RECOMMENDED FOR FULL-TEXT PUBLICATION
Pursuant to Sixth Circuit Rule 206
File Name: 05a0311p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
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Plaintiff-Appellee, -
UNITED STATES OF AMERICA,
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No. 04-4187
v.
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GERMAN PALACIOS-SUAREZ, -
Defendant-Appellant. -
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Appeal from the United States District Court
for the Southern District of Ohio at Cincinnati.
No. 04-00002—Susan J. Dlott, District Judge.
Argued: April 19, 2005
Decided and Filed: July 22, 2005
Before: NELSON and MOORE, Circuit Judges; RESTANI, Judge.*
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COUNSEL
ARGUED: Richard W. Smith-Monahan, OFFICE OF THE FEDERAL PUBLIC DEFENDER,
Cincinnati, Ohio, for Appellant. Anne L. Porter, ASSISTANT UNITED STATES ATTORNEY,
Cincinnati, Ohio, for Appellee. ON BRIEF: Richard W. Smith-Monahan, OFFICE OF THE
FEDERAL PUBLIC DEFENDER, Cincinnati, Ohio, for Appellant. Anne L. Porter, ASSISTANT
UNITED STATES ATTORNEY, Cincinnati, Ohio, for Appellee.
MOORE, J., delivered the opinion of the court, in which RESTANI, J., joined. NELSON,
J. (p. 8), delivered a separate concurring opinion.
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OPINION
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KAREN NELSON MOORE, Circuit Judge. In this case, Defendant-Appellant German
Palacios-Suarez (“Palacios-Suarez”) appeals his sentence imposed by the district court after he pled
guilty to illegally reentering the United States after having been previously removed. See 8 U.S.C.
§ 1326(a). Palacios-Suarez challenges his sentence on two grounds. First, he argues that the district
court improperly concluded that his prior state-law felony drug convictions should be considered
“aggravated felonies” and therefore enhance his sentence pursuant to 8 U.S.C. § 1326(b)(2) and U.S.
Sentencing Guideline (“U.S.S.G.”) § 2L1.2(b)(1)(C). Second, Palacios-Suarez argues that his case
*
The Honorable Jane A. Restani, Chief Judge, United States Court of International Trade, sitting by designation.
1
No. 04-4187 United States v. Palacios-Suarez Page 2
should be remanded to the district court for resentencing in light of the Supreme Court’s decision
in United States v. Booker, _ U.S. _, 125 S. Ct. 738 (2005). Upon review, we conclude that
Palacios-Suarez’s prior state felony convictions are not “aggravated felonies,” and therefore we
VACATE the district court’s sentence and REMAND the case for resentencing consistent with this
opinion as well as the Supreme Court’s opinion in Booker.
I. BACKGROUND
On July 22, 2003, Palacios-Suarez was removed from the United States following two state-
law convictions for drug possession. Subsequently, he returned to the United States and was
arrested in Clermont County, Ohio. On February 27, 2004, Palacios-Suarez pleaded guilty to
illegally reentering the United States after having been previously removed in violation of 8 U.S.C.
§ 1326(a). A pre-sentence report (“PSR”) was filed with the district court which detailed the two
prior state-law convictions for drug possession, both of which are considered felonies under
applicable state laws. Palacios-Suarez’s first felony conviction was in April 2003, for possession
of cocaine in the State of Ohio in violation of Ohio Rev. Code Ann. § 2925.11(A). Two months
later, in July 2003, he was convicted of possession of a controlled substance in the first degree in
the Commonwealth of Kentucky. See Ky. Rev. Stat. Ann. § 218A.1415(1).
The PSR concluded that the two convictions qualified as “aggravated felonies” pursuant to
8 U.S.C. § 1326(b) and U.S.S.G. § 2L1.2(b)(1)(C) thereby resulting in a ten-year increase in the
statutory-maximum penalty and an eight-level enhancement under the Sentencing Guidelines.
