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Appellate Court Date: 2016.01.28
09:23:34 -06'00'
People v. Jackson, 2015 IL App (3d) 140300
Appellate Court THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v.
Caption LATEEF M. JACKSON, Defendant-Appellant.
District & No. Third District
Docket No. 3-14-0300
Filed December 9, 2015
Decision Under Appeal from the Circuit Court of Rock Island County, No. 13-CF-243;
Review the Hon. Jeffrey W. O’Connor, Judge, presiding.
Judgment Affirmed.
Counsel on Nate Nieman, of Nieman Law Group, of Moline, for appellant.
Appeal
John L. McGehee, State’s Attorney, of Rock Island (Justin A.
Nicolosi, of State’s Attorneys Appellate Prosecutor’s Office, of
Ottawa, of counsel), for the People.
Panel JUSTICE CARTER delivered the judgment of the court, with opinion.
Presiding Justice McDade concurred in the judgment and opinion.
Justice Holdridge specially concurred, with opinion.
OPINION
¶1 Defendant, Lateef M. Jackson, appeals his conviction of aggravated battery (720 ILCS
5/12-3.05(b)(2) (West 2012)), arguing that the trial court erred in: (1) granting the State’s
motion to substitute judge; (2) finding K.R.L. competent to testify; and (3) failing to tender a
cautioning instruction to the jury after admitting hearsay statements pursuant to section 115-10
of the Code of Criminal Procedure of 1963 (Code) (725 ILCS 5/115-10 (West 2012)). We
affirm.
¶2 FACTS
¶3 Defendant was charged by information with aggravated battery (720 ILCS 5/12-3.05(b)(2)
(West 2012)), in that defendant allegedly knowingly caused bodily harm to K.R.L., a child
under 13 years of age, in that: defendant punched K.R.L. repeatedly in the stomach.
Subsequently, defendant was charged by information with a second count of aggravated
battery (720 ILCS 5/12-3.05(b)(1) (West 2012)) in that defendant knowingly caused bodily
harm to K.R.L. by punching K.R.L. repeatedly in the abdomen thereby bruising an organ in his
abdomen.
¶4 On March 26, 2013, defendant filed a motion to substitute Judge F. Michael Meersman
pursuant to section 114-5(a) of the Code (725 ILCS 5/114-5(a) (West 2012)). At a hearing on
March 26, 2013, Judge Meersman noted that defendant had filed a motion to substitute judge.
Judge Meersman advised defendant that his case would be transferred to Judge Walter Braud’s
schedule and that defendant’s preliminary hearing would be at 11 a.m. on April 5, 2013.
¶5 On March 27, 2013, the State filed a motion to substitute Judge Braud. The motion stated
in its entirety:
“NOW COMES the People by JENNIFER A. GARDNER, Assistant State’s
Attorney, and moves this Honorable court to substitute the Honorable Judge WALTER
BRAUD, in the above-captioned cause pursuant to 725 ILCS 5/114-5, and states as its
reason that the State is entitled to one substitution of Judge (without cause) as a matter
of right.
WHEREFORE the People pray that this Court enter an order substituting the
Honorable Judge WALTER BRAUD in the above-captioned case.”
¶6 Defendant filed a resistance to the State’s motion to substitute, alleging that the motion was
legally deficient because it failed to plead prejudice on the part of Judge Braud. Subsequently,
defendant also filed a motion to strike the State’s motion to substitute on the basis that the
motion failed to allege prejudice.
¶7 On April 2, 2013, a preliminary hearing was held before Judge Jeffrey O’Connor at which
the court found probable cause. Defendant pled not guilty. The State’s attorney said, “Your
Honor, I guess, we formally place the matter on Judge Braud’s schedule and then we’ll make a
motion–.” Judge O’Connor replied that the State could address that later. On April 5, 2013, the
parties appeared before Judge Meersman. Judge Meersman told them to set the State’s motion
to substitute before Judge Braud the following week.
¶8 On April 8, 2013, Judge Braud presided over a hearing on the State’s motion to substitute
judge and defendant’s resistance to that motion. At the hearing, the State filed an amended
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motion to substitute judge, which was identical to its original motion except that it cited
specifically to subsection (c) of section 114-5 of the Code (725 ILCS 5/114-5(c) (West 2012)).
Defendant asked that the trial court strike the State’s amended motion because it still failed to
allege that Judge Braud was prejudiced against the State. After reviewing case law submitted
by the parties, Judge Braud denied the motion to substitute on the basis that the State was using
substitutions pursuant to section 114-5(c) to undermine the trial call:
“Okay. What this [case] says is that the State has an absolute right to make a
substitution unless there is reason to believe that the State is using those substitutions to
undermine the trial call. In other words, if every time there’s a case of a certain type
that’s coming up and the State decides to substitute a certain judge, they are going to
have to put on a showing that that is not the case.
And that’s clearly is [sic] the case, and so is [sic] the motion to substitute is denied.”
¶9 On April 11, 2013, the State filed a second amended motion to substitute Judge Braud,
which did contain an allegation of prejudice. Defendant filed a resistance to the State’s second
amended motion to substitute and a motion to strike on the bases that: (1) the matter had
already been decided by the court on April 8; and (2) the second amended motion to substitute
was untimely filed, as it was not filed within 10 days of the case being assigned to Judge
Braud’s trial call.
