Phillip Lemons v. Bill Bradbury

FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT PHILLIP LEMONS; SUSAN JARRETT;  MYRNA HINES; JAY SHERMAN; ROBERT BOLLING; HENRY SCOTT; JULIE EPPLE; MICHAEL CLARK; EUGENE ARNAUTOV; STEPHEN SHUCK; JESSE TORAN; KEVIN EVERS; JONATHAN LARSEN; PETER O’BRIEN; ROGER WILLIAMS; KYLE SHROY; ORIAH LONGANECKER; RANDY KOOZER; JANITH YTURN; ERIC JACOBSEN; PAULA CEDILLO; ROY PRISZNER; SANDRA GOLDEN; THOMAS RICHARDSON; TORREY LEWIS; PAUL GLENN; JAMES WHITING; ROSEANNE No. 08-35209 BARKER; SUZANNE FULCHER; DEBBIE MEADOR; PAULINE ELIZABETH  D.C. No. 3:07-CV-01782-MO HANSON; SANDRA HIATT; NATHANIEL JANSSEN; DISENFRANCHISED SIGNERS OPINION NOS. 1-26, Plaintiffs-Appellants, v. BILL BRADBURY, Secretary of the State of Oregon, in his official and individual capacity; ANNETTE NEWINGHAM, Lane County Clerk, in her official and individual capacity; JAN COLEMAN, Yamhill County Clerk, in her official and individual capacity; SANDRA BERRY, Hood River County Clerk,  10599 10600 LEMONS v. BRADBURY in her official and individual  capacity; JAMES MORALES, Benton County Clerk, in his official and individual capacity; GEORGETTE BROWN, Josephine County Clerk, in her official and individual capacity; STEVEN DRUCKENMILLER, Linn County Clerk, in his official and individual capacity; KATHY BECKETT, Jackson County Clerk, in her official and individual capacity; BILL BURGESS, Marion  County Clerk, in his official and individual capacity; MICKIE KAWAI, Washington County Clerk, in her official and individual capacity; JOHN KAUFFMAN, Multnomah County Director of Elections, in his official and individual capacity, Defendants-Appellees, JEANA FRAZZINI; ERIN SEXTON- SAYLOR; SALLY SPARKS; BASIC RIGHTS OREGON, Defendants-intervenors- Appellees.  Appeal from the United States District Court for the District of Oregon Michael W. Mosman, District Judge, Presiding Argued and Submitted July 8, 2008—Portland, Oregon Filed August 14, 2008 LEMONS v. BRADBURY 10601 Before: Alfred T. Goodwin, Harry Pregerson, and Stephen Reinhardt, Circuit Judges. Opinion by Judge Goodwin 10604 LEMONS v. BRADBURY COUNSEL Amy Smith, Austin R. Nimocks, Alliance Defense Fund, Scottsdale, Arizona, for the plaintiffs-appellants. Denis M. Vannier, Kaye E. McDonald, Office of the Attorney General, Salem, Oregon, for the defendants-appellees. Margaret S. Olney, Smith, Diamond & Olney, Portland, Ore- gon, for the defendants-intervenors-appellees. OPINION GOODWIN, Circuit Judge: Plaintiffs, Oregon voters who signed Referendum 303, appeal the district court’s denial of permanent injunctive relief against Oregon Secretary of State Bill Bradbury (“Secretary”). The Secretary determined that Referendum 303, which sought a statewide vote on a legislative act estab- lishing same-sex domestic partnerships, did not have enough valid signatures to qualify for the ballot. Plaintiffs contend that the Secretary’s procedures for verifying referendum peti- tion signatures violated their equal protection and due process rights. The district court held that no constitutional violations occurred. We affirm. I The citizens of Oregon have reserved the power to refer legislative acts to the ballot for approval or rejection by the state’s voters. Or. Const. art. IV, § 1(3). A referendum quali- LEMONS v. BRADBURY 10605 fies for a statewide vote upon submission of a petition con- taining valid signatures of “a number of qualified voters equal to four percent of the total number of votes cast for all candi- dates for Governor” in the most recent gubernatorial election. Id. § 1(3)(b). The deadline for submission of a referendum petition is ninety days after the end of the legislative session in which the legislation was passed. Id. The Secretary must complete the signature verification process within thirty days of the petition filing deadline. Id. § 1(4)(a). The Oregon Constitution subjects the people’s referendum power to regulation by the legislature. See id. § 1(4)(a)-(b). Statutes require the Secretary to use a statistical sampling method for verifying referendum petition signatures, using “an elector’s voter registration record or other database.” Or. Rev. Stat. § 250.105(4), (6). The Secretary samples approxi- mately five percent of the submitted signatures for each refer- endum, and submits the sampled signatures to county elections officials. Or. Admin. R. 165-014-0030(5)(a), (7). The State Initiative and Referendum Manual, adopted by the Secretary through administrative rule, see Or. Admin. R. 165- 014-0005(1), requires county elections officials to “verify[ ] the original signatures” sampled from referendum petitions “using voter registration records.” A