Filed 9/25/15 P. v. Jackson CA4/1
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D065962
Plaintiff and Respondent,
v. (Super. Ct. No. SCD189406)
WALLACE JACKSON,
Defendant and Appellant.
APPEAL from an order of the Superior Court of San Diego County, David J.
Danielsen, Judge. Affirmed.
Sheila Quinlan, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant Attorney
General, Julie L. Garland, Assistant Attorney General, Charles C. Ragland and Warren J.
Williams, Deputy Attorneys General, for Plaintiff and Respondent.
In 2005 Wallace Jackson pleaded guilty to one count of indecent exposure with a
prior indecent exposure conviction (Pen. Code, § 314)1 and admitted he had nine prior
strike convictions within the meaning of sections 667, subdivisions (b) through (i) and
1170.12, and three prison priors within the meaning of section 667.5, subdivision (b).
The court sentenced Jackson to an indeterminate term of 25 years to life for his
conviction. In 2012 Jackson moved to recall his sentence pursuant to the recently
enacted Three Strikes Reform Act of 2012 (§ 1170.126 et seq., hereafter TSRA). The
court denied his petition, and this appeal followed.
I
FACTUAL AND PROCEDURAL BACKGROUND
A. The Current Offenses and Sentence
In 2005 Jackson was charged with two counts of indecent exposure with a prior
indecent exposure conviction (§ 314) and with the further allegations he had nine prior
strike convictions (§§ 667, subds. (b)-(i) & 1170.12) and three prison priors (§ 667.5,
subd. (b)). Jackson pleaded guilty to one count of indecent exposure with a prior
indecent exposure conviction (§ 314), admitted the prior strike and prison prior
allegations, and was sentenced to an indeterminate term of 25 years to life for his
conviction.
1 All further statutory references are to the Penal Code unless otherwise specified.
2
B. The Recall Petition
In 2012, Jackson filed a petition seeking to recall his sentence under the TSRA.
The petition argued his current offense (the 2005 conviction) did not bar him from relief
under the TSRA and his prior strike convictions did not disqualify him from resentencing
under the TSRA; therefore, the court should recall his sentence, find he was not currently
dangerous, and resentence him under the TSRA.
The People's reply to Jackson's recall petition conceded he had prima facie shown
he was qualified under the TSRA to be considered for resentencing. However, the People
noted Jackson's record before the commitment offense involved repeated reoffenses, and
he had a prison record of violence and indecent exposure. The People argued he
remained a public safety risk and should not be released but, were Jackson resentenced,
he should be resentenced subject to postrelease community supervision.
The court concluded Jackson was an unreasonable risk of danger to public safety
were he to be resentenced and released under the TSRA, and therefore denied the
petition. Jackson timely appealed.
ANALYSIS
Jackson raises numerous challenges to the order denying his sentence recall
petition. He argues the order must be reversed because the prosecution was required to
prove beyond a reasonable doubt that he posed an unreasonable risk of danger to public
safety, he was entitled to have a jury determine that issue, and reversal is therefore
required because he was denied the protections as to both the standard of proof and the
proper decision maker. Jackson also contends the provisions of Proposition 47, the Safe
3
Neighborhoods and Schools Act (hereafter Proposition 47), adopted by the voters on
November 4, 2014, superimposes upon the TSRA a new definition for whether an inmate
poses an unreasonable risk of danger to public safety for purposes of resentencing, and
there is no substantial evidence to support the court's finding that he would pose an
unreasonable risk of danger to public safety under Proposition 47's definitional strictures.
Jackson also asserts that, even assuming the court was the proper decision maker,
properly applied a preponderance of the evidence standard, and was not required to apply
Proposition 47's more restrictive definition of dangerousness, the evidence is insufficient
to support the court's finding he would pose an unreasonable risk of danger to public
safety were he resentenced under the TSRA.
A. Jackson's Sixth Amendment Claims
Jackson asserts that because the statutory scheme makes second strike sentencing
the presumptive sentencing choice for persons eligible for resentencing under the TSRA,
and only permits a departure from that sentence when there is a finding that a critical
factor (i.e. the inmate poses an unreasonable risk of danger to public safety) is present,
the factor is a determination that increases the sentence for the inmate beyond the
presumptive sentencing choice. Jackson argues the principles announced in Apprendi v.
