Filed 11/30/15 P. v. Rauda CA2/6
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION SIX
THE PEOPLE, 2d Crim. No. B258675
(Super. Ct. No. 2014012533)
Plaintiff and Respondent, (Ventura County)
v.
ANTHONY RAUDA,
Defendant and Appellant.
Anthony Rauda appeals from the judgment entered after a jury convicted him of
carrying a loaded firearm (count 1 - Pen. Code, § 25850, subd. (a));1 possession of a
firearm by a convicted felon (count 2 - § 29800, subd. (a)(1)); possession of
ammunition by a person prohibited from possessing a firearm (count 3 - § 30305,
subd. (a)(1)); and public intoxication, a misdemeanor (count 4 - § 647, subd. (f)). The
jury found true allegations that appellant had served two prior separate prison terms.
(§ 667.5, subd. (b).) Appellant was sentenced to prison for five years, eight months, as
follows: a three-year upper term on count 1, a consecutive term of eight months on
count 3, a concurrent term of 30 days (deemed served) on count 4, plus two years for
the two prior prison terms. The court imposed a three-year upper term on count 2 but
stayed execution pursuant to section 654.
1
All statutory references are to the Penal Code unless otherwise stated.
1
Appellant contends (1) the evidence is insufficient to support his conviction for
carrying a loaded firearm, (2) the trial court erroneously failed to instruct the jury sua
sponte on the meaning of "ammunition," (3) the evidence is insufficient to support his
conviction for unlawful possession of ammunition, (4) he was subjected to multiple
punishment in violation of section 654, (5) the trial court abused its discretion in
admitting evidence that a knife was found in his possession, (6) he was denied his right
to counsel, and (7) he was denied his right to confront witnesses. Only the first
contention has merit. We reverse the conviction for carrying a loaded firearm and
affirm in all other respects. The reversal does not change appellant's total prison term
of five years, eight months.
Facts
Deputy Sheriffs Jeffrey Stuteville and Travis Clemens found appellant lying in
bushes across the street from Oak Park High School. Appellant was in an
"unincorporated area of Oak Park." Stuteville yelled at appellant and shook his leg,
but he did not respond. Stuteville "smell[ed] a strong odor of alcohol coming from
him."
In an attempt to determine appellant's identity, Stuteville searched his backback.
He found a handgun with six chambers. All of the chambers were loaded. He also
found "a standard kind of steak knife, kitchen knife."
The handgun was a .44 caliber "cap and ball . . . black powder revolver."
Sergeant Romano Bassi, a firearms expert, opined that it was probably "a replica" of
an older type of firearm that was "used before the introduction of cartridge bullet
rounds." It was "kind of like the old musket civil war type rifles." The ammunition
for the firearm consists of three separate parts: a percussion cap, black powder, and "a
round ball [that] is the projectile." In modern firearms the projectile would be the
bullet. Bassi could see the percussion caps and the round balls. Because the seal
between the balls and caps was "so tight," he "could not see . . . the gunpowder behind
the ball[s]."
2
Inside appellant's backpack and separate from the handgun, Deputy Stuteville
found percussion caps and "the black powder required to make the weapon fire."
Stuteville "believe[d]," but did not "know for certain," that the backpack contained
"one ball round."
Sufficiency of the Evidence to Support the
Conviction of Carrying a Loaded Firearm
Section 25850, subdivision (a) provides that, to be guilty of carrying a loaded
firearm, a person must carry it "in any public place or on any public street in an
incorporated city or in any public place or on any public street in a prohibited area of
an unincorporated territory." (Italics added.) Appellant carried a firearm in an
"unincorporated area of Oak Park." He could be found guilty only if this area was a
"prohibited area," which "means any place where it is unlawful to discharge a
weapon." (§ 17030.)