publication entitled Directive for Signature Verification, issued by the Secretary on November 24, 1981, specifies that county elections offi- cials should “[c]ompare the signature on the petition and the signature on the voter registration card to identify whether the signature is genuine and must be counted.” The Secretary extrapolates the overall number of valid petition signatures using the sampled signature results. See Or. Admin. R. 165- 014-0030. Under these procedures, county elections officials verify sampled referendum signatures by determining whether each petition signature matches the signature on the signer’s exist- ing voter registration card. Oregon law does not provide pro- cedures by which a voter can introduce extrinsic evidence to 10606 LEMONS v. BRADBURY rehabilitate a referendum signature after its rejection. See Or. Rev. Stat. § 250.105. In contrast, for non-matching ballot sig- natures returned during Oregon’s vote-by-mail elections, the Secretary’s Vote by Mail Procedures Manual requires county elections officials to give the voter ten-days notice and an opportunity to submit an updated voter registration card. II In 2007, the Oregon Legislature passed House Bill 2007 (“HB 2007”), which establishes same-sex domestic partner- ships. See 2007 Or. Laws, ch. 99. Plaintiffs are Oregon voters who signed petitions for Referendum 303, which sought a statewide vote on HB 2007. On September 26, 2007, propo- nents of Referendum 303 submitted approximately 62,000 unverified signatures to the Secretary. The Secretary ran- domly selected 3,033 signatures from the petition through sta- tistical sampling. On October 3, 2007, the Secretary distributed the sampled signatures to county elections officials. An accompanying memorandum instructed county officials to “[c]heck the regis- tration of the names indicated by comparing the signature on the petition to the signature on the registration card.” One of the options for rejecting signatures was that the “[s]ignatures do not match.”1 The memorandum instructed the counties to complete their verification by October 8, 2007. Counties allowed petitioners and members of the public to observe the signature verification process. Every county had a system for reviewing initially rejected signatures. The coun- ties rejected 254 of the 3,033 sampled signatures; of the rejected signatures, 55 were invalid because they did not match signatures on existing voter registration cards. No county gave notice to voters with rejected signatures. The counties also refused to consider extrinsic evidence presented 1 Other reasons included “[n]ot registered” and “[i]llegible signatures.” LEMONS v. BRADBURY 10607 by voters with rejected signatures, such as affidavits and updated voter registration cards. On October 26, 2007, after extrapolating the verification results, the Secretary announced that there were 55,083 valid signatures for Referendum 303, fewer than the 55,179 valid signatures required to qualify for the ballot. Plaintiffs filed an action in federal district court against the Secretary and sev- eral county officials, alleging violations of state and federal rights, including equal protection and due process. Plaintiffs sought an opportunity to rehabilitate their signatures, and a declaration that Referendum 303 contained enough signatures to qualify for the ballot. On December 31, 2007, the district court granted plaintiffs’ motion for a preliminary injunction, staying the effective date of HB 2007 until a hearing on the merits. After hearing oral argument on February 1, 2008, the dis- trict court vacated the preliminary injunction, denied perma- nent injunctive relief, and dismissed plaintiffs’ federal claims. First, the court held that the Secretary’s signature verification procedures did not violate plaintiffs’ equal protection rights. The court concluded that signing a referendum petition does not implicate a fundamental right, and in any event the Secre- tary’s procedures do not unconstitutionally infringe on plain- tiffs’ alleged rights. The court also ruled that county elections officials use specific, uniform standards for signature verifica- tion. Second, the district court held that the Secretary did not violate plaintiffs’ due process rights by denying them notice and an opportunity to rehabilitate their rejected referendum sig- natures.2 This appeal followed. 2 The district court also dismissed plaintiffs’ claim that the Secretary’s actions violated the First Amendment by prohibiting core political speech. Plaintiffs do not appeal the district court’s ruling on this claim. 