browder improper, as the doctrine of nonmutual collateral estoppel may not
be used by a criminal defendant. State v. Cegon, 309 N.W.2d 313, 314 (Minn. 1981)
(citing Standefer v. United States, 447 U.S. 10, 100 S. Ct. 1999 (1980)).
In sum, the evidence forms a complete chain that, as a whole, leads so directly to
appellant’s guilt as to exclude beyond a reasonable doubt any reasonable inference other
than guilt. See Hanson, 800 N.W.2d at 622. Therefore, the evidence is sufficient to
allow the district court to reach its verdict. Id.
Affirmed.
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