¶ 10 On April 15, 2013, the State filed a motion to reconsider the trial court’s April 8 ruling. The
next day, Judge Braud entered a written order granting the State’s motion to reconsider and
assigning the case to Judge Frank Fuhr. Defendant filed a resistance to the State’s motion to
reconsider the same day that the order was entered. The following day, defendant filed a
motion to reconsider the court’s ruling on the State’s motion to reconsider.
¶ 11 A hearing on defendant’s motion to reconsider was held on April 23, 2013. Defendant
argued that the State’s original motion to substitute judge was timely filed but deficient
because it lacked an allegation of prejudice on the part of Judge Braud. Judge Braud denied
defendant’s motion to reconsider. Judge Braud explained that he refused to grant the motion to
substitute originally because “there is a provision that says that the State has no right to
blanketly *** substitute judges, because it interferes with the chief judge’s ability to assign
cases.” Judge Braud further stated that before the current State’s Attorney took office, the
State’s Attorney had a policy of constantly substituting him on cases of the same type as the
instant case. However, Judge Braud explained, there had been no indication of blanket
substitutions since the current State’s Attorney took office, so he could not find that the State’s
Attorney’s office was in violation of the rule. Judge Braud stated that the case was assigned to
Judge O’Connor.
¶ 12 The State filed a notice of intent to use certain hearsay statements of the alleged victim,
four-year-old K.R.L., pursuant to section 115-10 of the Code (725 ILCS 5/115-10 (West
2012)). A hearing before Judge O’Connor was held on the State’s motion. The State called
three witnesses: (1) Briana Pilcher, K.R.L.’s mother; (2) Tiffany Massey, Pilcher’s coworker
and neighbor; and (3) Marcella O’Brien, a police department detective. All three witnesses
testified as to statements that K.R.L. made to them after the incident in question. The court
ruled that the three witnesses would be able to testify at trial as to K.R.L.’s hearsay statements
if K.R.L. was unavailable as a witness.
¶ 13 A jury trial was held. K.R.L. testified as the State’s first witness. Prior to K.R.L.’s
testimony, the court asked K.R.L. what his name was, and K.R.L. stated his first name. The
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trial court asked K.R.L. if he knew what it meant to tell the truth, and K.R.L. replied, “Yeah.”
The court asked K.R.L. if he would tell the truth that day at trial, and K.R.L. said, “Yeah.” The
following exchange between K.R.L. and the court took place:
“THE COURT: Now, if I were to tell you that this object, this thing right here, is
blue, would that be the truth or would that be a lie?
THE MINOR: A lie.
THE COURT: What color is it?
THE MINOR: Yellow.
THE COURT: Okay. So it’s important that all these people here hear what you
have to say, but you have to promise to tell the truth, okay?
THE MINOR: Okay.”
¶ 14 K.R.L. testified that he was four years old. He stated the names of his three sisters. K.R.L.
stated that he lived with his sisters and his mom. K.R.L. remembered having to take a
helicopter ride because his stomach was hurt. The State’s Attorney asked K.R.L. what
happened to make his stomach hurt and who hurt his stomach, but K.R.L. did not answer the
questions. The State’s Attorney asked K.R.L. what his stomach was hurt with, and K.R.L.
stated that his stomach was hurt with a fist. The State’s Attorney asked K.R.L. to demonstrate
on a chair how his stomach was hurt.
¶ 15 At that point, defense counsel objected on the bases that the State lacked a foundation, was
leading the witness, having the witness punch a chair was prejudicial and not probative, and
K.R.L. was incompetent to testify. Defense counsel additionally noted that K.R.L. was not
answering the questions. The court replied that defense counsel’s objection was premature.
¶ 16 K.R.L. then testified that he could not remember where he went in the helicopter, but said
that a doctor helped him with his stomach. The State’s Attorney asked K.R.L. if he could show
with his body what was done with the fist, but K.R.L. did not respond. K.R.L. stated that
defendant was the one who hurt his stomach. K.R.L. said that he saw defendant in the
courtroom. The State’s Attorney asked if K.R.L. wanted to come down and point to defendant,
but K.R.L. shook his head. The State’s Attorney asked K.R.L. if he wanted to show with his
hand how his stomach was hurt, and K.R.L. shook his head. The State’s Attorney asked K.R.L.
if he told anyone what happened after his stomach was hurt, and K.R.L. did not respond.
¶ 17 After a brief recess, the State resumed its direct examination of K.R.L. Before K.R.L.
resumed testifying, the trial court said to K.R.L., “[W]e have had a break and you have spoken
with some people. Do you promise that what you tell us now will be the truth?” K.R.L. replied,
“Yeah.”
¶ 18 K.R.L. again indicated that his stomach had been hurt with a fist, but refused to
demonstrate how the fist hurt his stomach. K.R.L. stated that his stomach was hurt in his room.
K.R.L. stated that no one else was in the room with him when he was hurt. K.R.L. said that
defendant had the fist. K.R.L.’s hands and feet were tied up with clothes while his stomach was
being hurt. K.R.L. could not remember how he was able to get out of the clothes that he was
tied up with. K.R.L. then identified defendant in court as the one who hurt his stomach.