New Jersey (2000) 530 U.S. 466 provide him with protections under the Sixth
Amendment to the United States Constitution to require the prosecution to prove that
factor beyond a reasonable doubt, and provides the right to a jury trial on that factor.
4
1. The Burden of Proof Claim
Jackson argues that, under the rationales of Apprendi and Alleyne v. United States
(2013) ___ U.S. ___ [133 S.Ct. 2151], the prosecution must prove the dangerousness
factor beyond a reasonable doubt. This precise claim has been rejected by the courts in
People v. Superior Court (Kaulick) (2013) 215 Cal.App.4th 1279 (Kaulick) and People v.
Osuna (2014) 225 Cal.App.4th 1020 (Osuna). The Osuna court, relying in part on
Kaulick, "conclude[d] disqualifying factors need not be proven to a jury beyond a
reasonable doubt where eligibility for resentencing under section 1170.126 is concerned."
(Osuna, at p. 1038, fn. omitted.) Osuna held that "Apprendi and its progeny do not apply
to a determination of eligibility for resentencing under the Act" (id. at p. 1039) because
"[a] finding an inmate is not eligible for resentencing under section 1170.126 does not
increase or aggravate that individual's sentence; rather, it leaves him or her subject to the
sentence originally imposed. The trial court's determination here that defendant was
armed with a firearm during the commission of his current offense did not increase the
penalty to which defendant was already subject, but instead disqualified defendant from
an act of lenity on the part of the electorate to which defendant was not constitutionally
entitled." (Id. at p. 1040.) Similarly, Kaulick concluded that:
"dangerousness is not a factor which enhances the sentence imposed
when a defendant is resentenced under the Act; instead,
dangerousness is a hurdle which must be crossed in order for a
defendant to be resentenced at all. If the court finds that
resentencing a prisoner would pose an unreasonable risk of danger,
the court does not resentence the prisoner, and the petitioner simply
finishes out the term to which he or she was originally sentenced.
[¶] The maximum sentence to which Kaulick, and those similarly
situated to him, is subject was, and shall always be, the
5
indeterminate life term to which he was originally sentenced. While
Proposition 36 presents him with an opportunity to be resentenced to
a lesser term, unless certain facts are established, he is nonetheless
still subject to the third strike sentence based on the facts established
at the time he was originally sentenced. As such, a court's
discretionary decision to decline to modify the sentence in his favor
can be based on any otherwise appropriate factor (i.e.,
dangerousness), and such factor need not be established by proof
beyond a reasonable doubt to a jury." (Kaulick, supra, 215
Cal.App.4th at p. 1303, fn. omitted.)
Kaulick buttressed its determination by noting that "the United States Supreme
Court has already concluded that its opinions regarding a defendant's Sixth Amendment
right to have essential facts found by a jury beyond a reasonable doubt do not apply to
limits on downward sentence modifications due to intervening laws" citing Dillon v.
United States (2010) 560 U.S. 817. As Kaulick explained:
"At issue in Dillon was a modification to the sentencing guideline
range for the offense of which the defendant was convicted. The law
provided that a prisoner's sentence could be modified downward
when the range had been lowered; however, the law provided that a
sentence could only be lowered if consistent with applicable policy
statements. Those policy statements, in turn, provided that a
sentence could not be reduced below the minimum sentence of an
amended sentencing range except to the extent that the original term
was below the original range. The Supreme Court had already held
that, in order to avoid constitutional problems, the federal sentencing
guidelines were advisory, rather than mandatory. The issue in
Dillon was whether the policy statement, which did not permit
reducing a sentence below the amended range except to the extent
the original term was below the original range, must also be
rendered advisory. [Dillon, at p. 819.] The Supreme Court
concluded that it remained mandatory. This was so because the
statute allowing resentencing when the sentencing range was
lowered was, itself, not a plenary resentencing in the usual sense.
