IN THE COMMONWEALTH COURT OF PENNSYLVANIA
Pennsylvania Office of Attorney :
General, :
Petitioner :
:
v. : No. 2096 C.D. 2014
: Argued: September 16, 2015
The Philadelphia Inquirer, :
Respondent :
BEFORE: HONORABLE DAN PELLEGRINI, President Judge
HONORABLE BERNARD L. McGINLEY, Judge
HONORABLE BONNIE BRIGANCE LEADBETTER, Judge
HONORABLE RENÉE COHN JUBELIRER, Judge
HONORABLE MARY HANNAH LEAVITT, Judge
HONORABLE P. KEVIN BROBSON, Judge
HONORABLE ANNE E. COVEY, Judge
OPINION BY
PRESIDENT JUDGE PELLEGRINI FILED: November 19, 2015
The Pennsylvania Office of Attorney General (OAG) petitions for
review of a determination of its designated Right-to-Know Law (RTKL)1 Appeals
Officer (Appeals Officer)2 finding that the receipt and transmission of
pornographic emails is an “activity” because it memorializes an employee’s
improper use of time and resources making it a “public record” within the meaning
1
Act of February 14, 2008, P.L. 6, 65 P.S. §§67.101-67.3104.
2
Section 503(d)(1) of the RTKL provides, in pertinent part, that the Attorney General,
rather than the Office of Open Records, shall designate an appeals officer to hear appeals from
the OAG’s denial of a record’s request under the RTKL. 65 P.S. §67.503(d)(1).
of Section 102 of the RTKL, 65 P.S. §67.102. Section 102 defines “public record”
as “[a] record … of a Commonwealth … agency,” and defines “record” as
“[i]nformation … that documents a transaction or activity of any agency that is
created, received, or retained pursuant to law or in connection with a transaction,
business or activity of the agency.” Id.
In August 2014, Amy Warden, a staff writer for the Philadelphia
Inquirer (Requestor), submitted a RTKL request to the OAG seeking copies of all
emails that were “of a personal nature and involve[] pornographic or otherwise
inappropriate material” to or from the accounts of three former OAG employees3
from 2009 until they left the OAG in late 2012 or early 2013, including “all
recipients of the email chains that shared in this email and include the actual
emails.” (Reproduced Record (RR) at 1). Requestor later amplified the request to
include 11 named employees4 and all “former and current office staffers and other
former and current state officials” from 2005 to the present and sought emails that
violated OAG policy which prohibited using computers to access, download or
distribute sexually suggestive pornographic or obscene material. (Id. at 5). The
request again included “all participants in the email chains that shared in this email
– even if that includes several hundred people – and include the actual emails, from
their point of origin on.” (Id.).
3
Frank Fina, Marc Costanzo and Patrick Blessington.
4
Frank Fina, Marc Costanzo, Patrick Blessington, Chris Abruzzo, Chris Carusone, Kevin
Harley, Frank Noonan, James Barker, Bruce Beemer, Louis De Titto and Ellen Granahan.
2
The OAG’s designated right-to-know Officer denied the request for
the personal emails determining that:
because a request seeking emails of a personal
nature or that “are professionally inappropriate” was not
sufficiently specific description as required by Section
703 of the RTKL5 for the OAG to search and identify
subject to the request. Moreover it was not sufficiently
specific because in defining “pornographic,” it relied on
the definition of that term in Black’s Law Dictionary (6 th
Ed.) to discern if some responsive documents exist;
the request was burdensome because it “seeks
records over an almost ten year period of time between a
large universe of individuals;
to the extent the requested “pornographic” emails
exist, they were not disclosable “records” under the
RTKL because their contents do not “document a
transaction or activity” of the OAG and they were not
“created, received, or retained” by the personnel in
connection with their position as public officials to
further OAG business; and
even if the emails are “records,” they are exempt
from disclosure under the non-criminal investigation
exemption in Section 708(b)(17)(vi)(A) of the RTKL6
“because they have now become part of an ongoing
internal investigation” of the violation of OAG policies
on the appropriate use of its equipment that would reveal
the progress or result of this investigation.