The trial court erroneously instructed the jury that the People must prove that
"the defendant was in a public place or on a public street in an incorporated city." The
court's instruction mentioned nothing about being in "a prohibited area of
unincorporated territory." (§ 25850, subd. (a).) Appellant contends that the evidence
is insufficient to support his conviction because it is undisputed that he was in
unincorporated territory, not an incorporated city, and "[t]he prosecution presented the
jury with zero evidence that the area where deputies found [him] constituted a
prohibited area . . . ."
There are two issues here. The first issue, which was not briefed by the parties,
is whether the conviction must be reversed because the jury was not instructed on an
element of the offense - that appellant must have been in "a prohibited area of
unincorporated territory." (§ 25850, subd. (a).) The second issue is whether the
evidence is sufficient to show that he was "in a prohibited area of unincorporated
territory." (Ibid.) We need not consider the first issue because the second issue is
dispositive.
3
"When a defendant challenges the sufficiency of the evidence, ' "[t]he court
must review the whole record in the light most favorable to the judgment below to
determine whether it discloses substantial evidence - that is, evidence which is
reasonable, credible, and of solid value - such that a reasonable trier of fact could find
the defendant guilty beyond a reasonable doubt." [Citation.]' [Citations.] 'Substantial
evidence includes circumstantial evidence and any reasonable inferences drawn from
that evidence. [Citation.] [Citation.]' [Citation.] We ' " 'presume in support of the
judgment the existence of every fact the trier could reasonably deduce from the
evidence.' " [Citation.]' [Citation.]" (People v. Clark (2011) 52 Cal.4th 856, 942-
943.)
The People argue that the evidence is sufficient to show that appellant was in a
prohibited area because Deputy Stuteville found him lying in bushes across the street
from Oak Park High School. Based on section 626.9, known as "the Gun-Free School
Zone Act of 1995" (Id., subd.(a)), the People assert that the jury could have reasonably
inferred from the proximity of the school that appellant was in a prohibited area.
Section 626.9, subdivision (b) prohibits the possession of a firearm in a "school zone,"
which includes an area "within a distance of 1,000 feet from the grounds of the public
or private school." (Id., subd. (e)(1).).
During closing argument, the prosecutor stated that the People needed to prove
only that appellant was in a "public place," which she defined as "a place where
anyone from the public can go." The prosecutor said nothing about the requirement of
being in a prohibited area. "The prosecution . . . cannot now change its theory on
appeal and argue that [appellant was in a prohibited area because he was in a gun-free
school zone.] 'It is elementary that a new theory cannot be raised on appeal where, as
here, the theory contemplates factual situations the consequences of which are open to
controversy and were not put in issue in the lower court. [Citation.]' [Citations.]
Section [25850, subdivision (a) requires that appellant possess the firearm in a
prohibited area]. That factual question was not litigated and was subject to
4
controversy. Consequently, that theory cannot be used to save the conviction."
(People v. Moses (1990) 217 Cal.App.3d 1245, 1252-1253.)
Furthermore, the jury was not informed of the Gun-Free School Zone Act of
1995. The Act, therefore, is not part of the record evidence. "[T]he critical inquiry on
review of the sufficiency of the evidence to support a criminal conviction must be . . .
to determine whether the record evidence could reasonably support a finding of guilt
beyond a reasonable doubt." (Jackson v. Virginia (1979) 443 U.S. 307, 318 [99 S. Ct.
2781, 61 L. Ed. 2d 560], fn. omitted, italics added.) Accordingly, appellant's
conviction of carrying a loaded firearm must be reversed for insufficiency of the
evidence.
Jury Instruction on Meaning of Ammunition
Appellant was charged with possession of ammunition by a person prohibited
from owning a firearm. (§ 30305, subd. (a)(1).) He contends that the trial court
erroneously failed to instruct the jury sua sponte that the term "ammunition" does not
include ammunition designed for and intended to be used in an antique firearm.
Appellant claims that he possessed an antique firearm and that any ammunition in his
possession was intended to be used in that firearm.
The alleged instructional error is based on section 16650, subdivision (b)(1),
which provides, "As used in Section 30312 and in Article 3 (commencing with Section
30345) of Chapter 1 of Division 10 of Title 4, 'handgun ammunition' does not include .
