Supreme Court of Louisiana
FOR IMMEDIATE NEWS RELEASE NEWS RELEASE #005
FROM: CLERK OF SUPREME COURT OF LOUISIANA
The Opinions handed down on the 27th day of January, 2016, are as follows:
BY GUIDRY J.:
2015-CJ-1429 THE STATE OF LOUISIANA IN THE INTEREST OF K.C.C. (Parish of
Jefferson)
Accordingly, we find the court of appeal erred in reversing the
juvenile court’s ruling denying the exception of no right of
action filed by the parents. The court of appeal’s judgment is
reversed in part and the matter is remanded to the court of
appeal for consideration of the parents’ assignments of error
pretermitted by the appellate court.
REVERSED and REMANDED.
HUGHES, J., concurs with the result.
01/27/2016
SUPREME COURT OF LOUISIANA
No. 2015-CJ-1429
THE STATE OF LOUISIANA IN THE INTEREST OF K.C.C.
ON APPLICATION FOR WRIT OF CERTIORARI
TO THE COURT OF APPEAL
FIFTH CIRCUIT, PARISH OF JEFFERSON
GUIDRY, J.
In this termination of parental rights case, the court of appeal overruled the
judgment of the juvenile court and sustained the biological parents’ peremptory
exception of no right of action, on the basis the couple having custody of the child
did not possess a private right of action to petition for termination of parental rights
under La. Ch. Code art. 1004. For the reasons set forth below, we find the appellate
court erred in concluding the petition was improperly brought by private counsel
for the custodians upon approval of the juvenile court.
FACTS
The child, K.C.C., was born at 3:03 a.m. on March 1, 2013, to his biological
mother, T.T. The biological father, M.M., T.T.’s former boyfriend and the father of
her then one-year-old child, M., had expressed doubts about the paternity of
K.C.C. According to the nurse’s notes made at 5:30 a.m., T.T. had communicated
her interest in an open adoption. At some point thereafter, an adoption agency
became involved, according to the hospital’s discharge planning form. M.M.
arrived at the hospital around 8:00 a.m. to pick up M, but remained of the belief
that he was not the child’s father. He called S.S., a former girlfriend, to ask if she
or anyone she knew could take care of the child temporarily, because if the child
1
were his, he wanted to maintain access to the child at some future date. S.S. called
her cousin, G.J., who eventually spoke with both T.T. and M.M., and learned they
both wanted to give the child up for adoption. G.J. then conveyed this information
to her brother, E.C., who along with his wife, K.C., had been wanting a child. E.C.
and K.C., the Cs, agreed to adopt the child, and proceeded to the hospital. Before
doing so, E.C. spoke with M.M., who informed him that T.T. did not intend to
keep the child. At the hospital, according to E.C., T.T. assured them she wanted to
give the child to them. M.M. returned to the hospital at some point that afternoon,
around 3 or 4 p.m. After discussing names for the child, E.C. executed the “father”
portion of the birth certificate, while T.T. executed the “mother” portion. The
nurse’s notes made at 4:06 p.m. indicated that T.T. had changed her mind about
adoption, and the baby would go with the father.
Two days later, on March 3, 2013, T.T. and K.C.C. were discharged from
the hospital. K.C.C. went home with the Cs that day, after the Cs took T.T. to her
sister’s home. Whether T.T. intended a permanent or temporary transfer of
K.C.C.’s custody has been disputed, but is ultimately not relevant to our resolution
of the procedural issue in this case. However, on April 9, 2013, T.T. executed a
power of attorney drafted by K.C., which granted to the Cs all of her powers and
parental rights regarding the care and custody of K.C.C.. and provided that the
rights, powers, and authority granted would remain in full force until the child’s
18th birthday. The document was signed by T.T., E.C., and K.C., and notarized.
Approximately one month later, after T.T.’s relationship with the Cs had soured,
T.T. executed a notarized document revoking the power of attorney, although she
never informed the Cs of the revocation.