8 U.S.C. § 1326(b); U.S. Sentencing Guidelines Manual § 2L1.2(b)(1)(C) (2003). While conceding
the validity of the prior state-law convictions, Palacios-Suarez challenged the PSR’s conclusion that
they are “aggravated felonies” as defined by the federal statute and the Sentencing Guidelines. The
district court rejected Palacios-Suarez’s argument, however, and sentenced him to twenty-four
months of incarceration, three years of supervised release, a $500.00 fine, and a special assessment
of $100.00. Palacios-Suarez appeals from that sentence.
II. ANALYSIS
A. Interpretation of the Aggravated-Felony Enhancement
We review the district court’s interpretation of a federal statute and the Sentencing
Guidelines de novo. United States v. Quintero, 157 F.3d 1038, 1039 (6th Cir. 1998); United States
v. Gibson, 409 F.3d 325, 338 (6th Cir. 2005) (stating standard of review after Booker). Whether a
state-felony drug conviction, which would not be a felony under federal law, could nevertheless
constitute an “aggravated felony” as defined in 8 U.S.C. § 1101(a)(43)(B) is an issue of first
impression in this court. See Garcia-Echaverria v. United States, 376 F.3d 507, 512 (6th Cir. 2004)
(deciding the case without reaching the issue). The courts of appeals which have addressed the issue
have reached conflicting results. Upon review of the statutory language and the legislative history,
we hold that a state felony conviction which does not contain a trafficking component must be
punishable as a felony under federal law in order for it to constitute an “aggravated felony” under
the Immigration and Nationality Act (“INA”).
Deciphering what the term “aggravated felony” means in the INA requires us to “navigate
a rather confusing maze of statutory cross-references.” United States v. Robles-Rodriguez, 281 F.3d
900, 903 (9th Cir. 2002). The INA states that an alien who has been previously removed from the
United States “subsequent to a conviction for commission of an aggravated felony” may be
imprisoned for up to twenty years if found to have illegally reentered the country. 8 U.S.C.
§ 1326(b)(2). Accordingly, the Sentencing Guidelines increase the offense level for the crime by
eight levels where the defendant has been convicted of “an aggravated felony.” U.S. Sentencing
Guidelines Manual § 2L1.2(b)(1)(C) (2003). The commentary to the section explains that the term
No. 04-4187 United States v. Palacios-Suarez Page 3
“aggravated felony” has the same “meaning given that term in section 101(a)(43) of the [INA]
(8 U.S.C. § 1101(a)(43)).” U.S. Sentencing Guidelines Manual § 2L1.2, cmt. n.3(A) (2003).
Section 101(a)(43) in relevant part defines an “aggravated felony” as “illicit trafficking in a
controlled substance (as defined in section 802 of Title 21), including a drug trafficking crime (as
defined in section 924(c) of Title 18).” 8 U.S.C. § 1101(a)(43)(B) (emphasis added). Section 924(c)
of Title 18, in turn, defines the term “drug trafficking crime” as “any felony punishable under the
Controlled Substances Act [(“CSA”)] (21 U.S.C. 801 et seq.), the Controlled Substances Import and
Export Act (21 U.S.C. 951 et seq.), or the Maritime Drug Law Enforcement Act (46 U.S.C. App.
1901 et seq.).” 18 U.S.C. § 924(c)(2) (emphasis added). Courts have adopted two competing
interpretations of the phrase “any felony punishable under” the enumerated statutes in § 924(c)(2),
and it is the interpretation of this phrase which is the subject of Palacios-Suarez’s appeal.
Initially, the Board of Immigration Appeals (the “BIA”) interpreted § 101(a)(43)(B) of the
INA to mean that “a state drug conviction could qualify as ‘an aggravated felony’ in one of two
ways: (1) if the state felony conviction had a ‘trafficking element’ (which is not argued here); or
(2) if the conviction would be punishable as a felony under one of the enumerated federal drug
statutes” and therefore would be a “drug trafficking crime” as defined under § 924(c)(2). Liao v.