5
65 P.S. §67.703. Section 703 states, in relevant part, that “[a] written request should
identify or describe the records sought with sufficient specificity to enable the agency to
ascertain which records are being requested….”
6
65 P.S. §67.708(b)(17)(vi)(A). Section 708(b)(17)(vi)(A) exempts records “of an
agency relating to a non-criminal investigation including … a record that, if disclosed, would …
[r]eveal the institution, progress or result of an agency investigation….”
3
Requestor appealed to the OAG’s designated Appeals Officer.
The Appeals Officer initially determined that because the request for
“personal” or “inappropriate” emails was not sufficiently specific under Section
703 of the RTKL for the OAG to respond to the request, the OAG did not have to
comply with that portion of the request. However, she found that the request for
“pornographic” emails was sufficiently specific to allow the OAG to determine
which emails fall into that category. The Appeals Officer found that while the
requested time period and universe of names to be searched is “expansive,” there is
no basis in the record to conclude that the request would be an unreasonable
burden on the OAG because the OAG will know the records sought with sufficient
specificity when limited to pornographic emails.
The Appeals Officer also determined that the request could not be
denied on the basis that the emails are not a “record” or “public record.” She noted
that “[n]ot all emails are records” and that this Court “has held that not all emails
are accessible under the RTK[L] simply because they evidence ‘communications
of a public official.’ Such a broad construction would ignore those decisions
emphasizing content and interpreting ‘records’ in the context of emails.” (RR at
31) (citations omitted). Finding that while the requested emails do not prove,
support or evidence a transaction in which the OAG is engaged, the use of emails
to transmit pornographic material is an “activity” documenting an employee’s
improper use of an agency’s time and resources making it a “record” within the
meaning of the RTKL. (Id. at 32-33).
4
The Appeals Officer further determined that the non-criminal
investigation exemption of Section 708(b)(17)(vi)(A) required the OAG “to
demonstrate that ‘a systematic or searching inquiry, a detailed examination, or an
official probe’ is being conducted regarding a noncriminal matter.” (RR at 34)
(citation omitted). She explained that the OAG did not offer any affidavits to
support the conclusory statements of the right-to-know Officer that the emails may
be relevant to an investigation of OAG policies and the appropriate use of OAG
equipment which would reveal the progress or result of the OAG investigation.
She noted, “In fact, there is no evidence of an actual investigation except for the
statement of the RTK Officer.” (Id. at 35). The Appeals Officer stated that it was
the OAG’s burden to rebut the presumption of “public record” in Section 305(a) by
a preponderance of the evidence and that “a bold statement made by the RTK
Officer in her letter is not sufficient” because “it does not constitute evidence—
much less a preponderance—to establish either that an ongoing investigation is in
process or that the requested emails bear any relationship to such an investigation.”
(Id.).
As a result, the Appeals Officer directed the OAG to produce copies
of all email traffic involving pornographic material to and from the work accounts
of current and former OAG office staffers and other current and former state
officials from 2005 to the present, including all participants in the email chains and
including the actual emails from their point of origin on. The OAG then filed the
instant petition for review.
5
The core issue on appeal7 is whether personal emails are public
records within the meaning of the RTKL so that the agency is compelled to
produce them under a RTKL request because they document the conduct of that
agency.
In making a determination that the information sought is a “public
record,” a requestor must establish that the information sought falls within the
definition of a “record” of the agency as defined in Section 102 the RTKL. Office
of Governor v. Bari, 20 A.3d 634, 640 (Pa. Cmwlth. 2011). To establish that it is a
public record, “the requestor must meet a two-part test: First, the information must
‘document a transaction or activity of the agency.’ Recently, this Court …
interpreted ‘documents’ to mean ‘proves, supports [or] evidences.’ Second, the
information must be ‘created, received, or retained’ in connection with the activity
of the agency.” Barkeyville Borough v. Stearns, 35 A.3d 91, 94-95 (Pa. Cmwlth.
2012) (citation omitted).
We addressed whether private emails using a public email address are
public records in Easton Area School District v. Baxter, 35 A.3d 1259 (Pa.