2
Several months later, in October of 2013, the Cs instituted adoption
proceedings, filing a petition for intra-family adoption in the Jefferson Parish
Juvenile Court, based on E.C. being listed as the child’s father on the birth
certificate. However, in January 2014, a DNA test revealed that M.M. could not be
excluded as the father of K.C.C. Thus, on February 3, 2014, the petition for intra-
family adoption was dismissed. The next day, the Cs filed a “Petition for Custody
and Request for Permission to Petition for Termination of Parental Rights” in the
24th J.D.C.
On March 3, 2014, the Cs filed a “Petition for Termination of Parental
Rights” in the juvenile court. That petition sought termination of parental rights
under La. Child. Code art. 1015(4) for abandonment, and alleged that T.T. and
M.M. had made no attempt to establish a relationship with K.C.C., nor had they
provided any support for the child. The petition acknowledged that a blood test
had verified that M.M. was K.C.C.’s biological father. On March 7th, T.T. filed
exceptions of no right of action and no cause of action in juvenile court, asserting
inter alia that the Children’s Code did not confer upon non-parents such as the Cs
a right of action to terminate parental rights, especially where the non-parents are
the cause of the separation between parent and child. On March 12th, counsel for
the Cs, Tilton Hunter, Jr., filed a “Motion for Leave of Court to File a Petition for
Terminate [sic] of Parental Rights.” The juvenile court on March 13th “ordered
that Tilton R. Hunter, Jr., is hereby granted leave of court to file a Petition for
Termination of Parental Rights pursuant to Children’s Code Article 1004(A).” On
the same date, the juvenile court overruled the biological parents’ exceptions of no
cause of action and no right of action. Thereafter, the juvenile court appointed an
attorney, Melissa Berniard, to represent K.C.C. in the proceeding. The matter
proceeded to trial on the “Petition for Termination of Parental Rights,” after which
3
the juvenile court found the child had been abandoned under La. Child. Code art.
1015(4), terminated the parental rights of T.T. and M.M. and certified K.C.C. as
available for adoption.
The court of appeal reversed the juvenile court’s ruling on the exception of
no right of action and remanded the matter to the juvenile court for further
proceedings. State in the Interest of K.C.C., 15-84 (La. App. 5 Cir. 5/28/15), 171
So.3d 390. The court of appeal reasoned that La. Ch. Code art. 1004(A) is limited
to action taken on the court’s own motion and does not allow the parties to seek
leave to petition under this section. Further, the court of appeal, although it
acknowledged the Cs could have filed their petition pursuant to La. Ch. Code art.
1004(F), nevertheless found that they had filed their petition under La. Ch. Code
art. 1004(A). The court of appeal majority also cited policy reasons for disallowing
private parties to seek leave of court to bring termination of parental rights actions,
noting the balancing of the important rights of parents and the best interest of the
child. The Cs and the attorney for K.C.C. jointly sought writs of review in this
court. We granted the writ application to review the correctness of the court of
appeal’s judgment. State in the Interest of K.C.C., 15-1429 (La. 9/11/15), ___
So.3d ___, 2015 WL 5662697.
LAW AND ANALYSIS
The issue presented is whether the Petition to Terminate Parental Rights was
properly brought by Mr. Hunter, private counsel for the prospective adoptive
parents, with leave of the juvenile court. Because resolution of this issue involves
the applicability and interpretation of La. Ch. Code art. 1004, this case presents us
with a question of law, which requires de novo review. Holly & Smith Architects,
Inc. v. St. Helena Congregate Facility, Inc., 06-0582, p. 9 (La. 11/29/06), 943
4
So.2d 1037, 1045. Applying this standard of review to the instant matter, we find
the court of appeal erred in reversing the juvenile court’s ruling on the exception of
no right of action.
Except as otherwise provided by law, an action can be brought only by a
person having a real and actual interest, which he asserts. La. Code Civ. Proc. art.