Instead, the statute simply authorized a limited adjustment to an
otherwise final sentence. [Dillon, at p. 827.] The court stated,
'Notably, the sentence-modification proceedings authorized by [the
statute] are not constitutionally compelled. We are aware of no
6
constitutional requirement of retroactivity that entitles defendants
sentenced to a term of imprisonment to the benefit of subsequent
Guidelines amendments. Rather [the statute] represents a
congressional act of lenity intended to give prisoners the benefit of
later enacted adjustments to the judgments reflected in the
Guidelines. [¶] Viewed that way, proceedings under [this statute]
do not implicate the Sixth Amendment right to have essential facts
found by a jury beyond a reasonable doubt. Taking the original
sentence as given, any facts found by a judge at a [modification
downward] proceeding do not serve to increase the prescribed range
of punishment; instead, they affect only the judge's exercise of
discretion within that range.' [Dillon, at p. 828.] Such decisions,
stated the court, simply do not implicate Sixth Amendment rights.
(Ibid.) [¶] The language in Dillon is equally applicable here. The
retrospective part of the Act is not constitutionally required, but an
act of lenity on the part of the electorate. It does not provide for
wholesale resentencing of eligible petitioners. Instead, it provides
for a proceeding where the original sentence may be modified
downward. Any facts found at such a proceeding, such as
dangerousness, do not implicate Sixth Amendment issues. Thus,
there is no constitutional requirement that the facts be established
beyond a reasonable doubt." (Kaulick, supra, 215 Cal.App.4th at
pp. 1304-1305.)
We agree with the analysis of Kaulick and Osuna and conclude the retrospective
part of the TSRA is not constitutionally required, but instead represents an act of lenity
on the part of the electorate permitting the potential for the original sentence to be
modified downward. Facts found at such a proceeding, including the factor of
dangerousness, do not implicate Sixth Amendment issues and need not be proved beyond
a reasonable doubt.
2. The Jury Trial Claim
The same rationale convinces us that Jackson did not have a right to a jury trial on
dangerousness. Both Osuna and Kaulick have concluded that Apprendi's principles,
which include the right to have a jury determine factors aggravating a sentence, do not
7
apply to recall petitions under the TSRA. (Osuna, supra, 225 Cal.App.4th at p. 1039
["Apprendi and its progeny do not apply to a determination of eligibility for resentencing
under the [TSRA]"]; Kaulick, supra, 215 Cal.App.4th at p. 1304 ["the United States
Supreme Court has already concluded that its opinions regarding a defendant's Sixth
Amendment right to have essential facts found by a jury beyond a reasonable doubt do
not apply to limits on downward sentence modifications due to intervening laws"].)
Although Jackson argues these cases were wrongly decided, we do not believe Kaulick's
conclusion as to Dillon's impact on downward sentence modifications under the TSRA
was erroneous, and therefore we conclude Jackson did not have the right to have a jury
trial on the issue of dangerousness.
B. The Proposition 47 Claim
Jackson argues the provisions of Proposition 47, by adding section 1170.18,
redefined the standard for determining whether an inmate poses an unreasonable risk of
danger to public safety for purposes of resentencing under the TSRA. Jackson argues
that, once this new definition is applied to his application under the TSRA, there is no
substantial evidence to support the court's finding that he would pose an unreasonable
risk of danger to public safety.2
On November 4, 2014, voters enacted Proposition 47, which went into effect the
next day. (Cal. Const., art. II, § 10, subd. (a).) The focus of Proposition 47 was to render
misdemeanors a class of certain drug- and theft-related offenses previously categorized as
2 Jackson's brief does not address, and we express no opinion on, whether he might
be eligible to bring a petition for recall under Proposition 47.
8
felonies or "wobblers," unless they were committed by certain ineligible defendants.
Proposition 47 also created a new resentencing provision—section 1170.18—analogous
to the resentencing provisions of the TSRA that permitted a person currently serving a
felony sentence for an offense now a misdemeanor to petition for a recall of that sentence
and request resentencing in accordance with the offense statutes as added or amended by
Proposition 47. (§ 1170.18, subd. (a).)
Among the lengthy provisions of Proposition 47, as presented to and adopted by
the voters, is subdivision (c) of section 1170.18, the provision on which Jackson relies in
the present appeal. That subdivision provides: "As used throughout this Code,
'unreasonable risk of danger to public safety' means an unreasonable risk that the
petitioner will commit a new violent felony within the meaning of clause (iv) of
subparagraph (C) of paragraph (2) of subdivision (e) of Section 667" (§ 1170.18, subd.
