NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 10a0145n.06
No. 09-1480 FILED
Mar 09, 2010
LEONARD GREEN, Clerk
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
KEITH L. WILSON,
Petitioner-Appellee,
v. On Appeal from the United
States District Court for the
THOMAS K. BELL, Warden, Eastern District of Michigan
at Detroit
Respondent-Appellant.
/
Before: GUY, CLAY, and KETHLEDGE, Circuit Judges.
RALPH B. GUY, JR., Circuit Judge. Respondent, Thomas K. Bell, W arden,
appeals from the district court’s decision granting petitioner Keith L. Wilson, a state prisoner,
habeas relief on the grounds that vouching by the prosecutor in rebuttal closing argument
resulted in a denial of due process, and that trial counsel’s failure to object to the alleged
vouching constituted ineffective assistance of counsel. Our review of the record leads us to
conclude that the state courts’ rejection of these claims was not contrary to, or an
unreasonable application of, Supreme Court precedent. Accordingly, we reverse and remand
for entry of judgment denying the petition for writ of habeas corpus.
I.
A. Procedural History
Keith Wilson, age 33, was convicted on August 4, 2003, following a two-day jury
No. 09-1480 2
trial, of two counts of third degree criminal sexual conduct involving two instances of sexual
penetration with a “stepdaughter” who was at least 13 and under 16 years of age. See M ICH.
C OMP. L AWS A NN. § 750.520d(1)(a). Petitioner was sentenced to concurrent 9 to 15 year
terms of imprisonment on each count. The trial court denied petitioner’s motion for post-
conviction relief, including the instant claims of prosecutorial misconduct and ineffective
assistance of counsel. The Michigan Court of Appeals denied Wilson’s delayed application
for leave to appeal “for lack of merit on the grounds presented,” People v. Wilson, No.
257718 (Mich. Ct. App. Jan. 20, 2005), and the Michigan Supreme Court denied his
application for leave to appeal because it was not persuaded that the questions presented
should be reviewed, People v. Wilson, 704 N.W.2d 76 (2005) (table).
On May 30, 2006, Wilson filed his application for writ of habeas corpus raising the
same three claims that were asserted in the state courts. The magistrate judge recommended
that the petitioner’s application be denied on the merits. Petitioner objected, and the district
court accepted in part and rejected in part the magistrate judge’s recommendations. For the
reasons set forth in the opinion and order entered April 7, 2009, the district court granted a
conditional writ of habeas corpus giving the state 90 days to retry petitioner or release him.
Respondent appealed.1
B. Evidence at Trial
Petitioner and Veronica Williams, his fiancé at the time, had lived together for five
years when the alleged assaults occurred in December 2002 and January 2003. With them
1
The district court entered a stay of the judgment pending appeal.
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lived Williams’s two older children—the 14-year-old victim Sherika Montgomery and her
13-year-old brother Bryant Williams—petitioner’s 10-year-old son, and two young children,
ages 2 and 4, that petitioner and Veronica Williams had together. Sherika and Bryant both
conceded that they did not like petitioner, who sometimes hit them when he was angry.
Asked if she understood why she was at the trial, Sherika answered, “Because Keith
raped me.” The victim testified that she had not had sexual intercourse with anyone before
petitioner penetrated her. Sherika testified that before the first assault in December 2002, she
and Bryant were forced to watch a pornographic movie with petitioner. Then, petitioner told
Bryant to watch the other children while he took Sherika upstairs to her mother’s room.
Petitioner told her to clean up the room, then hit her on the buttocks and said “let’s do it.”
Petitioner offered her money for sex, but she refused. He got a belt and threatened to hit her,
and then removed her clothes. Sherika testified that she laid down on the bed and put a
pillow over her face. Petitioner penetrated her vaginally, which she testified hurt. Sherika
took the pillow off her face and saw petitioner ejaculate on a towel he had placed on her
stomach. Petitioner told Sherika to go wash up, gave her $5.00, and told her not to tell
anyone or he would beat her.
Bryant corroborated Sherika’s testimony concerning this assault, confirming that
petitioner made them watch a pornographic movie, instructed Bryant to watch the other
children, and took Sherika to an upstairs bedroom. Admitting that he did not see the sexual
assault, Bryant testified that when one of the younger children followed them upstairs, Bryant
saw petitioner come out of the bedroom “butt naked.” Petitioner told Bryant that he was
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going to “open her up,” and Sherika told Bryant that petitioner had penetrated her. Veronica
Williams was not home at the time, and neither Sherika nor Bryant told their mother what
had happened.
The second assault occurred in January 2003, again when Veronica Williams was not
home. Petitioner kept Sherika home from school, threatened her with a belt, and had vaginal
intercourse with her in a downstairs room. Sherika testified that petitioner ejaculated on a
shirt he placed on her chest. He offered her $20.00, but she refused it. Bryant confirmed that
petitioner kept Sherika home from school that day, and testified that he was in the school
office later that morning and overheard petitioner saying his sister was late because they had
to see about a problem with the car. Sherika told Bryant that petitioner had sex with her, but
she did not tell her mother because petitioner had threatened her. According to Sherika, once
when she, Bryant, petitioner, and petitioner’s niece were together, petitioner asked them if
they had ever “used” a cucumber and offered to teach them how to put a condom on one and
“put it in.”
