06-3717-ag
Batista v. Gonzales
1 UNITED STATES COURT OF APPEALS
2 FOR THE SECOND CIRCUIT
3 August Term, 2006
4 (Argued: June 21, 2007 Decided: July 10, 2007)
5 Docket No. 06-3717-ag
6 -------------------------------------
7 DAMALIS PEREZ SURIEL DE BATISTA,
8 Petitioner,
9 - v -
10 ALBERTO GONZALES,1
11 Respondent.
12 -------------------------------------
13 Before: MINER, SACK, and HALL, Circuit Judges.
14 Petition for review of a decision of the Board of
15 Immigration Appeals reversing an immigration judge's grant of a
16 waiver of inadmissibility pursuant to 8 U.S.C. § 1182(d)(11) on
17 the ground that the petitioner's nephew was functionally her son.
18 Even if the statutory term "son" is ambiguous, the BIA's
19 construction of it to exclude her nephew is reasonable and
20 therefore permissible.
21 Petition denied.
22 WILLIAM H. HUMBLE, Wilens & Baker, P.C.
23 (Howard L. Baker, on the brief), New
24 York, NY, for Petitioner.
1
Pursuant to the respondent's request, and in light of 8
U.S.C. § 1252(b)(3)(A), the official caption is amended to
reflect the Attorney General as the proper respondent.
1 JAMES E. GRIMES, Senior Litigation
2 Counsel, Office of Immigration
3 Litigation, Civil Division, U.S. Dep't
4 of Justice (Peter D. Keisler, Assistant
5 Attorney General, Civil Division, Linda
6 S. Wernery, Assistant Director, of
7 counsel), Washington, DC, for
8 Respondent.
9 PER CURIAM :
10 Damalis Rosalina Perez Suriel de Batista, a native and
11 citizen of the Dominican Republic, petitions for review of a July
12 12, 2006, decision of the Board of Immigration Appeals ("BIA")
13 concluding that she is ineligible for a discretionary waiver of
14 inadmissibility under 8 U.S.C. § 1182(d)(11) because the child
15 she attempted to smuggle2 into the United States was not her
16 "spouse, parent, son, or daughter." 8 U.S.C. § 1182(d)(11). The
17 BIA's construction of the statutory term "son" to exclude a
18 nephew is reasonable, notwithstanding the fact that the nephew is
19 treated by his aunt as though he were her son. We therefore deny
20 Perez's petition for review.
21 BACKGROUND
22 Damalis Rosalina Perez Suriel de Batista has been a
23 lawful permanent resident of the United States since September
24 26, 1997.
25 On January 19, 2002, Perez returned to the United
26 States after a two-week trip to the Dominican Republic. With her
2
Under the heading "Smugglers," section 1182 provides that
"[i]n general[,] . . . [a]ny alien who at any time knowingly has
encouraged, induced, assisted, abetted, or aided any other alien
to enter or to try to enter the United States in violation of law
is inadmissible." 8 U.S.C. § 1182(a)(6)(E)(i).
2
1 was a child traveling under the name José Miguel Fuentes.
2 "Fuentes" was in fact Perez's nephew, Robinson Rafael Valdez
3 Perez. Perez had paid the mother of the real José Miguel Fuentes
4 more than $1,000 for the child's passport, social security card,
5 and birth certificate. After immigration inspectors at New
6 York's John F. Kennedy Airport ascertained Robinson's true
7 identity, they returned him to the Dominican Republic and placed
8 Perez in removal proceedings as an inadmissable alien under 8
9 U.S.C. § 1182(a)(6)(E).
10 Perez applied before immigration judge ("IJ") William
11 P. Van Wyke for a section 1182(d)(11) waiver, arguing that
12 Robinson is her "son" within the meaning of that statute.
13 Perez's younger sister was 14 years old when she gave birth to
14 Robinson in 1990. The sister left home shortly thereafter. The
15 baby remained with Perez and her mother, who is Robinson's
16 biological grandmother. When Perez moved out of her mother's
17 home a year and a half later, she took Robinson with her. Perez
18 raised Robinson until she moved to the United States in 1997.
19 She left the boy in his grandmother's care. Perez continued to
20 support the boy financially from the United States, and visited
21 him in the Dominican Republic about once every seven months.
22 Robinson saw his biological mother "sometimes," but has never
23 lived with either of his natural parents. Hr'g Tr., November 17,
24 2004 at 110. "I loved him as if he was my son," Perez testified
25 at her November 17, 2004, hearing before the IJ. Hr'g Tr. at
26 111.
3
1 Perez says that she decided to bring Robinson to the
2 United States because he was "having difficulties" at home. Hr'g
3 Tr. at 111. Robinson's grandmother did not make enough money to
4 support him. Perez feared that Robinson would be unable to
5 obtain an education in the Dominican Republic and that he did not
6 receive adequate affection from his natural parents. Perez
7 testified that "when [she] spoke to him [on the phone], he'd cry
8 a lot, and he would tell [her] that he missed [her]." Hr'g Tr.