681. See also Reese v. State Department of Public Safety and Corrections, 03-1615
(La. 2/20/04), 866 So.2d 244, 246. The function of the exception of no right of
action is to determine whether the plaintiff belongs to the class of persons to whom
the law grants the cause of action asserted in the suit. Id. (citing La. Code Civ.
Proc. art. 927). The focus in an exception of no right of action is on whether the
particular plaintiff has a right to bring the suit, but it assumes the petition states a
valid cause of action for some person and questions whether the plaintiff in the
particular case is a member of the class that has a legal interest in the subject
matter of the litigation. Id. For purposes of the exception, all well-pleaded facts in
the petition must be taken as true. Miller v. Thibeaux, 14-1107, pp. 6-7, (La.
1/28/15), 159 So.3d 426, 430.
In determining whether the petition was properly brought by counsel for the
Cs, we turn to the Children’s Code itself, particularly Article 1004. As the
appellate court noted, this article delineates the exclusive procedures for instituting
a petition for the involuntary termination of parental rights. La. Ch. Code art.
1004, entitled “Petition for termination of parental rights; authorization to file,”
provides in pertinent part as follows:
A. At any time, including in any hearing in a child in need of care
proceeding, the court on its own motion may order the filing of a
petition on any ground authorized by Article 1015.
***
5
F. By special appointment for a particular case, the court or the district
attorney may designate private counsel authorized to petition for the
termination of parental rights of the parent of the child on the ground
of abandonment authorized by Article 1015(4). 1
The Cs contend the court of appeal erred in ruling that private parties,
through private counsel, lack standing to initiate and pursue termination of parental
rights actions for abandonment, when the Louisiana legislature has clearly shown
its intent to allow such parties to do so with leave of court by adopting La. Ch.
Code art. 1004(F). Thus, they contend they are proper parties with a right to bring
this action. T.T. contends the Cs do not have the authority to file privately an
action to terminate parental rights. They argue Art. 1004(F) does not provide that
an individual or his counsel may institute a termination proceeding. Instead, the
article gives authority only to the court or the district attorney to delegate certain
roles. T.T. maintains there is no procedure within Title X of the Children’s Code
for a privately filed termination of parental rights action. To allow such private
actions, she argues, interferes with the parent’s “paramount right” to raise her
children and to make decisions as to “where and with whom the child shall reside,”
and circumvents the formalities and procedures required by the legislature for
1
The grounds warranting involuntary termination based on abandonment of a child are found in
La.Ch. Code art. 1015(4)(b) and (c), which states:
(4) Abandonment of the child by placing him in the physical custody of a
nonparent, or the department, or by otherwise leaving him under circumstances
demonstrating an intention to permanently avoid parental responsibility by any of
the following:
....
(b) As of the time the petition is filed, the parent has failed to provide
significant contributions to the child's care and support for any period of six
consecutive months.
(c) As of the time the petition is filed, the parent has failed to maintain
significant contact with the child by visiting him or communicating with him for
any period of six connective months.
The burden of proof is on the petitioner who must establish “each element of a ground for
termination of parental rights by clear and convincing evidence.” La. Ch. Code art. 1035. Of
paramount concern in any case involving the termination of parental rights, is the best interest of
the child. See La. Ch. Code arts. 1001, 1037(B), and 1039(B).
6
private adoptions, formalities that are intended to secure informed consent and the
best interest of the child.
We find the legislative history behind La. Ch. Code art. 1004 evidences an
attempt by the legislature to broaden the class of persons who may instigate a
petition for termination of parental rights. The involuntary termination of parental
rights falls within Title X of the Children’s Code, and is entitled “Judicial
Certification of Children for Adoption.” The purpose of this title is to “protect
children whose parents are unwilling or unable to provide safety and care adequate
to meet their physical, emotional and mental health needs, by providing a judicial
process for the termination of all parental rights and responsibilities and for the
certification of the child for adoption.” La. Ch. Code art. 1001. In all proceedings
under this Title, “the primary concern is to secure the best interest of the child if a
ground justifying termination of parental rights is proved.” Id. Termination of
parental rights is the first step toward permanent placement of the child in a safe
and suitable home. Id. “The procedural provisions of this Title shall be construed
liberally.” Id.
