FILED
JANUARY 26, 2016
In the Office of the Clerk of Court
W A State Court of Appeals, Division III
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION THREE
STATE OF WASHINGTON, )
) No. 31965-2-111
Respondent, )
)
v. )
)
ANAUM DIAZ GUZMAN, ) UNPUBLISHED OPINION
)
Appellant. )
SIDDOWAY, C.J. - Anaum Diaz Guzman appeals his convictions entered after he
was retried on rape charges that had resulted in a hung jury and mistrial when he was first
tried for the crimes. He assigns error to what he contends was a constitutionally flawed
Petrich! instruction and argues that his trial lawyer provided ineffective representation of
counsel. We find no error or ineffective representation and affirm.
FACTS AND PROCEDURAL BACKGROUND
Anaum Diaz Guzman was married at all times relevant to the crimes charged in
this matter to the eldest daughter of a family whom we will refer to pseudonymously as
1 Statev. Petrich, 101 Wn.2d 566,572,683 P.2d 173 (1984), overruled in part on
other grounds by State v. Kitchen, 110 Wn.2d 403, 756 P.2d 105 (1988), abrogated in
part on other grounds by In re Pers. Restraint a/Stockwell, 179 Wn.2d 588, 316 P.3d
1007 (2014).
No. 31965-2-111
State v. Diaz Guzman
the Therouxs. 2 His wife had two younger sisters~ D.~ who was the second oldest girl in
the family~ and R.~ who was the youngest. After D. and R. reported to Mr. and Mrs.
Theroux that they had been the victims of sexual assault by their brother-in-law, Mr. Diaz
Guzman was tried in 2012 on a charge of assault in the fourth degree with sexual
motivation against D., and with rape of a child in the first degree and rape of a child in
the second degree of R. The first degree rape charge was based on rape alleged to have
occurred before R. was 12 years of age~ and the second degree rape charge was based on
a rape alleged to have occurred after R. 's twelfth birthday.
When the charges were first tried in 2012, the jury found Mr. Diaz Guzman not
guilty of the fourth degree assault charge involving D. It was unable to reach verdicts on
the rape counts involving R. however, and the trial court declared a mistrial. This appeal
is from retrial of the charges of first and second degree rape of R.
At this second trial~ R. testified she had been sexually abused by Mr. Diaz
Guzman for years, testifying in both generalities and specifics to the type of abuse she
experienced. She testified to multiple acts that could constitute rape during the charging
period for first degree rape (July 26~ 2001 through July 25, 2005, when R. was ages 8
through 11), telling the jury that on two separate occasions when Mr. Diaz Guzman had
2 By standing order, we use initials or pseudonyms to protect the privacy interests
of child witnesses or victims.
2
No. 31965-2-III
State v. Diaz Guzman
I taken her fishing, he had digitally penetrated her. She testified that she was likely 10 or
1 11 years old the first time it happened, and that the second occurrence took place a few
1 months later.
~
! In support of the charge for rape of a child in the second degree (during the
I charging period July 26, 2005 to July 25, 2007, when R. was ages 12 and 13), R. testified
to recurring molestation when she was 12 or 13 years old. Asked by the State to describe
1, a specific incident, she testified that while staying over at her sister's and Mr. Diaz
1
1., Guzman's home one night, Mr. Diaz Guzman came into the bedroom where she was
J
I sleeping, late at night, and digitally penetrated her. Throughout the abuse, she testified
I
that Mr. Diaz Guzman would kiss R. and tell her that he "love[d]" her and later that he
I
i
wanted to "make love" to her. Report of Proceedings (RP) (Mar. 13-15,2015) at 168,
173.
i
The State also presented evidence of "consciousness of guilt" on Mr. Diaz
I
!
Guzman's part by calling Mr. Theroux to testify to Mr. Diaz Guzman's behavior after
I learning that D. had posed general and not-yet accusatory questions to her parents about
II molestation. The State had presented evidence that in December 2010, D. approached
I,
!
her parents and asked what one should do if they knew someone was being sexually
i abused.