Veronica Williams found out about the assaults for the first time from Bryant, after
Bryant had an altercation with petitioner on April 3, 2003. On that day, Veronica Williams
was not home and petitioner was outside barbequing with the help of Sherika’s “godbrother”
Jehmetrius Williams (no relation). Bryant was upstairs wrestling with the younger boys,
when petitioner’s 4-year-old son began to cry. Another child reported that Bryant had hit the
boy, and petitioner went upstairs to confront Bryant. They argued, petitioner admitted
striking Bryant, and Bryant threatened to go stay with his father. While they argued, Sherika
No. 09-1480 5
called 911. According to petitioner, Bryant threatened to tell his mother that petitioner had
sex with Sherika.
When the police arrived, petitioner was outside barbequing. The witness accounts of
the exchange with police differ, except that they agree that the police left after talking to
petitioner and made no report. Petitioner testified that Bryant accused him of molesting
Sherika, and that Sherika denied it when asked by the police. Bryant, on the other hand,
testified that it was petitioner who preemptively told police that Bryant was making this
accusation. Bryant and Sherika both said the police did not talk to her. Jehmetrius testified
that Bryant told the police, but the police ignored Bryant and did not talk to Sherika. The
officers were not called to testify, and it is unknown whether they would have had anything
to contribute.
After the police left, petitioner forbade Bryant from using the telephone to call his
father. When Veronica Williams got home, however, they took Bryant to stay with his
father. That night, Bryant told his mother that petitioner had sex with Sherika. The next
morning, after petitioner left for work, Veronica Williams woke Sherika and asked her about
the accusation. Based on what she said, Veronica called 911 and took Sherika to be
examined for sexual assault at Providence Hospital. The examiner, Dr. Jeffrey Thewes,
testified that Sherika had no infections, was not pregnant, and had no abrasions or tears. Dr.
Thewes found that Sherika’s hymen was not completely intact, however, which indicated
sexual penetration. Finally, the examiner saw no evidence of recent sexual activity.
Petitioner testified on his own behalf, denying that he had intercourse with Sherika
No. 09-1480 6
and admitting his prior convictions for embezzlement and filing a false police report.
Attempting to deflect the accusation, petitioner testified that sometime in March 2003 he
came home to find Sherika and Jehmetrius together with their pants unzipped. Petitioner also
claimed that he caught Sherika watching one of the pornographic tapes that belonged to him
and her mother. Neither of these claims were included in the statement petitioner gave to
police when arrested on these charges, however, and the officer who took the statement
testified that he would have made note if petitioner had made these claims.
Jehmetrius testified that he got along with petitioner and would go places with him.
Jehmetrius denied ever having sexual intercourse with Sherika and testified that, sometime
in March 2003, petitioner told him that he had penetrated Sherika. Specifically, Jehmetrius
testified that “[petitioner] told me that he made Sherika lay down and he told her if [s]he
didn’t he was gonna whip her and made her open her legs and stuck a cucumber in her.”
Petitioner also told Jehmetrius that he made Sherika stay home from school one day, made
her lay down, and put his penis in her vagina. Jehmetrius admitted that he did not tell anyone
about what he knew, and the only explanation he offered was that Veronica Williams was
“not around” when he was at the house. Sherika testified that she told Jehmetrius about the
assaults the night before she told her mother.
C. Closing Arguments
The prosecutor’s closing argument emphasized that the jurors were the sole judges of
the facts, which were to be determined from the testimony of the witnesses, and that they
were free to believe none, all, or only part of the witnesses’ testimony. The prosecutor
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reminded the jury that his questions and comments were not evidence, then reviewed the
evidence and argued that the victim’s testimony was corroborated. Defense counsel’s
argument, in turn, focused on “reasonable doubt”; argued that the physical evidence was
consistent with Sherika having consensual sex with someone else; and accused Bryant of
having falsely accused petitioner to get petitioner out of the house. On the last point, defense
counsel argued that Bryant, a 13-year-old “coming of age,” was in conflict with his mother’s
live-in boyfriend and that the altercation with petitioner on April 3 prompted the accusation.
The prosecutor’s rebuttal argument focused on responding to the assertion that
Sherika and Bryant were “making this up,” as defense counsel had asserted, and addressing
the suggestion that Sherika had been sexually active with Jehmetrius. It was in doing so that
petitioner claims the prosecutor improperly vouched for the witnesses. Defense counsel did
not object, and the trial judge properly instructed the jury concerning the weighing of
credibility and that the attorneys’ arguments were not evidence. The trial judge denied a
motion for post-conviction relief, concluding that there was no objection, that the argument
was not improper, and that, to the extent it was improper, it did not provide a basis to grant
a new trial.