¶ 19 On cross-examination, K.R.L. testified that someone had promised him a lot of chocolate
ice cream during the break. A few people came up to K.R.L. and talked to him and told him
what to say. K.R.L. was saying what they told him to say. Defense counsel asked K.R.L. if he
used to call defendant something other than his name, and K.R.L. said, “No.”
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¶ 20 Pilcher testified that she was K.R.L.’s mother and that she had three other children. On the
date of the incident, Pilcher lived with her children and was dating defendant. Pilcher’s
children used to call defendant “Mommy’s friend,” and they never referred to anyone else by
that name. After the incident, Pilcher told her children that defendant was no longer her friend,
so the children no longer called him “Mommy’s friend.” The night before the incident, Pilcher
gave K.R.L. a shower and did not see any marks on his body.
¶ 21 On the date of the incident, defendant came over in the morning to babysit K.R.L. and his
older sister, L.L., while Pilcher was at work. When Pilcher returned home at approximately
3:30 p.m., K.R.L. and L.L. were napping. Defendant left a few hours later. K.R.L. woke up
from his nap after defendant left. K.R.L. said that his stomach hurt. Pilcher took K.R.L. into the
bathroom because she thought he might vomit. Pilcher removed K.R.L.’s shirt and saw bruises
on his abdomen. Pilcher asked K.R.L. what happened, and K.R.L. said defendant tied his
hands and feet up with pants and a shirt and punched him in the stomach. K.R.L. said
defendant did this to make K.R.L. stronger. Pilcher asked K.R.L. several times who hurt him,
and each time K.R.L. said “your friend” or “Mommy’s friend.”
¶ 22 Pilcher went downstairs and asked her neighbor, Massey, to come upstairs. Massey came
up, and Pilcher showed her K.R.L.’s bruises. Pilcher called the police, and an officer arrived.
Pilcher showed the officer K.R.L.’s bruises and the officer took pictures. As soon as the officer
left, Pilcher, Massey, and K.R.L. drove to Trinity hospital. K.R.L. was subsequently airlifted to
a hospital in Peoria, Illinois.
¶ 23 Massey testified that she was Pilcher’s coworker and neighbor. On the date of the incident,
Pilcher asked Massey to come to her apartment. Massey went to Pilcher’s apartment. K.R.L.
was lying in a chair and covered with a blanket. Pilcher lifted the blanket and Massey observed
bruising on K.R.L.’s abdomen and back. K.R.L. told Massey “Mommy’s friend” did it to make
him stronger. K.R.L. said defendant tied him up with a pair of red pants and punched him in the
stomach to make him stronger.
¶ 24 Dr. Michael Barr testified that he examined K.R.L. when he arrived at the emergency
room. K.R.L. had bruising all over his abdomen and his lab tests revealed significantly
elevated liver and pancreatic enzymes. A computerized tomography (CT) scan of K.R.L.
showed fluid in the abdomen, which led Barr to believe K.R.L. might have intra-abdominal
bleeding. Barr opined that the injuries occurred one hour to two days before K.R.L. came to the
emergency room.
¶ 25 Dr. Richard Pearl, a pediatric surgeon, testified that he treated K.R.L. the day after the
incident. K.R.L. had visible injuries to his face, abdomen, and extremities, including evident
bruises. K.R.L’s lab tests showed that his liver enzymes were significantly elevated, which
indicated that K.R.L.’s liver had been bruised from blunt force trauma. A CT scan of K.R.L.’s
abdomen showed bruising all over K.R.L.’s abdominal wall. K.R.L.’s small intestine was
compressed against his spine, and his small and large intestines had been bruised. Pearl opined
that the combination of bruising to the liver and the intestines showed that K.R.L. had been
battered. K.R.L.’s bruising was not a result of trivial trauma like a fall; rather, it required a real
beating.
¶ 26 Dr. Craig Mitchell, a pediatric radiologist, testified that he reviewed CT scans of K.R.L.’s
abdomen and pelvis taken the day after the incident. The scans showed bruising in the small
intestine. Unless the patient has a history of bleeding problems, the cause of the bruising is
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trauma. The scan also showed unusual enhancement of the kidneys. Mitchell opined that the
trauma occurred within 24 to 48 hours of the CT scan.
¶ 27 O’Brien, a police investigator, testified that she visited K.R.L. in the hospital in Peoria the
day after the incident. O’Brien observed a mark on K.R.L.’s forehead, scratches on his nose,
and bruises on his abdomen. K.R.L. appeared to be very uncomfortable. O’Brien asked K.R.L.
how he hurt his stomach, and K.R.L. replied, “My daddy.” O’Brien asked K.R.L. how it
happened and K.R.L. said, “Mommy’s friend done it.” O’Brien asked K.R.L. why his
mommy’s friend did it, and K.R.L. did not know. O’Brien asked K.R.L. where it happened,
and K.R.L. said it happened in his bedroom. K.R.L. said “Mommy’s friend” put him on the bed
and punched him in the stomach. K.R.L. made a fist and demonstrated how “Mommy’s friend”
punched him in the stomach. K.R.L. said that his hands and feet were tied up at that time with
pants and a shirt. K.R.L. was not wearing clothing.