1
The State questioned Mr. Theroux about a lunchtime conversation he had had with
Mr. Diaz Guzman a short time later:
3
No. 31965-2-111
State v. Diaz Guzman
[Prosecutor]: What was the mood of the defendant before you went
for lunch?
[Mr. Theroux]: Very good. Very happy. Talkative.
[Prosecutor]: On the way there, did the two of you discuss
anything?
[Mr. Theroux]: ... 1 shared with [Mr. Diaz Guzman] this visit that
[D.] had had with us a couple nights before when she brought up this
subject of what would one do if one knew someone was being abused.
[Prosecutor]: When you spoke to the defendant about that, did he
ask you any questions about it?
[Mr. Theroux]: No.
[Prosecutor]: Did he make any remarks?
[Mr. Theroux]: No.
[Prosecutor]: What was his demeanor like when you were relaying
this conversation?
[Mr. Theroux]: Well, you know, 1 was doing most of the talking, but
1 at one point noticed he was looking at the floorboards.
[Prosecutor]: Did~what was the nature of the conversation between
the two of you during lunch?
[Mr. Theroux]: You know, it was strained, I think, awkward, or
silent, mostly we didn't. He seemed very quiet.
[Prosecutor]: Did he make conversation on your way back to
Ephrata?
[Mr. Theroux]: No.
[Prosecutor]: How did the rest of the afternoon go?
[Mr. Theroux]: Well, by this time I was tuned in to that we were
that something was troubling him, and but toward quitting time, but toward
quitting time, 1 think we were getting close to our normal chatter back and
forth.
RP (Mar. 13-15,2013) at 116-18. It was a few days after Mr. Theroux's lunch with Mr.
Diaz Guzman that R. revealed to her parents that Mr. Diaz Guzman had been molesting
her for years ..
4
No. 31965-2-111
State v. Diaz Guzman
Mr. Diaz Guzman testified on his own behalf, as he had in the first trial, and
denied all allegations of sexual abuse of R.
During closing arguments, the State reminded the jury of all of the alleged acts of
molestation recounted by R. without identifying a particular act it was relying on for
either charge. The jury found Mr. Diaz Guzman guilty of both counts. He appeals.
ANALYSIS
Mr. Diaz Guzman assigns error to what he contends was a constitutionally flawed
Petrich instruction and argues that his trial lawyer provided ineffective representation in
several respects. We address the assignments of error in tum.
I. Jury Unanimity Instruction
Because R. testified to several acts during both charging periods, the trial court
gave a "jury unanimity," or Petrich instruction. For the first time on appeal, Mr. Diaz
Guzman assigns error to the instruction given, arguing that jurors could have understood
the instruction to mean that as long as they unanimously agreed that he had committed a
rape in the first charging period based on the same act, they could find him guilty of both
counts; by the same token, if they unanimously agreed that he had committed a rape in
the second charging period based on the same act, they could find him guilty of both
counts. The State responds that read in the context of all of the jury instructions, there
was no possibility of confusion. We agree with the State.
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No. 31965-2-II1
State v. Diaz Guzman
"In Washington, a defendant may be convicted only when a unanimous jury
concludes that the criminal act charged in the information has been committed." Petrich,
101 Wn.2d at 569. "When the evidence indicates that several distinct criminal acts have
been committed, but defendant is charged with only one count of criminal conduct, jury
unanimity must be protected." Id. at 572. To adequately protect jury unanimity, either
the State must elect the specific act it is relying on to constitute the crime charged, or
alternatively the court must instruct the jury that all 12 members must unanimously agree
that the same underlying criminal act has been proved beyond a reasonable doubt. Id.;
see also State v. Crane, 116 Wn.2d 315,325,804 P.2d lO (1991). "[F]ailure to follow
one of these options is error, violative of a defendant's state constitutional right to a
unanimous jury verdict and United States constitutional right to a jury trial." Kitchen,
110 Wn.2d at 409.
Because jury unanimity is a constitutional right, a manifest error may be raised for
the first time on appeal. RAP 2.5(a)(3); Crane, 116 Wn.2d at 325. A conviction
obtained without proper jury unanimity will be reviewed under the constitutional
harmless error analysis. "[T]he error will be deemed harmless only if no rational trier of
fact could have entertained a reasonable doubt that each incident established the crime
beyond a reasonable doubt." Kitchen, 110 Wn.2d at 406.