(c)), thereby incorporating by reference section 667, subdivision (e)(2)(C)(iv)'s list of
particularly heinous felonies. Jackson asserts section 1170.18, subdivision (c), now
limits a trial court's discretion to deny resentencing under the TSRA to those cases in
which resentencing the defendant would pose an unreasonable risk he or she will commit
one of the listed particularly heinous felonies and, because there was no substantial
evidence to support a finding Jackson posed an unreasonable risk of committing one of
the listed particularly heinous felonies, he argues the trial court's order must be reversed.
9
Our task is one of statutory construction.3 Although the TSRA and Proposition 47
employ similar language, this does not inexorably require that the definition contained in
section 1170.18, subdivision (c), must be read into section 1170.126, subdivision (f),
because "[t]he literal language of a statute does not prevail if it conflicts with the
lawmakers' intent" (Osuna, supra, 225 Cal.App.4th at p. 1033), nor will the " 'apparent
purpose of a statute . . . be sacrificed to a literal construction.' " (Cossack v. City of Los
Angeles (1974) 11 Cal.3d 726, 733.) Rather, we must construe the statute in accord with
its purpose, and a court should not construe the language of a statute in its literal sense if
doing so "would result in absurd consequences that the [voters] did not intend" (In re
Michele D. (2002) 29 Cal.4th 600, 606), or would "frustrate[] the manifest purposes of
the legislation as a whole . . . ." (People v. Williams (1992) 10 Cal.App.4th 1389, 1393.)
"To this extent, therefore, intent prevails over the letter of the law and the letter will be
read in accordance with the spirit of the enactment." (In re Michele D., supra, 29 Cal.4th
at p. 606.)
We consult " 'a variety of extrinsic aids, including the ostensible objects to be
achieved, the evils to be remedied, the legislative history, public policy,
contemporaneous administrative construction, and the statutory scheme of which the
statute is a part. [Citations.]' [Citation.] We also ' "refer to other indicia of the voters'
3 We note the California Supreme Court has granted review to determine whether
the definition of "unreasonable risk of danger to public safety" under Proposition 47
applies to resentencing under the TSRA. (People v. Valencia (2014) 232 Cal.App.4th
514, review granted Jan. 16, 2015, S223825.) Pending direction from the Supreme
Court, we must reach the issue here.
10
intent, particularly the analyses and arguments contained in the official ballot pamphlet."
[Citation.]' " (Osuna, supra, 225 Cal.App.4th at p. 1034.) With these extrinsic aids, we
" ' "select the construction that comports most closely with the apparent intent of the
[electorate], with a view to promoting rather than defeating the general purpose of the
statute, and avoid an interpretation that would lead to absurd consequences."
[Citation.]' " (Id. at pp. 1034-1035.)
Although the TSRA and Proposition 47 address related subjects, they target
different subjects; we conclude Proposition 47's literal meaning would not comport with
the purpose of the TSRA, and applying it to resentencing proceedings under the TSRA
would frustrate, rather than promote, that purpose and the intent of the electorate in
enacting both initiative measures. First, as is evidenced by its title, the TSRA was aimed
solely at revising a law—the three strikes law—the principal focus of which was to
punish recidivism with more severe sentences. (See, e.g., People v. Cooper (1996) 43
Cal.App.4th 815, 823-824.) Just a few months before the November 6, 2012, election at
which the TSRA was passed, the California Supreme Court recognized that "[o]ne aspect
of the [three strikes] law that has proven controversial is that the lengthy punishment
prescribed by the law may be imposed not only when . . . a defendant [who has
previously been convicted of one or more serious or violent felonies] is convicted of
another serious or violent felony but also when he or she is convicted of any offense that
is categorized under California law as a felony. This is so even when the current, so-
called triggering, offense is nonviolent and may be widely perceived as relatively minor."
(In re Coley (2012) 55 Cal.4th 524, 528-529.)
11
When voters approved the TSRA, they resolved this controversy in favor of strike
offenders. In one of the "Findings and Declarations" of the TSRA, the voters approved
the declaration that the TSRA would "[r]estore the Three Strikes law to the public's
original understanding by requiring life sentences only when a defendant's current
conviction is for a violent or serious crime." (S.D. Voter Information Pamp., Gen. Elec.