Cmwlth.), appeal denied, 54 A.3d 350 (Pa. 2012). In that case, the requestor
sought all emails sent from and received by the email addresses of nine school
board members, a school district superintendent, and the general school board for a
one-month period. The school district denied the request on various grounds, but
7
This Court exercises de novo review of appeals officers’ decisions under the RTKL
pertaining to Commonwealth agencies. Meguerian v. Office of the Attorney General, 86 A.3d
924, 927 n.4 (Pa. Cmwlth. 2013).
6
the Office of Open Records reversed and directed the school district to provide all
responsive emails subject to the redaction of “personally identifiable information.”
On appeal, the trial court held that because the emails were sent and received from
school district email addresses, were stored on the school district’s server, and
were the school district’s property under its “Acceptable Use Policy,” they were
public records subject to disclosure under the RTKL subject to the appropriate
redactions.
On appeal to this Court, the school district again argued, inter alia,
that the emails to or from individual school board members’ email addresses do not
qualify as public records subject to disclosure under the RTKL. We examined case
law from other jurisdictions8 and concluded:
8
We do not know of any state that has reached the conclusion that the contents of
personal emails using a government email account are public records. To the contrary, all of the
states that have addressed the issue have concluded that the contents of government employees’
personal emails are not information about the affairs of government and are, therefore, not open
to the public under their respective open records acts. In Easton Area School District, 35 A.3d at
1263, we cited the following decisions from other states:
In Denver Publishing Co. v. Board of County
Commissioners of Arapahoe, 121 P.3d 190 (Colo. 2005), the
Colorado Supreme Court analyzed a trial court order that required
disclosure of all email communications between a county recorder
and assistant chief deputy. The Court explained that “[t]he simple
possession, creation, or receipt of an e-mail record by a public
official or employee is not dispositive as to whether the record is a
‘public record.’ The fact that a public employee or public official
sent or received a message while compensated by public funds or
using publicly-owned computer equipment is insufficient to make
the message a ‘public record.’” Id. at 199. It held that to be public
record, the requested emails had to have “a demonstrable
connection to the performance of public functions.” Id. at 203.
(Footnote continued on next page…)
7
We agree with those cases that emails should not
be considered “records” just because they are sent or
received using an agency email address or by virtue of
their location on an agency-owned computer, even
where, as here, the agency has a policy limiting use of
computers to official business and stating that users have
no expectation of privacy. That is so because a record is
(continued…)
In Florida v. City of Clearwater, 863 So. 2d 149 (Fla.
2003), the Florida Supreme Court held that “private documents
cannot be deemed public records solely by virtue of their
placement on an agency-owned computer. The determining factor
is the nature of the record, not its physical location.” Id. at 154. In
that case, the city had a “Computer Resources Use Policy” similar
to the School District’s "Acceptable Use Policy.” The Court held
that such a policy “cannot be construed as expanding the
constitutional or statutory definition of public records to include
‘personal’ documents.” Id.
The Court of Appeals of Michigan similarly held in Howell
Education Association, MEA/NEA v. Howell Board of Education,
287 Mich. App. 228, 789 N.W.2d 495[, appeal denied, 488 Mich.
1010, 791 N.W.2d 719] (2010), that a public school’s possession
and retention of electronic data in its email system did not render
teachers’ private emails public records subject to disclosure. The
court emphasized that this principle applies even where a teacher
agrees to and subsequently violates a school district’s acceptable
use policy for its email system. Id. at 503.
Finally, in Schill v. Wisconsin Rapids School District, 327
Wis. 2d 572, 786 N.W.2d 177 (2010), the Wisconsin Supreme
Court examined a request for all emails of public school teachers
sent and received via school district email accounts on school
district-owned computers. Ruling that such emails were not
records under Wisconsin’s Public Records Law, the Court stated
that “while government business is to be kept open, the contents of
employee's personal emails are not a part of government business”
simply because they are sent and received on government email
and computer systems. Id. at 183. [(Footnotes omitted)].
8
“information … that documents a transaction or activity
of an agency,” and personal emails that do not do so are
simply not records.