9 at 111.
10 The IJ concluded that Perez was eligible for a waiver
11 under section 1182(d)(11), which provides:
12 (d) Temporary admission of nonimmigrants
13 . . . .
14
15 (11) The Attorney General may, in his
16 discretion for humanitarian purposes, to
17 assure family unity, or when it is otherwise
18 in the public interest, waive application of
19 clause (i) of subsection (a)(6)(E) [,
20 providing that "[a]ny alien who at any time
21 knowingly has encouraged, induced, assisted,
22 abetted, or aided any other alien to enter or
23 to try to enter the United States in
24 violation of law is inadmissible," 8 U.S.C.
25 § 1182(a)(6)(E)(i),] in the case of any alien
26 lawfully admitted for permanent residence who
27 temporarily proceeded abroad voluntarily and
28 not under an order of removal, and who is
29 otherwise admissible to the United States as
30 a returning resident . . . , if the alien has
31 encouraged, induced, assisted, abetted, or
32 aided only an individual who at the time of
33 such action was the alien's spouse, parent,
34 son, or daughter (and no other individual) to
35 enter the United States in violation of law.
36 8 U.S.C. § 1182(d)(11).
4
1 Because Robinson is "in his reality and [Perez's]
2 reality, her son," the IJ considered it within the Attorney
3 General's discretion to grant a waiver. In the Matter of Damelis
4 Baptista-Perez, No. A45 874 185 (Immig. Ct. N.Y. City Feb. 16,
5 2005) at 10. He then granted a waiver, reasoning that doing so
6 served the provision's stated humanitarian and public interest
7 objectives, noting that Perez had attempted to smuggle Robinson
8 "for the purpose of family unification, [the] very purpose [for
9 which] a waiver is permitted here." Id. at 6.
10 The Department of Homeland Security appealed to the
11 BIA. The BIA, in a per curiam decision, vacated the portion of
12 the IJ's decision that held Perez eligible for the waiver. In re
13 Damalis Rosalina Perez Suriel de Batista, No. A45 874 185 (B.I.A.
14 July 12, 2006). The BIA recognized that unlike the term "child,"
15 which is precisely defined by statute to mean a person under 21
16 years of age who stands in a specified biological or adoptive
17 relationship to the alien, "the term 'son or daughter' is not
18 separately defined in Section 212(d)(11) or in the general
19 definitional provisions in section 101 of the Act." Id. But
20 because elsewhere in the Immigration and Nationality Act ("INA"),
21 one's "son" or "daughter" must have once been the same person's
22 "child" and the term "child" is not susceptible to a functional
23 reading, the BIA reasoned that the word "son," as used in section
24 1182(d)(11), similarly is not susceptible to such a reading.
25 In her petition, Perez argues that the words "only,"
26 "son," and "no other person," do not exclude her relationship
5
1 with Robinson because her nephew was "functionally" her son and
2 the section 1182(d)(11) waiver is available for a woman
3 "functioning" as a mother who tries to smuggle into the United
4 States a male child "functioning" as her son.
5 DISCUSSION
6 I. Standard of Review
7 "When the BIA issues an opinion, the opinion becomes
8 the basis for judicial review of the decision of which the alien
9 is complaining." Chen v. Gonzales, 417 F.3d 268, 271 (2d Cir.
10 2005) (internal quotation marks omitted). We review de novo the
11 BIA's underlying conclusions of law, "with the caveat that the
12 BIA's interpretations of ambiguous provisions of the INA are owed
13 substantial deference unless 'arbitrary, capricious, or
14 manifestly contrary to the statute.'" Mardones v. McElroy, 197
15 F.3d 619, 624 (2d Cir. 1999) (quoting Chevron, U.S.A., Inc. v.
16 Natural Res. Def. Council, 467 U.S. 837, 844 (1984)).
17 Although the IJ granted Perez's application for a
18 waiver of inadmissibility in exercise of the discretion vested in
19 the Attorney General under section 1182(d)(11) and delegated to
20 the IJ, the BIA concluded that Perez was not eligible for one.
21 On this petition, we are thus asked to review the BIA's
22 conclusions of law interpreting a section of the INA. Analysis
23 of the BIA's interpretation under Chevron is therefore required.
24 See Singh v. Gonzales, 468 F.3d 135, 138-39 (2d Cir. 2006); see
25 also INS v. Cardoza-Fonseca, 480 U.S. 421, 448 (1987)
26 (recognizing that the Chevron framework applies when an agency
6
1 arrives at an interpretation of an ambiguous statutory term
2 "through a process of case-by-case adjudication"). Under the
3 first part of the Chevron analysis, if "the statute clearly
4 addresses a particular issue . . . 'the court, as well as the
5 agency, must give effect to the unambiguously expressed intent of
6 Congress.'" Singh, 468 F.3d at 138 (quoting Chevron, 467 U.S. at
7 842-43). Under the second part of the analysis, if "'the statute
8 is silent or ambiguous with respect to the specific issue [that
9 was before the agency], the question for the [reviewing] court is
10 whether the agency's answer is based on a permissible
11 construction of the statute.'" Id. (quoting Chevron, 467 U.S. at
12 843).
