FOR IMMEDIATE NEWS RELEASE NEWS RELEASE #011
FROM: CLERK OF SUPREME COURT OF LOUISIANA
The Opinion handed down on the 26th day of February, 2016, is as follows:
BY JOHNSON, C.J.:
2014-KA-0402 STATE OF LOUISIANA v. ROBERT GLEN COLEMAN (Parish of Caddo)
Retired Judge Marion F. Edwards, assigned as Justice ad hoc,
sitting for Crichton, J., recused.
For the reasons assigned, defendant’s conviction for first degree
murder is affirmed. Defendant’s sentence of death is vacated and
set aside and the case is remanded to the district court for a
new sentencing hearing.
CONVICTION AFFIRMED; DEATH SENTENCE REVERSED; CASE REMANDED FOR
FURTHER PROCEEDINGS NOT INCONSISTENT WITH THIS OPINION.
CRICHTON, J., recused.
KNOLL, J., additionally concurs and assigns reasons.
WEIMER, J., dissents in part and assigns reasons.
GUIDRY, J., dissents in part for the reasons assigned by Justice
Weimer.
CLARK, J., dissents in part for reasons assigned by Justice
Weimer.
02/26/16
SUPREME COURT OF LOUISIANA
NO. 2014-KA-0402
STATE OF LOUISIANA
VERSUS
ROBERT GLEN COLEMAN
ON APPEAL
FROM THE FIRST JUDICIAL DISTRICT COURT
FOR THE PARISH OF CADDO
JOHNSON, Chief Justice*
On February 14, 2003, a Caddo Parish grand jury returned an indictment
charging defendant, Robert Glen Coleman, with the January 1, 2003, first degree
murder of 70-year-old Julian L. Brandon, Jr. and the attempted first degree murder of
his wife, 69-year-old Alice Brandon. Counsel was appointed and defendant entered
a plea of not guilty. On January 21, 2005, the state filed an amended indictment,
severing the non-capital offense, and proceeded to trial on one count of first degree
murder as to decedent Julian Brandon.1 On February 17, 2005, a Caddo Parish jury
returned a unanimous verdict of guilty as charged, and, two days later, voted
unanimously to impose the death penalty, having found all four aggravating
circumstances urged by the state, namely that: defendant was engaged in the
perpetration or attempted perpetration of an armed robbery, La. C.Cr. P. art.
905.4(A)(1); the victim was older than 65 years of age, La. C.Cr. P. art. 905.4(A)(10);
*
Retired Judge Marion F. Edwards, assigned as Justice ad hoc, sitting for Crichton, J.,
recused.
1
The state separately tried co-defendant Brandy A. Holmes. In February 2006, a Caddo
Parish jury found her guilty of the first degree murder of Julian Brandon and unanimously sentenced
her to death. State v. Holmes, 06-2988 (La. 12/2/08), 5 So. 3d 42, cert. denied, Holmes v. Louisiana,
558 U.S. 932, 130 S.Ct. 70, 175 L.Ed. 2d 233 (2009).
1
defendant created a risk of death or great bodily harm to more than one person, La.
C.Cr. P. art. 905.4(A)(4); and defendant had been previously convicted of armed
robbery, La. C.Cr. P. art. 905.4(A)(3). On appeal, this court found a violation of the
rule in Batson v. Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed. 2d 69 (1986), which
forbids racially discriminatory use of peremptory challenges during jury selection, and
vacated defendant’s conviction and sentence and remanded the case for a new trial.
State v. Coleman, 06-0518 (La. 11/2/07), 970 So. 2d 511.
Jury selection for defendant’s second trial commenced on January 23, 2012, and
the guilt phase began on January 30, 2012. On February 3, 2012, a Caddo Parish jury
returned a verdict of guilty as charged, and on February 7, 2012, having found the
same four aggravating circumstances as found at his first trial, unanimously agreed
to impose the death penalty. Thereafter, the trial court denied defendant’s motion for
a new trial and, on May 3, 2012, formally imposed the death sentence in accord with
the jury’s determination.
This is a direct appeal under La. Const. art. V, § 5(D). Defendant appeals his
conviction and sentence raising 38 assignments of error, variously combined into 21
arguments. We will address the most significant of these assignments of error in this
opinion, and the remaining assignments of error will be addressed in an unpublished
appendix. After a thorough review of the law and the evidence, we find no merit in
any of the assignments of error relative to the issue of guilt. Therefore, we affirm the
defendant’s first-degree murder conviction. However, we find error relative to the
state’s failure to provide sufficient notice of evidence of an unadjudicated murder
introduced in the penalty phase. Thus, we vacate defendant’s sentence and remand this
case for a new sentencing hearing.
FACTS
2
During the early evening hours of January 1, 2003, 70-year-old retired minister,
Julian Brandon, and his 68-year-old wife, Alice Brandon, were attacked in their home.
Crime scene investigators determined that the perpetrators shoved their way into the
Brandon home through the front door and that Mr. Brandon was forced into his dining
room where he was shot through the chin at contact or near-contact range. A portion
of the bullet lodged in his brain and a portion exited and embedded in the ceiling
above him. Mr. Brandon was repeatedly stabbed and cut at some point thereafter. Mr.
Brandon was killed in the attack. Mrs. Brandon was found in a bedroom of the home,
where the perpetrators had placed a pillow over her face and shot her in the head. Mrs.
Brandon survived the attack, although she remained permanently disabled until she
died several years later.