¶ 28 O’Brien showed K.R.L. several photographs of men that were approximately the same age,
race, and build as defendant. K.R.L. correctly identified a photograph of defendant as
“Mommy’s friend.” K.R.L. identified a second photograph as “Mommy’s friend” as well.
¶ 29 After the conclusion of the trial, the court delivered jury instructions. In so doing, the court
advised the jury as follows:
“Only you are the judges of the believability of the witnesses and of the weight to be
given to the testimony of each of them. In considering the testimony of any witness,
you may take into account his ability and opportunity to observe, his age, his memory,
his manner while testifying, any interest, bias, or prejudice he may have and the
reasonableness of his testimony considered in light of all the evidence in this case.”
¶ 30 The jury found defendant guilty of both counts of aggravated battery. The trial court
sentenced defendant to 14 years’ imprisonment on count II. The trial court dismissed count I,
finding it to be a lesser included offense of count II.
¶ 31 ANALYSIS
¶ 32 I. State’s Motion to Substitute Judge
¶ 33 On appeal, defendant first argues that the trial court committed reversible error in granting
the State’s motion to substitute judge brought pursuant to section 114-5 of the Code (725 ILCS
5/114-5 (West 2012)) because the State failed to allege that the trial judge was prejudiced, as
required by section 114-5(c). Section 114-5(c) provides:
“Within 10 days after a cause has been placed on the trial call of a judge the State may
move the court in writing for a substitution of that judge on the ground that such judge
is prejudiced against the State. Upon the filing of such a motion the court shall proceed
no further in the cause but shall transfer it to another judge not named in the motion.
The State may name only one judge as prejudiced, pursuant to this subsection.” 725
ILCS 5/114-5(c) (West 2012).
¶ 34 Whether the State complied with the pleading requirements of section 114-5(c) is a
question of law which we review de novo. People v. Chapman, 194 Ill. 2d 186, 217 (2000)
(“De novo review is appropriate *** when there are no factual or credibility disputes, and the
appeal therefore involves a pure question of law.”). We find that, although the trial court erred
in granting the State’s motion to substitute judge because the motion failed to allege that the
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trial judge was prejudiced against the State, the error was harmless because defendant has
offered no evidence that he suffered prejudice as a result of the error.
¶ 35 Initially, we find that the trial court erred in granting the State’s motion to substitute Judge
Braud because both the State’s initial motion filed on March 27, 2013, and the amended
motion filed on April 8, 2013, failed to allege that Judge Braud was prejudiced against the
State. Under section 114-5(c), the State may move for an automatic substitution of judge if the
State’s motion: (1) is filed within 10 days after the cause has been placed on the trial call of a
judge; (2) names only one judge; (3) is in writing; (4) alleges that the trial judge is prejudiced
against the State; and (5) is made before any substantive rulings in the case. People v.
Schneider, 375 Ill. App. 3d 734, 748 (2007). See also People v. McDuffee, 187 Ill. 2d 481,
487-88 (1999) (listing the same five requirements for a defendant seeking an automatic
substitution under section 114-5(a)). Because the State’s motion to substitute and the amended
motion to substitute did not allege that Judge Braud was prejudiced against the State, the State
was not entitled to an automatic substitution of judge under section 114-5(c).
¶ 36 Although the State’s second amended motion to substitute judge did allege prejudice, the
State concedes that said motion was untimely, as it was filed more than 10 days after the cause
had been placed on Judge Braud’s trial call.
¶ 37 We reject the State’s position that its original motion to substitute was not fatally defective
for failing to specifically allege prejudice because prejudice under a section 114-5 motion to
substitute is “essentially presumed.” It is true that prejudice is “essentially presumed” in the
context of a section 114-5(c) motion in the sense that “[t]he State has an absolute right to one
substitution of judge upon the timely filing of a written motion alleging that the ‘judge is
prejudiced against the State.’ ” People ex rel. Baricevic v. Wharton, 136 Ill. 2d 423, 435-36
(1990) (quoting Ill. Rev. Stat. 1987, ch. 38, ¶ 114-5(c)). Even so, the State must still follow the
requirements of section 114-5(c) to exercise its right to automatic substitution, including
specifically alleging that the trial judge is prejudiced. There is no requirement that the State
must include details supporting the allegation of prejudice. However, under section 114-5(c),
the State must still assert that the trial court is prejudiced. There is no magic in using the word
“prejudice,” but the motion seeking the automatic substitution must make the claim, in writing,
on the ground that the judge is prejudiced against the State. Contrary to the State’s position,
merely citing to section 114-5 did not satisfy the requirement that the State allege Judge
Braud’s prejudice against it. Citing section 114-5 does not give rise to a presumption of
prejudice absent an allegation of prejudice. In contrast to the criminal procedure for a
substitution, in the civil context each party has a right to one substitution of judge without
cause when a timely motion is made. 735 ILCS 5/2-1001(a)(2) (West 2012). The civil motion
does not have to allege the judge is prejudiced against the moving the party. See Scroggins v.
Scroggins, 327 Ill. App. 3d 333, 335-36 (2002).