In 1948, the Louisiana legislature first recognized termination of parental
rights, but limited it to “abandoned” children. Acts 1948, No. 227 (enacting former
La. Rev. Stat. 9:403). 2 The abandonment statute initially authorized only a state
2
La. Rev. Stat. 9:403 provided in part as follows:
A. If any child has been deserted for a period of at least four months by his parent
and the whereabouts of his parent are unknown and the parent has made no
provision for the child's care, or the parent has refused to provide for the care and
support of the child for a period of at least four months under circumstances
showing an intention to permanently avoid all parental responsibilities, the child
shall, after proceedings as hereinafter set forth, be considered an abandoned child.
…
B. An affidavit may be made by an agency, or an officer of the court, before the
judge or clerk of the juvenile court having jurisdiction over the child setting forth
in general terms the facts constituting abandonment and the place of residence of
the parent of the child if known to the deponent. The judge shall then by order fix
7
agency or an officer of the court to initiate the action by affidavit before the
juvenile court. 3 See State in the Interest of Bartee, 446 So. 2d 512 (La. App. 4th
Cir. 1984)(holding that a private individual cannot institute a termination of
parental rights proceeding and inviting the legislature to reform the abandonment
statute), writ denied, 450 So.2d 358 (La. 1984). Additional grounds justifying
termination of parental rights were enacted in 1974. Jack Harrison, Louisiana
Children’s Code Handbook p. 504 (West 2016)(citing Acts 1974, No. 566; La.
Rev. Stat. 13:1600 et seq., repealed by Acts 1991, No. 235, § 17, eff. Jan. 1, 1992).
Still, an action to terminate parental rights could be instituted only by the State
acting through a district attorney or his designate, which could be an attorney for
the Department. La. Rev. Stat. 13:1601, repealed by 1991 La. Acts No. 235, § 17.4
These proceedings were employed in cases involving “an abused, neglected, or
a time and place for the hearing of this matter not less than sixty days after the
date of the order. …
3
The following individuals have been deemed officers of the court: the Clerk, Deputy Clerks,
the Minute Clerk, Sheriff, Constable or Marshal, Crier, Court Reporter, Court Appointed Expert
and Attorneys. See La. Code Civ. Proc. arts. 251-375.
Whether an attorney could initiate termination proceedings by affidavit as an officer of
the court and then turn over the prosecution of the petition to the paternal grandparents was
considered in In re Fischbein, 194 So.2d 388 (La. App. 4th Cir. 1967), holding the grandparents
could not appear as petitioners in the proceeding because there was no private right of action.
The court, nevertheless, did not dismiss the action on that basis, recognizing the action could be
maintained due to the nominal appearance of the attorney as an officer of the court. 194 So.2d at
390. See also La. Ch. Code art. 1004, Comments – 1991 (explaining that prior to the enactment
of the Children’s Code, an “officer of the court” could file an abandonment affidavit without
leave of court.). Ultimately, the Fischbein court found insufficient proof of abandonment. Id. at
392-93.
4
La. Rev. Stat. 13:1601 provided as follows:
The court on its own motion may order that the district attorney petition,
or the district attorney in his discretion may petition, for the termination of
parental rights of the parent or parents of an abused, neglected, or other child
within a juvenile court's jurisdiction, when the grounds set forth in the petition
meet all the conditions of Subsections A, B, C, D, E, or F, of this Section. The
district attorney may appoint any attorney representing the Department of Health
and Human Resources as a special assistant district attorney for the purpose of
prosecuting any such case, regardless of the domicile of said special assistant.
8
other child within a juvenile court’s jurisdiction,” including those children who had
been in the legal custody of the department for specified periods of time. Id.
