IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE
Assigned on Briefs September 9, 2015
ANTONIO LAMONT SCALES v. STATE OF TENNESSEE
Appeal from the Criminal Court for Davidson County
No. 2007C1951 Monte Watkins, Judge
No. M2014-01671-CCA-R3-PC – Filed November 20, 2015
_____________________________
Petitioner, Antonio Lamont Scales, was convicted in Davidson County Criminal Court
for the offenses of attempted second degree murder of one victim and reckless aggravated
assault of another victim. His co-defendant at trial was convicted of the same offenses.
On appeal, Petitioner challenged the sufficiency of the evidence to sustain the
convictions, the trial court‟s failure to provide the “missing witness” instruction to the
jury, and the sentences imposed by the trial court. The convictions were affirmed, but the
sentences were vacated and the case was remanded for resentencing. See State v.
Timothy Washington Lyons and Antonio Lamont Scales, No. M2009-02524-CCA-R3-
CD, 2011 WL 300141, at *1 (Tenn. Crim. App. Jan. 18, 2011). After resentencing, no
further appeal was instituted by Petitioner. His effective sentence after remand was
twenty years, down from twenty-two years originally imposed by the trial court.
Petitioner subsequently filed a petition for post-conviction relief which was dismissed
after an evidentiary hearing. This appeal followed. After a thorough review, we affirm
the judgment of the post-conviction court.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Criminal Court Affirmed
THOMAS T. WOODALL, P.J., delivered the opinion of the Court, in which ROBERT W.
WEDEMEYER and ROBERT L. HOLLOWAY, JR., JJ., joined.
Chelsea Nicholson, Nashville, Tennessee, for the Appellant, Antonio Lamont Scales.
Herbert H. Slatery III, Attorney General and Reporter; M. Todd Ridley, Assistant
Attorney General; Victor S. (Torry) Johnson, III, District Attorney General; and Roger
Moore, Assistant District Attorney General, for the Appellee, State of Tennessee.
OPINION
Initially, we decline to grant the State‟s request to dismiss this appeal due to the
fact the notice of appeal was filed one day late. As conceded by the State, the notice of
appeal in criminal cases is not jurisdictional, and the timely filing of the notice of appeal
may be waived in the interest of justice. Tenn. R. App. P. 4(a). We waive the timely
filing of the notice of appeal and will address Petitioner‟s issues on the merits.
Petitioner asserts on appeal that he is entitled to post-conviction relief because his
trial counsel rendered ineffective assistance of counsel. Petitioner alleges trial counsel
rendered ineffective assistance of counsel by:
1. Trial counsel failed to adequately communicate a negotiated plea agreement offer
to Petitioner and failed to communicate Petitioner‟s acceptance of the State‟s plea
offer to the State‟s attorney;
2. Trial counsel failed to “conduct adequate trial strategy;”
3. Trial counsel failed “to investigate a witness;” and
4. Trial counsel failed to appeal the sentence imposed by the trial court after the
resentencing ordered by the Court of Criminal Appeals.
Initially, we note that as to ground (2), that trial counsel failed to “conduct
adequate trial strategy,” Petitioner has failed to present sufficient argument in his
appellate brief. He also does not state what legal strategies trial counsel should have
pursued. Accordingly, this issue is waived. Tenn. Ct. Crim. App. R. 10(b).
Our summary of the evidence presented at the post-conviction hearing will be
limited to the proof concerning Petitioner‟s three remaining assertions of ineffective
assistance of trial counsel. Petitioner testified that trial counsel informed Petitioner that
“The D.A. offered six years at thirty percent.” Petitioner added that he told trial counsel
that he would accept that offer, and “even left a message on [trial counsel‟s] answering
machine about wanting to accept that plea bargain.” Petitioner testified that this
communication “was the last [he] heard about” the negotiated plea agreement offer.
Petitioner stated that after the resentencing hearing he told trial counsel that he
wanted to appeal the new sentencing decision to challenge both the length of the
sentences and consecutive sentencing. However, trial counsel did not file a notice of
appeal from the trial court‟s sentencing decision after the remand.
2
Petitioner testified that he asked trial counsel to interview a certain witness, Ms.
Quanita Robinson, who was a friend of one of the victims. Petitioner stated that Ms.