¶ 38 We find People v. Burns, 188 Ill. App. 3d 716 (1989) to be instructive. In Burns, the
defendant filed an automatic motion to substitute judge under section 114-5(a) of the Code
which contained a citation to section 114-5(a) but failed to allege that the trial judge was
prejudiced against the defendant. Id. at 719-20. Seventeen days after the case was placed on the
judge’s trial call, the defendant filed an amended motion to substitute judge that contained an
allegation of prejudice. Id. at 720. The Burns court affirmed the trial court’s denial of the
motion, holding that the defendant failed to meet the “minimal requirements for automatic
substitution” because the defendant failed to comply with the statutory requirements that a
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motion alleging that the trial judge was prejudiced be filed within 10 days of assignment. Id. at
721.1
¶ 39 Although we find that the trial court erred in granting the State’s noncompliant motion to
substitute judge, we find said error to be harmless because defendant has made no showing that
he suffered prejudice as a result of the trial court’s error. People v. Kennedy, 88 Ill. App. 3d
365, 369 (1980) (“Unless an error substantially prejudices a defendant, it is harmless because it
is not a material factor influencing his conviction.”). People v. Kittinger, 261 Ill. App. 3d 1033,
1040 (1994) (“Unless a trial court’s error prejudiced the defendant, that error will be deemed
harmless.”). On review, “[a]ny error, defect, irregularity, or variance which does not affect
substantial rights shall be disregarded.” Ill. S. Ct. R. 615(a).
¶ 40 A defendant has no right to trial before a specific judge. People v. Dixon, 133 Ill. App. 3d
450, 452 (1985). See also People v. Williams, 124 Ill. 2d 300, 308 (1988) (“[D]ue process
requires only an impartial judge, not a choice of judge. A litigant does not have the right under
due process to have his case heard by a particular judge.”). In People v. Marshall, 256 Ill. App.
3d 310 (1993), the court refused to extend the well-established rule that a trial court’s
subsequent rulings are void following a wrongful denial of a defendant’s section 114-5(a)
motion to substitute judge to situations where a trial court improperly grants the State’s section
114-5(c) motion to substitute judge, reasoning that “a defendant has no indefeasible right to
have his case tried before a particular judge.” Id. at 318. Thus, defendant had no right to have
his case heard before Judge Braud rather than Judge O’Connor. Absent some showing that
defendant was actually prejudiced by the trial court’s granting of the State’s motion to
substitute Judge Braud, we decline to reverse defendant’s conviction and grant a new trial.
¶ 41 Although defendant makes no claim that he suffered any specific prejudice due to the trial
court’s decision to grant the State’s motion to substitute, defendant claims that his right to a
fair trial would be undermined if we did not “hold the State to the same procedural rules as the
defendant” by reversing his conviction due to the State’s failure to follow the procedural
requirements of section 114-5(c). In so arguing, defendant presumably refers to the holding of
Burns, 188 Ill. App. 3d 716, that a criminal defendant’s motion for automatic substitution of
judge under section 114-5(a) is deficient absent a specific allegation that the trial court is
prejudiced. However, the Burns court affirmed the trial court’s denial of an improper motion to
substitute judge. Id. at 720. The instant case, on the other hand, challenges the trial court’s
granting of the State’s improper motion rather than the denial of an improper motion.
Defendant has cited no case where the State obtained relief on review after a trial court
improperly granted a defendant’s motion to substitute judge. Thus, by declining to reverse
defendant’s conviction absent a showing of actual prejudice, we do not impose a different
standard on defendant than the State.
1
We note that this case involved the State’s motion to substitute judge pursuant to section 114-5(c),
whereas Burns involved the defendant’s motion to substitute pursuant to section 114-5(a). However, as
the requirements of the two subsections are virtually identical, we see no reason to treat the requirement
of section 114-5(a) that the defendant allege prejudice differently from the requirement of section
114-5(c) that the State allege prejudice.
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¶ 42 II. Competency of K.R.L.
¶ 43 Defendant next argues that the trial court erred in finding K.R.L. competent to testify.
Because K.R.L.’s testimony did not establish that he was disqualified to be a witness under
section 115-14(b) of the Code (725 ILCS 5/115-14(b) (West 2012)), we find that the trial court
did not abuse its discretion in denying defense counsel’s objection to K.R.L.’s testimony on the
basis that K.R.L. was incompetent.
¶ 44 The determination of the competency of witnesses in criminal trials is governed by section
115-14 of the Code (725 ILCS 5/115-14 (West 2012)):
“(a) Every person, irrespective of age, is qualified to be a witness and no
person is disqualified to testify to any matter, except as provided in subsection (b).
(b) A person is disqualified to be a witness if he or she is:
(1) Incapable of expressing himself or herself concerning the matter so as to be
understood, either directly or through interpretation by one who can understand him or
her; or
(2) Incapable of understanding the duty of a witness to tell the truth.
(c) A party may move the court prior to a witness’ testimony being received in
evidence, requesting that the court make a determination if a witness is competent to
testify. The hearing shall be conducted outside the presence of the jury and the burden
of proof shall be on the moving party.”