Review of a challenged jury instruction is de novo. Gregoire v. City ofOak
Harbor, 170 Wn.2d 628,635,244 PJd 924 (20lO). The instruction will be reviewed
6
No. 3 1965-2-II1
State v. Diaz Guzman
within the context of the jury instructions as a whole. ld.; see also State v. Cordero, 170
Wn. App. 351, 370, 284 P.3d 773, (2012) ("The jury instructions as a whole must
correctly apprise the jury of the law and enable a defendant to argue his defense theory.")
(citing State v. Rice, 102 Wn.2d 120, 123,683 P.2d 199 (1984)).
The challenged instruction reads:
JURY UNANIMITY
The State alleges that, on more than one occasion, the defendant
committed acts which could be found by the jury to constitute an element
of a crime charged.
To convict the defendant of rape of a child in the first degree, as
charged in Count 1, at least one particular act of sexual intercourse must be
proved beyond a reasonable doubt, and you must unanimously agree as to
which act has been proved. You need not unanimously agree that the [sic]
all the alleged acts have been proved.
To convict the defendant of rape of a child in the second degree, as
,charged in Count 2, at least one particular act of sexual intercourse must be
proved beyond a reasonable doubt, and you must unanimously agree as to
which act has been proved. You need not unanimously agree that the [sic]
all the alleged acts have been proved.
Clerk's Papers (CP) at 152 (instruction 7). The instruction would have been clearer had
the instruction stated, "To convict the defendant of rape of a child in the first degree, as
charged in Count 1, at least one particular act of sexual intercourse taking place between
July 26,2001 and July 25,2005, must be proved beyond a reasonable doubt, and you
must unanimously agree as to which act has been proved," and "To convict the defendant
of rape of a child in the second degree, as charged in Count 2, at least one particular act
of sexual intercourse taking place between July 26, 2005 and July 25, 2007, must be
7
No. 31965-2-III
State v. Diaz Guzman
proved beyond a reasonable doubt, and you must unanimously agree as to which act has
been proved."
While Mr. Diaz Guzman has identified a theoretically possible reading of the jury
unanimity instruction that, read in isolation, could lead to error, it is unlikely that jurors,
exercising their common sense, would have concluded that a unanimous finding of an act
of rape in one charging period would support a guilty verdict on a count involving a
different charging period. The implausibility of Mr. Diaz Guzman's reading of
instruction 7 is even clearer when we consider other instructions given by the court.
The court's instructions made clear the difference between the two crimes
charged, and the fact that they involved mutually exclusive age ranges for R ..and
mutually exclusive charging periods. Instruction 4 provided:
RAPE OF A CHILD
A person commits the crime of rape of a child when he or she has
sexual intercourse with a person deemed at law to be too young to consent,
and not married to the accused. The age of the younger person and the
difference in the parties' ages determines different degrees of rape of a
child. When the younger person is less than 12 years old, and the older
person is at least twenty-four months older, the crime occurs in the first
degree. When the younger person is at least twelve and less than 14 years
old, and the older person is at least 36 months older, the crime occurs in the
second degree.
CP at 149.
8
No. 31965-2-II1
State v. Diaz Guzman
The court gave the following instruction addressing the jury's duty in deciding the
separate charges; jurors would have to ignore the highlighted language of this instruction
in order to construe instruction 7 in the manner suggested by Mr. Diaz Guzman:
CHARGES AND BURDEN OF PROOF
The defendant is charged with rape ofa child in the first degree in
Count 1, and with rape of a child in the second degree in Count 2. You
must decide each charge separately, as ifit were a separate trial. Your
verdict on one count should not control your verdict on the other count.