(Nov. 6, 2012) text of Prop. 36, § 1, p. 105, at
[as of Sep. 23, 2015].)
Nowhere, however, do the ballot materials for the TSRA suggest voters understood or
intended the TSRA would require resentencing of qualified third strike offenders in all
but the most egregious cases, as would be the result if the definition of " 'unreasonable
risk of danger to public safety' " contained in section 1170.18, subdivision (c), were
engrafted onto resentencing proceedings under the TSRA. That voters did not intend
such a result is amply demonstrated by the fact an indeterminate life term remained
mandatory under the TSRA for a wide range of current offenses even if the offender does
not have a prior conviction for a particularly heinous offense (§§ 667, subd. (e)(2),
1170.12, subd. (c)(2)), and an inmate is rendered ineligible for resentencing under section
1170.126 for an array of reasons beyond his or her having suffered such a prior
conviction (see § 1170.126, subd. (e)(2)).
When voters adopted the reforms of the TSRA, that enactment was still presented
as placing public safety first, even though there were also cost savings likely to accrue as
a result of its enactment. Thus, uncodified section 7 of the Act provides: "This act is an
exercise of the public power of the people of the State of California for the protection of
12
the health, safety, and welfare of the people of the State of California, and shall be
liberally construed to effectuate those purposes." (S.D. Voter Information Pamp., Gen.
Elec. (Nov. 6, 2012), supra, text of Prop. 36, p. 110, original italics omitted, italics
added.) As explained in Osuna, supra, 225 Cal.App.4th at page 1036, "[a]lthough the
[TSRA] 'diluted' the three strikes law somewhat [citation], '[e]nhancing public safety was
a key purpose of the Act' [citation]."
In contrast, Proposition 47 emphasized monetary savings.4 The "Findings and
Declarations" state: "The people of the State of California find and declare as follows: [¶]
The people enact the Safe Neighborhoods and Schools Act to ensure that prison spending
is focused on violent and serious offenses, to maximize alternatives for nonserious,
nonviolent crime, and to invest the savings generated from this act into prevention and
support programs in K–12 schools, victim services, and mental health and drug treatment.
This act ensures that sentences for people convicted of dangerous crimes like rape,
murder, and child molestation are not changed." (S.D. Voter Information Pamp., Gen.
Elec. (Nov. 4, 2014) text of Prop. 47, § 2, p. 70 (Pamphlet), at [as of Sep. 23, 2015].)
Proposition 47 requires misdemeanor sentences for various drug possession and property
offenses, unless the perpetrator has a prior conviction for a particularly heinous offense or
for an offense requiring sex offender registration pursuant to section 290, subdivision (c).
(Health & Saf. Code, §§ 11350, subd. (a), 11357, subd. (a), 11377, subd. (a); Pen. Code,
4 Jackson has requested we take judicial notice of Proposition 47 and the
accompanying ballot materials, and we grant that request.
13
§§ 459.5, subd. (a), 473, 476a, subd. (b), 490.2, subd. (a), 496, subd. (a), 666, subd. (b).)
Section 1170.18 renders ineligible for resentencing only an inmate whose current offense
would now be a misdemeanor, but who has a prior conviction for a particularly heinous
offense or for an offense requiring sex offender registration pursuant to section 290,
subdivision (c). (§ 1170.18, subds. (a), (i).)