In seeking leave to appeal in the state courts, petitioner specifically claimed that the
prosecutor improperly vouched for the credibility of Sherika and Bryant by stating that they
were telling the truth, “this happened to her,” and “they didn’t make this up.” The ineffective
assistance of counsel claims included, inter alia, the claim that defense counsel failed to
object to improper statements in the prosecutor’s rebuttal argument. These claims were
No. 09-1480 8
repeated in the habeas petition. The district court identified four instances of improper
vouching during the prosecutor’s rebuttal argument, including one comment that related to
the credibility of Dr. Thewes.2 Finding that the vouching was flagrant, the district court
concluded that the state court determination to the contrary was an objectively unreasonable
application of Supreme Court precedent. That being the case, the district court also
concluded that it was an unreasonable application of Strickland for the state court to reject
the claim that the failure to object to these statements constituted ineffective assistance of
counsel. Strickland v. Washington, 466 U.S. 668 (1984).
We review de novo the district court’s legal conclusions in granting or denying habeas
relief. The district court’s factual findings are reviewed for clear error, except that factual
determinations based on a review of the state court record are reviewed de novo. Holder v.
Palmer, 588 F.3d 328, 337 (6th Cir. 2009); Wolfe v. Brigano, 232 F.3d 499, 501 (6th Cir.
2000).
II.
Pursuant to the Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA),
which governs the petition in this case, a writ of habeas corpus may not be granted for any
claim that was adjudicated on the merits in state court unless the adjudication resulted in a
decision that was “contrary to, or involved an unreasonable application of, clearly established
2
The district court correctly concluded that the failure of counsel to object at trial does not
bar habeas review of this claim because the state courts did not rely on procedural default in
disposing of the claim. Boyle v. Million, 201 F.3d 711, 716 (6th Cir. 2000) (“‘the mere existence
of a basis for a state procedural bar does not deprive [federal courts] of jurisdiction; the state court
must actually have relied on the procedural bar as an independent basis for its disposition of the
case’”) (quoting Caldwell v. Mississippi, 472 U.S. 320, 327 (1985)).
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Federal law, as determined by the Supreme Court,” or “was based on an unreasonable
determination of the facts in light of the evidence presented in the State court proceeding.”
28 U.S.C. § 2254(d)(1) and (2). Petitioner seeks relief under the “unreasonable application”
prong of § 2254(d)(1), which permits the grant of habeas relief when “‘the state court
identifies the correct governing legal principle from [the Supreme Court] but unreasonably
applies that principle to the facts’ of petitioner’s case.” Wiggins v. Smith, 539 U.S. 510, 520
(2003) (citation omitted).
It is not enough that the state court decision was incorrect or erroneous; it must have
been objectively unreasonable. Id. at 520-21; see also Williams v. Taylor, 529 U.S. 362, 409
(2000); Lockyer v. Andrade, 538 U.S. 63, 75 (2003) (“gloss of clear error fails to give proper
deference to state courts by conflating error (even clear error) with unreasonableness”). For
purposes of § 2254(d), clearly established federal law refers only to “the holdings, as
opposed to the dicta, of [the Supreme] Court’s decisions as of the time of the relevant state-
court decision.” Williams, 529 U.S. at 412.
A. Prosecutorial Misconduct
The Supreme Court has counseled, albeit in the direct appeal context, that prosecutors
are “to refrain from improper methods calculated to produce a wrongful conviction.” Berger
v. United States, 295 U.S. 78, 88 (1935). On habeas review, however, the Supreme Court
has cautioned that for claims of prosecutorial misconduct that do not implicate a specific
constitutional right, “the appropriate standard of review . . . is ‘the narrow one of due
process, and not the broad exercise of supervisory power.’” Darden v. Wainwright, 477 U.S.
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168, 181 (1986) (quoting Donnelly v. DeChristoforo, 416 U.S. 637, 642 (1974)). That is, for
habeas relief to be granted on the basis of a prosecutor’s comments, “[t]he relevant question
is whether the prosecutor’s comments ‘so infected the trial with unfairness as to make the
resulting conviction a denial of due process.’” Id. (quoting Donnelly, 416 U.S. at 643).
The “touchstone of due process analysis . . . is the fairness of the trial, not the
culpability of the prosecutor.” Smith v. Phillips, 455 U.S. 209, 219 (1982). Therefore, even
if a prosecutor’s conduct was “undesirable or even universally condemned,” it does not
constitute a due process violation unless the conduct was so egregious that it rendered the
entire trial fundamentally unfair. Byrd v. Collins, 209 F.3d 486, 529 (6th Cir. 2000);
Pritchett v. Pitcher, 117 F.3d 959, 964 (6th Cir. 1997). Determining the effect on the trial
as a whole includes consideration of whether the objectionable content was invited by or was
responsive to the defense. Darden, 477 U.S. at 182. Moreover, “the state courts have
substantial breathing room when considering prosecutorial misconduct claims because
‘constitutional line drawing [in prosecutorial misconduct cases] is necessarily imprecise.’”