. . [a]mmunition designed and intended to be used in an antique firearm." Section
16650, subdivision (b)(1) does not refer to the charged offense of violating section
30305, subdivision (a)(1). Section 16150 defines "ammunition" as used in section
30305, subdivision (a), and it mentions nothing about an antique firearm. Moreover,
there is no evidence that appellant's handgun was a genuine antique. Sergeant Bassi,
the firearms expert, testified that it was probably "a replica" of an older type of
firearm. The trial court therefore did not have a duty to instruct sua sponte that the
term "ammunition" does not include ammunition designed for and intended to be used
in an antique firearm.
5
Sufficiency of the Evidence to Support the
Conviction of Unlawful Possession of Ammunition
During closing argument, the prosecutor presented two theories for convicting
appellant of unlawfully possessing ammunition. One theory was "that the firearm
itself had ammunition in it." The other theory was "that there was an extra lead ball
that was separate from the gun which counts as possession of the ammunition."
Appellant argues that, if the conviction was based on ammunition in the firearm, the
evidence is insufficient because the People "failed to show that the gun was actually
loaded." If the conviction was based on the extra lead ball, the evidence is insufficient
because the People failed to show "that a separate ball round was actually found in
appellant's backpack."
The evidence is sufficient to show that appellant's handgun was loaded with
ammunition. "As used in subdivision (a) of Section 30305 . . . , 'ammunition' includes,
but is not limited to, any bullet, cartridge, magazine, clip, speed loader, autoloader, or
projectile capable of being fired from a firearm with a deadly consequence." (§ 16150,
subd. (b).) Sergeant Bassi could see the percussion caps and round balls inside the
handgun's chambers. Because the seal between the balls and caps was "so tight," he
"could not see . . . the gunpowder behind the ball[s]." But it is reasonable to infer that
gunpowder was there. Otherwise, the handgun could not have been fired and would
have been useless. Appellant had access to gunpowder. Deputy Stuteville found
gunpowder inside appellant's backpack.
We need not and do not determine whether the evidence is sufficient to support
appellant's conviction based on the prosecutor's alternative theory that appellant
possessed in his backpack "an extra lead ball that was separate" from the firearm. If
the evidence were insufficient to support his conviction on this theory, we would still
uphold his conviction on the theory that the firearm itself contained the requisite
ammunition. "[I]f one of the prosecution's alternative theories of criminal liability is
found unsupported by the evidence, the judgment of conviction may rest on any
legally sufficient theory unaffected by the error, unless the record affirmatively
6
demonstrates that the jury relied on the unsupported ground. [Citations.]" (People v.
Johnson (1993) 6 Cal.4th 1, 42, overruled on another ground by People v. Rogers
(2006) 39 Cal.4th 826, 879.) The record does not affirmatively demonstrate that the
jury relied on the alternative theory that appellant possessed an extra lead ball in his
backpack.
Section 654
Appellant argues that, because he was sentenced on count 1 for possessing a
loaded firearm, the sentence imposed on count 3 for possessing ammunition must be
stayed pursuant to the multiple punishment proscription of section 654. Since we are
reversing the conviction on count 1, this issue is moot.
The multiple punishment issue is not moot as to count 2, possession of a
firearm by a convicted felon. In view of appellant's sentence on count 1 for carrying a
loaded firearm, pursuant to section 654 the trial court stayed execution of the sentence
on count 2. Because we are reversing the conviction on count 1 for insufficiency of
the evidence, the stay on count 2 must be vacated. Thus, the question is whether
section 654 prohibits sentencing appellant for both possession of ammunition and
possession of a firearm by a convicted felon.