Months earlier, Tammy Holmes was living with her husband, John Holmes, in
Tylertown, Mississippi.2 In August 2002, John’s daughter, Brandy Holmes, stayed
with the couple a short time before moving in with her new boyfriend, defendant
Robert Coleman. During that time, John owned a .380 pistol which he used regularly
to target shoot in a remote wooded area in Lumberton, Mississippi. Brandy and
defendant visited John and Tammy just before Christmas in 2002. While at their
home, defendant stayed outside to work on his truck, but Brandy made several trips
back and forth between the yard and the home, using a back door near the nightstand
on which John kept his gun. The day after their visit, John noticed his gun was
missing and, despite exhaustive searches, never located it.
On Christmas Eve 2002, defendant and Brandy left Mississippi to visit
Brandy’s mother, Brenda Bruce, in Shreveport. After settling in at Ms. Bruce’s trailer
home, the pair decided to host a New Year’s Eve party. Terrance Barnes, an
acquaintance of Brandy’s, attended the party and, at some point during the night,
2
John Holmes is now deceased, but his testimony at defendant’s first trial was published to
the jury at this trial by agreement of the parties.
3
observed defendant receive a gun, which Barnes described as a “revolver,” from
Brandy’s younger brother, Sean George, in a back bedroom. Later that night,
defendant asked Barnes if he knew where he could “hit-a-lick,” which Barnes
understood to mean that defendant was asking where he could rob someone.
The Brandons were not discovered for four days, on January 5, 2003, when a
concerned friend, Calvin Hudson, went to check on them. Mr. Hudson observed Mr.
Brandon’s body in a pool of blood through the glass back door of the house and
immediately went to a neighbor’s house to call police. While waiting for police to
arrive, the neighbor, retired Caddo Parish Deputy Sheriff Danny Kent, walked over
to observe the scene for himself. Deputy Kent found the Brandons’ back door
unlocked and entered to check Mr. Brandon’s pulse. Deputy Kent maintained he did
not touch anything in the home - except to check Mr. Brandon’s pulse - and that police
arrived shortly thereafter and secured the scene.
Sergeant William Gaines was first to respond to the 911 dispatch and also
entered through the back door. According to Sgt. Gaines, it was apparent that Mr.
Brandon had been dead more than a day. After surveying the scene around Mr.
Brandon, Sgt. Gaines followed bloody footprints down the hallway where he heard
a sound coming from the first bedroom and discovered an incapacitated Mrs. Brandon.
There was a bloodstain on the bed and Mrs. Brandon was lying face up on the floor
in a pool of dried blood. Sgt. Gaines notified Mrs. Brandon that he was a police officer
there to help, called for EMT assistance, and cleared the remainder of the house.
According to Sgt. Gaines, although it seemed Mrs. Brandon wanted to say something,
she could not speak and her eyes could only track from side to side. Sgt. Gaines
waited for investigators to arrive and photograph the scene before moving anything,
but noted a jewelry box in disarray and a piece of jewelry on the kitchen floor. After
Mrs. Brandon received initial medical attention from the EMTs, Sgt. Gaines recalled
4
that she was able to answer simple questions, but he did not hear her say anything of
significance to the investigation.
Deputy Chief Jefferson Akes of the Caddo Parish Sheriff’s Office was another
among the first to respond. Having observed that Mrs. Brandon had suffered a head
wound of indeterminate cause, he immediately dispatched emergency air transport.
Deputy Chief Akes also recalled that although she was initially unresponsive, Mrs.
Brandon began to mumble after EMTs cleaned her mouth but she was unable to give
specific responses.
The flight medic crew arrived at the scene to transport Mrs. Brandon to the
hospital. While on board the helicopter, paramedic Tommy Adams questioned Mrs.
Brandon about her attackers and she stated that two white persons were responsible.3
Mrs. Brandon was admitted into intensive care and remained there several weeks. She
had a “trach” implanted shortly after being admitted and never spoke again.4 After
Mrs. Brandon was discharged from the hospital, her daughter, Dawn Finley, a nurse,
provided round-the-clock care until Mrs. Brandon passed away in 2008.
Crime scene investigator Corporal Charlotte Hammontree arrived at the
Brandons’ home shortly after the 911 dispatch and immediately began taking
photographs of the scene. She also collected several samples for DNA testing and
documented everything of apparent significance. In addition, she noted the absence
of spent bullet casings on the premises. Mr. Brandon’s wallet, debit and credit cards,
along with at least four pieces of Mrs. Brandon’s jewelry - including a pearl bracelet
and a gold bracelet with multicolored stones - were missing. Latent prints expert, Lt.
3
Adams was deceased by the time of defendant’s second trial. A transcript of Adams’
testimony at defendant’s first trial was published to the jury. In a written addendum, also published
to the jury, Mr. Adams stated, in pertinent part: “I asked her if she knew what happened to her? She
stated yes. I asked was she assaulted, she said yes. I asked her did someone enter their home she
said yes. I asked her if they were white, black or Hispanic. She said white. I asked her if there was
more than one. She said yes two.”
4
After the attack, Mrs. Brandon could only nod or shake her head in response to questions,
and even that yielded inconsistent information about her attackers.
5
Owen McDonnell, brushed five or six areas at the scene for fingerprints, including the
knife blades used on Mr. Brandon and the killers’ apparent points of entry and exit,
but none of the fingerprints lifted at the scene were matched with any person of
interest. On the door leading to the garage, however, detectives documented an area
of dried blood containing a small diamond pattern.