Slagle v. Bagley, 457 F.3d 501, 516 (6th Cir. 2006) (alteration in original) (quoting Donnelly,
416 U.S. at 645).3
3
Respondent argues, correctly we might add, that the Supreme Court has never specifically held that
a prosecutor’s vouching for the credibility of a witness resulted in a denial of due process. This court, while
reluctant to grant relief on the basis of a prosecutor’s statements in closing argument, has consistently
applied the Donnelly/Darden standard to such habeas claims of prosecutorial misconduct. See, e.g., Wilson
v. Mitchell, 250 F.3d 388, 399 (6th Cir. 2001); Lundgren v. Mitchell, 440 F.3d 754, 778 (6th Cir. 2006);
Henley v. Bell, 487 F.3d 379, 389 (6th Cir. 2007), cert. denied, 128 S. Ct. 2962 (2008). We are mindful that
this court’s treatment of vouching as prosecutorial misconduct subject to review under Donnelly and Darden
is not the last word on the question of what was “clearly established” Supreme Court precedent at the time
of the state court’s decision. See, e.g., Mickens v. Taylor, 535 U.S. 162, 174 (2002) (clarifying that, despite
court of appeals’ “unblinking” application of conflict-of-interest standard to various situations, the Supreme
Court had never extended the standard to conflicts other than concurrent joint representation). Nonetheless,
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This court has applied the two-step analysis to determine whether prosecutorial
misconduct, including vouching, warrants habeas relief that asks: (1) whether the
prosecutor’s conduct was improper, and, if so, (2) whether the misconduct was flagrant.
Bates v. Bell, 402 F.3d 635, 641 (6th Cir. 2005); Wilson v. Mitchell, 250 F.3d 388, 399 (6th
Cir. 2001); see also Gordon v. Kelly, No. 98-1905, 2000 WL 145144 (6th Cir. Feb. 1, 2000)
(concluding that this court’s two-step analysis is consistent with the Supreme Court’s due
process analysis of such prosecutorial misconduct claims); Smith v. Yukins, 129 F. App’x
251, 253 (6th Cir. 2005) (citing Gordon). Vouching, we have said, “occurs when a
prosecutor supports the credibility of a witness by indicating a personal belief in the witness’s
credibility thereby placing the prestige of the [prosecutor’s office] behind that witness,” or
through “comments that imply that the prosecutor has special knowledge of facts not in front
of the jury.” United States v. Francis, 170 F.3d 546, 550 (6th Cir. 1999); see also United
States v. Emuegbunam, 268 F.3d 377, 404 (6th Cir. 2001).
The four statements identified by the district court as improper—including the two
identified by petitioner—are highlighted and set forth in context below. Specifically, the
prosecutor, responding to defense counsel’s closing, argued in pertinent part as follows:
Mr. Harris says that possibly Sherika and Bryant are making this up. That’s
what his words are. Well, lets just use common sense here, if we were going
to make this up let’s see what kind of Hollywood writer would have to come
up with this if it wasn’t true. If they were going to make it up wouldn’t it have
been just as easy for Bryant to come in here and tell you, and again, this is a
we are bound by this court’s determination that the due process standard applies to habeas claims of
prosecutorial misconduct, including vouching, under AEDPA “unless an inconsistent decision of the United
States Supreme Court requires modification of the decision or this Court sitting en banc overrules the prior
decision.” See Salmi v. Sec. of Health & Human Servs., 774 F.2d 685, 689 (6th Cir. 1985).
No. 09-1480 12
13-year-old kid. Think about it, wouldn’t it be just as easy for him to come in
here and tell you, oh I saw it happen. Oh, I saw him on top of my sister. Oh,
I saw this. That would have been very easy for him to come in here, if he’s
lying why not go all the way and lie. How sophisticated of a 13-year-old do
you have to be to say I’m not going to say it all the way, I’m going to come up
with this. I only saw — it’s way too sophisticated for a 13-year-old. He
didn’t come in here and tell you something other than the truth. He came
in here and told you what he saw happen back in December.
Next, the prosecutor addressed Sherika’s credibility:
Well, maybe Sherika’s making it up. Well why in the world — how does
Sherika if she is making this up in April pick out of the sky December and
January? Why not February and March? Why not that week in April? Why
not say it happened two days ago? Why in the world pick two days in the
past? . . . Way too sophisticated? She can’t tell you, can’t make that up
because she’s not making anything up. Now, you saw her on the witness
stand. You judged her, you know, abilities and that. She’s not making any
of this stuff up. This happened to her.
Then, addressing Jehmetrius’s testimony, the prosecutor outlined the evidence indicating that
Jehmetrius had come to visit petitioner, not Sherika, and suggesting that Jehmetrius’s
relationship with petitioner may have been the reason he did not share what he knew about
the assaults with anyone. The prosecutor summarized this portion of the rebuttal argument,
stating:
Why doesn’t he tell Ms. Veronica Williams what he knows in March?
Maybe that’s the very reason he didn’t say anything because maybe he looks
at Mr. Wilson [a]s a friend, buddy, father figure, or whatever. Once the cat[’]s
out of the bag he then lets everybody know what he knows. So, don’t just
jump to the conclusion that hey, he’s 17, he’s going over to visit, automatically
it’s got to be Sherika he’s going to visit. Don’t jump to that conclusion. Mr.
