COURT OF APPEALS
SECOND DISTRICT OF TEXAS
FORT WORTH
NO. 02-13-00455-CV
IN RE THE OFFICE OF THE RELATOR
ATTORNEY GENERAL OF TEXAS
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ORIGINAL PROCEEDING
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MEMORANDUM OPINION 1
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The Office of the Attorney General of Texas seeks a writ of mandamus
ordering the trial court to vacate its November 27, 2013 order compelling it to
produce privileged or confidential information. We conditionally grant the writ of
mandamus.
1
See Tex. R. App. P. 47.4.
Background Facts
In February 2013, the Attorney General filed suit to establish Real Party in
Interest Curtis Rogers as the father of B.R. Rogers sent a request for
disclosures, a request for production, and interrogatories to the Attorney General.
Rogers requested, among other things, the name, address, and telephone
numbers of “any potential parties,” “persons having knowledge of relevant facts,”
and “any person who is expected to be called to testify.” Rogers also requested
that the Attorney General produce B.R.’s mother’s application for services
submitted to the Attorney General and all related documents. The Attorney
General provided some information but withheld the address and phone number
of the mother and B.R.’s presumed father. The Attorney General objected to the
requests for production on the grounds of privilege and confidentiality.
Rogers filed a motion to compel, which an associate judge granted. In a
letter to the parties, the associate judge stated, “I believe that, contrary to [the
Attorney General’s] assertion as set forth in [its] brief, it is not the [Attorney
General] who has discretion to release information, but the Court[].” After a de
novo hearing before the district court, the district court affirmed the associate
judge’s recommendation. In a letter ruling, the district court judge stated,
According to subsection (c), the [Attorney General] may
release that information for purposes directly connected with the
administration of child support and paternity determination. That is
exactly the purpose of this lawsuit. The [Attorney General] certainly
may release this information under those circumstances on their own
accord. More importantly, it seems to me that if the [Attorney
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General] may release that information, it is certainly within the
discretion of the court to compel that information be produced if the
[Attorney General] will not cooperate.
The trial court’s order states
The information provided to the [Attorney General] by Mother
as to this case and/or as to [Rogers] when she completed her
application with the [Attorney General] is subject to the statutory
privilege in Tex. Fam. Code § 231.108(b) and as excepted in Tex.
Fam. Code § 231.108(c).[2]
The purpose of this lawsuit is directly connected with the
[Attorney General]’s administration of child support and paternity
determination.
According to Tex. Fam. Code § 231.108(c), the [Attorney
General] has the discretion to release communications it may
receive from Mother in this case; therefore, the court may compel
the [Attorney General] to produce this information in discovery.
The order compelled the Attorney General to respond to Rogers’s requests and
interrogatories with the information that the mother provided the Attorney
General’s office but not information the Attorney General received from other
government agencies. The Attorney General then filed its petition for writ of
mandamus in this court.
Standard of Review
Mandamus will issue to correct a discovery order if the order constitutes a
clear abuse of discretion and there is no adequate remedy by appeal. In re
Olshan Found. Repair Co., 328 S.W.3d 883, 887 (Tex. 2010) (orig. proceeding).
When determining whether the trial court abused its discretion, we are mindful
that the purpose of discovery is to seek the truth so that disputes may be decided
2
See Tex. Fam. Code Ann. § 231.108 (West 2008).
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by what the facts reveal, not by what facts are concealed. In re Colonial Pipeline
Co., 968 S.W.2d 938, 941 (Tex. 1998) (orig. proceeding). The rules governing
discovery do not require as a prerequisite to discovery that the information
sought be admissible; it is enough that the information appears reasonably
calculated to lead to the discovery of admissible evidence. See Tex. R. Civ. P.
192.3(a). But this broad grant is limited by the legitimate interests of the
opposing party to avoid overly broad requests, harassment, or disclosure of
privileged information. In re Am. Optical Corp., 988 S.W.2d 711, 713 (Tex. 1998)
(orig. proceeding).
Appellate courts will not intervene to control incidental trial court rulings
when an adequate remedy by appeal exists. In re Prudential Ins. Co. of Am.,
148 S.W.3d 124, 136 (Tex. 2004) (orig. proceeding). An appeal is inadequate
when a party is in danger of losing substantial rights, such as (1) when the
appellate court would not be able to cure the trial court’s discovery error,
(2) when the party’s ability to present a viable claim or defense at trial is vitiated
or severely compromised by the trial court’s discovery error, or (3) when the trial
court disallows discovery and the missing discovery cannot be made a part of the
appellate record or the trial court, after proper request, refuses to make it part of
the record. In re Van Waters & Rogers, Inc., 145 S.W.3d 203, 210–11 (Tex.