After securing and surveying the Brandon home, Caddo Parish investigators
gathered information which led them to suspect that Brandy, Sean, and a third person
named Johnny Wright were involved. Captain Bobby Abraham, Sergeant Gary Frake,
Lieutenant Bill Duncan, and lead investigators Sheila Hostnick and Kay Ward,
traveled to the Bruce trailer to locate Brandy and Sean. Ms. Bruce allowed the officers
inside, where they encountered Brandy, Sean, and defendant, along with Ms. Bruce’s
three young grandchildren. Defendant was first observed in a rear bedroom, where he
was not wearing shoes. Brandy, defendant, Sean, and Ms. Bruce voluntarily
accompanied officers to the station for interviews. When asked to come along to the
station, defendant proceeded to put on a pair of black boots that had been on the floor
right next to him. Brandy and defendant were taken in separate cars, and Sean, who
was a minor, went with his mother. Defendant, who was not yet a suspect, traveled
unrestrained in the front seat of Capt. Abraham’s car. Upon arrival at the station, Capt.
Abraham directed defendant to take a seat in the conference room while Brandy was
taken into an interview room.
After defendant indicated he understood his rights and signed a written waiver,
Det. Ward and Deputy Hostnick interviewed him at 11:20 p.m. Defendant told the
officers he had no knowledge of the murder, he and Brandy had been boyfriend and
girlfriend just a few months, he came with her to Shreveport just before Christmas,
and they had been inseparable since their arrival. Defendant then returned to the
conference room. Some time thereafter, defendant asked to speak with Capt.
6
Abraham. Capt. Abraham brought defendant into his office and the two spoke alone.
Defendant inquired as to “what was going on,” and repeated that he did not know
anything about the homicide. He volunteered further that he did not believe Brandy
was involved either, stating again that they had been at each other’s sides since
arriving in Shreveport on December 24, 2002. During the conversation, Capt.
Abraham observed a “fresh injury” on defendant’s right hand, which defendant
claimed he sustained while working on a bicycle.5 Defendant agreed to have his hands
photographed and then asked to step outside for a cigarette. Capt. Abraham agreed and
accompanied him. After the cigarette, defendant returned to the conference room.
Capt. Abraham did not record defendant’s initial statements because, in his
experience, a recording device generally tends to keep a subject from speaking openly,
but Capt. Abraham verified that each of defendant’s pre-arrest statements were
voluntary.6 Defendant appeared lucid, relaxed, and extraordinarily calm while at the
station.
Lt. McDonnell subsequently observed what appeared to be blood on
defendant’s boots and, when he advised defendant as much, defendant claimed the
boots were not his but actually belonged to Brandy’s brother, Sean. Up until that
point, defendant had not said anything to indicate the boots belonged to anyone else.
Lt. McDonnell and Capt. Abraham recognized that the soles of defendant’s boots were
similar to prints at the crime scene and collected his boots along with the other
interviewees’ shoes. Defendant voluntarily relinquished his boots with the disclaimer
that they were his only shoes and that he “wouldn’t be stupid enough to walk into a
5
Neither Brandy, Sean nor Johnny Wright had cuts on their hands.
6
According to Capt. Abraham, he never threatened defendant nor promised him anything.
At no point before his arrest did defendant request an attorney or decline to answer questions.
7
police station with blood on [them].” To keep defendant from going barefoot, officers
loaned him a pair of rubber boots used by inmates during cleaning.7
After analyzing the subjects’ shoes, Lt. McDonnell determined that although
Brandy could be excluded as a source of the bloody footprints, defendant could not
be excluded. Defendant’s boots shared the same tread detail, size (nine), and shape as
the print Lt. McDonnell lifted at the crime scene.
Meanwhile, Deputy Hostnick separately interviewed Brandy. At some point,
Deputy Hostnick stepped away and a male officer granted Brandy permission to use
the restroom unaccompanied. Shortly thereafter, Deputy Hostnick discovered that
Brandy took the opportunity to remove three cassette tapes from the interview room,
pull all the tape out, and flush the jewelry she had been wearing down the toilet.
Brandy was arrested at 10:00 a.m. on January 6, 2003.
Sometime after defendant gave his boots to detectives, but apparently before
they realized he could not be ruled out as the source of the bloody footprints at the
scene, Det. Jason Morgan drove defendant back to the Bruce trailer.8 On the way,
defendant again sat in the front seat and, as he exited the vehicle, returned the rubber
boots he was loaned at the station. Defendant entered the Bruce trailer wearing only
socks on his feet and Det. Morgan left to return to the station. By the time Det.
Morgan traveled 200-300 yards, however, he received a call advising him to reclaim
defendant. When Det. Morgan arrived back at the trailer, less than two minutes later,
the door to the trailer was open and defendant met him at the doorway with a duffle
bag, still not wearing any shoes. Det. Morgan informed defendant he was needed back
7
Lt. McDonnell testified that defendant willingly handed over the shoes but stated these
were the only shoes he owned. Capt. Abraham testified defendant agreed to hand over his shoes to
investigators, but stated he did not have any other shoes to wear at that time.
8
Deputy Hostnick released defendant in accordance with policy because she was unaware
at the time there existed any evidence inculpating him, other than the cut on his palm for which he
had provided an explanation.
8
at the station for additional questioning. Defendant agreed, but stated he needed to get
to the bus station afterwards. Det. Morgan gave defendant the rubber boots to wear
back to the station.