Rabbett, 398 F.3d 389, 391 (6th Cir. 2005) (citing In re Davis, 20 I. & N. Dec. 536, 541-42 (BIA
1992)). The BIA’s interpretation of § 924(c)(2) is known as the “hypothetical federal felony” or the
“hypothetical felony” approach and “reads the phrase ‘any felony punishable under the CSA’ to
mean any conviction punishable as a felony under the CSA.” Id. Thus, “a state felony drug
possession conviction (not involving any element of drug trafficking) that would only be punishable
as a federal misdemeanor would not constitute an ‘aggravated felony’ under § 1101(a)(43)(B).” Id.
at 391-92. The BIA adopted the hypothetical federal felony approach in all of its immigration cases
except in circuits which decided to the contrary on the issue. In Re L-G-, 21 I. & N. Dec. 89, 102
(BIA 1995).1 The Second, Third, and Ninth Circuits have expressly adopted the BIA’s hypothetical
federal felony approach in the immigration context. See Aguirre v. INS, 79 F.3d 315, 317-18 (2d
Cir. 1996); Gerbier v. Holmes, 280 F.3d 297, 311 (3d Cir. 2002); Cazarez-Gutierrez v. Ashcroft, 382
F.3d 905, 919 (9th Cir. 2004).
By contrast, the second interpretation of § 924(c)(2), referred to as the “guideline approach”
because it has been adopted specifically in the context of U.S.S.G. § 2L1.2, takes a disjunctive view
of the phrase “any felony punishable under the CSA.” Thus, courts adopting the “guideline
approach” read the phrase to mean that a state drug conviction is a “drug trafficking crime” and
therefore an “aggravated felony” if (1) the conviction is a felony under either state or federal law
and (2) the conduct underlying the conviction is punishable under the CSA (or the other two statutes
not at issue here). Garcia-Echaverria, 376 F.3d at 512. Courts adopting this approach rely on the
fact that within the CSA itself, the term “felony” is defined as “any Federal or State offense
classified by applicable Federal or State law as a felony.” 21 U.S.C. § 802(13). “Under this
interpretation, a drug offense that is punishable as a felony under state law could be considered an
‘aggravated felony,’ for purposes of applying the enhancement contained in U.S.S.G. § 2L1.2, even
if the conduct would have only been punishable as a misdemeanor under federal law.” Garcia-
Echaverria, 376 F.3d at 512. A clear majority of our sister circuits have adopted this approach to
1
Following the rejection of the “hypothetical federal felony” approach by the majority of circuit courts in the
sentencing context, the BIA reversed this holding a few years ago. In re Yanez-Garcia, 23 I. & N. Dec. 390, 396 (BIA
2002). The BIA’s decision was based on its “overriding obligation to follow the authoritative decisions of the federal
circuit courts of appeals regarding interpretation of a provision of federal criminal law that is referenced in the
Immigration and Nationality Act.” Id. The BIA thus adopted the “guideline approach” for all of its immigration cases
except in circuits such as the Second, Third, and Ninth which have spoken to the contrary and have adopted the BIA’s
original “hypothetical federal felony” interpretation. The BIA’s decision to reverse its prior holding based on its
obligation to follow the authoritative decisions of our sister circuit courts does not alter our analysis of the BIA’s
statutory interpretation.
No. 04-4187 United States v. Palacios-Suarez Page 4
interpret the phrase “aggravated felony” as used in U.S.S.G. § 2L1.2. See United States v. Wilson,
316 F.3d 506, 513 (4th Cir.), cert. denied, 538 U.S. 1025 (2003); United States v. Pornes-Garcia,
171 F.3d 142, 148 (2d Cir.), cert. denied, 528 U.S. 880 (1999); United States v. Simon, 168 F.3d
1271, 1272 (11th Cir.), cert. denied, 528 U.S. 844 (1999); United States v. Hinojosa-Lopez, 130 F.3d
691, 694 (5th Cir. 1997); United States v. Briones-Mata, 116 F.3d 308, 309 (8th Cir. 1997); United
States v. Cabrera-Sosa, 81 F.3d 998, 1000 (10th Cir.), cert. denied, 519 U.S. 885 (1996); United
States v. Restrepo-Aguilar, 74 F.3d 361, 365 (1st Cir. 1996).
