Fourth Court of Appeals
San Antonio, Texas
MEMORANDUM OPINION
No. 04-12-00840-CR
Fernando Lerma TREVINO,
Appellant
v.
The STATE of
The STATE of Texas,
Appellee
From the 218th Judicial District Court, Atascosa County, Texas
Trial Court No. 08-03-0110-CRA
Honorable Fred Shannon, Judge Presiding
Opinion by: Rebeca C. Martinez, Justice
Sitting: Marialyn Barnard, Justice
Rebeca C. Martinez, Justice
Patricia O. Alvarez, Justice
Delivered and Filed: July 16, 2014
AFFIRMED
Fernando Lerma Trevino appeals his conviction of aggravated sexual assault of a child,
arguing the trial court committed reversible error by denying him the mandatory right to voir dire
the State’s expert witness under Rule 705(b) of the Texas Rules of Evidence prior to her testimony.
Because the error did not affect Trevino’s substantial rights and was thus harmless, we affirm the
judgment of the trial court.
04-12-00840-CR
ANALYSIS
In his sole issue on appeal, Trevino argues the trial court erred by denying his request under
Rule 705(b) to voir dire the State’s expert witness, Dr. Nancy Kellogg, as to the reliability of her
opinion that the complainant was sexually abused. TEX. R. EVID. 705(b). Under Rule 705(b), a
criminal defendant is entitled, upon a timely request, to conduct a voir dire examination directed
to the underlying facts or data upon which the opinion of an expert witness is based. Id.; Alba v.
State, 905 S.W.2d 581, 587 (Tex. Crim. App. 1995). The rule indicates that the trial court must
allow this examination to be conducted outside the hearing of the jury and prior to the expert
testifying to her opinion before the jury. Id. at 587-88. The purpose of Rule 705(b) is to give
defense counsel the “opportunity to determine the foundation of the expert’s opinion without fear
of eliciting damaging hearsay or other inadmissible evidence in the jury’s presence.” Alba, 905
S.W.2d at 588 (citing Goss v. State, 826 S.W.2d 162, 168 (Tex. Crim. App. 1992)). The voir dire
hearing may also allow the defendant to develop an objection that the expert’s testimony lacks a
sufficient basis for admissibility. Id.; see TEX. R. EVID. 705(c) (opinion is inadmissible if trial
court determines underlying facts or data do not provide sufficient basis for opinion under Rule
702 or 703). Because Rule 705(b) is mandatory in a criminal case, the trial court errs if it denies
a defendant’s timely and proper request for a Rule 705(b) hearing. Alba, 905 S.W.2d at 588.
Here, the record demonstrates that Trevino timely requested a Rule 705(b) hearing to
examine Dr. Kellogg on the underlying facts and data of her opinion. Trevino notified the trial
court prior to trial of his desire to conduct a Daubert hearing on the scientific basis for Dr.
Kellogg’s testimony, repeated his request to voir dire Dr. Kellogg before she began testifying in
order to determine “if there’s any underlying scientific data and principles pursuant to Rule 7.02,
7.03, 7.04 and 7.05 [sic],” and re-urged his motion for a Daubert hearing before Dr. Kellogg stated
her diagnosis. Based upon the trial court’s assessment of the three-day period available to try the
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case, the court decided there was not time for a voir dire hearing on the two State’s experts, Dr.
Kellogg and Dr. Morris. Instead, the trial judge stated he would listen to the expert testimony as
it was presented to the jury and would rule on any defense objections and determine the
admissibility of the evidence as the need arose. Should any inadmissible evidence be elicited, the
judge stated he would instruct the jury to disregard the evidence, or if he believed it was of such a
nature that they could not, he would grant a new trial. Trevino moved to exclude Dr. Kellogg’s
testimony based on the denial of a Daubert hearing; the court took that motion under advisement
pending hearing the expert testimony.
The record clearly shows that Trevino made a proper request for a 705(b) hearing regarding
the underlying facts and data used by Dr. Kellogg in developing her expert opinion testimony.
Therefore, the trial court erred in refusing to allow Trevino to conduct a voir dire examination
under Rule 705(b). Id.; Harris v. State, 133 S.W.3d 760, 773 (Tex. App.—Texarkana 2004, pet.
ref’d) (noting that rule is mandatory in criminal cases).
Having determined that the trial court erred in denying Trevino’s voir dire request, we must
determine whether the error was “so harmful as to require reversal.” Goss, 826 S.W.2d at 168.
Because the error is not constitutional, we will only reverse if it affected Trevino’s substantial
rights; otherwise, the error must be disregarded. TEX. R. APP. P. 44.2(b); TEX. R. EVID. 103(a). In
making this determination, we consider the entire record to decide whether the error had a
substantial or injurious effect on the verdict of guilt. Morales v. State, 32 S.W.3d 862, 867 (Tex.
Crim. App. 2000). Where the reviewing court has fair assurance that the error did not influence
the jury or had but a slight effect, the conviction will stand. Id.; McDonald v. State, 179 S.W.3d
571, 578 (Tex. Crim. App. 2005).
Trevino argues the denial of a Rule 705(b) hearing harmed his substantial rights because it
resulted in the admission of Dr. Kellogg’s testimony which failed to meet the Kelly test for
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reliability and admissibility of scientific evidence. See Kelly v. State, 824 S.W.2d 568, 573 (Tex.