Upon returning to the station, defendant gave his consent for the detectives to
search his duffle bag. The bag contained clothing, but no shoes. Defendant identified
certain items in the duffle bag as his belongings, including a pair of jeans on which
blood evidence connected to the unrelated homicide of Terrance Blaze was later
found.
Defendant was subsequently placed under arrest for the murder of Julian
Brandon. After his arrest, defendant was transferred to the Caddo Parish Correctional
Center where he was temporarily placed in an intake cell with Collies Sharpes and
Bobby Evans, each of whom had recently been arrested on separate charges. None of
the three knew each other before being placed together in the cell. Defendant made
statements to Sharpes and Evans indicating his involvement in the crime. After
defendant was removed from the intake cell, either Sharpes or Evans called a guard
over and divulged what defendant had said. The following day, Sharpes and Evans
separately gave recorded statements to Caddo Parish Detective Marianna McClure.
Sharpes testified that during his brief encounter with defendant, defendant
volunteered that he had been arrested for murdering an “old couple up in Blanchard.”
According to Sharpes, defendant stated he instructed his girlfriend Brandy to
“knockoff” the couple to see whether she had what it took to kill and he had taken a
bracelet from the victims during the crime. Sharpes testified that defendant said
Brandy did the killing and attempted to cover her tracks by flushing some of the
victim’s jewelry down the toilet at the police station. Defendant boasted police “didn’t
have anything on him,” and informed his cellmates that he was from Mississippi. In
Sharpes’ appreciation, defendant was excited as he spoke about the crime: his eyes
9
brightened and he appeared gratified and proud of what he said he and Brandy had
done together. Sharpes testified he had not received anything for his testimony, he has
never been an agent of the state, he did not receive information about the crime from
law enforcement, and although he had access to a television in jail he did not see any
related news reports.9
Cellmate Bobby Evans also testified about his encounter with defendant. At
defendant’s second trial, Evans, who was still incarcerated and a self-described “four-
time loser,” became uncooperative. When called to the stand, he acknowledged his
prior testimony recounting defendant’s January 6, 2003, statements but balked when
asked to relay them again. After a combative exchange with the prosecutor, Evans
explained he had initially disclosed defendant’s statements only because he was
“young and scared,” but he no longer wanted anything to do with defendant’s case
because he still had time left to serve and was worried he might meet defendant again
behind bars. After having his memory refreshed as to the content of his prior
testimony, Evans confirmed that, on January 6, 2003, defendant stated he and his
girlfriend Brandy killed “two old people;” defendant was putting Brandy to a test;
Brandy flushed the victim’s bracelet down the toilet; defendant had blood on his
shoes; defendant buried the murder weapon behind the victims’ home; Brandy’s
brother was present during the murder; Brandy’s brother wore defendant’s shoes and
defendant wore someone else’s shoes, to “throw people off;” Brandy shot the woman
and defendant shot the man; a detective released defendant back to Brandy’s “mama’s
house,” but came back for him; the “old man” hit Brandy with a Budweiser bottle; and
they had tied up the victims. Evans denied that detectives had supplied him with any
9
Attorney Pam Smart was appointed to represent both Evans and Sharpes on the charges
they were facing when defendant made the jail cell disclosures. Smart testified she never reached
any plea deals on behalf of Evans or Sharpes in consideration for their testimony against defendant.
According to Smart, the treatment each received was representative of dispositions she has obtained
for similarly situated clients.
10
information about the crime and stated he had not seen or heard anything about it on
the news. On cross-examination, it was elicited that Evans told Detective McClure
defendant’s skin tone was “really white,” and that when Evans testified before the
grand jury he stated, contrary to his trial testimony, defendant said Brandy shot the
man and defendant shot the woman.
Investigators determined that neither Sean George nor Johnny Wright were
involved in the Brandon murder. On the day of the murder, Sean was subject to a
court order which required him to stay within 150 feet of his mother’s trailer and was
wearing an ankle bracelet that monitored his whereabouts. After speaking with Sean’s
probation officer, investigators ruled him out as a suspect. Separately, investigators
independently verified Wright’s alibi through multiple sources.
On the evening of the murder, January 1, 2003, surveillance cameras captured
two individuals attempting to use the ATM at the Northwood Branch of the Hibernia
National Bank in Shreveport, between 7:32 and 7:36 p.m. While the ATM could not
record which card, i.e., which bank account was attempted to be accessed or whose
card was inserted, electronic bank data showed the users inserted a card and supplied
an incorrect PIN. Brandy’s father, John Holmes, reviewed enhanced ATM
surveillance imagery and identified Brandy as the female and testified the black male
with her looked like defendant. Tammy Holmes, Brandy’s stepmother, identified
Brandy and defendant in the same photograph. At 6:55 p.m. and 7:01 p.m. on the
same evening, the bank also recorded two separate failed attempts to withdraw $200
using Mr. Brandon’s ATM card from an ATM inside a convenience store near the
Brandon home. The withdrawals were declined for use of an incorrect PIN. There was
no surveillance camera at this ATM. Testimony established that it was an easy walk
from the Bruce trailer to the Brandon home and to both of these ATM locations.10
10
The distance between the Bruce trailer and the Brandon home was less than one quarter
of a mile.
11
After Brandy and defendant were arrested, investigators obtained warrants to
search in and around the Bruce trailer. In the bedroom Brandy and defendant shared,
investigators found two pillows with apparent bullet holes, similar to the one found
near Mrs. Brandon, and a box of plastic food prep gloves from a Subway restaurant.