Perhaps in response to Bartee, the legislature subsequently amended the
former La. Rev. Stat. 9:403 in 1984 to permit, with the court’s approval, a private
individual or a residential child-caring institution lawfully exercising physical
custody to file the abandonment action. Acts 1984, No. 535; La. Rev. Stat. 9:403
B, repealed by 1991 La. Acts No. 235, § 17; see also Harrison, p. 504.
Consequently, for children who had been abandoned or deserted by a parent or
parents, a judicial declaration of abandonment could be sought “by an agency,
private individual, residential child-caring institution ..., or an officer of the court.”
La. Rev. Stat. 9:403 B, repealed by 1991 La. Acts No. 235, § 17. Nonetheless, a
private individual or residential institution seeking to have a child declared
abandoned had to obtain leave of court and show good cause prior to proceeding.
Id. In all cases, the initiating affidavit had to be served on the department, which
was required to prepare a report for the court. Id.
The Children’s Code was enacted in 1991 principally “to gather together all
of the laws affecting the exercise of juvenile court jurisdiction” previously
scattered within the Revised Statutes and the Code of Juvenile Procedure. Lucy S.
McGough, The Drafting of the Children’s Code, 1 Louisiana Children’s Code
Handbook, pp. xi, xvi (West 2016). The intention of the drafters was “a true code,
an internally consistent, harmonious set of substantive principles and procedures ...
for any proceeding within the juvenile court's jurisdiction.” Id. at xvii-xix. A goal
of the drafters was “to resolve ambiguity and to reconcile often conflicting
laws…,” such as “in the differences in the standing requirements and procedure
governing abandonment proceedings and termination of parental rights cases….”
9
Id. at xvii-xviii; see also Comment, Involuntary Termination of Parental Rights in
Louisiana: Unraveling the Statute, 58 Tul. L. Rev. 1045 (1984)(critiquing the pre-
Code statutes as poorly drafted).
As a result of this consolidation and attempted reconciliation, Article 1004
was originally enacted, effective January 1, 1992, as follows:
A. The district attorney or the department when a child has
been placed in its custody for at least eighteen months may petition
for the termination of parental rights of the parent of the child.
B. The court on its own motion, may order the filing of a
petition.
1991 La. Acts No. 235, § 10.
In the Official Comments – 1991, the scope of the court’s authority in
Paragraph B to permit persons other than the district attorney or the department to
initiate termination proceedings was explained:
Under prior law, a private individual had no authority to file a
termination of parental rights petition. R.S. 13:1601. However, an
abandonment action could be initiated by affidavit by a “private
individual” or by a private “residential child-caring institution
lawfully exercising physical custody of the child at issue” with leave
of court. R.S. 9:403(B)(1) and (2). (An “officer of the court” could
file an abandonment affidavit without leave of court.) Paragraph B
strikes a balance between the two conflicting source statutes. It
requires that approval of the court must be obtained in the form of a
court order before an action seeking termination of parental rights is
filed on any ground by anyone other than a representative of the
district attorney or the department.
The Legislature revisited Article 1004 in 1992, and amended it as follows:
A. The district attorney may petition for the termination of
parental rights of the parent of the child.
B. By special appointment, the district attorney may designate
counsel for the department as a special assistant authorized to petition
for the termination of parental rights of the parent of the child.
C. By special appointment for a particular case, the district
attorney may designate counsel as a special assistant authorized to
petition for the termination of parental rights of the parent of the child
10
on grounds authorized by Article 1015(8), desertion of the child,
Article 1015(9), abandonment of the child, and Article 1015(10),
failure to maintain contact with the child.
D. When a petition alleges grounds authorized by Article
1015(8), desertion of the child, or Article 1015(9), abandonment of
the child, the department may petition for the termination of parental
rights of the parent of the child. In cases involving all other grounds
authorized by Article 1015, the department may petition for the
termination of parental rights of the parent of the child when a child
has been placed in its custody for at least eighteen months.
E. The court on its own motion may order the filing of a
petition.
Acts 1992, No. 705, § 1, eff. July 6, 1992.