Easton Area School District, 35 A.3d at 1264. See also Meguerian, 86 A.3d at 930
(“For emails to qualify as records ‘of’ an agency, we look to the subject-matter of
the records. Emails are not considered records of an agency simply because they
are sent or received using an agency email address or by virtue of their location on
an agency computer. The emails must document a transaction or activity of the
responding agency.”) (citations omitted).
The requirement that an email must document a “transaction or
activity of the agency” is essential for a record to be a public record. This is
illustrated by our decision in Mollick v. Township of Worcester, 32 A.3d 859 (Pa.
Cmwlth. 2011). In that case, we held that notwithstanding the fact that the emails
were sent on personal computers using personal email addresses and on personal
time, nonetheless, the emails sent between township supervisors were “records”
under the RTKL because those records documented a transaction or activity of the
township. What makes an email a “public record,” then, is whether the
information sought documents an agency transaction or activity, and the fact
whether the information is sent to, stored on or received by a public or personal
computer is irrelevant in determining whether the email is a “public record.”
Acknowledging those cases, Requestor contends that while the
requested emails do not document an agency transaction or activity per se, they
become a public record because they document a violation of agency policy and
9
that transforms them into an “activity of the agency” and makes them a public
record under the RTKL.9 If that reasoning were to be adopted, that would mean
that if an employee sends what are purportedly pornographic emails, uses the
government email for business, or just overuses the email system, those emails
would also be subject to disclosure. Moreover, that reasoning is broad enough to
encompass a request for all personal emails on the basis that the requestor wants to
know if the agency is enforcing its policy to make sure that violations do not occur.
If we were to adopt that view, then no personal emails would ever be exempt from
disclosure because that principle is sufficiently broad to encompass all personal
emails, and they would all have to be disclosed to determine whether an agency is
properly enforcing its fair use email policy.
In this case, the records sought are emails that were either sent to or
from an OAG email address or retained by the recipient in violation of OAG
policy. The fact that they were sent, received or retained in violation of OAG
policy does not transform what was not a public record into a public record under
the RTKL. For emails to qualify as records “of” an agency, we only look to see if
the subject-matter of the records relate to the agency’s operations. None of the
9
It making that argument, it relies on our decision in Johnson v. Pennsylvania
Convention Center Authority [(PCCA)], 49 A.3d 920 (Pa. Cmwlth. 2012). In that case, the
requestor sought access to records which relate to a “labor management agreement” executed by
the PCCA and all trade unions which provided labor at the Convention Center. Reversing the
finding that those public records were exempt from disclosure, we stated, “The public has the
right to know who is performing services for the government agency, the scope of services, the
disputes concerning the scope of services, the costs relating to those services, and the resolution
of disputes concerning those services.” Id. at 926. Johnson is inapplicable because there was no
dispute that the requested records documented a “transaction” or “activity” of the agency as in
this case, but only whether the records were exempt.
10
requested emails remotely relate to OAG operations or any “transaction” or
“activity” of that agency. The emails only related to personal activity of
individuals.10 While the public has the right to access “records” relating to OAG
employees and its “transactions” or “activities,” the RTKL does not compel
disclosure of all OAG emails solely on the basis that they violate OAG policy. As
a result, the requested emails are not disclosable as records under the RTKL
merely because they were sent or received using an OAG email address or by
10
The dissent contends that if an activity, in this case sending or receiving emails, is so
pervasive and widespread within an agency, an otherwise non-governmental activity may
become an activity of that agency. Under this approach, there would have to be fact-finding to
determine when it crossed the line to determine whether the number of emails went from merely
frequent to “pervasive and widespread.” No one person would know where that line is crossed
because the “pervasive and widespread” standard is nebulous in itself, and no one person could
know how many other people are receiving the emails of a similar type. For example, if one
person receives 5 or 10 or 20 emails regarding bar association functions, does it then become
“pervasive and widespread” when 10 or 20 or 50 people in an agency receive the emails. Simply
put, the standard is simply unworkable.