The gloves had a small diamond pattern which was consistent with the diamond
pattern imprinted in the dried blood stain found on the Brandons’ door. Outside the
trailer, just beyond the porch, there was a bottle of bleach and a “little burn pile” of
charred clothing, a mop, a shoe sole, and other fabric. Three spent shell casings and
a clear plastic glove which contained a pearl bracelet and a gold bracelet with
multicolored stones were recovered from a gutter along the roof.
Investigators also traveled to Lumberton, Mississippi to investigate a link
between Brandy and the weapon used to shoot the victims. With the help of John and
Tammy Holmes and local law enforcement, investigators located the spot where John
used his .380 handgun for target practice. Caddo Parish authorities excised a portion
of a pine tree that had been hit by gunfire and collected spent shell casings from the
ground nearby. Lt. McDonnell extracted a bullet from the tree sample and submitted
it for lab analysis.
Forensic analyst and ballistics expert Richard Beighley compared the bullets
and spent shell casings and concluded that: (1) the portion of the bullet extracted from
Mr. Brandon’s brain fit with the fragment embedded in the ceiling above him; (2) the
bullet extracted from the Mississippi pine tree was fired by the same weapon, a .380
caliber, that shot Mr. Brandon; (3) the same weapon fired at least one of the bullets
that yielded the shell casings recovered from the gutter at the Bruce trailer;11 and (4)
11
The bullets that yielded the other two spent shell casings recovered from the gutter were
also fired from a .380 caliber with the same “class characteristics” as the weapon used to shoot Mr.
Brandon but could not be conclusively matched. “Class characteristics” refer to the shape, size,
location, overall markings, weight, design, quantity of lands and grooves, and width of lands and
grooves of a bullet and its spent casing.
12
the shell casings collected from around the pine tree in Mississippi were from the
same .380 caliber weapon that produced the casings recovered from the gutter at the
Bruce trailer. According to Beighley, that two of the casings from the gutter were
unable to be conclusively matched with the other ballistics evidence was attributable
to the fact that a .380 caliber is an inexpensive gun that variably fires with less force
than is necessary to leave unique impressions on the bullet or its casing.
As to blood at the scene, DNA testing revealed that blood on the knives
contained Mr. Brandon’s DNA and none of defendant’s DNA was detected. DNA
testing of bloodstains on defendant’s boots, however, revealed the presence of Mr.
Brandon’s DNA, with a statistical probability that it came from someone other than
Mr. Brandon of one in 208 trillion. One of the shell casings recovered from the gutter
at the Bruce trailer also tested positive for Mr. Brandon’s DNA, with a statistical
probability that it came from someone else of one in 2.26 billion.
Defendant asserted he was innocent and presented his case that he was never
inside the Brandon home, the perpetrators were two white people, as Mrs. Brandon
told paramedic Tommy Adams, and the shoes he wore to the police station belonged
to Sean George. In support of his theory, defendant called his younger brother,
Bradley Brumfield to testify. According to Brumfield, while defendant lived near him
in Tylertown between 2000 and 2002, they were roughly the same size and had a habit
of sharing clothing and shoes, specifically size 10.5 or 11 shoes. Brumfield stated that
he had never seen defendant wearing the size 9 boots in which he was arrested.
Brumfield also stated that, the day before defendant left for Shreveport, he was
helping him work on his truck’s transmission and defendant cut the palm of his right
hand. Brumfield also recalled that when he visited defendant in jail, defendant denied
any involvement in the murder and blamed Brandy for his entanglement in the case.
13
Mike Brandao, a nurse practitioner who responded with paramedic Tommy
Adams to transport Mrs. Brandon in the medivac helicopter, also testified. According
to Brandao, Mrs. Brandon was alert enough to physically respond while on the
helicopter, i.e., squeeze a hand; although, as a result of the excessive aircraft noise and
the helmet he was required to wear, Brandao did not hear anything that Mrs. Brandon
may have said to Adams. Brandao explained that, as a result of the noise, it is
generally difficult for medical personnel to understand patients on board the
helicopter.
During the penalty phase of the proceedings, following the jury’s return of the
guilty verdict, the state presented evidence of defendant’s involvement in the
unrelated murder of Terrance Blaze. The evidence indicated defendant and Brandy
committed the murder together in Brandy’s mother’s vehicle three days after the
Brandon murder. The state also presented victim impact evidence concerning how the
crime affected the Brandons’ friends and family. The defense offered mitigation
evidence in an effort to establish defendant’s intellectual disability/mental retardation.
The defense also offered evidence to show he had a difficult childhood.
The jury was unpersuaded by the mitigation evidence and unanimously
determined a sentence of death should be imposed.
DENIAL OF MOTION TO SUPPRESS FRUITS OF ILLEGAL
DETENTION
(Assignment of Error #1)
Defendant filed a motion to suppress evidence and statements that were
obtained from him the night of January 5, 2003, and the morning of January 6, 2003,
arguing that the evidence and statements resulted from an illegal detention, and that
his intellectual deficits prevented him from knowingly and voluntarily consenting to
the waiver of any of his rights. Specifically, defendant sought to exclude his boots,
14
photos of his boots, photos of his hands, two buccal swabs, his fingerprints, fingernail
scrapings, his duffle bag and its contents, along with his statements that he had been
with Brandy Holmes since his arrival in Shreveport, that the boots he was wearing
were his only shoes, and that he was not stupid enough to walk into the station with
blood on his shoes. Defendant takes issue with the means by which officers procured
him and argues the Fourth Amendment proscribes his removal from a private
residence and prolonged detention without probable cause. Defendant asserts the trial
court should have granted his motion to suppress because he did not voluntarily
consent to go to the station or to the collection of his personal effects. Instead,
defendant claims he acquiesced only as a result of the officers’ coercive tactics,
coupled with his sub-average intellect and intoxicated state.