Every crime consists of several parts, called "elements." The
elements of each count will be specified for you later in these instructions.
The defendant's plea of not guilty puts in issue, to be decided by the jury,
each element of each crime charged. The State is the plaintiff and has the
burden of proving each of these elements beyond a reasonable doubt. The
defendant has no burden of proving that a reasonable doubt exists.
CP at 148 (instruction 3) (emphasis added).
The key "to convict" instructions also clearly required a finding of sexual
intercourse during the relevant charging period in order to find Mr. Diaz Guzman guilty
of each count. Again, jurors would have to ignore the highlighted language in the
following two instructions given by the court in order to construe instruction 7 in the
manner suggested by Mr. Diaz Guzman:
COUNT 1: RAPE OF A CHILD IN THE FIRST DEGREE
To convict the defendant of rape ofa child in the first degree, as
charged, the State must prove each of the following elements of the crime
beyond a reasonable doubt:
1. That on or between July 26, 2001 and July 25, 2005, the
defendant had sexual intercourse with [R.];
9
No. 31965~2-III
State v. Diaz Guzman
2. That [R.} was at the time ofsuch intercourse less than twelve
years old and not married to the defendant;
3. That [R.] is at least twenty-four months younger than the
defendant; and
4. That the act occurred in the State of Washington.
If you find from the evidence that each of these elements has been
proved beyond a reasonable doubt, then it will be your duty to return a
verdict of guilty as to Count 1.
On the other hand, if you have a reasonable doubt as to anyone of
these elements, then it will be your duty to return a verdict of not guilty as
to Count 1.
CP at 150 (instruction 5) (emphasis added).
COUNT 2: RAPE OF A CHILD IN THE SECOND DEGREE
To convict the defendant of rape of a child in the second degree as
charged in Count 2, the State must prove each of the following elements of
the crime beyond a reasonable doubt:
1. That on or between July 26, 2005 and July 25, 2007, the
defendant had sexual intercourse with [R.};
2. That [R.} was at least twelve years old but was less than
fourteen years old at the time ofthe sexual intercourse and
was not married to the defendant;
3. That [R.] is at least thirty-six months younger than the
defendant; and
4. That this act occurred in the State of Washington.
If you find from the evidence that each ofthese elements has been
proved beyond a reasonable doubt, then it will be your duty to return a
verdict of guilty as to Count 2.
On the other hand, if, after weighing all the evidence, you have a
reasonable doubt as to anyone of these elements, then it will be your duty
to return a verdict of not guilty as to Count 2.
CP at 151 (instruction 6) (emphasis added) .
.Read as a whole-as they must be-the court's instructions to the jury made clear
that the jury needed to unanimously agree on one particular act of sexual intercourse
10
No. 31965-2-III
State v. Diaz Guzman
within the charging period for the respective count. In the context of the other jury
instructions, no reasonable juror would have read the Petrich instruction in the manner
suggested by Mr. Diaz Guzman.
II. Ineffective Assistance o/Counsel
Mr. Diaz Guzman next argues that he received ineffective assistance of counsel,
pointing to the following allegedly deficient performance:
• A failure to object when the State referred in opening testimony and
later presented evidence of statements D. had made to Mr. and Ms.
Theroux, which were inadmissible and prejudicial hearsay;
• A failure to object to Ms. Theroux's testimony to a conversation
with D. and R. in which, in violation of an in limine order, she revealed that
D. also claimed to be a victim of sexual assault; and
• A failure to effectively impeach R. with inconsistent statements she
had made about Mr. Diaz Guzman's actions.
"Washington applies the two-part Strickland test in determining whether a
defendant had constitutionally sufficient representation." State v. Tilton, 149 Wn.2d 775,
783,72 PJd 735 (2003) (citingStricklandv. Washington, 466 U.S. 668,687,104 S. Ct.