The Ninth Circuit has adopted a similar approach to interpreting the term “aggravated
felony” within the context of U.S.S.G. § 2L1.2, but has added the further requirement that regardless
of how the state classifies the conviction, the offense can be an “aggravated felony” for purposes
of § 1101(a)(43)(B) only if it is “punishable by more than one year’s imprisonment under applicable
state or federal law.” Robles-Rodriguez, 281 F.3d at 904. The court noted that within the CSA
itself, the term “felony drug offense” is defined as “an offense that is punishable by imprisonment
for more than one year under any law of the United States or of a State.” 21 U.S.C. § 802(44).
Similarly, federal offenses in general under Title 18 are classified as felonies only if the maximum
term of imprisonment is greater than one year. 18 U.S.C. § 3559(a)(5). Thus, the court explained
that in light of Congress’s “long-established practice of using the term ‘felony’ to describe offenses
punishable by more than one year’s imprisonment,” it refused to adopt an alternative approach
“absent a clear indication to the contrary.” Robles-Rodriguez, 281 F.3d at 904. Accordingly, the
Ninth Circuit held that an Arizona drug-possession conviction which is classified as a felony under
Arizona law, but which does not result in incarceration, did not qualify as a “drug trafficking crime”
and therefore an “aggravated felony” under the INA. Id. at 905-06. We expressly adopted this
formulation without reaching the underlying issue of whether the guideline approach was the proper
interpretation of § 924(c)(2). See Liao, 398 F.3d at 395 (assuming the guideline approach is
appropriate, holding that “a state drug conviction is not a felony under state law, even if it is labeled
as such, if it is not punishable under state law by a term of imprisonment of more than one year”).
Thus, in this case, we face the unresolved question of determining which interpretation of
an “aggravated felony” should be used in our circuit. We begin our analysis by declining to follow
the approach outlined by the Second and Ninth Circuits, which treats the statutory language in
§ 1101(a)(43)(B) differently for immigration purposes than for sentencing enhancement under the
Guidelines. See Ferreira v. Ashcroft, 382 F.3d 1045, 1050 (9th Cir. 2004); Pornes-Garcia, 171 F.3d
at 147. As the Fifth Circuit stated, “[w]e fail to see the validity of interpreting this statute differently
based on this distinction between sentencing and immigration cases; it is, after all, the same words
of the same phrase from the same statute that is being interpreted in each instance.” United States
v. Hernandez-Avalos, 251 F.3d 505, 509 (5th Cir.), cert. denied, 534 U.S. 935 (2001). We agree
with the Fifth Circuit’s reasoning and decline to adopt separate interpretations of the same phrase
for the immigration and sentencing cases.
Having resolved that preliminary matter, we next turn to the statutory language of the phrase
in § 924(c)(2) itself. We have stated that “when interpreting statutes, [t]he language of the statute
is the starting point for interpretation, and it should also be the ending point if the plain meaning of
that language is clear.” United States v. Boucha, 236 F.3d 768, 774 (6th Cir. 2001) (internal
quotation omitted) (alteration in original). The statutory language at issue in this case is the precise
meaning of the phrase “any felony punishable under” the CSA. 18 U.S.C. § 924(c)(2). Several
courts of appeals which have adopted the “guideline approach” have based their decision on what
they have found to be the clear language of § 924(c)(2). See Wilson, 316 F.3d at 512; United States
v. Ibarra-Galindo, 206 F.3d 1337, 1339 (9th Cir. 2000), cert. denied, 531 U.S. 1102 (2001); Simon,
168 F.3d at 1272; Restrepo-Aguilar, 74 F.3d at 364. As the Ninth Circuit has stated, “[i]f Congress
had intended [the hypothetical federal felony approach], it would have most naturally referred to
offenses ‘punishable as felonies under the Controlled Substances Act,’ but it did not.” Ibarra-
Galindo, 206 F.3d at 1339. As the dissent noted in that case, “[i]t is a rare statute, however, that
No. 04-4187 United States v. Palacios-Suarez Page 5
could not have been written more clearly than it was.” Id. at 1342 (Canby, J. dissenting). Thus, if
the “guideline approach” was intended, Congress could have just as easily written the statute to
define a “drug trafficking crime” as an offense “‘punishable under the Controlled Substances Act
and constituting a felony under either federal or state law.’” Id. at 1342 n.2 (Canby, J. dissenting).