Harris . . . has nothing to substantiate that. He’s got nothing at all. He could
have gotten that from Veronica Williams, he didn’t get that from Ms.
Williams[,] [w]ho he says is probably the only person here telling the truth.
He wants you to disregard everybody’s testimony except the defendant’s and
Ms. Veronica Williams. I don’t — you can do whatever you want, ladies
and gentlemen, but I’m telling you I believe that when those kids, those
No. 09-1480 13
children got up there and testified they told you based on the evidence
they told you the truth. They didn’t make this up. This too complicated
for them to make it up.
Finally, this last passage was immediately followed by the next one:
Dr. Thewes, I believe based on the evidence told you the truth. That
this girl had been sexually violated. Now, Sherika gets on there, if you want
to say she’s making it up that’s your [pre]rogative. Go to the jury room and
say not guilty. That’s up to you, but before you do that I hope and pray to God,
that you take this case seriously, look at all the evidence and I’m convinced
that if you do that. If you look at the evidence we’ve proven the case beyond
a reasonable doubt.
When viewed in context, the first and second instances of alleged vouching with
respect to the testimony of Bryant and Sherika did not express a personal belief in the
witnesses’ credibility or imply that the prosecutor had special knowledge of facts not before
the jury. These statements were part of a broader discussion of the implausibility of the
petitioner’s theory given the sophistication that would have been necessary to manufacture
their accounts had the two not been telling the truth. These remarks by the prosecutor argued
that the evidence and common sense should lead the jury to conclude that these witnesses
were credible, and that petitioner was not. A prosecutor is “free to argue that the jury should
arrive at a particular conclusion based upon the record evidence,” but “may not express a
personal opinion concerning the guilt of the defendant or the credibility of trial witnesses.”
Caldwell v. Russell, 181 F.3d 731, 737 (6th Cir. 1999).
With respect to the comment about Dr. Thewes’s testimony, petitioner did not argue
that the prosecutor had vouched for the examiner’s credibility either in state court or his
habeas petition. This may be because the record reflects that there was no credibility contest
No. 09-1480 14
concerning Dr. Thewes’s testimony that, in his opinion, vaginal intercourse was the reason
the hymen was not completely intact. It was also established on cross-examination that his
conclusion that there was sexual assault was based on the victim’s report, not the physical
examination. The defense argued not that Dr. Thewes was not believable, but that the
evidence was consistent with consensual sex with someone besides petitioner. Assuming that
the claim is not procedurally barred, the statement in context did not constitute improper
vouching for the credibility of Dr. Thewes.
The third instance of alleged vouching is more problematic, however. It is permissible
for the prosecutor to state a “belief” that the evidence established guilt beyond a reasonable
doubt. Id. at 737-38. But, for example, it was improper for the prosecutor in Byrd to state
in closing: “I believe him, and I submit that you should believe him.” Byrd, 209 F.3d at 537.
Nor does injecting the phrase “based on the evidence” in the remark convert an improper
argument into a proper comment on the evidence. See United States v. Bess, 593 F.2d 749,
756 (6th Cir. 1979). In this case, the prosecutor’s statement grew out of a legitimate
argument concerning the inferences to be drawn from the evidence, but went further to
express the “belief,” “based on the evidence,” that “those kids . . . told you the truth.” This
statement was framed by permissible argument regarding credibility, but injected the
prosecutor’s personal belief that the victim and her brother were credible. We would
conclude that this statement was improper on direct appeal, and, although a closer question,
also find that it would be objectively unreasonable for the state court to conclude this was a
permissible comment on the evidence.
No. 09-1480 15
To determine whether an improper comment was sufficiently flagrant to warrant
reversal, we consider the following four factors: (1) “whether the conduct and remarks of
the prosecutor tended to mislead the jury or prejudice the defendant”; (2) “whether the
conduct or remarks were isolated or extensive”; (3) “whether the remarks were deliberately
or accidentally made”; and (4) “whether the evidence against the defendant was strong.”
Macias v. Makowski, 291 F.3d 447, 452 (6th Cir. 2002) (quoting United States v. Carter, 236
F.3d 777, 783 (6th Cir. 2001). First, although the improper vouching did not misstate the
evidence in a way that would mislead the jury, it presented a danger that the jury might trust
the prosecutor’s judgment rather than its own view of the evidence. See United States v.
Young, 470 U.S. 1, 18-19 (1985). This factor weighs in favor of petitioner’s claim.
However, the misconduct was not extensive, as it was confined to rebuttal and was
a single isolated remark. Nor was there a basis to conclude that it was deliberately made in
the sense of attempting to mislead or confuse the jury. Moreover, apart from this statement,
the jurors were advised by the prosecutor in closing and the trial judge in the instructions that
they were the sole judges of the credibility of the witnesses. See Byrd, 209 F.3d at 538.