2052,80 L. Ed. 2d 674 (1984)). A defendant must show both that he received deficient
representation and that he suffered some prejudice as a result. State v. Mierz, 127 Wn.2d
460,471,901 P.2d 286 (1995) (citing Strickland, 466 U.S. at 686-89).
Deficient performance is determined using an objective standard of
reasonableness. State v. Stenson, 132 Wn.2d 668, 705-06, 940 P.2d 1239 (1997). We
11
No. 31965-2-111
State v. Diaz Guzman
presume that counsel's representation was effective, and the defendant has the burden to
show that, based on the record, there are no '" legitimate strategic or tactical reasons'"
for the challenged conduct. State v. Emery, 174 Wn.2d 741,755,278 P.3d 653 (2012)
(quoting State v. McFarland, 127 Wn.2d 322, 336, 899 P.2d 1251 (1995)).
Prejudice will result if '" counsel's errors were so serious as to deprive the
defendant of a fair trial. ", Mierz, 127 Wn.2d at 471 (quoting Strickland, 466 U.S. at
687). "This showing is made when there is a reasonable probability that, but for
counsel's errors, the result of the trial would have been different." [d.
Evidence ofD's query about "what to do"
During its opening statement, the State explained to the jury that they were "going
to hear" evidence that D. approached her parents and asked what to do if she knew
someone was being molested. RP (Mar. 13-15, 2013) at 62. It went on to explain that a
few days later Mr. Diaz Guzman and Mr. Theroux had lunch together, and that during
that lunch Mr. Theroux told the defendant that "it's really hard being a parent. [D.] came
to us last night, she wanted to talk about, you know, what if you knew somebody was
being molested, what would you do." Id. at 63. It told the jury, "[Mr. Theroux] will tell
you that when he relayed this conversation to the defendant, the defendant got very quiet
... which was out of character for him." [d. In thereafter presenting its witnesses, the
State elicited Mr. Theroux's testimony about his conversation with Mr. Diaz Guzman and
Mr. Diaz Guzman's behavior in apparent response.
12
No. 31965-2-111
State v. Diaz Guzman
Mr. Diaz Guzman argues that his trial lawyer should have objected to evidence
that D. approached her parents with a question about what to do about molestation and
evidence that Mr. Theroux repeated D.'s concerns to him. He argues that the evidence
was inadmissible hearsay-although when his trial lawyer did object to Ms. Theroux's
testimony about the same conversation with D., his hearsay objection was overruled. The
State points out that D.'s statement to her parents was not being offered for its truth.
On appeal, Mr. Diaz Guzman focuses his challenge on his trial lawyer's failure to
object to the evidence as irrelevant under ER 401 and unduly prejudicial under ER 403.
He argues that because he had moved in limine to exclude any evidence ofD.'s
allegations that she was sexually assaulted, the jury did not have a complete context for
D.'s statement; they might misconstrue it as suggesting that D. was aware ofR.'s
allegations rather than making an oblique inquiry about her own situation.
Evidence is relevant if it has "any tendency to make the existence of any fact that
is of consequence to the determination of the action more probable or less probable than
it would be without the evidence." ER 401. The general rule is "[a]U relevant evidence
is admissible." ER 402. Relevant evidence will not be admissible if "its probative value
is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or
misleading the jury." ER 403. The process of weighing probative value against
prejudicial effect "is necessarily a matter addressed to the discretion of the trial court."
State v. Chase, 59 Wn. App. 501, 507-08, 799 P.2d 272 (1990).
13
No. 31965-2-111
State v. Diaz Guzman
To establish ineffective assistance of counsel for failing to object, a defendant
must ~~show that the failure to object fell below prevailing professional norms, that the
objection would have been sustained, and that the result of the trial would have been
different if the evidence had not been admitted." State v. Sexsmith, 138 Wn. App. 497,
509, 157 P.3d 901 (2007).