Nowhere in the ballot materials for Proposition 47 were voters given any
indication that initiative, which dealt with offenders whose current convictions would
now be misdemeanors rather than felonies, had any impact on the TSRA, which dealt
with offenders whose current convictions would still be felonies. For instance, the
official title and summary stated, in pertinent part, that Proposition 47 would "[r]equire[]
resentencing for persons serving felony sentences for these offenses[, i.e., offenses that
require misdemeanor sentences under the measure] unless court finds unreasonable
public safety risk." (Pamphlet, supra, official title and summary of Prop. 47, p. 34.) In
explaining what Proposition 47 would do, the Legislative Analyst stated: "This measure
reduces penalties for certain offenders convicted of nonserious and nonviolent property
and drug crimes. This measure also allows certain offenders who have been previously
convicted of such crimes to apply for reduced sentences." (Pamphlet, supra, analysis of
Prop. 47 by Legislative Analyst, p. 35, italics added.) With respect to the resentencing
provision, the Legislative Analyst explained: "This measure allows offenders currently
serving felony sentences for the above crimes[, i.e., grand theft, shoplifting, receiving
stolen property, writing bad checks, check forgery, and drug possession] to apply to have
their felony sentences reduced to misdemeanor sentences. In addition, certain offenders
14
who have already completed a sentence for a felony that the measure changes could apply
to the court to have their felony conviction changed to a misdemeanor. However, no
offender who has committed a specified severe crime could be resentenced or have their
conviction changed. In addition, the measure states that a court is not required to
resentence an offender currently serving a felony sentence if the court finds it likely that
the offender will commit a specified severe crime. Offenders who are resentenced would
be required to be on state parole for one year, unless the judge chooses to remove that
requirement." (Id. at p. 36, italics added.)
Similarly, the arguments in favor of and against Proposition 47 spoke in terms
solely of Proposition 47, and never mentioned the TSRA. The argument in favor of
Proposition 47 spoke in terms of prioritizing serious and violent crime so as to stop
wasting prison space "on petty crimes," stop "wasting money on warehousing people in
prisons for nonviolent petty crimes," and stop California's overcrowded prisons from
"incarcerating too many people convicted of low-level, nonviolent offenses." (Pamphlet,
supra, argument in favor of Prop. 47, p. 38.) The rebuttal to argument against
Proposition 47 reiterated these themes, and never suggested Proposition 47 would have
any effect on resentencing under the TSRA. (See Pamphlet, supra, rebuttal to argument
against Prop. 47, p. 39.) Although the rebuttal to argument in favor of Proposition 47
asserted 10,000 inmates would be eligible for early release under the measure, and that
many of them had prior convictions "for serious crimes, such as assault, robbery and
home burglary" (Pamphlet, supra, rebuttal to argument in favor of Prop. 47, p. 38), there
is no suggestion the early release provisions would extend to inmates whose current
15
offenses remained felonies under the TSRA. The same is true of the discussion of
resentencing contained in the argument against Proposition 47. (Pamphlet, supra,
argument against Prop. 47, p. 39.)
Considering the foregoing, we cannot reasonably conclude voters intended the
definition of " 'unreasonable risk of danger to public safety' " contained in section
1170.18, subdivision (c), to apply to that phrase as it appears in section 1170.126,
subdivision (f), despite the former section's preamble, "As used throughout this
Code. . . ." Voters cannot intend something of which they are unaware.
Additionally, as a matter of statutory construction, we note the TSRA's sunset
clause effectively precluded most new applications for relief under the TSRA after
November 7, 2014 (see § 1170.126, subd. (b)), while Proposition 47 (and its newly
enacted definitional provisions under § 1170.18, subd. (c)) took effect on November 5,
2014 (Cal. Const., art. II, § 10, subd. (a)), which would provide only a two-day window
during which an applicant under the TSRA would reap the benefits of the more restrictive
"dangerousness" definitions adopted by Proposition 47. As an additional matter of
statutory construction, we decline to ascribe to the electorate an intent to overlay a
definitional amendment onto a remedial scheme that effectively expired two days after
the definitional amendment would have taken effect.
Finally, and again as a matter of statutory construction, adopting Jackson's
interpretation of the intended scope of section 1170.18, subdivision (c), would present
serious questions under the equal protection clauses of the United States and California
Constitutions. Specifically, under Jackson's construction, the more restrictive
16
"dangerousness" definition adopted by Proposition 47 would apply only to applicants
who invoked the TSRA during the two-day window when both were in effect or
(assuming retroactivity) to a slightly larger class of applicants under the TSRA whose
matters were not yet final before the effective date of Proposition 47. However, the more
restrictive "dangerousness" definition adopted by Proposition 47 would provide no
benefit to those applicants who, although identically situated to Jackson, had their TSRA
applications denied, which denials became final before November 5, 2014. "Both the
United States Supreme Court and the California courts have pointed out on numerous
occasions that a court, when faced with an ambiguous statute that raises serious
constitutional questions, should endeavor to construe the statute in a manner which
avoids any doubt concerning its validity." (Carlos v. Superior Court (1983) 35 Cal.3d
131, 147, fn. omitted, overruled on other grounds in People v. Anderson (1987) 43 Cal.3d
1104, 1147.) Our construction of Proposition 47's provisions avoids potential equal
protection infirmities of its provisions by limiting its application to applicants under
Proposition 47's remedial scheme.