Finally, although disputed by petitioner, substantial evidence was offered through the
testimony of the victim, her brother, and her godbrother. The victim testified specifically to
two instances of vaginal penetration by petitioner while she was at least 13 but not yet 16
years of age, and her testimony was corroborated by Bryant and Jehmetrius. The defense
theory that Bryant and Sherika concocted the accusation of rape to be out from under the
authority of their mother’s fiancé was just that, a theory based solely on the fact that Bryant
No. 09-1480 16
told his mother what he knew when he was angry with petitioner over their altercation.
There was no other evidence to support the implication that Sherika was sexually active with
someone else, or that she or Bryant were otherwise not trustworthy.4
Weighing these factors, we conclude that the prosecutor’s improper comment did not
“‘so infect[] the trial with unfairness as to make the resulting conviction a denial of due
process.’” Darden, 477 U.S. at 181 (quoting Donnelly, 416 U.S. at 643). Accordingly, we
also find that it was not an unreasonable application of Supreme Court precedent for the state
courts to have concluded that the prosecutor’s rebuttal argument was not sufficiently flagrant
to require reversal.
B. Ineffective Assistance of Counsel
Generally, a defendant alleging ineffective assistance of counsel must demonstrate
that “counsel’s representation fell below an objective standard of reasonableness,”
and that “there is a reasonable probability that, but for counsel’s unprofessional errors,
the result of the proceeding would have been different.” Strickland v. Washington,
466 U.S. 668, 688, 694 (1984). Defendant must overcome the presumption that the
challenged action might be considered sound trial strategy. Id. at 690. We have
explained that an ineffective assistance of counsel claim based on trial counsel’s
4
On this factor, the district court concluded that “the evidence against Defendant presented at
trial—other than the testimony for which the prosecutor vouched—was not substantial.” (Order, p. 5)
(emphasis added). Although one of the cases cited by the district court seems to apply the fourth factor in
this way, see Washington v. Hofbauer, 228 F.3d 689, 707 (6th Cir. 2000), this last factor examines “‘the
total strength of the evidence against the accused.’” Boyle v. Million, 201 F.3d 711, 717 (6th Cir. 2000)
(quoting United States v. Francis, 170 F.3d 546, 549 (6th Cir. 1999)); see also United States v. Carroll, 26
F.3d 1380, 1385 (6th Cir. 1994).
No. 09-1480 17
failure to object to prosecutorial misconduct “hinges on whether the prosecutor’s
misconduct was plain enough for a minimally competent counsel to have objected.”
Washington v. Hofbauer, 228 F.3d 689, 698 (6th Cir. 2000).
In Washington, a case relied upon by the district court, this court found the prosecutor
engaged in severe misconduct through the pervasive use of “bad character” evidence
in closing argument and rebuttal and the misrepresentation of the facts in evidence in
such a way as to mislead the jury regarding the credibility of the minor victim. The
failure to object to this clear misconduct could not be justified as legitimate trial
strategy and fell below an objective standard of reasonably competent assistance.
Further, given that there was no evidence outside the testimony of the victim, there
was a reasonable probability that but for the failure to object and request curative
instructions the result would have been different. This court held that the state court’s
application of Strickland was not simply incorrect, but was objectively unreasonable.
See also Hodge v. Hurley, 426 F.3d 368, 385 (6th Cir. 2005) (holding that “failure to
object to any aspect of the prosecutor’s egregiously improper closing argument was
objectively unreasonable” where prosecutor called the defendant a liar, stated the
victim and her family were “absolutely believable,” misrepresented the doctor’s
testimony concerning the physical evidence, and made derogatory remarks and
arguments based on “bad character”).
We find that the district court’s reliance on Washington and Hodge was misplaced as
both cases involved much more severe prosecutorial misconduct. Here, although defense
No. 09-1480 18
counsel had grounds to object to the prosecutor’s statement in rebuttal, the failure to object
to this isolated instance of vouching was not objectively unreasonable. Nor is there a
reasonable probability that but for the failure to object in this case and obtain a curative
instruction, the result of the proceedings would have been different. Further, we conclude
that the state court’s rejection of this claim of ineffective assistance of counsel was not an
objectively unreasonable application of Strickland.
The district court’s judgment granting a conditional writ of habeas corpus is
REVERSED and the case is REMANDED for entry of judgment denying the habeas
petition in this case.
No. 09-1480 19
CLAY, Circuit Judge, dissenting. Because the prosecutor committed blatant
prosecutorial misconduct by repeatedly commenting on the credibility of witnesses
throughout his rebuttal closing argument, and because Petitioner’s own counsel was
ineffective by failing to object to the prosecutor’s improper tactics, I would affirm the district
court’s grant of the writ of habeas corpus. Therefore, I respectfully dissent.