"The prohibition on multiple punishments in section 654 extends to a single act
or an indivisible course of conduct. [Citation.] ' "Whether a course of criminal
conduct is divisible and therefore gives rise to more than one act within the meaning of
section 654 depends on the intent and objective of the actor. If all of the offenses were
incident to one objective, the defendant may be punished for any one of such offenses
but not for more than one." ' [Citation.]" (People v. Leonard (2014) 228 Cal.App.4th
465, 498-499.) " 'Whether the defendant held "multiple criminal objectives is
primarily a question of fact for the trial court, whose finding will be upheld on appeal
if there is any substantial evidence to support it." [Citations.]' [Citation.] We must
'view the evidence in a light most favorable to the respondent and presume in support
of the order the existence of every fact the trier could reasonably deduce from the
7
evidence. [Citation.]' [Citation.]" (People v. McGuire (1993) 14 Cal.App.4th 687,
698.)
In People v. Lopez (2004) 119 Cal.App.4th 132, 138, this court held, "Where . .
. all of the ammunition is loaded into the firearm, an 'indivisible course of conduct' is
present and section 654 precludes multiple punishment" for unlawful possession of a
firearm and possession of ammunition by a person prohibited from possessing a
firearm. Here, it is reasonable to infer that all of the ammunition was not loaded into
appellant's handgun. Inside appellant's backpack, Deputy Stuteville found percussion
caps and "the black powder required to make the weapon fire." Stuteville "believe[d],"
but did not "know for certain," that the backpack also contained "one ball round."2
The trial court could have reasonably concluded that, by possessing the loaded firearm
and the separate ammunition in the backpack, appellant had committed separate
physical acts instead of a single act or an indivisible course of conduct. It is
reasonable to infer that appellant possessed the ammunition in the backpack so that he
could reload the firearm and use it on different occasions.
Admission of Evidence of Knife
Appellant asserts that the trial court erroneously admitted evidence that a knife
was found inside his backpack. He argues that the court abused its discretion because
the probative value of this evidence was "substantially outweighed by the probability
that its admission [would] . . . create substantial danger of undue prejudice." (Evid.
Code, § 352.)3 "Evidence is prejudicial within the meaning of Evidence Code section
352 if it ' "uniquely tends to evoke an emotional bias against a party as an individual" '
2
Without a supporting citation to the record, the People quote an alleged excerpt from
Sergeant Bassi's testimony indicating that he saw ball rounds inside the backpack. But
Bassi clearly testified that the only ball rounds he had seen were inside the handgun's
chambers.
3
Evidence Code section 352 provides: "The court in its discretion may exclude
evidence if its probative value is substantially outweighed by the probability that its
admission will . . . create substantial danger of undue prejudice . . . ."
8
[citation] or if it would cause the jury to ' " 'prejudg[e]' a person or cause on the basis
of extraneous factors" ' [Citation.]" (People v. Cowan (2010) 50 Cal.4th 401, 475.)
A court abuses its discretion when it " 'exceeds the bounds of reason, all of the
circumstances before it being considered.' [Citations.]" (People v. Russel (1968) 69
Cal.2d 187, 194, overruled by statute on another ground as noted in People v.
Anderson (2001) 25 Cal.4th 543, 575.) The trial court acted within its discretion.
Appellant told the court that he had in his backpack "a fillet knife" that he "use[d] to
cut meat." Its blade was not more than two and one-half inches long. The prosecutor
said she would not argue that appellant had intended to use the knife for a criminal
purpose. She wanted it admitted "just for the whole truth of what was done at the
scene, what the officers did, their procedure, what they found." The trial court ruled,
"[T]he small knife is fine . . . . [T]here's no bad inference about that." The court
reasonably concluded that, considering all of the circumstances, evidence of the small
fillet knife would not "create substantial danger of undue prejudice." (Evid. Code, §
352.)
Right to Counsel
Appellant waived his right to counsel and elected to represent himself. We
reject his contention that the trial court violated his "Sixth Amendment right to
adequate counsel" by denying his request for advisory counsel. "[A] defendant who
elects to represent himself or herself has no constitutional right to advisory or stand-by
counsel or any other form of 'hybrid' representation. [Citations.]" (People v. Garcia
(2000) 78 Cal.App.4th 1422, 1430; see also People v. Moore (2011) 51 Cal.4th 1104,
1120 ["there is no constitutional right to hybrid representation"].)