We agree with Judge Canby’s reasoning and decline to adopt a statutory interpretation based on
hypothetical phrasing which Congress never considered. Instead, we conclude that the phrase “a
felony punishable under” the CSA could be read either as an offense punishable as a felony under
the CSA or in the alternative, as a federal or state felony involving conduct which is punishable
under the CSA. Accordingly, either the “hypothetical federal felony” interpretation or the “guideline
approach” could be supported by the plain meaning of the statute.
The courts of appeals which have adopted the “guideline approach” have found support for
their statutory interpretation in the definitions of the term “felony” in the Guidelines and the CSA
itself. See Wilson, 316 F.3d at 512; Ibarra-Galindo, 206 F.3d at 1339-40; Simon, 168 F.3d at 1272;
Briones-Mata, 116 F.3d at 309; Restrepo-Aguilar, 74 F.3d at 365. Specifically, both the Ninth
Circuit and the Government in its brief in this case cite the commentary in the Sentencing Guidelines
which defines the term “felony” as “any federal, state, or local offense punishable by imprisonment
for a term exceeding one year.” U.S. Sentencing Guidelines Manual § 2L1.2, cmt. n.2 (2003)
(emphasis added). Reliance on this definition is misplaced however, because the commentary
specifically states that the definition of a “felony” applies “[f]or purposes of subsection (b)(1)(A),
(B), and (D).” Id. Therefore, the definition of the term “felony” does not have any bearing on the
term “aggravated felony” in subsection (b)(1)(C) of § 2L1.2.
Similarly, courts cite the definition section of the CSA which defines the term “felony” as
“any Federal or State offense classified by applicable Federal or State law as a felony.” 21 U.S.C.
§ 802(13) (emphasis added). In a well-reasoned opinion, the BIA concluded that reliance on this
definition is misplaced as well. In re L-G-, 21 I. & N. Dec. at 98-99. Section 802(13) provides
definitions only for use within subchapter I of chapter 13 of Title 21. The statutory phrase at the
heart of the “aggravated felony” debate is within § 924(c)(2) of Title 18, which has its own
definition of the term “felony.” Thus, to define the individual terms in the phrase “any felony
punishable under the” CSA, the proper recourse is to the definitions provided in Title 18 rather than
Title 21. For purposes of Title 18, a felony is defined as a federal offense where the maximum
punishment exceeds one year. 18 U.S.C. § 3559(a)(5). “A ‘drug trafficking crime’ under 18 U.S.C.
§ 924(c)(2) is therefore any felony violation of the federal drug laws, i.e., any offense under those
laws where the maximum term of imprisonment authorized exceeds 1 year.” In re L-G-, 21 I. & N.
Dec. at 94 (emphasis added). The Third Circuit agreed with the BIA’s interpretation and held that
“a crime that is only punishable as a misdemeanor under the Controlled Substances Act is not ‘any
felony’ under § 924(c)(2).” Gerbier, 280 F.3d at 310. We find the interpretation of the BIA and the
Third Circuit to be at the very least plausible. As a result, we cannot say that the plain meaning of
the language of § 924(c)(2) supports one interpretation over another. Accordingly, we must “resort
to the legislative history to ascertain the meaning of the language.” Boucha, 236 F.3d at 774.
Prior to 1988, § 924(c)(2) defined the term “drug trafficking crime” as “any felony violation
of Federal law involving the distribution, manufacture, or importation of any controlled substance
(as defined in section 102 of the Controlled Substances Act (21 U.S.C. § 802)).” 18 U.S.C.
§ 924(c)(2) (1982 & Supp. IV 1986) (emphasis added). Thus, the prior statutory language plainly
reveals that a “drug trafficking crime” was limited to only federal felony offenses. In the Anti-Drug
Abuse Act of 1988, Pub. L. No. 100-690 § 6212, 102 Stat. 4181, 4360, Congress amended the
subsection into its present-day form, defining the term “drug trafficking crime” as “any felony
punishable under” the three enumerated statutes. 18 U.S.C. § 924(c)(2). Congress titled the section
of this Act which amended § 924(c)(2) as a “clarification of definition of drug trafficking crimes.”