The Official Comments – 1992 explained that the amendments reinstated the
authority of the district attorney to appoint department counsel as a special
assistant and the authority of the department to initiate termination of parental
rights proceedings on abandonment grounds. The 1992 amendments also allowed
the district attorney to appoint private counsel as a special assistant authorized to
petition for the termination of parental rights on various grounds, including
abandonment. La. Ch. Code art. 1004, Official Comment – 1992.
In 1997, the Fourth Circuit was called upon to determine whether a private
individual could request leave of court to file a petition for termination of parental
rights pursuant to Art. 1004(E) (1992). In the Interest of D.G.C., 96-1093 (La.
App. 4 Cir. 2/26/97), 690 So.2d 237. In that case, the biological mother had given
the child to the petitioner shortly after its birth. Without any formal arrangement,
the petitioner had cared for the child for some five years until the biological father
sought custody. In response, the petitioner filed a “Motion for Leave of Court to
File Termination of Parental Rights” and a “Petition for Termination of Parental
Rights” in the juvenile court. These pleadings alleged the mother had given
custody of D.G.C. to the petitioner “before a notary and 19 witnesses” and that
11
neither parent had made any attempt to contact the child since birth. D.G.C., p. 2,
690 So.2d at 238. Asserting both parents had demonstrated their intent “to
permanently avoid parental responsibility” by their failure to care for and support
D.G.C., the petition prayed “[t]hat after all due proceedings be had, there be
judgment herein in the best interests of the child, and in favor of the State of
Louisiana and against the parents, ... granting the petition and permanently
terminating the rights of the parents to their child.” Id. The juvenile court granted
the motion for leave and ultimately terminated the parental rights of the biological
parents. D.G.C., p. 3, 690 So.2d at 238.
The court of appeal reversed. The D.G.C. court rejected the petitioner’s
argument that she could proceed with the action based on the 1991 Comment to the
original Art. 1004(B), which had explained that, with approval of the court, a
person other than the district attorney or the department could seek termination of
parental rights on any ground. D.G.C., p. 5, 690 So.2d at 239. The court of appeal
pointed out the Comments are not law, citing La. Ch. Code art. 111. Nevertheless,
the court relied on the 1992 revision comments, even though Paragraph B of the
La. Ch. Code art. 1004 (1991) and Paragraph E of La. Ch. Code art. 1004 (1992)
are identical. The D.G.C. court noted that the 1992 Comment explained that the
1992 amendments permitted counsel for private parties, with the approval of the
district attorney, to be specially designated to bring an abandonment action. The
court reasoned that, after the 1992 amendment, the only explicit reference to the
right of a private individual to act in termination proceedings is found not in the
law, but in an explanatory Comment, which refers to a private individual acting as
the district attorney’s designate on behalf of the State. D.G.C., pp. 9-10, 690 So.2d
at 241-42. The court reasoned the failure to specify that a private individual has
authority to institute termination proceedings, and under what circumstances, could
12
not be considered accidental. Id. The court concluded Article 1004, as amended in
1992, represented “an intentional legislative determination that State action,
through the district attorney or the Department, is required to terminate a parent’s
right to the care and custody of his or her child.” D.G.C., p. 11, 690 So.2d at 242.
Although the D.G.C. court held the petition for termination was improperly
filed and could not be maintained as a private action, it nonetheless opined the
action need not be dismissed. D.G.C., p. 11, 690 So.2d at 242. The court reasoned
that Paragraph E contemplates a situation in which it has come to the court’s
attention by some means (here by a pleading filed by an interested person) that an
action to terminate parental rights may be appropriate. However, the D.G.C. court
found La. Ch. Code 1004(E) does not authorize the juvenile court to allow a
private individual to file a termination petition; instead, it gives the court the
authority only to order the State through the district attorney or the department to
institute termination proceedings against one or both parents. D.G.C., pp. 11-12,
690 So.2d at 242. The court also found that, under Paragraph C, the district
attorney could designate the petitioner’s private counsel to proceed on the action,
5
merely by amending the petition to reflect the change in the petitioning party.