Moreover, a non-governmental activity is not transformed into a governmental activity
just because it is “pervasive and widespread.” A governmental activity is what an agency and its
employees do to carry out statutory duties and advance the agency’s mission. If governmental
employees gamble at work, tell off-color jokes around the water cooler, or email each other
concerning fantasy football or the NCAA tournament at work in a “pervasive and widespread”
manner, that does not transform these activities into a governmental activity. (Under the
dissent’s view, if an employee sustained carpel tunnel syndrome from typing all of the
“pornographic” emails, the employee could seek workers’ compensation benefits because he or
she was engaged in a governmental activity.) To the contrary, each of those employees is subject
to discipline because they are not using their worktime to engage in governmental activities, but
are spending time carrying out their personal business. Simply put, just because “fool’s gold” is
“pervasive and widespread” does not transform it into gold.
In any event, if the dissent’s view is adopted and the private emails at issue are
transformed into public records, Section 708 (b)(17)(6) of the RTKL, 65 P.S. §67.708 (b)(17)(6),
provides that public records need not be released if they “constitute an unwarranted invasion of
privacy.”
11
virtue of their location on an OAG computer in violation of OAG policy. Easton
Area School District.11
One final comment that is necessary given all of the statements that
the Attorney General has made regarding the release of this information. We want
to make clear that we are only stating that the RTKL does not compel her to
release the requested emails and, while there may be other legal reasons that
prevent her from doing so, nothing in this opinion precludes her from releasing the
emails.
Accordingly, the Appeals Officer’s determination requiring OAG to
provide copies of all email traffic involving pornographic material to and from
OAG email addresses of former and current office staffers and state officials from
2005 to the present, including all participants in the email chains that shared in the
emails, including the actual emails from their point of origin on, is reversed.
___________________________________
DAN PELLEGRINI, President Judge
11
Because we conclude that the requested emails do not constitute “records” under the
RTKL, we need not determine the application of the exemption of Section 708(b)(17)(vi)(A) to
the requested documents.
12
IN THE COMMONWEALTH COURT OF PENNSYLVANIA
Pennsylvania Office of Attorney :
General, :
Petitioner :
:
v. : No. 2096 C.D. 2014
:
The Philadelphia Inquirer, :
Respondent :
ORDER
AND NOW, this 19th day of November, 2015, that portion of the
Final Determination of the Office of Attorney General Appeals Officer dated
October 23, 2014, at SR-59467-MF2T, denying the disclosure of the requested
emails of the Pennsylvania Office of Attorney General (OAG) is affirmed; that
portion of the Final Determination requiring the disclosure of the requested OAG
emails is reversed.
___________________________________
DAN PELLEGRINI, President Judge
IN THE COMMONWEALTH COURT OF PENNSYLVANIA
Pennsylvania Office of Attorney :
General, :
Petitioner :
:
v. : No. 2096 C.D. 2014
: Argued: September 16, 2015
The Philadelphia Inquirer, :
Respondent :
BEFORE: HONORABLE DAN PELLEGRINI, President Judge
HONORABLE BERNARD L. McGINLEY, Judge
HONORABLE BONNIE BRIGANCE LEADBETTER, Judge
HONORABLE RENÉE COHN JUBELIRER, Judge
HONORABLE MARY HANNAH LEAVITT, Judge
HONORABLE P. KEVIN BROBSON, Judge
HONORABLE ANNE E. COVEY, Judge
DISSENTING OPINION BY
JUDGE LEADBETTER FILED: November 19, 2015
I agree in large part with the well-considered majority opinion, and
believe it accurately states the general rule which will control the vast majority of
cases. I do believe, however, that content is not the only factor to be considered.
Rather, I would say that if communications regarding a particular subject matter
are shown to be pervasive and widespread within an agency, they may reach the
level of being an activity of that agency. Showing that such communications have
reached that level will, no doubt, be a difficult burden to meet and, where the
content is purely personal in nature, an exceedingly rare circumstance.
Nonetheless, where a requester can meet that burden, I believe the
information should be subject to disclosure. Accordingly, I would remand to the
Appeals Officer to allow the Inquirer to attempt to meet this burden.
_____________________________________
BONNIE BRIGANCE LEADBETTER,
Judge
Judge Cohn Jubelirer joins in this dissenting opinion.
BBL-2