An arrest is “the taking of one person into custody by another [through] actual
restraint [that] may be imposed by force or may result from submission of the person
arrested to the custody of one arresting him.” State v. Fisher, 97-1133 (La. 9/9/98),
720 So. 2d 1179, 1183; La. C.Cr. P. art. 201. Whether a person has been arrested is
determined by an objective test; neither the person’s subjective impression nor the
lack of formality of the arrest resolves the issue. State v. Thibodeaux, 414 So. 2d 366,
368 (La.1982). The determination of whether an arrest occurred depends on the
totality of the circumstances, but several factors distinguish an arrest from lesser
infringements on personal liberty. State v. Allen, 95-1754 (La. 9/5/96); 682 So. 2d
713, 719. A prime characteristic of any Fourth Amendment seizure of a person is
whether, under the totality of the circumstances, a reasonable person would not
consider himself or herself free to leave. Id. Ultimately, whether a person has been
arrested depends on circumstances indicating an intent to impose an extended restraint
on the person’s liberty. Id.
15
We agree with the trial court’s finding that the interaction between defendant
and the detectives does not meet the definition of an arrest or a detention. At the
suppression hearing, defendant testified he only went along to the station because he
felt intimidated. He testified that when he was summoned from Brandy’s bedroom,
Deputy Hostnick unsnapped her holster in an overt show of force and directed him to
come along. In contrast, Deputy Hostnick denied ever unstrapping her holster in
defendant’s presence, either as a show of authority or otherwise. She stated she made
no attempt to use or display her weapon and explained such an act would have been
out of character, especially given that she was trained to never unstrap her holster
unless she intended to use her weapon. Deputy Hostnick testified further that, at no
point before defendant was arrested on the morning of January 6, 2003, did she ever
tell him he had no choice but to comply. According to Deputy Hostnick, and as
Detective Ward independently attested, if defendant had simply said, “I’m not going
with you,” when they initially approached him inside the Bruce trailer, the officers
would have left without him because they lacked probable cause to detain him at that
time. As Detective Ward recalled, defendant was cooperative and did not express any
unwillingness to go to the station. In Detective Ward’s view, it appeared defendant
came along, at least in part, because Ms. Bruce made it clear she did not want him left
unattended with her grandchildren.
In ruling on the motion to suppress, the trial court weighed these differing
accounts and found defendant voluntarily cooperated and the circumstances did not
rise to a level constituting arrest or detention. The trial court reasonably rejected
defendant’s assertion that he went along to the station because Deputy Hostnick
unsnapped her holster threateningly, in light of Deputy Hostnick’s contrasting
testimony denying the allegation. There is no showing that the court unreasonably
credited Deputy Hostnick’s testimony. Detective Ward’s independent testimony
16
corroborated Deputy Hostnick’s statements indicating that at no point was defendant
told he was required to comply with officers’ requests. Defendant was not handcuffed
or otherwise forcibly restrained. He was not placed in the back of the police vehicle
to be taken to the station. Rather, defendant voluntarily rode to the Sheriff’s office
with Captain Abraham as a front seat passenger. Based on this testimony, the trial
judge reasonably determined defendant was not removed from the trailer against his
will and was therefore not taken into custody at that time.
The United States and Louisiana Constitutions protect against unreasonable
searches and seizures. U.S. Const. amend. IV; La. Const. art. 1, § 5. If evidence is
derived from an unreasonable search or seizure, the proper remedy is exclusion of the
evidence from trial. Mapp v. Ohio, 367 U.S. 643, 648, 81 S. Ct. 1684, 1688, 6 L.Ed.
2d 1081 (1961); State v. Tucker, 626 So. 2d 707, 710 (La.1993). A search conducted
without a warrant issued upon probable cause is per se unreasonable subject only to
a few specifically established and well-delineated exceptions. State v. Thompson,
11-0915 (La. 5/8/12), 93 So. 3d 553, 574. One of these exceptions is consent. Id. The
state has the burden of proving the consent was given freely and voluntarily. Id.
Voluntariness is a question of fact to be determined by the trial judge under the facts
and circumstances of each case. These factual determinations are to be given great
weight on appellate review. State v. Edwards, 434 So. 2d 395, 397 (La. 1983). The
state bears the burden of proving the admissibility of the evidence seized without a
warrant when the legality of a search or seizure is placed at issue by a motion to
suppress evidence. La. C.Cr. P. art. 703(D). Trial courts are vested with great
discretion when ruling on a motion to suppress. Consequently, the ruling of a trial
judge on a motion to suppress will not be disturbed absent an abuse of that discretion.
State v. Long, 03-2592 (La. 9/9/04), 884 So. 2d 1176, 1179.