¶ 45 All witnesses are presumed competent to testify. People v. Nowicki, 385 Ill. App. 3d 53, 86
(2008); see Ill. R. Evid. 601 (eff. Jan. 1, 2011). However, a witness may be found incompetent
to testify if the moving party can demonstrate that “he or she is incapable of either expressing
himself or herself so as to be understood [citation] or of understanding the duty of a witness to
tell the truth.” (Emphasis in original.) People v. Hoke, 213 Ill. App. 3d 263, 272 (1991). See
also People v. Mason, 219 Ill. App. 3d 76, 80-81 (1991). “Section 115-14 suggests that
intellectual rather than moral fitness is the true measure of witness competency” since that
section disqualifies a witness who is incapable of understanding the duty to tell the truth but
not a witness who is unlikely to tell the truth. Id. at 81. The question of whether a witness is
unlikely to tell the truth is a credibility determination for the trier of fact. Id.
¶ 46 The burden of proof on the question of a witness’s competency is on the challenging party
by requesting the court to make a determination that the witness is competent to testify. Hoke,
213 Ill. App. 3d at 272 (citing Ill. Rev. Stat. 1989, ch. 38, ¶ 115-14(c)). “A trial court may
determine a witness’ competency to testify by observing the witness’ demeanor and ability to
testify during trial.” People v. Dempsey, 242 Ill. App. 3d 568, 585 (1993). We will not reverse
the trial court’s finding that a witness is competent to testify absent an abuse of discretion.
People v. Jones, 123 Ill. 2d 387, 405-06 (1988).
¶ 47 We find that the trial court did not abuse its discretion in denying defendant’s trial
objection to K.R.L.’s testimony on the basis that K.R.L. was incompetent. K.R.L.
demonstrated that he knew the difference between the truth and a lie when he said that it would
be a lie to say that the book the judge held up was blue because it was actually yellow. K.R.L.
promised to tell the truth. K.R.L. was able to state his age, the names of his sisters, and that he
lived with his mother and sisters. K.R.L. testified that he remembered going on a helicopter
ride because his stomach was hurt. Although K.R.L. did not respond to all of the questions
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posed to him by counsel and some of his answers were nonverbal, K.R.L. was able to make
himself understood when he responded to the questions of counsel and the court.
¶ 48 Defendant argues that the trial court conducted an insufficient preliminary examination
into K.R.L.’s competency because the court did not establish prior to K.R.L.’s testimony that
K.R.L. could: (1) recollect correct impressions from his senses; (2) understand questions and
express answers; and (3) appreciate the moral duty to tell the truth. See People v. Seel, 68 Ill.
App. 3d 996, 1004 (1979). However, no competency hearing prior to K.R.L.’s testimony was
required because defendant did not move for such a hearing pursuant to section 115-14(c) of
the Code (725 ILCS 5/115-14(c) (West 2012)).2 Thus, the relevant inquiry is whether, in light
of K.R.L.’s trial testimony, the trial court erred in denying defendant’s objection to K.R.L.’s
testimony on the basis that K.R.L. was incompetent to testify. For the reasons stated above, we
find that the trial court did not abuse its discretion.
¶ 49 In coming to this conclusion, we reject defendant’s argument that K.R.L.’s trial testimony
demonstrated that he was incompetent when, following a recess taken during K.R.L.’s direct
examination, K.R.L. testified that people came up to him during the break and told him what to
say and promised him a lot of ice cream. Stated another way, defendant argues that adults were
instructing K.R.L. as to his testimony and essentially testifying through K.R.L. However, the
fact that K.R.L. was promised ice cream and was allegedly told what to say does not render
him incompetent to testify. These matters do not render K.R.L. incapable of making himself
understood or understanding the duty to tell the truth. Rather, these considerations go to the
weight and credibility to be afforded to K.R.L.’s testimony. People v. Turcios, 228 Ill. App. 3d
583, 599 (1992) (A witness’s interest, bias, or motive to testify falsely is a matter affecting
credibility.).
¶ 50 III. Failure to Tender Cautioning Jury Instruction
Pursuant to Section 115-10 of the Code
¶ 51 Lastly, defendant argues that the trial court committed reversible error by failing to tender a
cautioning instruction to the jury after admitting hearsay statements into evidence pursuant to
section 115-10 of the Code (725 ILCS 5/115-10 (West 2012)). While the parties agree that the
trial court erred in not giving the jury instruction required by section 115-10, we find that said
error did not constitute plain error.
¶ 52 Under section 115-10, in prosecutions for certain offenses committed against a child under
the age of 13, including aggravated battery, out-of-court statements of the child victim
2
We note that both defendant and the State cite to cases decided prior to the enactment of section
115-14 of the Code (725 ILCS 5/115-14 (West 2012)), which became effective January 1, 1989. Said
cases require that the trial court conduct a preliminary inquiry into the competency of minor witnesses
under 14 years of age. See, e.g., People v. Sims, 113 Ill. App. 2d 58, 61 (1969); People v. Westley, 5 Ill.
App. 3d 668, 671 (1972); Seel, 68 Ill. App. 3d at 1004. See also People v. Born, 156 Ill. App. 3d 584,
587 (1987); People v. Davis, 10 Ill. 2d 430 (1957). However, we have held that the enactment of section
115-14 abolished the presumption that competency hearings are required for witnesses under 14 years
of age. People v. Westpfahl, 295 Ill. App. 3d 327, 330-31 (1998). See also People v. Trail, 197 Ill. App.