10608 LEMONS v. BRADBURY III We review the district court’s denial of permanent injunc- tive relief for abuse of discretion. Citizens for Clean Gov’t v. City of San Diego, 474 F.3d 647, 650 (9th Cir. 2007). Legal conclusions underlying the denial are reviewed de novo. Id. We review factual determinations for clear error. Scott v. Pas- adena Unified Sch. Dist., 306 F.3d 646, 653 (9th Cir. 2002). IV [1] The Fourteenth Amendment provides that no state shall “deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.” U.S. Const. amend. XIV, § 1. Plaintiffs do not challenge the sampling concept, but con- tend that the Secretary’s procedures for verifying sampled sig- natures violate their equal protection and due process rights. First, they argue that the method of verifying referendum sig- natures burdens their fundamental right to vote. Second, plaintiffs contend that the Secretary violated their equal pro- tection and due process rights by not providing the same notice and opportunity to rehabilitate referendum signatures that is afforded to signers of vote-by-mail election ballots. Third, plaintiffs argue that county elections officials lack uni- form statewide rules for verifying referendum signatures, vio- lating the rule from Bush v. Gore, 531 U.S. 98 (2000). We hold that the Secretary’s procedures did not violate plaintiffs’ constitutional rights. Although regulations on the referendum process implicate the fundamental right to vote, the state’s important interests justify the minimal burden on plaintiffs’ rights. Additionally, Oregon’s signature verifica- tion standards are uniform and specific enough to ensure equal treatment of voters. A [2] We agree with plaintiffs that state regulations on the ini- tiative and referendum process implicate the fundamental LEMONS v. BRADBURY 10609 right to vote. In Moore v. Ogilvie, 394 U.S. 814 (1969), the Supreme Court held that restrictions on candidate nominating petitions implicate voters’ fundamental rights because “[a]ll procedures used by a State as an integral part of the election process must pass muster against the charges of discrimina- tion or of abridgement of the right to vote.” Id. at 818. In Idaho Coalition United for Bears v. Cenarrussa, 342 F.3d 1073 (9th Cir. 2003), we relied on Moore and held that regu- lations on a state’s initiative process “implicate the fundamen- tal right to vote, for the same reasons and in the same manner,” as regulations on candidate nominating petitions. Id. at 1077. “[W]hile a state may decline to grant a right to legis- late through ballot initiatives, it may not grant that right on a discriminatory basis.” Id. at 1077 n.7. [3] The principle underlying Moore and Idaho Coalition applies equally to Oregon’s regulations on the referendum process. The people of Oregon reserved both the initiative and referendum powers in their state constitution. Or. Const. art. IV, § 1(2)-(3). Both processes serve as “ ‘basic instrument[s] of democratic government.’ ” Idaho Coalition, 342 F.3d at 1076 (quoting City of Cuyahoga Falls v. Buckeye Cmty. Hope Found., 538 U.S. 188, 196 (2003)). Thus, regulations on Ore- gon’s referendum process implicate plaintiffs’ fundamental right to vote. B Plaintiffs argue that because the Secretary’s referendum verification procedures implicate the right to vote, strict scru- tiny applies, and the regulations must be narrowly drawn to advance a compelling state interest. They contend that the procedures cannot meet strict scrutiny because they treat ref- erendum signatures differently than signatures on vote-by- mail ballots. Specifically, plaintiffs note that Oregon limits its referendum verification process to a comparison of petition signatures and signatures on existing voter registration cards. County elections officials do not notify voters after rejecting 10610 LEMONS v. BRADBURY referendum signatures as non-matching. In contrast, when county elections officials reject a signature on a vote-by-mail election ballot, they give the voter ten-days notice and an opportunity to submit an updated voter registration card, or otherwise provide proof that the signature is valid. Plaintiffs contend that this disparate treatment of referendum petition signatures and vote-by-mail ballot signatures violates their equal protection and due process rights. Plaintiffs’ argument “proceeds from the erroneous assump- tion that a law that imposes any burden upon the right to vote must be subject to strict scrutiny.” Burdick v. Takushi, 504 U.S. 428, 432 (1992). This premise is flawed. “States retain the power to regulate their own elections,” and “ ‘as a practi- cal matter, there must be a substantial regulation of elections if they are to be fair and honest and if some sort of order, rather than chaos, is to accompany the democratic process- es.’ ” Id. at 433 (quoting Storer v. Brown, 415 U.S. 724, 730 (1974)). Subjecting every election law to strict scrutiny “would tie the hands of States seeking to assure that elections are operated equitably and efficiently.” Id.; see also Crawford v. Marion County Election Bd., 128 S. Ct. 1610, 1616 (2008). [4] In Burdick, the Supreme Court recognized that “a more flexible standard applies” for analyzing election laws that bur- den the right to vote. Id. at 434. A court considering a challenge to a state election law must weigh the character and magnitude of the asserted injury to the rights protected by the First and Fourteenth Amendments that the plaintiff seeks to vindicate against the precise interests put forward by the State as justifications for the burden imposed by its rule, taking into consideration the extent to which those interests make it necessary to burden the plaintiff’s rights. Id. (internal quotations and citations omitted). Under this stan- dard, strict scrutiny applies only when the right to vote is LEMONS v. BRADBURY 10611 “subjected to severe restrictions.” Id. (internal quotations omitted). However, “when a state election law provision imposes only reasonable, nondiscriminatory restrictions upon the First and Fourteenth Amendment rights of voters, the State’s important regulatory interests are generally sufficient to justify the restrictions.” Id. (internal quotations omitted). [5] To date, the Supreme Court has subjected only two types of voting regulations to strict scrutiny. See Green v. City of Tucson, 340 F.3d 891, 899-900 (9th Cir. 2003). First, strict scrutiny applies to “regulations that unreasonably deprive some residents in a geographically defined governmental unit from voting in a unit wide election.” Id. at 899. Examples include laws that condition the right to vote on property own- ership or payment of a poll tax. See id. (citing cases). Second, “regulations that contravene the principle of ‘one person, one vote’ by diluting the voting power of some qualified voters within the electoral unit” also are subject to strict scrutiny. Id. at 900. Examples include laws that weigh votes from rural counties more heavily than votes from urban counties. See id. (citing cases). [6] Unlike these examples of severe restrictions, the Secre- tary’s procedures in this case are reasonable, and do not vio- late plaintiffs’ equal protection rights. First, the magnitude of plaintiffs’ asserted injury is minimal. See Burdick, 504 U.S. at 434. Although county elections officials do not notify vot- ers after rejecting non-matching signatures, referendum peti- tion cover sheets instruct voters to “[s]ign your full name, as you did when you registered to vote.” Chief petitioners and members of the public observe the process and can object to signature verification decisions. All counties provide that higher county elections authorities review all signatures that are initially rejected. All counties also uniformly limit their review to a comparison between petition signatures and exist- ing voter registration cards. This process protects the rights of petition signers and treats voters in different counties equally. When viewed in context, the absence of notice and an oppor- 10612 LEMONS v. BRADBURY tunity to rehabilitate rejected signatures imposes only a mini- mal burden on plaintiffs’ rights. [7] Second, Oregon’s important interests justify this mini- mal burden on the right to vote. See id. Oregon elections offi- cials may process more than 100,000 sampled initiative and referendum signatures within the thirty-day period required by state law. In any election period, there may be ten or more proposed initiative and referendum measures that require sig- nature verification. The administrative burden of verifying a referendum petition signature is significantly greater than the burden associated with verifying a vote-by-mail election bal- lot signature. Verification of a vote-by-mail signature takes mere seconds because elections officials can scan the barcode on the back of the ballot envelope and automatically access the signer’s voter registration record. In contrast, verification of each referendum petition signature takes several minutes because elections officials must identify the signer, find the corresponding voter registration card, determine whether the signer is an active, registered voter, and then compare the sig- natures. Moreover, fraudulent signatures are less likely in vote-by-mail elections, in which the ballots are sent directly by the elections official to the voter, and returned directly