2004) (orig. proceeding). Appellate courts must consider whether the benefits of
mandamus review outweigh the detriments when determining whether appeal is
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an adequate remedy. In re BP Prods. N. Am., Inc., 244 S.W.3d 840, 845 (Tex.
2008) (orig. proceeding).
Discussion
The Attorney General argues that the trial court abused its discretion by
compelling the Attorney General to produce privileged information because the
discretion to waive privilege lies with the Attorney General and not the trial court. 3
Under section 231.108(a) of the family code, “all files and records of
services provided [to the Attorney General] under this chapter, including
information concerning a custodial parent, noncustodial parent, child, and an
alleged or presumed father, are confidential.” Tex. Fam. Code Ann.
§ 231.108(a). Subsection (b) states, “Except as provided by Subsection (c), all
communications made by . . . an applicant for or recipient of services under this
chapter are privileged.” Id. § 231.108(b). Subsection (c) provides that the
Attorney General “may” release the privileged or confidential information “for
purposes directly connected with the administration of the child support [or]
paternity determination.” Id. § 231.108(c). Nothing in the statute requires it to
release the information.
The trial court acknowledged that the information that the mother provided
to the Attorney General was privileged under section 231.108(b). But it claimed
that because the statute permitted the Attorney General to waive privilege, the
3
We requested a response from Rogers, but we did not receive one.
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statute somehow vested the trial court with the power to compel such waiver if
the Attorney General refused to waive.
We have found no support for the trial court’s reasoning that because a
right may be waived, the trial court can make the party waive it. All privileges
may be waived. Alford v. Bryant, 137 S.W.3d 916, 921 (Tex. App.—Dallas 2004,
pet. denied) (“[A] statutory privilege may be waived by the holder of a privilege.”).
Yet only the holder of the privilege has the power to waive it. See Tex. R. Evid.
511 (stating that disclosure creates waiver only by acts of the privilege holder);
see also Alford, 137 S.W.3d at 921; In re Mktg. Investors Corp., 80 S.W.3d 44,
50 (Tex. App.—Dallas 1998, no pet.) (“Because the current management alone
determines whether to use its privilege, they alone can invoke the protection of
rule 511.”). To allow a court to compel waiver would render any privilege,
including attorney-client privilege, vulnerable to forced waiver.
Rule 512 of the rules of evidence supports this interpretation too. See Tex.
R. Evid. 512. Rule 512 provides, “A claim of privilege is not defeated by a
disclosure which was . . . compelled erroneously.” Id. Thus, even when a court
can compel a party to produce privileged documents, it cannot waive the party’s
claim of privilege. We therefore hold that the trial court clearly abused its
discretion by attempting to waive the Attorney General’s claim of privilege by
compelling disclosure of privileged documents and information. 4
4
The trial court’s comments during the de novo hearing also indicate an
abuse of discretion. The trial court said, “I don’t understand why the Attorney
6
We must also determine whether there is adequate remedy by appeal.
Olshan Found. Repair, 328 S.W.3d at 887. If the Attorney General were required
to wait until a final judgment to file an appeal, the privileged information would
have already been disclosed and this court would be unable to cure the error.
See Walker v. Packer, 827 S.W.2d 833, 843 (Tex. 1992) (“[A] party will not have
an adequate remedy by appeal when the appellate court would not be able to
cure the trial court’s discovery error. This occurs when the trial court erroneously
orders the disclosure of privileged information which will materially affect the
rights of the aggrieved party.”). Appeal in this case is inadequate. See D.N.S. v.
Schattman, 937 S.W.2d 151, 159 (Tex. App.—Fort Worth 1997, no writ) (“Dr. S.
lacks an adequate remedy by appeal because an appellate court would not be
able to cure the trial court’s discovery error in ordering the production of a
privileged document.”). We therefore conditionally grant the Attorney General’s
writ of mandamus.
General’s Office believes they have an entirely different set of rules they can play
with that no other attorney, no other agency can get away with. Makes no sense
to me.” Later, the trial court said, “I think that if [the Office of the Attorney
General is] in some way protected by statute on this that the statute should be
changed. This is just not proper for anybody in Mr. Rogers’s position.” Basing its
ruling to compel the discovery of privileged documents on a disagreement with
the law is a failure to analyze and apply the law correctly and therefore an abuse
of discretion. See Iliff v. Iliff, 339 S.W.3d 74, 78 (Tex. 2011); State v. Sw. Bell
Tel. Co., 526 S.W.2d 526, 528 (Tex. 1975).
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Conclusion
We conditionally grant the Attorney General’s petition for writ of
mandamus, and we order the trial court to vacate its November 27, 2013 order.
The writ will issue only if the trial court fails to comply with this order.
/s/ Lee Gabriel
LEE GABRIEL
JUSTICE
PANEL: MCCOY, MEIER, and GABRIEL, JJ.
DELIVERED: February 6, 2014
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