§ 6212, 102 Stat. at 4360 (emphasis added). Congress never intended the amendment to be a
substantive change in the definition but rather merely a clarification. As the Ninth Circuit stated,
No. 04-4187 United States v. Palacios-Suarez Page 6
“[t]here is nothing in the legislative history to suggest that Congress intended this ‘clarification’ to
dramatically widen the scope of ‘drug trafficking crime’ to include, for example, simple drug
possession punished as a felony by a state.” Cazarez-Gutierrez, 382 F.3d at 915. Thus, the original
understanding of the term as limited to federal felonies was unchanged. Accordingly, we agree with
the Third Circuit that the “interpretation of the phrase ‘felony punishable under the Controlled
Substances Act’ as excluding crimes that are not ‘hypothetical federal felonies’ is not only plausible,
but also logical in light of the history of § 924(c)(2).” Gerbier, 280 F.3d at 309.
Moreover, the legislative history of 8 U.S.C. § 1101(a)(43) further supports the “hypothetical
federal felony” approach. In March 1990, the BIA first adopted the “hypothetical federal felony”
approach, holding that “a state conviction sufficiently analogous to a felony offense” under the
enumerated federal statutes is a “drug trafficking crime” under § 924(c)(2) and therefore “an
aggravated felony” under § 1101(a)(43). In re Barrett, 20 I. & N. Dec. 171, 175 (BIA 1990)
(emphasis added). The BIA concluded that “it is unreasonable to assume that Congress, in choosing
the definition of ‘drug trafficking crime’ at 18 U.S.C. § 924(c)(2), sought to differentiate between
aliens convicted of similar drug-related offenses on the basis of whether the conviction was
accomplished under state or federal law.” Id. Several months later, Congress adopted the BIA’s
approach, amending § 1101(a)(43) by adding that the term “aggravated felony” “applies to offenses
described in the previous sentence whether in violation of Federal or State law.” Immigration Act
of 1990, Pub. L. No. 101-649 § 501(a)(5), 104 Stat. 4978, 5048. In explaining the purpose of the
amendment, the House Judiciary Committee stated:
Current law defines “aggravated felony” to mean drug trafficking, firearm or
explosive device trafficking, and murder (8 U.S.C. § 1101(a)(43)). Current law
clearly renders an alien convicted of a Federal drug trafficking offense an aggravated
felon. It has been less clear whether a state drug trafficking conviction brings that
same result, although the Board of Immigration Appeals in Matter of Barrett (March
6, 1990) has recently ruled that it does. Because the Committee concurs with the
recent decision of the Board of Immigration Appeals and wishes to end further
litigation on this issue, section 1501 of H.R. 5269 specifies that drug trafficking (and
firearms/destructive device trafficking) is an aggravated felony whether or not the
conviction occurred in state or Federal court.
H.R. Rep. No. 101-681, pt. 1, at 147 (1990), reprinted in 1990 U.S.C.C.A.N. 6472, 6553 (emphasis
added). The language of the report clearly reveals that Congress embraced the BIA’s “hypothetical
federal felony” approach with regard to the term “aggravated felony.” Moreover, it is evident that
Congress was concerned specifically with drug trafficking crimes, which are treated as felonies
under the CSA, rather than simple drug possession crimes which would only qualify as federal
misdemeanors. Therefore, we conclude that the legislative history of § 1101(a)(43) confirms the
interpretation that Congress did not intend for state felony convictions (not involving any element
of drug trafficking) to qualify as an “aggravated felony” under § 1101(a)(43)(B) if the offense would
be punishable only as a federal misdemeanor under the CSA.
In sum, we conclude that, in light of the legislative history which clarifies the ambiguous
statutory language of 18 U.S.C. § 924(c)(2), the “hypothetical federal felony” approach is the proper
interpretation of an “aggravated felony” under the INA.