Despite the fact that defendant was not under arrest or officially detained,
17
defendant was nonetheless advised of his Miranda rights at the station. We find no
error in the trial court’s finding that defendant voluntarily waived his rights. At the
suppression hearing, defendant claimed he had consumed half of a “fifth” of Jim
Beam and smoked marijuana during the preceding hours. He also stated, however, that
he did not have any trouble understanding the questions asked of him. Moreover,
Deputy Hostnick and Detective Ward both testified separately that he did not appear
intoxicated and appeared to understand everything they said. The trial court pointed
to defendant’s testimony at the suppression hearing, wherein he acknowledged that
Detective Ward read his Miranda rights to him out loud, while he followed along with
a written copy, and wherein he stated that the Miranda rights were familiar to him
from his previous arrests, and that he understood what Detective Ward was doing and
he agreed to sign the form and talk to her. Defendant further stated he understood he
had a right to be represented by an attorney. The trial court was specifically impressed
with defendant’s ability to relate specific facts about his case and about his prior
arrests, and based on his testimony and noting his prior work history, the court found
defendant was “street smart” and had at least average adaptive skills. Furthermore, in
considering the totality of the circumstances, it is relevant but not dispositive that a
subject has been using intoxicants. State v. Ludwig, 423 So. 2d 1073, 1076 (La. 1983).
Similarly, evidence of intellectual disability, without more, is insufficient to show
involuntariness. See Holmes, 5 So. 3d at 72-73.
As to the specific circumstances in which physical evidence was collected from
defendant, Detective Ward testified defendant never asked whether he had a choice
in complying with the officers’ requests. According to Lt. McDonnell, defendant
voluntarily relinquished his boots and consented to the collection of his fingerprints,
buccal swabs, and fingernail scrapings at 1:15 a.m. and 10:00 a.m., respectively.
Although defendant maintains that he cooperated at the station only because he felt
18
compelled, he conceded that he never asked whether he was free to leave, never
requested an attorney, never asked to place a call, and, up until his arrest, never
invoked his right to remain silent. According to defendant, when Sgt. McDonnell
asked to photograph his boots and collect his buccal swabs, fingerprints, and
fingernail scrapings, he responded by asking whether he had a choice, to which he
claims Sgt. McDonnell replied in the negative. In contrast, Lt. McDonnell testified
that when he asked for the boots, defendant responded by stating, “you can have them,
but it’s the only shoes I got.”12 And when defendant was informed there were boots
he could borrow, he “took his shoes off and held them out for [Sgt. McDonnell] to
receive and put in a brown paper bag.” When pressed as to whether defendant said
anything further as he gave over his boots, or at any other point during the collection
of evidence, Sgt. McDonnell testified defendant stated, in a “[v]ery relaxed” and
“cooperative” demeanor, “you can have anything you want.” Sgt. McDonnell denied
defendant ever asked whether he had a choice to refuse to provide his boots or other
physical samples. After defendant was returned to the Bruce trailer and then brought
to the station a second time, he arrived carrying a duffle bag which, according to
Detective Ward, he also voluntarily relinquished. In fact, by defendant’s own
admission, he read, understood, and voluntarily signed a written consent to the search
of his bag. Defendant testified at the suppression hearing that the detective read the
consent form to him, and further noted that the detective marked the form so that it
specifically applied to the search of the bag.
In ruling on the motion to suppress, the trial judge found defendant voluntarily
consented to the collection of his personal effects. The court therefore found all
evidence obtained before his arrest admissible under the consent exception to the
12
At trial, Lt. McDonnell explained that although he previously testified defendant stated
“It’s the only shoes I got,” after reviewing his report he confirmed defendant actually used the word
own.
19
warrant requirement. The court also found that any statements made before his arrest
were admissible because they were made with full understanding of his rights, as
evidenced by his testimony and the wavier he signed upon arrival at the station.
Nothing in the record suggests the trial court unreasonably credited Sgt. McDonnell’s
testimony in concluding that defendant freely and voluntarily relinquished his boots,
buccal swabs, fingernail scrapings, fingerprints, and duffle bag. The trial court
properly examined the voluntariness of defendant’s statements, in addition to
assessing whether he consented to the searches and seizures, and acted within its
discretion in concluding defendant’s rights had not been violated. Defendant shows
no error in the trial court’s ruling.
EVIDENTIARY RULINGS - EXCLUSION OF EVIDENCE
(Assignments of Error # 2-5)
Brandy Holmes’ Statements
Prior to trial, defendant filed a Motion to Admit Evidence, seeking to admit
custodial and noncustodial statements by Brandy Holmes implicating third parties
other than Robert Coleman as the perpetrator in the crime. In his memorandum in
support of the Motion to Admit Evidence, defendant characterized the statements as
follows:13
1) A pre-arrest statement to acquaintances Chris Addison, Marvin Brown,
and Johnny Wright, that she killed some old people;
2) A custodial statement denying personal involvement and claiming
Wright committed the murders;
3) A custodial statement that she shot Mr. and Mrs. Brandon and stabbed
Mr. Brandon while defendant and Wright were both present;
4) A custodial statement that she shot both Brandons, that Wright cut Mr.
Brandon, and that defendant did not participate;
5) A custodial statement that she and Wright committed the crimes while
defendant was at her mother’s trailer;
13
The actual statements were not proffered into evidence or otherwise detailed in the record.
20
6) A custodial statement that Sean was not involved, that she and Wright
planned the attack, and defendant “tagged along” but left saying he wanted
nothing to do with it;
7) A custodial statement that she did not murder anyone;
8) A custodial statement that someone other than defendant was present
with her during the crimes;
9) A letter to her mother stating that Wright committed the crime while
defendant was at the trailer;
10) A letter to her friend Shay stating that Wright should take the charge;
11) A letter to defendant in which she stated that defendant was innocent.