C. The Remaining Claims
Jackson finally argues (1) this court should apply the "substantial evidence"
standard to reviewing a trial court's determination of dangerousness under the TSRA, and
(2) this court should conclude there was no substantial evidence on which the court could
reasonably conclude that he posed an unreasonable risk to public safety.
17
The Standard of Review: Substantial Evidence or Abuse of Discretion?
There is no definitive case law determining the appropriate standard of review to a
trial court's determination of dangerousness under the TSRA.5 We therefore turn to the
statutory scheme and analogous law to examine this issue.
Section 1170.126, subdivision (f), provides that a petitioner shall not be
resentenced if "the court, in its discretion, determines that resentencing the petitioner
would pose an unreasonable risk of danger to public safety." (Italics added.) By its plain
language, subdivision (f) of section 1170.126 leaves the determination of whether
resentencing would present an unreasonable risk of danger to public safety to the
discretion of the court. This conclusion finds further support in subdivision (g) of this
same statute, which provides in part that a court may consider various enumerated factors
"[i]n exercising its discretion in subdivision (f)." (Italics added.) "Where, as here, a
discretionary power is statutorily vested in the trial court, its exercise of that discretion
'must not be disturbed on appeal except on a showing that the court exercised its
discretion in an arbitrary, capricious or patently absurd manner that resulted in a manifest
miscarriage of justice. [Citations.]' " (People v. Rodrigues (1994) 8 Cal.4th 1060, 1124-
1125.) This standard examines whether the ruling in question falls outside bounds of
reason under applicable law and relevant facts. (People v. Williams (1998) 17 Cal.4th
148, 162.)
5 In People v. Payne (2015) 232 Cal.App.4th 579, the court evaluated the
appropriate standard of review under the TSRA. However, the California Supreme Court
has granted review in Payne (People v. Payne, supra, review granted March 25, 2015,
S223856) and, pending direction from the Supreme Court, we must reach the issue here.
18
Under the clear language of section 1170.126, the ultimate determination that
resentencing would pose an unreasonable risk of danger is vested in the trial court's
discretion and we therefore review that determination for abuse of discretion. Of course,
if there is no evidence in the record supporting the facts on which the court's discretion
was exercised, the decision would constitute an abuse of discretion, and we therefore
conclude the People have the burden of proving, by a preponderance of the evidence, the
relevant facts and circumstances that animate the trial court's discretionary determination.
Such an interpretation is consistent with California's noncapital sentencing
scheme. Under the determinate sentencing law (DSL) as it existed prior to Cunningham
v. California (2007) 549 U.S. 270, "three terms of imprisonment [were] specified by
statute for most offenses. The trial court's discretion in selecting among [those] options
[was] limited by section 1170, subdivision (b), which direct [ed] that 'the court shall order
imposition of the middle term, unless there are circumstances in aggravation or
mitigation of the crime.' " (People v. Black (2007) 41 Cal.4th 799, 808, fn. omitted.)
Trial courts had discretion to impose the lower or upper term instead of the middle term
of imprisonment, and generally were required by the statutes and sentencing rules to state
reasons for their discretionary sentencing choices. (Id. at pp. 808-809.) Such reasons had
to be "supported by a preponderance of the evidence in the record" and reasonably related
to the particular sentencing determination. (People v. Scott (1994) 9 Cal.4th 331, 349.)
Even after the DSL was reformed and amended in response to Cunningham, the courts
still acknowledged that certain discretionary sentencing decisions could rely on facts
established by a preponderance of the evidence. (See In re Coley, supra, 55 Cal.4th at
19
pp. 557-558.) As our Supreme Court explained in People v. Sandoval (2007) 41 Cal.4th
825, 850-851, in making its discretionary sentencing choices post-Cunningham, "the trial
court need only 'state [its] reasons' [citation]; it is not required to identify aggravating and
mitigating factors, apply a preponderance of the evidence standard, or specify the
'ultimate facts' that 'justify[ ] the term selected.' [Citations.] Rather, the court must 'state
in simple language the primary factor or factors that support the exercise of discretion.' "
(Italics added.)