D.G.C., p. 12, 690 So.2d at 242-43.
Apparently in response to D.G.C., the Louisiana legislature again amended
La. Ch. Code art. 1004, this time to specify that the juvenile court also has the
authority to designate private counsel to initiate termination of parental rights
proceedings on the grounds of abandonment. La. Ch. Code art. 1004(F). As
amended, the article provided as follows:
5
We summarize the reasoning and holdings of the court in D.G.C. to show the state of the
jurisprudence at the time the legislature amended La. Ch. Code art. 1004, and thus take no
position on whether any of the reasoning or holdings of the court in D.G.C. were correct.
13
A. At any time, including in any hearing in a child in need of care
proceeding, the court on its own motion may order the filing of a
petition on any ground authorized by Article 1015.
B. Counsel appointed for the child pursuant to Article 607 may
petition for the termination of parental rights of the parent of the child
if the petition alleges a ground authorized by Article 1015(4), (5), or
(6) and, although eighteen months have elapsed since the date of the
child's adjudication as a child in need of care, no petition has been
filed by the district attorney or the department.
C. The district attorney may petition for the termination of parental
rights of the parent of the child on any ground authorized by Article
1015.
D. The department may petition for the termination of parental rights
of the parent of the child when the child has been abandoned and
termination is authorized by Article 1015(4), when as a result of a
prior child in need of care disposition, termination is authorized by
Article 1015(5), or when the child is in foster care because the parent
is incarcerated and termination is authorized by Article 1015(6).
E. When termination is authorized by Article 1015, other than on the
grounds specified by Paragraph D of this Article, by special
appointment, the district attorney may designate counsel for the
department as a special assistant authorized to act in his stead in all
such termination actions or in a particular case.
F. By special appointment for a particular case, the court or the district
attorney may designate private counsel authorized to petition for the
termination of parental rights of the parent of the child on the ground
of abandonment authorized by Article 1015(4).
Acts 1997, No. 256, §1.
The 1997 amendments substantially revised and reorganized Art. 1004 “to
emphasize that the court has the primary authority and responsibility to oversee the
initiation of termination of parental rights proceedings.” La. Ch. Code art. 1004,
Comment (a), Comments – 1997. Notably the court’s authority to order institution
of termination proceedings is now found in Paragraph A, which recognizes that
evidence of parental misconduct introduced in child in need of care cases could be
so egregious as to constitute grounds for the immediate termination of parental
rights. La. Ch. Code art. 1004, Comment (b), Comments – 1997. Most pertinent to
our resolution of the issue before us is the addition of Paragraph F, which
14
specifically allows the court, by special appointment in a particular case, to
designate private counsel authorized to petition for the termination of parental
rights on the ground of abandonment set forth in La. Ch. Code art. 1015(4). The
Revision Comment explains that “Paragraph F clarifies the fact that the court, as
well as the district attorney, may authorize private counsel to initiate a termination
case based on the ground of abandonment.”
This history, culminating in the legislature granting the juvenile court the
specific power to authorize private counsel to initiate a termination of parental
rights proceeding on the ground of abandonment, convinces us that the legislature
has intentionally broadened the classes of persons who may bring a termination of
parental rights action. 6 See also Harrison, pp. 515-517. Under a plain reading of
the article, counsel for the Cs falls squarely within that class identified in La. Ch.
Code art. 1004(F). Here, the original petition, filed by the Cs, was subject to a
challenge on no right of action grounds, because the Cs themselves were not
authorized to bring the action under Paragraph F of the article. See, e.g., S.J.G. v.
A.A.G., 07-0625 pp. 9-10 (La. App. 1 Cir. 9/19/07), 970 So.2d 1022, 1027 (holding
there is no private right of action to bring termination proceedings by one parent
against the other and finding trial court had not followed proper procedures of La.