Robinson would testify that Petitioner did not do any of the shooting during the incident,
and thus was not the person who “grazed” Ms. Robinson with a bullet. Petitioner also
added that Ms. Robinson was never, in fact, grazed by a bullet. Petitioner stated that one
of the named victims said that Ms. Robinson was grazed by a bullet. Petitioner testified
that Ms. Robinson was not at court during the trial and in fact had never been interviewed
by trial counsel. Petitioner added that he was interested in pursuing a negotiated plea
agreement with the State, but trial counsel never pursued that possibility with Petitioner.
During cross-examination by the State, Petitioner admitted that Ms. Robinson
might have testified, if she had appeared at trial, in a manner totally consistent with her
friend‟s testimony incriminating Petitioner.
Trial counsel testified that he was appointed to represent Petitioner about five
months prior to the trial. He met with Petitioner several times prior to trial, and he also
began working on the case immediately upon being appointed to represent Petitioner.
Trial counsel testified that there were some plea negotiations. He stated that he
thought the offer was for nine years to serve by incarceration. Petitioner wanted full
probation in order to accept any offer from the State. Trial counsel testified the State
would not agree to full probation. In fact, the assistant district attorney who handled the
case “became very angry” that trial counsel even requested full probation. It was trial
counsel‟s understanding that Petitioner would accept the plea offer only if it was for a
suspended sentence. Trial counsel acknowledged that Petitioner was on parole when he
committed the offenses which are the subject of this post-conviction proceeding. Trial
counsel stated that Petitioner‟s prior criminal history was the reason for the State‟s
refusal to agree to any suspended sentencing.
As to using Ms. Robinson as a witness, trial counsel attempted to interview her,
but she could not be found. She actually had been subpoenaed, but failed to appear at
trial. Trial counsel used this fact to argue to the jury that her failure to be called to testify
by the State favored Petitioner‟s case at trial.
Trial counsel also represented Petitioner at the new sentencing hearing when
Petitioner was resentenced and the total effective sentence decreased from twenty-two
years to twenty years. As to possibly filing an appeal following the second sentencing
hearing, trial counsel testified on direct examination by the State that, “it is my memory
that [Petitioner] was ready to proceed with post[-]conviction relief at that time. And
there was no desire to affect [sic] an appeal of that sentence.”
3
No other witnesses testified at the post-conviction hearing. There was no
testimony as to what arguments would have been made in an appeal of the second
imposed sentence, and no testimony other than Petitioner‟s as to what Ms. Robinson‟s
testimony would have been had she been called as a witness at trial.
At the conclusion of the post-conviction hearing, the post-conviction court
announced that it was taking disposition of the petition under advisement, but also
announced from the bench that as to credibility of the two witnesses, it did “credit the
testimony” of trial counsel. In an order filed approximately two and one-half months
later, the post-conviction court denied relief and dismissed the petition. In the order, the
court specifically found that Petitioner‟s testimony was not credible. After summarizing
the testimony adduced at trial in light of its credibility determinations, the post-conviction
court ruled Petitioner had failed to prove both deficient performance by trial counsel, and
Petitioner had failed to prove any prejudice to Petitioner even if there had been deficient
performance by trial counsel.
Analysis
Our supreme court has stated,
The Sixth Amendment to the United States Constitution provides that in
“all criminal prosecutions, the accused shall enjoy the right . . . to have
the assistance of counsel for his defense.” Similarly, Article I, Section 9
of the Constitution of Tennessee provides “[t]hat in all criminal
prosecutions, the accused hath the right to be heard by himself and his
counsel.” These provisions guarantee criminal defendants the right to the
effective assistance of counsel. Strickland v. Washington, 466 U.S. at
686, 104 S. Ct. 2052; Baxter v. Rose, 523 S.W.2d 930, 936 (Tenn. 1975).
The deprivation of the right to the effective assistance of counsel
presents a cognizable claim under the Post-Conviction Procedure Act.
Pylant v. State, 263 S.W.3d 854, 868 (Tenn. 2008).
Tenn. Code Ann. § 40-30-103 states that relief “shall be granted when
the conviction or sentence is void or voidable because of the
abridgement of any right guaranteed by the Constitution of Tennessee or
the Constitution of the United States.” Petitioners seeking post-
conviction relief must prove their factual allegations by clear and
convincing evidence. Tenn. Code Ann. § 40-30-110(f); see also Calvert
v. State, 342 S.W.3d 477, 485 (Tenn. 2011).