B. Palacios-Suarez’s Case
Applying the “hypothetical federal felony” approach to Palacios-Suarez’s case, we conclude
that the district court erred in finding that his two prior state felony convictions constituted
“aggravated felonies” under U.S.S.G. § 2L1.2. Both of Palacios-Suarez’s prior convictions were
for possession of cocaine in violation of Ohio and Kentucky law. Because neither of the state
No. 04-4187 United States v. Palacios-Suarez Page 7
convictions involved a trafficking element, our sole inquiry under § 1101(a)(43)(B) is to determine
whether the two state convictions could be considered felonies punishable under the CSA. The
proper federal offense sufficiently analogous to the two state felony convictions is 21 U.S.C.
§ 844(a), which makes it “unlawful for any person knowingly or intentionally to possess a controlled
substance unless such substance was obtained directly, or pursuant to a valid prescription or order,
from a practioner. . . .” 21 U.S.C. § 844(a). “Any person who violates this subsection may be
sentenced to a term of imprisonment of not more than 1 year, and shall be fined a minimum of
$1,000, or both. . . .” Id. Thus, under the analogous provision of the CSA, Palacios-Suarez’s
offenses would each be classified only as misdemeanors, and therefore could not be considered
“drug trafficking crimes” under § 924(c)(2) nor “aggravated felonies” under § 1101(a)(43)(B).
Federal law does provide, however, that if the person “commits such offense after . . . a prior
conviction for any drug, narcotic, or chemical offense chargeable under the law of any State, has
become final, he shall be sentenced to a term of imprisonment for . . . not more than 2 years.” 21
U.S.C. § 844(a). Thus, under this recidivist provision, drug possession could be a federal felony.
In order to be eligible for the enhanced punishment, the defendant’s second offense must occur after
the prior drug conviction has become final. Palacios-Suarez’s first drug offense occurred in
Kentucky on May 2, 1999, for which he was convicted on July 1, 2003. His second drug offense
occurred in Ohio on December 30, 2002, for which he was convicted on April 30, 2003. Thus,
Palacios-Suarez’s second drug offense occurred prior to his first conviction becoming final.
Accordingly, he could not be charged under the recidivist provision of the federal statute. See
United States v. Ballesteros-Ruiz, 319 F.3d 1101, 1104 (9th Cir. 2003) (noting that a defendant may
only be treated as a recividist under § 844(a) if the second offense occurs after a prior conviction).
In sum, we conclude that because Palacios-Suarez’s prior state-felony convictions would
only be classified as misdemeanors under federal law, the state convictions could not be considered
“drug trafficking crimes” under § 924(c)(2) nor “aggravated felonies” under § 1101(a)(43)(B).
Accordingly, the district court erred in enhancing his sentence pursuant to U.S.S.G. § 2L1.2.
Though the Supreme Court in Booker made the Sentencing Guidelines only advisory, we have held
that “the proper interpretation of the various provisions of the Sentencing Guidelines remains vitally
important for this court.” United States v. Chriswell, 401 F.3d 459, 463 (6th Cir. 2005). “The clear
Booker requirement that the district court ‘consider’ the applicable Guidelines range would
otherwise be meaningless.” United States v. Davidson, 409 F.3d 304, 310 (6th Cir. 2005) (internal
citation omitted). Therefore, because we conclude that the district court erred in its application of
U.S.S.G. § 2L1.2, we vacate Palacios-Suarez’s sentence and remand the case to the district court for
reconsideration. Moreover, we further note that the district court on remand “must take into account
the now-advisory nature of the Guidelines pursuant to Booker.” Chriswell, 401 F.3d at 470.
III. CONCLUSION
For the foregoing reasons, we VACATE Palacios-Suarez’s sentence and REMAND the case
to the district court for resentencing consistent with this opinion and the Supreme Court’s decision
in Booker.