The majority’s analysis goes awry when it attempts to limit the scope of the
prosecutor’s improper conduct by claiming that some of the statements the district court
found to represent prosecutorial misconduct were not actually improper. The majority never
actually analyzes prosecutorial statements in previous cases dealing with improper vouching,
instead concluding that some of the prosecutor’s comments “argued that the evidence and
common sense should lead the jury to conclude that these witnesses were credible, and the
petitioner was not.” (Majority Op. at 13). This faulty approach allows the majority to
exclude two highly improper statements. First, the prosecutor stated in reference to Bryant
Williams: “He didn’t come in here and tell you something other than the truth. He came in
here and told you what he saw happen back in December.” In reference to Sherika Williams,
the prosecutor said: “She’s not making any of this stuff up. This happened to her.” 1
This Court has held that it is “patently improper for a prosecutor either to comment
on the credibility of a witness or to express a personal belief that a particular witness is
lying.” Hodge v. Hurley, 426 F.3d 368, 378 (6th Cir. 2005) (emphasis added). The two
1
The majority is correct that the vouching for Dr. Thewes should not be considered because
Petitioner failed to pursue that argument in state court.
No. 09-1480 20
statements set forth above are clearly comments on the credibility of witnesses and thus
improper. No case cited by the majority finds that specifically stating the prosecutor’s belief
in the veracity of a witness’ testimony is not improper.
The majority does find one statement improper, when the prosecutor stated: “I’m
telling you I believe that when those kids, those children got up there and testified they told
you based on the evidence they told you the truth.” This statement is apparently improper
because when the prosecutor specifically stated that it was his belief that the witnesses were
credible, it “injected the prosecutor’s personal belief that the victim and her brother were
credible.” (Majority Op. at 14). The distinction created by the majority has been specifically
rejected by this Court. Johnson v. Bell, 525 F.3d 466, 484 n.16 (6th Cir. 2008) (“We note
that it is not necessary for the prosecutor actually to use the words ‘I believe,’ or some similar
phrase, for a statement to constitute an improper comment on the credibility of witnesses.”).
In Hodge, the Court found a prosecutor’s statements that the defendant “is lying to extricate
himself from what he’s done” and that a government witness “is absolutely believable, her
family is absolutely believable” improper. 426 F.3d at 377-79. These statements are
analogous to the prosecutor’s statements in this case that Bryant “didn’t come in here and tell
you something other than the truth” and that Sherika is “not making any of this stuff up.”
Furthermore, in this case in which sexual misconduct with a minor was alleged,
binding precedent instructs us to be particularly observant in insuring that constitutional
strictures are followed. “Cases involving sexual abuse exert an almost irresistible pressure
on the emotions of the bench and bar alike. Because such cases typically turn on the relative
No. 09-1480 21
credibility of the defendant and the prosecuting witness, however, a strict adherence to the
rules of evidence and appropriate prosecutorial conduct is required to ensure a fair trial.”
Martin v. Parker, 11 F.3d 613, 616-17 (6th Cir. 1993).
Since all three statements were improper, we must apply the four-factor test set forth
in United States v. Carroll, 26 F.3d 1380, 1385 (6th Cir.1994), to determine “whether the
impropriety was flagrant” and thus violated the defendant's due process rights. United States
v. Carter, 236 F.3d 777, 783 (6th Cir. 2001). The four factors to determine whether
prosecutorial misconduct is flagrant are: “(1) whether the conduct and remarks of the
prosecutor tended to mislead the jury or prejudice the defendant; (2) whether the conduct or
remarks were isolated or extensive; (3) whether the remarks were deliberately or accidentally
made; and (4) whether the evidence against the defendant was strong.” Id. The majority
admits that the first factor weighs in Petitioner’s favor but finds that the other three support
Respondent.
The majority’s failure to appreciate that multiple remarks were improper skews its
analysis of the second factor. The prosecutor in his rebuttal closing argument repeatedly
vouched for his witnesses. The majority relies on the fact that the comments were limited
to rebuttal closing argument but ignores the fact that the prosecutor’s statements in rebuttal
were the “last words from an attorney that were heard by the jury before deliberations,”
Carter, 236 F.3d at 788 (finding prosecutorial misconduct when almost all the improper
actions by prosecutor were in rebuttal closing argument). This factor may not weigh strongly
in either party’s favor, but the prosecutor did make multiple improper statements at the most
No. 09-1480 22
crucial time of the trial.
Contrary to the majority’s position, the third and fourth prongs of the flagrancy test
are easily satisfied by Petitioner. The prosecution’s rebuttal closing argument was rife with
examples by which the prosecutor expressed his personal opinion about the credibility of
witnesses, strongly indicating that the remarks were deliberate. In addition, evidence other
than the testimony of the children for whom the prosecutor improperly vouched was almost
non-existent. Cf. Washington v. Hofbauer, 228 F.3d 689, 707 (6th Cir. 2000) (finding in a
trial that was a credibility contest “nothing was more important to the case than the indicia
that one story was more believable than the other”). This case was almost exclusively a
credibility battle between the children and Petitioner. The evidence against Petitioner was
the testimony of two children who he asserted had a motive to make up their story. The
children’s testimony, if believed, is certainly sufficient to sustain a conviction. Absent that
testimony, however, the prosecution presented no persuasive physical evidence that could
lead to Wilson’s conviction. In its brief, Respondent contends that the physical evidence
“was consistent with a sexual assault,” but that is a far cry from there being persuasive
evidence of a sexual assault committed by Wilson. The testimony of two children with a
possible motive to lie is not strong evidence, and the fourth prong weighs in Petitioner’s
favor.2
Therefore, the prosecutor’s statements were both improper and flagrant, and the
2
In weighing the strength of the evidence, the majority remarkably puts the burden on
Petitioner to prove that he is innocent. The inquiry concerns the strength of the evidence against
Petitioner, and the only evidence was the testimony for which the prosecution improperly vouched.