by the voter to the elections official. In initiative and referenda, by contrast, the signatures are often gathered by privately hired signature gatherers who are paid a fixed amount for each signature they obtain. These differences between refer- endum petitions and vote-by-mail ballots justify the minimal burden imposed on plaintiffs’ rights in this case. [8] We reject plaintiffs’ procedural due process argument for the same reasons. Oregon’s interests in detecting fraud and in the orderly administration of elections are weighty and undeniable. Requiring the state to provide thousands of peti- tion signers with individual notice that their signatures have been rejected and to afford them an opportunity to present extrinsic evidence during the short thirty-day verification period would impose a significant burden on the Secretary LEMONS v. BRADBURY 10613 and county elections officials. In contrast to the significant weight of the state’s interests, plaintiffs’ interest in the addi- tional procedures they seek is slight. First, the verification process is already weighted in favor of accepting questionable signatures, in part because only rejected signatures are subject to more than one level of review by county elections officials. Providing notice and allowing individuals to contest a deter- mination that a signature did not match would further skew the process in favor of accepting invalid signatures, as there would be no corresponding notice to those whose signatures were erroneously deemed to match.3 Second, as previously noted, the Secretary’s procedures already allow chief petition- ers and members of the public to observe the signature verifi- cation process and challenge decisions by county elections officials. The value of additional procedural safeguards there- fore is negligible, and the burden on plaintiffs’ interests from the state’s failure to adopt their proposed procedures is slight at most. See Protect Marriage Ill. v. Orr, 463 F.3d 604, 608 (7th Cir. 2006) (holding that “[t]he cost of allowing tens of thousands of people to demand a hearing on the validity of their signatures would be disproportionate to the benefits” of allowing petition signers to challenge rejected signatures). [9] Under the circumstances, the administrative burden of the additional process plaintiffs propose outweighs any mar- ginal benefit that would result from additional procedures. 3 The state’s expert reviewed 556 of the signatures county elections offi- cials verified as matching, only a small percentage of the total number of Referendum 303 signatures. She found sixty-five signatures in that small portion in which she would have ruled differently than the county officials —i.e., in sixty-five cases the handwriting expert would have concluded that the accepted petition signature did not match the voter registration card. By contrast, the expert reviewed all of the signatures that county elections officials determined did not match, and found only six cases in which she would have ruled differently. Thus, if the handwriting expert had verified all of the signatures, the petition would have lacked sufficient signatures by a far wider margin than the county elections officials deter- mined. 10614 LEMONS v. BRADBURY Thus, Oregon’s “important regulatory interests” are sufficient to justify the state’s “reasonable, nondiscriminatory restric- tions.” Burdick, 504 U.S. at 434. Like other “evenhanded restrictions that protect the integrity and reliability of the elec- toral process itself,” the state’s signature verification proce- dures must be upheld. Crawford, 128 S. Ct. at 1616; Burdick, 504 U.S. at 434. C Plaintiffs also contend that Oregon lacks uniform statewide rules for verifying referendum petition signatures, violating equal protection rights under Bush v. Gore, 531 U.S. 98 (2000). The Secretary argues that county elections officials use a uniform standard: whether a referendum petition signa- ture matches the signature on the signer’s existing voter regis- tration card. The district court held that this standard is uniform and specific enough to ensure equal treatment of vot- ers. We agree. [10] In Bush, the Supreme Court reversed the Florida Supreme Court’s decision ordering a manual recount in the disputed 2000 Presidential election. 