3d 742, 748 (1990) (“We interpret [section 115-14] as a legislative determination to discard the body of
law that had developed regarding witness competency, particularly the more rigid of those former rules,
such as always requiring competency hearings for prospective witnesses under 14 years of age.”).
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complaining of the act are admissible as an exception to the hearsay rule under certain
circumstances. If an out-of-court statement is admitted pursuant to section 115-10, that section
also provides for a cautioning jury instruction:
“If a statement is admitted pursuant to this Section, the court shall instruct the jury that
it is for the jury to determine the weight and credibility to be given the statement and
that, in making the determination, it shall consider the age and maturity of the child
***, the nature of the statement, the circumstances under which the statement was
made, and any other relevant factor.” 725 ILCS 5/115-10(c) (West 2012).
¶ 53 Defendant concedes that he forfeited the issue by failing to request the instruction at trial or
raise the issue in a posttrial motion. See Ill. S. Ct. R. 366(b)(2)(i), (iii) (eff. Feb. 1, 1994).
However, defendant asks that we review the trial court’s failure to tender the instruction for
plain error pursuant to Illinois Supreme Court Rule 451(c) (eff. Apr. 8, 2013).3
¶ 54 Forfeited errors are reviewable under the plain error doctrine where: (1) “a clear or obvious
error occurred and the evidence is so closely balanced that the error alone threatened to tip the
scales of justice against the defendant, regardless of the seriousness of the error”; or (2) “a clear
or obvious error occurred and that error is so serious that it affected the fairness of the
defendant’s trial and challenged the integrity of the judicial process, regardless of the closeness
of the evidence.” People v. Belknap, 2014 IL 117094, ¶ 48.
¶ 55 The parties do not dispute that a clear error occurred in this case. The parties agree that the
jury instruction required by section 115-10 of the Code should have been given by the trial
court because K.R.L.’s out-of-court statements concerning the incident were admitted
pursuant to that section. Additionally, defendant does not argue that the evidence was closely
balanced such as to warrant review under the first prong of plain error analysis. Thus, we
consider only whether plain error review is warranted under the second prong.
¶ 56 We find that review is not warranted under the second prong of plain error analysis. Our
supreme court has equated the second prong of plain error review with structural error. People
v. Thompson, 238 Ill. 2d 598, 613-14 (2010). A structural error is “ ‘a systemic error which
serves to “erode the integrity of the judicial process and undermine the fairness of the
defendant’s trial.” ’ ” Id. at 614 (quoting People v. Glasper, 234 Ill. 2d 173, 197-98 (2009),
quoting People v. Herron, 215 Ill. 2d 167, 186 (2005)). The supreme court has recognized
structural error only in a very limited class of cases, including “a complete denial of counsel,
trial before a biased judge, racial discrimination in the selection of a grand jury, denial of
self-representation at trial, denial of a public trial, and a defective reasonable doubt
instruction.” Id. at 609 (citing Washington v. Recuenco, 548 U.S. 212, 218 n.2 (2006)). The
failure to give the cautioning instruction required by section 115-10(c) does not rise to the level
of structural error.
3
Rule 451(c) provides that “substantial defects” in the tendering, settling, and giving of jury
instructions are not waived by failure to make a timely objection if the interests of justice require. Ill. S.
Ct. R. 451(c) (eff. Apr. 8, 2013). “The purpose of Rule 451(c) is to permit correction of grave errors and
errors in cases so factually close that fundamental fairness requires that the jury be properly instructed.”
People v. Sargent, 239 Ill. 2d 166, 189 (2010). The rule is coextensive with the plain error clause of
Illinois Supreme Court Rule 615(a), and the two rules are construed identically. People v. Piatkowski,
225 Ill. 2d 551, 564 (2007).
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¶ 57 Additionally, we note our supreme court’s holding in Sargent, 239 Ill. 2d at 190-91, that
failure to tender a jury instruction pursuant to section 115-10(c) did not constitute plain error
under the second prong. Id. In the instant case, as in Sargent, the trial court did give a jury
instruction fashioned after Illinois Pattern Jury Instructions, Criminal, No. 1.02 (4th ed. 2000)
(hereinafter, IPI Criminal 4th No. 1.02).4 While the language of the instruction fashioned after
IPI Criminal 4th No. 1.02 differed from the language of the instruction required by section
115-10, the instructions “convey similar principles regarding the jury’s role in assessing
witness credibility and the various criteria jurors may consider when making that assessment.”
Sargent, 239 Ill. 2d at 192. We additionally note, as did the court in Sargent, that other
safeguards were in place concerning the section 115-10 hearsay statements, including a
hearing prior to trial to determine the admissibility of the statements. Id. at 193.
¶ 58 CONCLUSION
¶ 59 The judgment of the circuit court of Rock Island County is affirmed.
¶ 60 Affirmed.
¶ 61 JUSTICE HOLDRIDGE, specially concurring.
¶ 62 I concur in the judgment of the court affirming the order of the circuit court of Rock Island.
I write separately to state my disagreement with the majority’s rationale for affirming the order
granting the State’s motion for substitution. Where the majority finds harmless error in the trial
court’s ruling granting the State’s motion to substitute judges, I find no error. I would,
therefore, affirm the court’s ruling on the basis that no error occurred.