The problem with Mr. Diaz Guzman's argument is that the principal relevance of
the line of questioning, and the reason the evidence was offered by the State, was to point
to evidence of Mr. Diaz Guzman's reaction to the report that D. had made the inquiry.
The reaction, which the State argued reflected guilty knowledge, was relevant regardless
of the circumstances or state of mind that prompted D. to make the inquiry.
A witness may testify about a defendant's reaction ifit isprefaced by a proper
foundation, such as personal observations of the defendant's conduct that are factually
recounted to the jury. State v. Day, 51 Wn. App. 544, 552, 754 P.2d 1021 (1988). And
evidence of consciousness of guilt is generally admissible if relevant. See, e.g., State v.
Allen, 57 Wn. App. 134, 143, 788 P.2d 1084 (1990) (where the court found that giving an
officer a false name indicated guilty knowledge and was therefore relevant evidence).
The State expected to be able to offer the evidence (it had been admitted in the first trial 3)
3 At the first trial in February 2012, trial counsel for Mr. Diaz Guzman objected to
this testimony on the grounds that it was "[Mr. Theroux's] determination of [Mr. Diaz
Guzman's] mental state." RP (Feb. 23-28, 2012) at 398. The court overruled the
objection, explaining that the testimony was a description of Mr. Diaz Guzman's
14
No.31965-2-III
State v. Diaz Guzman
and a statement concerning a "witness's expected testimony" is permissible during
opening remarks. State v. Thorgerson, 172 Wn.2d 438,444,258 P.3d 43 (2011) (citing
State v. Magers, 164 Wn.2d 174, 191, 189 P.3d 126 (2008)).
Mr. Diaz Guzman is unable to demonstrate that an objection under ER 401 or 403
would have been sustained; accordingly, he has not shown that his trial lawyer's failure
to object was deficient performance. If one of the two prongs of the Strickland test is
absent, this court need not inquire further. State v. Hendrickson, 129 Wn.2d 61, 78, 917
P .2d 563 (1996).
Ms. Theroux's testimony suggesting that D. also claimed to
be a victim ofsexual assault
Mr. Diaz Guzman next argues he received ineffective assistance of counsel when
his lawyer failed to object or move for a new trial when Ms. Theroux suggested in her
testimony that D. had been a victim of molestation as well. He argues this was in
violation of a "motion" in limine. Br. of Appellant at 4. Our record includes a motion in
limine to exclude testimony about D.' s allegations, although it includes no order.
Nonetheless, the State concedes that prejudicial testimony about D.'s allegations, of
which Mr. Diaz Guzman was acquitted, would be problematic. It argues, however, that
the testimony of Ms. Theroux complained of was fleeting, and not prejudicial.
At issue is the following testimony by Ms. Theroux:
demeanor as it appeared to Mr. Theroux Id.
15
No. 3 I 965-2-II1
State v. Diaz Guzman
[Prosecutor]: Before lunch, [Ms. Theroux], we had talked about when
[R.] had come to talk to you to tell you about these allegations. When she
came to you, could you relate to us, not what she said, but what you did in
response to what she said.
[Ms. Theroux]: This is when [R.] came and said that she had something
to tell us?
[Prosecutor]: Yes.
[Ms. Theroux]: Yes. So later that evening, when we were home, we
went to [Do's] bedroom, and there the girls were sitting on the floor, and
they said that
[Prosecutor]: Just
[Ms. Theroux]: It was apparent that they had something-go ahead.
[Prosecutor]: Okay. Go ahead.
[Ms. Theroux]: It was apparent that they had something very important
to say to us. And so it was revealed that
[DEFENSE COUNSEL]: I'll object to the narrative.
THE COURT: Right. You're not permitted to relate what you were
told.
[Ms. Theroux]: Okay.
THE COURT: That's why [the prosecutor] asked you not what you
were told, but what you did in response to what you were told.
[Ms. Theroux]: I asked them questions to determine the extent of the
molestation, and-
BY [THE PROSECUTOR]:
[Prosecutor]: Okay. How long did you talk-how long did this talk go
on for?