Crim. App. 1992) (for novel scientific evidence to be admissible, proponent must show reliability
by showing it is (1) based on a valid underlying theory, (2) a valid technique was used to apply the
theory, and (3) the technique was properly applied on the occasion in question); see also TEX. R.
EVID. 702.
Dr. Kellogg testified that she interviewed the complainant and took his medical history,
but did not personally perform his physical examination, the results of which were normal. Dr.
Kellogg was permitted to testify over Trevino’s objection that 95% of male physical examinations
are normal in sexual assault cases with young male victims. She further testified about the reasons
for delayed outcry by child sexual assault victims. Finally, Dr. Kellogg stated that, based on the
child’s emotions, physical symptoms, and description of the abuse, she diagnosed the child as a
victim of sexual abuse. On cross-examination, defense counsel indicated he had reviewed some
of Dr. Kellogg’s records prior to trial. Counsel questioned Dr. Kellogg at length about her
testimony that 95% of male physical exams are normal. Dr. Kellogg conceded that the figure was
not based on a peer-reviewed formal study or her own isolated study of male sexual assault victims.
Rather, the figure was based on her experience in conducting between 8,000 and 9,000 child sexual
assault examinations through her years of medical practice. Dr. Kellogg stated that she
periodically reviews the last 100 cases and mentally calculates how many had normal exams and
the figure has been about 95%. Dr. Kellogg admitted that she does not tabulate the percentage in
a formal way; it is an estimate based on her personal experience. Defense counsel also asked Dr.
Kellogg several questions comparing her testimony in the instant case to her testimony in other
child sexual assault cases going back to the late 1980’s.
Trevino argues that Dr. Kellogg’s admission that her testimony that 95% of male sexual
assault exams are normal is based on an estimate shows it was not founded on a valid scientific
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theory, technique, or method as required by Kelly. Trevino asserts admission of Dr. Kellogg’s
opinion that the child was sexually abused was harmful because it bolstered the only other evidence
of the offense—the child complainant’s outcry and testimony that Trevino sexually abused him
seven years ago. He notes that the courts have recognized that juries attach special significance to
expert opinions, and that the State emphasized Dr. Kellogg’s opinion that the child was sexually
abused in its closing argument.
The State responds that Trevino was not harmed by the trial court’s decision to “run the
voir dire of the expert witness contemporaneously with her testimony at trial” because the trial
court complied with its role as gatekeeper by assessing the admissibility of the expert testimony
as each objection arose during trial. The State points out that on each occasion the trial court
overruled Trevino’s objection and determined that Dr. Kellogg’s testimony was admissible. The
State also cites to the trial court’s statements on the record at the motion for new trial hearing that
it found all the challenged expert testimony admissible during trial. The State argues that, even if
the trial court did not technically comply by holding a separate voir dire hearing prior to the expert
testimony, it functionally complied with Rule 705(b) and Trevino was not harmed because a
hearing outside the jury’s presence would not have altered the court’s rulings admitting the
challenged expert testimony. The State further points out that defense counsel performed a
thorough cross-examination of Dr. Kellogg, challenging the bases for her opinions and the methods
used, and revealing “possible contradictions” with her expert testimony in other cases and
published studies.
We agree that the failure to hold a Rule 705(b) hearing on Dr. Kellogg’s testimony did not
affect Trevino’s substantial rights. Defense counsel indicated his knowledge prior to trial that Dr.
Kellogg would testify about normal physical exam findings in child sexual abuse cases and that
her informal studies were based on female victims and not isolated to male victims. See Brown v.
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State, 974 S.W.2d 289, 292 (Tex. App.—San Antonio 1998, pet. ref’d) (noting that if defense
counsel already knew the basis of the expert’s opinion testimony there was no need for a Rule
705(b) hearing). Trevino has not shown what facts or data underlying Dr. Kellogg’s opinions his
counsel could have learned from the voir dire examination that he did not already know. Further,
Trevino does not claim that denial of the voir dire hearing hindered his defense counsel in his
cross-examination of Dr. Kellogg; indeed, as the State points out, the record shows that defense
counsel thoroughly cross-examined Dr. Kellogg about the facts and data underlying her opinions.
Further, at the motion for new trial hearing, Trevino’s counsel stated on the record that,
“based on my prior involvement in the cases with the State I knew the nature of Dr. Kellogg’s
testimony based on the reports she had given in this particular case.” The sole focus of Trevino’s
complaint at the motion for new trial hearing was that his counsel had not received the records for
a different expert witness, pediatric pulmonologist Dr. Morris, and was denied the opportunity to
voir dire Dr. Morris before she testified; he argued her testimony indicating that the child’s asthma
was a psychosomatic symptom stemming from the sexual abuse was inadmissible because she had
no underlying data to support it. In discussing whether any harm resulted from not conducting a
voir dire, the trial court stated its recollection that the underlying facts and data were previously
disclosed to the defense in both experts’ reports and explained its understanding that “[w]here that
information has already been given to defense counsel, then it would just be a waste of time to
have a 7.05 [sic] hearing.” The trial judge further indicated that, if he had heard the expert
testimony outside the jury’s presence, he still would not have excluded any of the testimony.
Based on the record before us, we cannot say that the denial of Trevino’s request for a Rule
705(b) hearing before Dr. Kellogg testified affected his substantial rights; therefore, the error was
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harmless. TEX. R. APP. P. 44.2(b). We overrule his sole issue on appeal and affirm the trial court’s
judgment.
Rebeca C. Martinez, Justice
DO NOT PUBLISH
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