¶ 63 At issue is whether the State’s motion for substitution filed “pursuant to 725 ILCS
5/114-5” which stated “as its reason that the State is entitled to one substitution of Judge
(without cause) as a matter of right” was sufficiently pled so as to invoke the State’s right to
substitution under section 114-5(c) of the Code. 725 ILCS 5/114-5(c) (West 2012). The
majority rejects the State’s argument that any motion under section 114-5(c) “ ‘essentially
presume[s]’ ” prejudice. Supra ¶ 37. The majority then holds that any motion which does not
contain the talismanic word “prejudice” and specific allegations of the judge’s prejudice is
deficient as a matter of law. I would find that the decisional law on section 114-5(c) does not
support the majority’s position.
¶ 64 The majority cites People v. Burns, 188 Ill. App. 3d 716 (1989), a decision involving
section 114-5(a) of the Code, as instructive.5 Supra ¶ 38; 725 ILCS 5/114-5(a) (West 2012). In
4
The language of the instruction based on IPI Criminal 4th No. 1.02 is contained in paragraph 29
(supra ¶ 29) and is identical to the language of the IPI Criminal 4th No. 1.02 instruction given in
Sargent. See Sargent, 239 Ill. 2d at 192.
5
The majority acknowledges that the instant matter involved the State’s motion to substitute judge
pursuant to section 114-5(c), while Burns involved the defendant’s motion to substitute pursuant to
section 114-5(a). Finding the provisions to be virtually identical, the majority treats the concept of
prejudice the same in both cases. There are cases, however, which interpret section 114-5(c) and I
would limit the analysis to those cases. See People ex rel. Baricevic v. Wharton, 136 Ill. 2d 423 (1990);
People v. Nolan, 332 Ill. App. 3d 215 (2002); People v. Ross, 244 Ill. App. 3d 868 (1993). It should be
noted, however, that both statutory provisions providing for the substitution of a judge are to be
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Burns, the defendant’s motion did not specifically state that the trial judge was prejudiced
against the defendant. When the defendant attempted to amend the motion to include an
allegation of prejudice, the trial court denied the motion. The appellate court affirmed, holding
that a motion for automatic substitution which failed to specify the manner in which the judge
was prejudiced was fatally flawed. Burns, 188 Ill. App. 3d at 721. I find the majority’s reliance
upon Burns and the Burns analysis itself to be fatally flawed. The majority appears to hold that
in order for a motion seeking an automatic substitution under section 114-5 to be granted it
must contain the word “prejudice” and include details supporting the allegation of prejudice.
This holding is clearly at odds with the automatic nature of the substitution permitted under
section 114-5 of the Code. People v. Nolan, 332 Ill. App. 3d 215, 227 (2002).
¶ 65 In the instant matter, the State filed a motion for substitution of judge “pursuant to 725
ILCS 5/114-5” stating as the basis for the substitution that “the State is entitled to one
substitution of Judge (without cause) as a matter of right.” I would find that this motion,
liberally construed, sufficiently articulated the State’s concern that the trial judge was
prejudiced. My rationale is twofold.
¶ 66 First, the only basis upon which the State can bring a motion for substitution pursuant to
section 114-5 of the Code is “that such judge is prejudiced against the State.” 725 ILCS
5/114-5(c) (West 2012). Simply put, informing the court that the motion for substitution is
brought “pursuant to 725 ILCS 5/114-5” sufficiently “alleges that the trial judge is prejudiced
against the State” since there can be no other basis upon which the motion could be brought.
Thus, requiring the State to cite section 114-5 of the Code and recite that the judge is
prejudiced against the State does nothing but elevate form over substance.
¶ 67 Second, and perhaps more importantly, it is well settled that the language of section
114-5(c) clearly prohibits trial courts from inquiring into the State’s basis for filing a motion
for substitution of judge. People v. Ross, 244 Ill. App. 3d 868, 878 (1993). It is equally clear
that, once the State raises a claim that the trial judge is prejudiced against the State, venue must
automatically be changed unless the defendant can establish a prima facie case that the motion
is being made only to “thwart the chief judge of the circuit court’s independence in assigning
cases to the judges in his circuit.” Wharton, 136 Ill. 2d at 438-39. Our courts have consistently
interpreted this requirement to prevent the filing of section 114-5(c) motions on a “blanket
basis [involving] every case assigned to [the judge].” Nolan, 332 Ill. App. 3d at 226; Ross, 244
Ill. App. 3d at 878. Since the State is never required to support its allegation of prejudice with
specificity, requiring the State to articulate facts in support of its prejudice allegation, once
again, only elevates form over substance.
¶ 68 I would hold that the “minimal requirements for automatic substitution” are met when the
State files a motion that clearly advises the trial court that the motion is brought pursuant to
section 114-5 of the Code. Since nothing more is necessary to apprise the court of the State’s
request, nothing more should be required. I disagree with the majority’s demand that the
motion contain superfluous verbiage.
¶ 69 In all other regards, I concur in the judgment of the court.
construed liberally to promote rather that defeat substitution. Nolan, 332 Ill. App. 3d at 224 (citing
People v. McDuffee, 187 Ill. 2d 481, 488 (1999)).
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