No. 04-4187 United States v. Palacios-Suarez Page 8
____________________
CONCURRENCE
____________________
DAVID A. NELSON, Circuit Judge, concurring. No fewer than eight of our sister circuits
have addressed the precise question presented in the case at bar. All eight have concluded that the
term “a conviction for an aggravated felony,” as used in U.S.S.G. § 2L1.2, includes a felony
conviction in a state court for a drug offense that would be punishable only as a misdemeanor under
the relevant federal statute. See United States v. Wilson, 316 F.3d 506, 512-13 (4th Cir.), cert.
denied, 538 U.S. 1025 (2003); United States v. Ibarra-Galindo, 206 F.3d 1337, 1339-41 (9th Cir.
2000), cert. denied, 531 U.S. 1102 (2001); United States v. Pornes-Garcia, 171 F.3d 142, 145-48
(2d Cir.), cert. denied, 528 U.S. 880 (1999); United States v. Simon, 168 F.3d 1271, 1272 (11th Cir.),
cert. denied 528 U.S. 844 (1999); United States v. Hinojosa-Lopez, 130 F.3d 691, 693-94 (5th Cir.
1997); United States v. Briones-Mata, 116 F.3d 308, 309-10 (8th Cir. 1997); United States v.
Cabrera-Sosa, 81 F.3d 998, 999-1000 (10th Cir.), cert. denied, 519 U.S. 885 (1996); United States
v. Restrepo-Aguilar, 74 F.3d 361, 363-66 (1st Cir. 1996).
I would be cautious about rocking a boat as stable as this one seems to be. I think the
stability is more apparent than real, however, given that (1) the proper interpretation of “a conviction
for an aggravated felony” depends on what Congress said in 18 U.S.C. § 924(c)(2), a code section
that speaks of “any felony punishable under the Controlled Substances Act [etc.],” and (2) two of
the eight circuits mentioned above have held in immigration cases that the language in § 924(c)(2)
about “any felony punishable under the Controlled Substances Act” means, for immigration law
purposes, punishable under the Controlled Substances Act as a felony — which is not the meaning
those circuits assign to the same language in the same statute for sentencing law purposes. Compare
Aguirre v. INS, 79 F.3d 315, 317-18 (2d Cir. 1996), with Pornes-Garcia, and Cazarez-Gutierrez v.
Ashcroft, 382 F.3d 905, 919 (9th Cir. 2004), with Ibarra-Galindo. I agree with my colleagues on
the panel that the Second and Ninth Circuits have some explaining to do in this regard. (There is
no corresponding tension in the Third Circuit caselaw, since Gerbier v. Holmes, 280 F.3d 297 (3rd
Cir. 2002) — an immigration case reaching the same result as that reached in Aguirre and Cazarez-
Gutierrez — stands alone in the Third Circuit; there is no Third Circuit sentencing case
corresponding to the eight cases cited in the opening paragraph of this concurrence.)
I also agree with my colleagues’ conclusion that the phrase “a conviction for an aggravated
felony,” as used in U.S.S.G. § 2L1.2, should not be read as including a state court felony conviction
for a drug offense that would be punishable only as a misdemeanor under federal law. My
agreement with this conclusion is not significantly influenced, however, by the 1990 committee
report quoted in the court’s opinion. As I read it, the committee report does not speak to the
question whether a state drug felony must be analogous to a federal drug felony — as opposed to
a lesser federal offense — in order to be classified as a “drug trafficking crime” and thus as an
“aggravated felony.”
The factor that weighs most heavily in my mind is not legislative history, but the rule of
lenity. At the very least, it seems to me, the critical language in 18 U.S.C. § 924(c)(2) — “any
felony punishable under the Controlled Substances Act” — could reasonably be construed as
meaning either “any offense punishable as a felony under the Controlled Substances Act” or “any
offense that constitutes a felony under state or federal law and is punishable under the Controlled
Substances Act.” There being two arguably permissible constructions of this statutory language,
the rule of lenity requires us to adopt the construction that is more favorable to the defendant. See
United States v. Wagner, 382 F.3d 598, 610 (6th Cir. 2004). The district court having adopted the
less favorable construction, I concur in my colleagues’ judgment that the challenged sentence must
No. 04-4187 United States v. Palacios-Suarez Page 9
be vacated and the case remanded for resentencing under a proper construction of the (now advisory)
federal sentencing guidelines.