MEMORANDUM DECISION
Pursuant to Ind. Appellate Rule 65(D),
Sep 22 2015, 8:39 am
this Memorandum Decision shall not be
regarded as precedent or cited before any
court except for the purpose of establishing
the defense of res judicata, collateral
estoppel, or the law of the case.
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE
Douglas R. Long Gregory F. Zoeller
Anderson, Indiana Attorney General of Indiana
Christina D. Pace
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
Dequincy Clay, September 22, 2015
Appellant-Defendant, Court of Appeals Case No.
48A02-1502-CR-116
v. Appeal from the Madison Circuit
Court
State of Indiana, The Honorable Angela Warner
Appellee-Plaintiff Sims, Judge
Trial Court Cause No.
48C01-1007-FC-247
Bailey, Judge.
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Case Summary
[1] Dequincy Clay (“Clay”) appeals the revocation of his probation. He presents a
single, consolidated issue, challenging the sufficiency of the evidence in support
of the revocation. We affirm.
Facts and Procedural History
[2] On March 5, 2012, Clay pled guilty to Carrying a Handgun Without a License,
as a Class C felony. 1 He was sentenced to five years imprisonment, with two
years executed on in-home detention, and three years suspended to probation.
Clay’s probation began on April 4, 2013.
[3] On December 5, 2014, the State filed a Notice of Probation Violation, alleging
that Clay had committed new criminal offenses against his wife, Kari Clay
(“Kari”), including Battery, Criminal Recklessness, Pointing a Firearm,
Strangulation, and Intimidation. 2 On January 26, 2015 and February 11, 2015,
the trial court held an evidentiary hearing. Kari testified concerning events that
had occurred on November 17, 2014. The State also submitted photographic
exhibits documenting severe injuries to Kari’s face and body.
1
Ind. Code § 35-47-2-1.
2
The State also alleged that Clay had consumed alcohol in violation of a condition of his probation. This
allegation was subsequently dismissed.
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[4] The trial court revoked Clay’s probation and ordered that he serve 910 days of
his previously-suspended sentence. This appeal ensued.
Discussion and Decision
[5] Clay contends that the revocation decision lacks sufficient evidentiary support.
More particularly, he claims that the State bore the burden of establishing the
conditions of his probation through the testimony of the probation officer,
certified documents, or having the trial court take judicial notice of its records
showing the probationary conditions. He further claims that his counsel failed
to make an appropriate objection highlighting the omission.
[6] A probation revocation hearing is not equivalent to an adversarial criminal
proceeding. Cox v. State, 706 N.E.2d 547, 550 (Ind. 1999). However, the Due
Process Clause applies to probation revocation proceedings, and the due
process rights of a probationer include: “written notice of the claimed
violations, disclosure of the evidence against him, an opportunity to be heard
and present evidence, the right to confront and cross-examine witnesses, and a
neutral and detached hearing body[.]” Id. at 549. Because probation
revocation procedures “are to be flexible, strict rules of evidence do not apply.”
Id.
[7] A defendant is not entitled to serve a sentence in either probation or a
community corrections program. Monroe v. State, 899 N.E.2d 688, 691 (Ind. Ct.
App. 2009). Rather, such placement is a “matter of grace” and a “conditional
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liberty that is a favor, not a right.” Million v. State, 646 N.E.2d 998, 1002 (Ind.
Ct. App. 1995).
[8] Probation may be revoked for violation of a probation condition. Runyon v.
State, 939 N.E.2d 613, 616 (Ind. 2010). Indiana Code Section 35-38-2-1(b)
provides in relevant part: “[i]f the person commits an additional crime, the
court may revoke the probation.” The State must prove the violation by a
preponderance of the evidence. Runyon, 939 N.E.2d at 616. If a defendant
violates the conditions of his probation, the court may impose sanctions after
conducting a hearing:
(1) Continue the person on probation, with or without modifying or
enlarging the conditions.
(2) Extend the person’s probationary period for not more than one
(1) year beyond the original probationary period.
(3) Order execution of all or part of the sentence that was suspended
at the time of initial sentencing.
Ind. Code § 35-38-2.3(h).
[9] At Clay’s probation revocation hearing, Kari testified to the following. On
November 17, 2014, Clay struck Kari repeatedly, with his fists and with a gun.
Clay strangled Kari, kicked her, and pulled out her hair. Clay also pointed a
gun at Kari’s son. Clay threatened Kari with a knife. He smashed a framed
photograph against Kari’s head, telling her that she would be meeting her
deceased mother. Kari suffered a concussion, extensive bruising, and a
fractured frontal plate in her face. Kari required thirteen stiches near her eye.
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She was hospitalized for two days. The State also submitted several
photographs depicting Kari’s extensive injuries.
[10] This is sufficient evidence from which the fact-finder could conclude, by a
preponderance of the evidence, that Clay committed an additional crime.
Pursuant to Indiana Code Section 35-38-2-1, the trial court was authorized to
revoke Clay’s probation.
[11] Clay asks that we disregard this testimonial and documentary evidence and
require compliance with the suggestion of the second footnote in Lampley v.
State, 31 N.E.3d 1034 (Ind. Ct. App. 2015), that is:
We note that Lampley’s conditions of probation were not entered
into evidence, though they were included in the appendix on
appeal. The better practice is for the State to introduce the
conditions either through the testimony of the probation officer,
certified documents, or having the trial court take judicial notice
of its records showing the probationer’s conditions of probation.
Not entering the conditions of probation into evidence has
previously been argued to this court. See Johnson v. State, 692
N.E.2d 485, 486 (Ind. Ct. App. 1998). However, because
Johnson did not object to evidence of the alleged violation in that
case, we deemed his argument waived. Id. at 487. We caution
that failing to enter the conditions of probation into evidence
runs the risk of not satisfying the substantial evidence of
probative value standard we use on review. See, e.g., id.
[12] We do not disagree with the cautionary language of Lampley. However, in the
instant Notice of Probation Violation, the State alleged that Clay had
committed new crimes. All probationers are required to refrain from
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committing other crimes. I.C., § 35-38-2-1. The State need not have established
that Clay was subject to, or violated, another term of probation to support the
revocation decision. For this reason, an objection by Clay’s counsel would
have been futile. 3
[13] The decision to revoke Clay’s probation and order reinstatement of a portion of
his previously-suspended sentence is supported by sufficient evidence.
[14] Affirmed.
Baker, J., and Mathias, J., concur.
3
Clay claims to have a Sixth Amendment right to effective assistance of trial counsel; however, probation
revocation proceedings are not equivalent to a criminal trial. See Cox, 706 N.E.2d at 550 (“It is well settled
that probationers are not entitled to the full array of constitutional rights afforded defendants at trial.”)
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