13 II. Definition of "Son"
14 To prevail under the first prong of the Chevron test,
15 Perez must demonstrate that the term "son" in 8 U.S.C.
16 § 1182(d)(11) unambiguously includes Robinson. This she cannot
17 do. If anything, the explicit limitation of the statute's reach
18 to a specifically enumerated list of qualifying relationships --
19 "spouse, parent, son, or daughter (and no other individual),"
20 8 U.S.C. § 1182(d)(11) -- strongly supports the BIA's
21 interpretation of "son" to exclude an "other individual" like a
22 nephew. Indeed, even though the statute does not explicitly
23 define "son," the language of the statute seems precise enough to
24 require our denial of the petition.
25 Even if section 1182(d)(11) were ambiguous in this
26 regard, however, application of the second prong of Chevron would
7
1 require denial of the petition. It directs us to determine
2 whether the BIA's construction of the statute is "permissible."
3 Chevron, 467 U.S. at 843. Perez argues that the meaning of "son"
4 must be determined with reference to the "three broad purposes"
5 listed at the outset of section 1182(d)(11). The language to
6 which she refers reads: "The Attorney General may, in his
7 discretion for humanitarian purposes, to assure family unity, or
8 when it is otherwise in the public interest," waive the otherwise
9 applicable bar to admissibility. 8 U.S.C. § 1182(d)(11).
10 According to Perez, the purpose of promoting family unity would
11 be furthered by including her nephew within the meaning of the
12 term "son."
13 But the stated purposes of the statute guide not its
14 interpretation, but the exercise of discretion under it. They
15 provide advice on how the Attorney General and his delegates
16 should decide, within the broad limits afforded them, whether to
17 waive inadmissibility with respect to the smuggling of a "spouse,
18 parent, son, or daughter (and no other individual)." Cf. Saloum
19 v. U.S. Citizenship & Immigration Servs., 437 F.3d 238 (2d Cir.
20 2006) (declining to review an IJ's discretionary denial of the
21 section 1182(d)(11) waiver to an otherwise eligible alien who had
22 attempted to smuggle his infant daughter into the country). They
23 do not contain an explicit or implicit definition of the word
24 "son."
25 The BIA's refusal to adopt a functional definition of
26 the word "son" is consistent with previous decisions interpreting
8
1 the INA's use of the word "son" in related statutory contexts.
2 In INS v. Hector, 479 U.S. 85 (1986) (per curiam), the Supreme
3 Court considered whether discretionary suspensions of deportation
4 on the basis of family hardship to, inter alia, a "child" could
5 include consideration of the difficulties that might be endured
6 by an alien's nieces. Id. at 86-87. The Court concluded that
7 "even if [the alien's] relationship with her nieces closely
8 resembles a parent-child relationship, . . . Congress, through
9 the plain language of the statute, precluded this functional
10 approach to defining the term 'child.'" Id. at 90; see also Lau
11 v. Kiley, 563 F.2d 543, 545 (2d Cir. 1977) (recognizing that "in
12 order to qualify as a 'son' or 'daughter' for the purpose of
13 obtaining visa preference, one must once have qualified as a
14 'child,'" as defined in 8 U.S.C. § 1101).3
3
We note that a House Report on the Family Unity and
Employment Opportunity Immigration Act of 1990, H.R. 4300, 101st
Cong. (as passed by the House of Representatives on Oct. 3,
1990), suggests that Congress's purpose in revising the
immigration laws was to promote the unity of nuclear, not
extended, families. See H.R. REP . No. 101-723(I) at 3 1 (1990),
reprinted in 1990 U.S.C.C.A.N. 6710, 6711 (stating that the
"purpose[, inter alia,] of H.R. 4300, as amended, is to ease
current U.S. immigration law restrictions that . . . hinder the
reunification of nuclear families"); id. at 40, 6719 ("H.R.
4300 . . . addresses the particular need for reunification of
nuclear families of lawful permanent residents . . . ."). Though
this report preceded the introduction of the waiver provision of
section 1182(d)(11) into the bill that was ultimately enacted, we
have been given no reason to think that Congress's aim grew to
encompass facilitating the unification of extended families as
well.
9
1 The BIA's refusal to adopt a functional reading of the
2 word "son," then, is at the very least reasonable, and therefore
3 clearly "permissible."
4 CONCLUSION
5 For the foregoing reasons, the petition for review is
6 denied.
10