Appellant argues that the trial court also violated his constitutional right to
counsel by denying his request for copies of the Penal and Evidence Codes. Appellant
told the court that he needed these codes so he "could reference [them] while the trial's
going on." He "want[ed] to verify that the officers followed a certain standard
according to the Penal Code, that they obeyed the law or that they . . . charged [him]
correctly." The trial court replied that, in view of the denial of appellant's pretrial
9
section 1538.5 motion, the legality of the deputies' conduct was no longer an issue in
the case. "[W]e're no longer litigating the legality of the police conduct." "So I'm not
going to have the bailiff give you a Penal Code or Evidence Code . . . . You're just
going to have to do your research, write it on a piece of paper . . . ."
" ' "[A] defendant who is representing himself or herself may not be placed in
the position of presenting a defense without access to a . . . law library . . . or any other
means of developing a defense." ' [Citation.] But 'the Sixth Amendment requires only
that a self-represented defendant's access to the resources necessary to present a
defense be reasonable under all the circumstances.' [Citation.]" (People v. Moore,
supra, 51 Cal.4th at pp. 1124-1125.) The trial court did not unreasonably deny
appellant's request for copies of the codes. Appellant did not show that he was unable
to access the codes at the jail law library and do his research there.4 Moreover, the
trial court correctly informed him that the legality of the deputies' conduct was no
longer an issue in the case. (See § 1538.5, subds. (h), (i), (m); People v. Memro (1985)
38 Cal.3d 658, 666, fn. 3, overruled on another ground in People v. Gaines (2009) 46
Cal.4th 172, 181, fn. 2.) In any event, appellant has failed to show that he was
prejudiced by his inability to "reference [the codes] while the trial's going on."
Right to Confront Witnesses
Appellant argues that he was denied his Sixth Amendment right to confront the
deputies who testified against him: "The court prevented [him] from cross-examining
the deputies regarding the propriety of his detention and search of his backback,
because a previous judge had denied [his] motion pursuant to section 1538.5." The
trial court told appellant: "[Y]ou can certainly ask the deputies what happened to
explain all the circumstances. It's just the judge has decided that that search was
legal."
4
In his opening brief, appellant asserts that he "explained to the trial judge that he had
difficulty accessing the law library during trial." We disregard this assertion because it
is not supported by citation to the record. (Grant-Burton v. Covenant Care, Inc.
(2002) 99 Cal.App.4th 1361, 1379 ["an appellate court may disregard any factual
contention not supported by a proper citation to the record"].)
10
The trial court did not violate appellant's constitutional right to confront
witnesses. Appellant had the opportunity to cross-examine the deputies at the section
1538.5 hearing. He could not relitigate the issue at trial. (People v. Memro, supra, 38
Cal.3d at p. 666, fn. 3.)
Disposition
The conviction on count 1 of carrying a loaded firearm (§ 25850, subd. (a)) is
reversed for insufficiency of the evidence. The stay of execution of the three-year
upper term imposed on count 2, possession of a firearm by a convicted felon (§ 29800,
subd. (a)(1)), isvacated. In all other respects, the judgment is affirmed. Appellant's
total prison term - five years, eight months - remains the same. The trial court shall
prepare an amended abstract of judgment and transmit a certified copy to the
Department of Corrections and Rehabilitation.
NOT TO BE PUBLISHED.
YEGAN, J.
We concur:
GILBERT, P.J.
PERREN, J.
11
Charles W. Campbell, Jr., Judge
Superior Court County of Ventura
______________________________
Laurie A. Thrower, under appointment by the Court of Appeal, for
Appellant.
Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant
Attorney General, Lance E. Winters, Senior Assistant Attorney General, Steven D.
Matthews, Supervising Deputy Attorney General, Ryan M. Smith, Deputy Attorney
General, for Plaintiff and Respondent.
12