No. 09-1480 23
district court’s grant of the writ should be affirmed on that basis alone.
As if one constitutional violation was insufficient to ignore, the majority also
improperly reverses the district court’s analysis of Petitioner’s claim of ineffective assistance
of counsel. The majority’s flawed analysis of the prosecutorial vouching issue contaminates
its analysis of the ineffective assistance of counsel inquiry. In order to establish ineffective
assistance of counsel, a defendant must demonstrate that “counsel's representation fell below
an objective standard of reasonableness,” and that “the deficient performance prejudiced
[his] defense.” Strickland v. Washington, 466 U.S. at 668, 687-88 (1984). By limiting the
inappropriate remarks to one comment, the majority excuses Petitioner’s counsel’s failure
to object. However, the record abundantly demonstrates that the prosecution’s rebuttal
closing argument contained repeated, inappropriate comments on witness credibility that
should have demanded multiple objections from Petitioner’s counsel. In a case in which
credibility was so important, Petitioner’s counsel had no legitimate strategic reason to fail
to object.3 Petitioner’s counsel’s failure to object therefore undoubtedly fell below the
objective standard of reasonableness.
The question of prejudice under Strickland is also easily answered in Petitioner’s
favor. The district court properly relied on Hodge v. Hurley, 426 F.3d 368 (6th Cir. 2005).
3
Respondent makes no coherent argument on the first prong of Strickland, arguing merely
that an objection by Petitioner’s counsel would highlight the credibility contest, which was damaging
to Petitioner because he had previous convictions of embezzlement and filing a false police report.
The fact that the case was a credibility contest was self-evident, and assuredly allowing the
prosecutor to improperly vouch for his witnesses did not further Petitioner’s case in any fashion.
Respondent cites no case in which a failure to object to such blatant vouching was deemed proper
trial strategy.
No. 09-1480 24
In Hodge, this Court found the prejudice prong satisfied where the prosecutor made
“numerous statements on witness credibility” and where “the jury’s determination as to
[Defendant’s] guilt or innocence hinged almost entirely on the credibility of [Defendant] and
[the victim’s mother.]” Id. at 378-79. Hodge, like this case, was a prosecution for child rape
that was basically a credibility battle. The prosecutor made repeated, improper statements
in his closing argument. “Unfortunately, when a prosecutor does act unfairly, there is little
a defendant can do other than rely on his or her attorney to lodge an appropriate and timely
objection. A failure to make such an objection can have devastating consequences for an
individual defendant.” Id. at 377. The improper statements by the prosecution there, as here,
raise a “reasonable probability that, but for counsel’s unprofessional errors, the result of the
proceeding would have been different.” Strickland, 466 U.S. at 694.
The rationale of Hodge should apply with equal force to the case at hand. This case
was almost entirely a credibility battle, and the jury was going to find against Petitioner if
they believed the children and for Petitioner if they believed him. The prosecution’s
intentional decision to improperly vouch for the credibility of the child witnesses
undoubtedly prejudiced Petitioner. The fact that standard boiler-plate instructions that
attorneys’ comments are not evidence were given by the court to the jury is insufficient. The
prosecutorial misconduct was sufficiently blatant that a special curative instruction would
have been appropriate.4 See Carter, 236 F.3d at 787 (finding that “measures more substantial
4
While objections during the middle of closing argument “are matters to be approached
cautiously. At the very least, a bench conference might have been convened out of the hearing of
the jury . . ., and an appropriate instruction given.” United States v. Young, 470 U.S. 1, 13-14
(1985).
No. 09-1480 25
than a general instruction that ‘objections or arguments made by the lawyers are not evidence
in the case’ were needed to cure the prejudicial effect of the prosecutor’s comments during
closing argument”); Washington v. Hofbauer, 228 F.3d at 707 (finding unreasonable
application of Strickland where state court did not find ineffective counsel’s failure to object
to prosecution’s improper statements). Defense counsel’s failure to object either during the
prosecutor’s rebuttal argument or in a separate sidebar was inexcusable. No curative
instruction was given to indicate that the prosecutor’s argument was improper, leaving the
statements on the record before the jury and very likely prejudicing its members.
Wilson, therefore, was subject to two separate violations of his constitutional rights.
One consisted of the prosecutor’s repeated improper vouching in rebuttal closing argument
in violation of Petitioner’s due process rights. In addition, Petitioner’s counsel’s failure to
object to the prosecution’s improper comments violated Petitioner’s right to counsel. For
these reasons, I respectfully dissent.