We believe a trial court's discretionary determination of dangerousness when
considering a petition for resentencing under the TSRA is analogous to an evaluation of
the relative weight of mitigating and aggravating circumstances and is "not equivalent to
a factual finding." (People v. Black, supra, 41 Cal.4th at p. 814, fn. 4.) Although the
facts on which that discretion is exercised should be supported by a preponderance of the
evidence, the court's ultimate determination is not subject to substantial evidence review,
but must instead be upheld if it does not constitute an abuse of discretion. That is,
although the facts on which the court's finding of unreasonable risk is based must be
supported by a preponderance of the evidence and are themselves subject to our review
for substantial evidence (see, e.g., People v. Cluff (2001) 87 Cal.App.4th 991, 998 [trial
court abuses its discretion when factual findings critical to decision find no support in
record]), the determination of dangerousness remains a discretionary one and we will not
disturb its ruling unless it "exceeds the bounds of reason, all of the circumstances before
it being considered." (People v. Santamaria (1991) 229 Cal.App.3d 269, 277.)
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Application of the Standard to the Ruling Below
Applying those tests here, the record contains substantial evidence of numerous
facts the court was entitled to consider when making its discretionary determination.6
Jackson had a lengthy prior record of offenses, as this court recognized in People v.
Jackson (July 27, 2006, D047054) [nonpub. opn.] [2006 WL 2076035, at p. *3]:
"As a juvenile, he was arrested three times for indecent exposure and
was committed to the California Youth Authority for a 1976 incident
involving auto theft, reckless driving, and assault with a deadly
weapon on a police officer. Jackson's adult criminal history began in
1979 when he was convicted of residential burglary and sentenced to
prison for two years. In 1981 he again committed burglary and was
sentenced to prison for six years. In 1985 he was convicted of
attempted burglary, five counts of burglary of inhabited dwellings,
and assault with a deadly weapon. Jackson's assault charge stemmed
from one of the 1985 residential burglaries after he struck a startled
female resident in the face with a ceramic pitcher, causing an injury
requiring plastic surgery. While serving a 25-year sentence for the
1985 crimes, he was arrested in prison for possessing a weapon and
sentenced to prison for two additional years. After serving 15 years
of his 27-year sentence, Jackson was paroled in 2000. He violated
parole two times, first for fighting and making terrorist threats and
then for indecent exposure. Jackson's 2003 indecent exposure
conviction culminated in his return to prison until 2004 when he was
discharged from parole. On February 24, 2005, he committed the
current felony while on probation for the 2003 indecent exposure
conviction."
6 When exercising its discretion, "the court may consider: [¶] (1) The [inmate's]
criminal conviction history, including the type of crimes committed, the extent of injury
to victims, the length of prior prison commitments, and the remoteness of the crimes; [¶]
(2) The [inmate's] disciplinary record and record of rehabilitation while incarcerated; and
[¶] (3) Any other evidence the court, within its discretion, determines to be relevant in
deciding whether a new sentence would result in an unreasonable risk of danger to public
safety." (§ 1170.126, subd. (g).)
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In addition to his record of violence, including a residential assault that severely
injured the victim, his record demonstrated a marked inability to remain law-abiding
during the brief periods when he was free from incarceration. Finally, his prison
behavior included violations in which he used assaultive or aggressive behavior, the last
of which occurred less than four years before he filed the present petition.
The court, after considering the somewhat favorable psychological evaluation of
Jackson by Dr. Gothard, exercised its discretion under the TSRA not to grant Jackson's
petition, reasoning he still presented "a continuing and unreasonable risk of danger to
public safety." We cannot conclude that, on these facts, the discretionary decision to
deny Jackson's petition fell outside the bounds of reason, all of the circumstances being
considered.
DISPOSITION
The order is affirmed.
McDONALD, J.
WE CONCUR:
McCONNELL, P. J.
NARES, J.
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