Claims for post-conviction relief based on alleged ineffective assistance
4
of counsel present mixed questions of law and fact. Calvert v. State, 342
S.W.3d at 485 (citing Grindstaff v. State, 297 S.W.3d 208, 216 (Tenn.
2009); State v. Honeycutt, 54 S.W.3d 762, 766 (Tenn. 2001)). The
factual findings of a post-conviction court are conclusive on appeal,
unless the evidence in the record preponderates against them. Dellinger
v. State, 279 S.W.3d 282, 294 (Tenn. 2009); Vaughn v. State, 202
S.W.3d 106, 115 (Tenn. 2006). Accordingly, we generally defer to a
post-conviction court‟s findings with respect to witness credibility, the
weight and value of witness testimony, and the resolution of factual
issues presented by the evidence. Momon v. State, 18 S.W.3d 152, 156
(Tenn. 1999). However, we review de novo a post-conviction court‟s
application of the law to its factual findings and accord no presumption
of correctness to the court‟s conclusions of law. Grindstaff v. State, 297
S.W.3d at 216; Finch v. State, 226 S.W.3d 307, 315 (Tenn. 2007);
Vaughn v. State, 202 S.W.3d at 115.
Counsel‟s representation becomes ineffective when it “so
undermine[s] the proper functioning of the adversarial process that the
trial cannot be relied on as having produced a just result.” Strickland v.
Washington, 466 U.S. at 686, 104 S. Ct. 2052. To prevail on a claim of
ineffective assistance of counsel, a petitioner must establish both that
counsel‟s performance was deficient and that the deficiency prejudiced
the defense. Strickland v. Washington, 466 U.S. at 687, 104 S. Ct. 2052;
Pylant v. State, 263 S.W.3d at 868. Failure to establish either deficient
performance or prejudice necessarily precludes post-conviction relief.
Strickland v. Washington, 466 U.S. at 697, 104 S. Ct. 2052; Carpenter v.
State, 126 S.W.3d 879, 886 (Tenn. 2004). Because a petitioner must
establish both deficient performance and prejudice, a reviewing court
need not address both prongs if the petitioner fails to demonstrate either
prong. Strickland v. Washington, 466 U.S. at 697, 104 S. Ct. 2052;
Goad v. State, 938 S.W.2d 363, 370 (Tenn. 1996).
Establishing deficient performance requires a “showing that
counsel made errors so serious that counsel was not functioning as the
„counsel‟ guaranteed the defendant by the Sixth Amendment.”
Strickland v. Washington, 466 U.S. at 687, 104 S. Ct. 2052; see also
Vaughn v. State, 202 S.W.3d at 116. Counsel‟s performance is not
deficient if the advice given or the services rendered “are within the
range of competence demanded of attorneys in criminal cases.” Baxter
v. Rose, 523 S.W.2d at 936. In other words, a petitioner must show that
counsel‟s representation fell below an objective standard of
5
“reasonableness under prevailing professional norms.” Strickland v.
Washington, 466 U.S. at 688, 104 S. Ct. 2052; Vaughn v. State, 202
S.W.3d at 116.
Mobley v. State, 397 S.W.3d 70, 79-80 (Tenn. 2013) (footnote omitted).
Applying the law to the facts of this case and the ruling of the post-conviction
court, we conclude that Petitioner is not entitled to relief. Petitioner clearly failed to
prove deficient performance by trial counsel in regard to his assertions that trial counsel
failed to communicate a negotiated plea agreement offer and/or acceptance of an offer
and that trial counsel failed to “investigate” the witness Ms. Robinson. Furthermore,
while total failure to preserve the right to appeal from the second sentencing hearing
might be deficient performance (if the post-conviction court had not credited trial
counsel‟s testimony that Petitioner wanted to forego appeal and go straight to post-
conviction proceedings), Petitioner failed to present the transcript of the second
sentencing hearing as an exhibit at the post-conviction hearing. This omission, along
with the failure to present in his brief on appeal or in the post-conviction court what
argument he thinks trial counsel should have made in an appeal of the second sentencing
results in a failure to show prejudice.
Accordingly, after review, we affirm the judgment of the post-conviction court.
____________________________________________
THOMAS T. WOODALL, PRESIDING JUDGE
6