Ch. Code art. 1004, because the court had not authorized special private counsel to
bring such a petition). However, that lack of authority in the instant case was
cured when counsel for the Cs moved to be designated as special counsel to assert
the termination action on grounds of abandonment, and the juvenile court so
6
Indeed, the legislature added Paragraph G to La. Ch. Code art. 1004 in 2001 specifying that
foster parents who intend to adopt the child may bring an action to terminate parental rights, but
only if the department has failed to act and with certain time limitations. Acts 2001, No. 567, § 1;
see La. Ch. Code art. 1004, Comments – 2001. Similarly, the legislature allows “any interested
person” to initiate an action to terminate parental rights, either through the district attorney or, if
the district attorney does not act, on his own, though this is limited to situations set forth in La.
Ch. Code art. 1015(1) (conviction of murder of the child’s other parent) and (2) (unjustified
intentional killing of the child’s other parent). La. Ch. Code art. 1004(H); Acts 2005, No. 80, § 1.
15
ordered. While it is true counsel’s motion and the order itself referenced Paragraph
A, the juvenile court’s reasons for judgment recognized the termination action was
initiated under the authority allowed it pursuant to Paragraph F. Thus, we find the
juvenile court properly overruled the exception of no right of action.
We recognize that courts interpreting La. Ch. Code art. 1004(F) have
questioned the wisdom of allowing private counsel for an interested party to bring
an action to terminate parental rights, especially where the interested party is the
other parent. See In re T.E.R., 43,145 (La. App. 2 Cir. 3/19/08), 979 So.2d 663
(recognizing the language of La. Ch. Code art. 1004(F), permitting appointment of
private counsel to bring termination actions based upon abandonment, does not
prohibit the appointment of one parent’s counsel to seek termination of the other
parent's parental rights, but declining to allow such in the absence of specific
indication from either the legislature or this court); In re H.R.K., 980 So.2d 200
(reversing juvenile court’s ruling sustaining the exception of no cause of action,
thus applying La. Ch. Code art. 1004(F) to permit appointment of private counsel
of one parent to bring the termination action against the other parent, albeit with
the concern that such proceedings lack the lengthy protective measures usually
undertaken by the State, but nevertheless finding insufficient proof of
abandonment); State in the Interest of D.M., 00-0451 (La. App. 4 Cir. 3/14/01),
785 So.2d 857 (recognizing the juvenile court’s authority to appoint private
counsel as special counsel under La. Ch. Code art. 1004(F), but finding the article
inapplicable because the ground for termination of parental rights was not
abandonment, but the crime of rape). The lower court in the instant case was
concerned about balancing the rights of the parents and the best interest of the
child when the petitioner seeking termination may have interests averse to
reunification of the family. We are not unaware of those concerns, but leave it to
16
the discretion of the juvenile courts to determine whether to authorize private
counsel, by special appointment in a particular case, to petition for the termination
of parental rights. The juvenile court retains its authority under La. Ch. Code art.
1004(A) to order the State, through either the department or the district attorney, to
file the petition for termination of parental rights, mindful of the overarching
purpose of Title X to protect children and to secure their best interest. La. Ch.
Code art. 1001.
CONCLUSION
After reviewing the applicable law, Title X of the Children’s Code and La.
Ch. Code art. 1004(F), we hold that private counsel in a particular case may be
specially appointed, by approval of the court, to pursue the termination of parental
rights due to abandonment under La. Ch. Code art. 1015(4). Accordingly, we find
the court of appeal erred in reversing the juvenile court’s ruling denying the
exception of no right of action filed by the parents. The court of appeal’s judgment
is reversed in part and the matter is remanded to the court of appeal for
consideration of the parents’ assignments of error pretermitted by the appellate
court.
REVERSED and REMANDED
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01/27/2016
SUPREME COURT OF LOUISIANA
NO. 2015-CJ-1429
THE STATE OF LOUISIANA IN THE INTEREST OF K.C.C.
ON WRIT OF CERTIORARI TO THE COURT OF APPEAL,
FIFTH CIRCUIT, PARISH OF JEFFERSON
Hughes, J., concurs with the result.