[Ms. Theroux]: Two or three hours.
[Prosecutor]: When you were speaking to the girls, what was [R.' s]
demeanor like?
[Ms. Theroux]: She was scared and shaky, quiet, determined.
[Prosecutor]: And as a result of what you learned, what did you do?
[Ms. Theroux]: I started reassuring them that they-that there was
hope, that we--that they weren't bad girls, that- that they were worth
were worthy.
RP (Mar. 13-15, 2013) at 85-86.
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No. 31965-2-111
State v. Diaz Guzman
The concern is with Ms. Theroux's continuing references to "them" and "they."
Most of those references do not imply that D. was a victim, but only reflect the fact that
Ms. Theroux was speaking with both girls at once. Two statements are problematic: "I
started reassuring them that they-that there was hope, that we-that they weren't bad
girls, that-that they were worth-were worthy," and "I asked them questions to
determine the extent of the molestation." RP (Mar. 13-15,2013) at 85-86 (emphasis
added).
It is commonplace in trials for some witnesses, at some points, to misspeak or to
speak imprecisely. Lawyers sometimes misspeak or speak imprecisely when in
argument. When isolated misstatements are made in the course of a trial, jurors can
ordinarily be trusted to recognize them as mistakes and ignore them. Here, of course,
Ms. Theroux probably wasn't misspeaking, she was probably just forgetting that D.'s
allegations should not be mentioned. But the jurors would reasonably have assumed-if
they heeded the "thems" and "theys" at all-that she was not implying that D. had been
molested. The problematic testimony consisted of two statements appearing in a 348
page transcript, taking place during a trial in which all other evidence and argument
concerned Mr. Diaz Guzman's molestation of only R. While the testimony in isolation
admits of the inference that both R. and D. disclosed allegations of sexual abuse, that
would not be a reasonable inference in the context of the entire trial.
17
No. 31965-2-III
State v. Diaz Guzman
"If it is easier to dispose of an ineffectiveness claim on the ground of lack of
sufficient prejudice ... that course should be followed." Strickland, 466 U.S. at 697.
Mr. Diaz Guzman has failed to show that he was prejudiced by Ms. Theroux's testimony,
nor has he established that the trial court would have granted a motion for a mistrial. "A
mistrial should be granted when the defendant has been so prejudiced that nothing short
of a new trial can [e]nsure that the defendant will be tried fairly." State v. Gamble, 168
Wn.2d 161,177,225 P.3d 973 (2010). Mr. Diaz Guzman has not demonstrated a denial
of effective representation in this second instance.
Ineffective impeachment
Finally, ·Mr. Diaz Guzman argues he received ineffective assistance of counsel
when his trial lawyer failed to effectively impeach R. There were discrepancies between
her trial testimony and information she had provided to investigating officers. Mr. Diaz
Guzman's lawyer in the first trial had highlighted the discrepancies by calling the
investigating officers to contradict her testimony at trial. In the trial below, Mr. Diaz
Guzman did not prove the discrepancies in the same way, relying instead on transcripts of
police interviews ofR. and confronting her with the discrepancies. Mr. Diaz Guzman
argues that this method of impeachment was inferior, ineffective, and deficient; as
evidence of its deficiency, he points to the fact that his first trial on the charges resulted in
a hungjury.
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No. 31965-2-111
State v. Diaz Guzman
The State counters that "directly confronting the complaining witness about the
discrepancies between her interviews with law enforcement and her subsequent trial
testimony is much more powerful [than] turning the contradictions into what would
appear to be a 'she says, he says she said' contest." Br. ofResp't at 14.
We do not agree with the State that the method of impeachment used below "is
much more powerful;" both approaches are generally accepted methods of impeachment.
But we do not have to engage in an analysis of which method is more effective because a
critical fact undercutting Mr. Diaz Guzman's argument of deficient representation is the
fact that this was a retrial.
A strategy that plays out brilliantly in a first trial can never be relied on to play out
brilliantly in a retrial. Opposing counsel and witnesses know what to expect.
