DiPinto v. Sperling

USCA1 Opinion












UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT
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No. 93-1671

DENNIS DIPINTO AND KIERAN CUNNINGHAM,

Plaintiffs, Appellants,

v.

JOHN SPERLING, IN HIS CAPACITY AS PRESIDENT
OF LODGE #8 OF THE FRATERNAL ORDER OF
POLICE AND THE CITY OF NEWPORT, ET AL.,

Defendants, Appellees.

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APPEAL FROM THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF RHODE ISLAND

[Hon. Ernest C. Torres, U.S. District Judge]
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Before

Breyer, Chief Judge,
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Rosenn,* Senior Circuit Judge,
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and Cyr, Circuit Judge.
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Kevin B. McBurney with whom DiPinto Associates was on brief for
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appellants.
Joseph J. Nicholson, Jr. for appellee City of Newport.
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Donald A. Woodbine with whom Vogel, Souls & Woodbine was on brief
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for Lodge #8 of the Fraternal Order of Police.

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November 5, 1993
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*Of the Third Circuit, sitting by designation.


















CYR, Circuit Judge. Appellants, former probationary
CYR, Circuit Judge.
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police officers with the City of Newport, Rhode Island, were

summarily terminated in June, 1989. They then filed separate

state court suits against the City of Newport and certain City

officials [collectively: the "City"], claiming deprivations of

their alleged entitlement to a hearing under Rhode Island law.

The state court dismissed their claims, with prejudice,1 on the

ground that Rhode Island law affords probationary police officers

no right to a termination hearing.

Appellants then brought this action in the United

States District Court for the District of Rhode Island for

alleged violations of the collective bargaining agreement and

their civil rights, see 42 U.S.C. 1983, arising from the City's
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failure to afford them a termination hearing. Their complaint

also asserted claims against the Fraternal Order of Police Lodge

#8 [the "Union"] for breach of its duty of fair representation.

The district court adopted the recommended decision of a magis-

trate judge, and entered summary judgment against appellants. We

affirm.


I. Claims Against the City.
I. Claims Against the City.
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Federal courts must accord a state court judgment the

same preclusive effect it would receive in the state where it was

rendered. Allen v. McCurry, 449 U.S. 90, 96 (1980) ( 1983).
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1The Rhode Island Supreme Court likewise upheld plaintiff
Cunningham's termination. DiPinto did not appeal.

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Under the Rhode Island doctrine of res judicata (claim preclu-

sion), a final judgment on the merits precludes later litigation

of the same claim by the same parties. Coates v. Coleman, 51
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A.2d 81, 85 (R.I. 1947). See Capraro v. Tilcon Gammino, Inc.,
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751 F.2d 56, 58 (1st Cir. 1985) (per curiam). A dismissal, with

prejudice, constitutes a final judgment on the merits. School
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Comm. of North Providence v. North Providence Federation of
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Teachers, 404 A.2d 493, 495 (R.I. 1979). As the City was a party
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to the state court actions, we need only consider whether appel-

lants had a full and fair opportunity in the state court to

litigate against the City all issues raised in the present

action. Kremer v. Chemical Constr. Corp., 456 U.S. 461, 480-81
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(1982). Appellants do not deny that they had a full and fair

opportunity to litigate their claims against the City in state

court; indeed, they admittedly chose, for strategic reasons, not
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to raise "the current . . . issues." Consequently, their claims

against the City are res judicata.2













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2Appellants now assert that the City violated their civil
rights after the state court judgments were entered. As this
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claim was not presented below, we decline to consider it. Nieves
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v. University of Puerto Rico, ___ F.3d ___, ___ (1st Cir. 1993),
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No. 92-2214, slip op. at 23, n.19 (1st Cir. Oct. 18, 1993).

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II. Claims Against the Union.
II. Claims Against the Union.
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A claim for breach of a Union's duty of fair represen-

tation cannot succeed absent a showing, inter alia, that the
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underlying action against the employer was meritorious. Kis-
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singer v. U.S. Postal Service, 801 F.2d 551, 553 (1st Cir. 1986).
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Cf. Hines v. Anchor Motor Freight, 424 U.S. 554, 570-71 (1976).
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Here, the Union duly interposed its collateral estoppel defense

(issue preclusion) in response to appellants' present attempt to

relitigate the merits of their unsuccessful claims to a termina-

tion hearing. Mutuality of parties is not essential to a collat-

eral estoppel defense under Rhode Island law. Providence Teach-
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ers Union, etc. v. McGovern, 319 A.2d 358, 361 (R.I. 1974).
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Since appellants are collaterally estopped from relitigating the

merits of their underlying claims against the City an essen-

tial element of their unfair representation claims against the

Union the district court correctly entered summary judgment in

favor of the Union. See Goldman v. First Nat'l Bank of Boston,
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985 F.2d 1113, 1116 (1st Cir. 1993).3

The district court judgments in favor of the appellees

must be affirmed.

Affirmed.
Affirmed.
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3Insofar as their complaint may attempt to plead claims not
dependent on precluded grounds, appellants failed to come forward
with specific evidence, or authority, sufficient to demonstrate
that the Union is not entitled to judgment as a matter of law.
Id.
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