531 U.S. at 102-03, 111. The Florida Supreme Court had instructed county elections officials to count all votes in which there was a “clear indica- tion of the intent of the voter.” Id. at 102. In a ruling “limited to the present circumstances,” and applicable only because it was a court-ordered recount, the Supreme Court held that Florida’s recount violated the Equal Protection Clause because it lacked “specific standards to ensure its equal appli- cation,” resulting in the disparate treatment of voters, and a process without “sufficient guarantees of equal treatment.” Id. at 106-07, 109. [11] Even were Bush applicable to more than the one elec- tion to which the Court appears to have limited it, Oregon’s standard for verifying referendum signatures would be suffi- ciently uniform and specific to ensure equal treatment of vot- LEMONS v. BRADBURY 10615 ers. The Secretary uniformly instructs county elections officials to verify referendum signatures by determining whether each petition signature matches the signature on the signer’s voter registration card. For example, the Secretary’s November 24, 1981 Directive for Signature Verification instructs county elections officials to “[c]ompare the signature on the petition and the signature on the voter registration card to identify whether the signature is genuine and must be counted.” Similarly, the Secretary’s October 3, 2007 memo- randum accompanying sampled Referendum 303 signatures instructed county officials to “[c]heck the registration of the names indicated by comparing the signature on the petition to the signature on the registration card.” One of the options pro- vided for rejecting Referendum 303 signatures was that the “[s]ignatures do not match.” This standard ensures equal treatment because it uniformly requires all counties to com- pare two existing signature specimens when determining the validity of each sampled signature on a referendum petition. Moreover, the task is far simpler than that used in many states to determine voter intent. See id. at 106-07. Oregon’s referendum signature verification process also has “sufficient guarantees of equal treatment.” Id. at 107. The Secretary sponsors signature verification training sessions, and county elections officials regularly attend these sessions and use the materials provided. During the verification of Ref- erendum 303, all counties subjected initially rejected signa- tures to a second level of review. The signature verification process was uniformly limited to a comparison between peti- tion signatures and existing voter registration cards, and all counties refused to consider extrinsic evidence from rejected signers. We are not persuaded by plaintiffs’ arguments to the con- trary. Plaintiffs contend that a few petitioners had signatures rejected on Referendum 303, even though their signatures were accepted on petitions for other referenda. Such isolated discrepancies do not demonstrate the absence of a uniform 10616 LEMONS v. BRADBURY standard, nor do they prove that the district court was clearly erroneous in finding that “overall we have a fairly coherent set of results.” After all, the fact that the same name appeared on both petitions does not establish that both signatures matched the voter registration card. Plaintiffs also argue that county elections officials exercised discretion when deciding whether to review erroneously excluded signatures. They point to Washington County’s decision to amend its verifica- tion results, accepting one signature that was initially rejected. As the record shows, however, Washington County properly based its revised decision on a comparison of the voter’s peti- tion signature and existing voter registration card. Like all other counties, Washington County did not review extrinsic evidence. [12] Finally, plaintiffs point to differences in the number of signatures rejected by various counties. For example, Hood River County rejected three of its twenty-one sampled signa- tures as non-matching; Multnomah County excluded only one non-matching signature from its 274 sampled signatures; and Washington County rejected seventeen of its 336 sampled sig- natures as non-matching. Plaintiffs contend that these differ- ences demonstrate the absence of a uniform standard. This argument is without merit, for the reasons given by the district court. First, the statistical significance of these differences is questionable, considering the relatively small number of sam- pled signatures at issue. Second, signature gatherers in some counties do a better job than those in other counties. Most importantly, uniform standards can produce different results. Viewing the record as a whole, we are convinced that Ore- gon’s counties used the same uniform standard and thus would satisfy the requirements of Bush, if it were applicable. [13] For these reasons, we hold that the Secretary’s proce- dures for verifying sampled referendum petition signatures did not violate plaintiffs’ equal protection and due process rights. AFFIRMED.