Prophylactic measures will be taken. Witnesses are likely to be better prepared on weak
points. The State will take measures to neutralize problems. When the State has the
opportunity to inoculate in the second trial against what was devastating contradiction by
law enforcement in the first, the same contradiction by law enforcement might prove
tedious to the jury in the second trial.
For that reason, a reasonable strategy in a second trial can be to employ a different
strategy, to preserve some element of surprise. Accordingly, even if Mr. Diaz Guzman's
trial lawyer below might favor the approach to impeachment pursued in the first trial, the
19
No. 3 I 965-2-III
State v. Diaz Guzman
fact that the State and its witnesses had seen that approach before would be reason
enough to try something else.
The strategy followed below was not ineffective. The following is an example of
the impeachment:
[Defense Counsel]: [R.], you testified yesterday that the defendant,
you claim, was able to place his penis in your vagina?
[R.]: I did.
[Defense Counsel]: Do you recall Detective Bohnet asking you
whether or not the defendant ever had intercourse with you back in January
of2011?
[R.]: At the interview?
[Defense Counsel]: Yes.
[R.]: I don't remember, no.
[Defense Counsel]: Ma'am, could I draw your attention to page 13.
And again, I think that has a copier mark, a stray mark on it about halfway
through the page, the lines aren't numbered, but do you see an entry by
Sergeant Bohnet where he says, "Did he ever rape you?" Do you see that
entry?
[R.]: I did.
[Defense Counsel]: Okay. My question is do you see that entry?
[R.]: I do, yes.
[Defense Counsel]: Has that exhibit been able to refresh your
recollection about a question asked to you about intercourse with the
defendant?
[R.] : Yes, it does.
[Defense Counsel]: And did Sergeant Bohnet ask you: Did you have
intercourse with the defendant?
[It]: He did, yes.
[Defense Counsel]: And did you answer-what was your answer to
that question?
[R.]: I said no. But the thing is that
THE COURT: No, that's all right.
[DEFENSE COUNSEL]: I appreciate your answer.
20
No. 3 I 965-2-III
State v. Diaz Guzman
THE COURT: You've answered the question. Thank you.
RP (Mar. 13-15,2013) at 239-41. The same method was used to cross-examine R. about
other inconsistencies between her trial testimony and her previous interviews with police
officers, including a statement about whether or not Mr. Diaz Guzman threatened her.
'" Deficient performance is not shown by matters that go to trial strategy or
tactics.'" State v. Lewis, 156 Wn. App. 230, 242, 233 P.3d 891 (2010) (internal
quotation marks omitted) (quoting State v. Cienfuegos, 144 Wn.2d 222,227,25 P.3d
1011 (2001)). The fact that Mr. Diaz Guzman's lawyer elected to handle impeachment in
a different but generally accepted fashion in the second trial can be explained as
reasonable trial strategy. Here again, deficient performance is not shown.
III. Cumulative Error
Mr. Diaz Guzman asks that if we find no single reversible error, we consider
whether cumulative error deprived him of a fair trial. A court may sometimes determine
that although certain errors standing alone "might not be of sufficient gravity to constitute
grounds for a new trial, the combined effect of the accumulation of errors" does require a
new trial. State v. Cae, 101 Wn.2d 772, 789, 684 P.2d 668 (1984). We have found no
error.
Affirmed.
21
No. 31965-2-111
State v. Diaz Guzman
A majority of the panel has determined this opinion will not be printed in the
Washington Appellate Reports, but it will be filed for public record pursuant to RCW
2.06.040.
Siddoway, C.J.
WE CONCUR:
Brown, J.* 10
l '".. . . r"-<.-tJ3 tN..":i ~,
Lawrence-Berrey, J.
\\
(
j
* Judge Stephen M. Brown was a member of the Court of Appeals at the time
argument was heard on this matter. He is now serving as a judge pro tempore of the
court pursuant to RCW 2.06.150.
22