Defendant argues the trial court’s blanket ruling preventing him from presenting any
of Brandy’s custodial or non-custodial statements resulted in the denial of his right to
present a defense. Defendant argues he was entitled to employ the exculpatory
statements even if those statements did not fit neatly within an exception to the
hearsay rules. Citing Chambers v. Mississippi, 410 U.S. 284, 302, 93 S.Ct. 1038,
1049, 35 L.Ed. 2d 297 (1973), defendant asserts that his Sixth Amendment right to
present a defense trumps state evidentiary rules. Defendant argues the statements were
sufficiently trustworthy to be placed before the jury for its consideration.
It was established that if called as a witness in this case, Brandy would assert
her Fifth Amendment privilege and refuse to testify. Thus she was unavailable and her
out of court statements were hearsay. Louisiana Code of Evidence article 804(B)
provides certain exceptions to hearsay rules when the declarant is unavailable.
Pertinent here is the exception set out in La. C.E. art. 804(B)(3):
B. Hearsay exceptions. The following are not excluded by the hearsay
rule if the declarant is unavailable as a witness:
(3) Statement against interest. A statement which was at the time of its
making so far contrary to the declarant’s pecuniary or proprietary
interest, or so far tended to subject him to civil or criminal liability, or to
render invalid a claim by him against another, that a reasonable man in
his position would not have made the statement unless he believed it to
be true. A statement tending to expose the declarant to criminal liability
21
and offered to exculpate the accused is not admissible unless
corroborating circumstances clearly indicate the trustworthiness of the
statement.
Accordingly, in cases in which the proffered statement against interest was uttered by
a co-defendant, against the co-defendant’s interest, the party who seeks to admit the
statement at his trial for its exculpatory value must first demonstrate its
trustworthiness.
In Williamson v. United States, 512 U.S. 594, 114 S.Ct. 2431, 129 L.Ed. 2d 476
(1994), the Supreme Court addressed the admissibility of a co-defendant’s confession
in the context of the hearsay exception provided by the parallel federal rule for
declarations against interest, Fed. R. Evid. 804(b)(3). Williamson’s co-defendant was
called by the state but refused to testify, and the prosecution was then allowed to
admit the co-defendant’s entire confession, including statements in which he
implicated Williamson. 512 U.S. at 597-98. In reversing the trial court’s ruling
admitting the statement in its entirety, the Supreme Court found that “the most faithful
reading of Rule 804(b)(3) is that it does not allow admission of non-self-inculpatory
statements, even if they are made within a broader narrative that is generally
self-inculpatory.” Id. at 600-01. The Court explained that “Rule 804(b)(3) is founded
on the commonsense notion that reasonable people, even reasonable people who are
not especially honest, tend not to make self-inculpatory statement unless they believe
them to be true.... The fact that a person is making a broadly self-inculpatory
confession does not make more credible the confessions’ non-self-inculpatory parts.
One of the most effective ways to lie is to mix falsehood with truth, especially truth
that seems particularly persuasive because of its self-inculpatory nature.” Id. at 599-
600. The Court stated the district court may not just assume for purposes of Rule
804(b)(3) that a statement is self-inculpatory because it is part of a fuller confession,
and this is especially true when the statement implicates someone else. Id. at 600-01.
22
Similarly, in State v. Lucky, 96-1687 (La. 4/13/99), 755 So. 2d 845, this court
discussed admissibility of an accomplice’s statement. This court explained “the basis
for the exclusion of an accomplice’s statement even one which is against the
accomplice’s penal interest, is the longstanding perception that custodial confessions
of non-testifying, unavailable codefendants are inherently suspect and presumptively
unreliable as evidence against the defendant.” 755 So. 2d at 857. Moreover, we noted
“the hearsay exception for declarations against penal interest does not allow admission
of non-self-inculpatory statements by accomplices, even if they are made within a
broader narrative that is generally self-inculpatory.” Id. Thus, we held that only the
self-inculpatory parts of an accomplice’s confession should be admitted.
Straightforward application of this rule to the instant case provides that only
those portions of Brandy’s statements in which she specifically inculpated herself
would have been eligible for admission under La. C.E. art. 804(B)(3). Moreover, of
those self-inculpatory portions, only those for which there existed corroborating
circumstances clearly indicating trustworthiness would satisfy the requirements of La.
C.E. art. 804(B)(3). In State v. Hammons, 597 So. 2d 990 (La. 1992), this court
explained that the burden of satisfying the corroboration requirement is on the
accused, and that the burden may be satisfied by evidence independent of the
statement which tends, either directly or circumstantially, to establish a matter asserted
by the statement. “Circumstantial evidence of the veracity of the declarant as to the
portion of the statement exonerating the accused is generally sufficient. Typical
corroborating circumstances include statements against the declarant’s interest to an
unusual or devastating degree, or the declarant’s repeating of consistent statements,
or the fact that the declarant was not likely motivated to falsify for the benefit of the
accused.” 597 So. 2d at 996-97.
In defendant’s view, Brandy’s statements “bore the persuasive assurances of
23
trustworthiness” and were deemed trustworthy even by the state, as indicated by its
use of them at Brandy’s trial. Defendant further claims that because some of Brandy’s
statements were corroborated by other evidence they were clearly trustworthy. The
trial court disagreed and denied defendant’s motion to admit the statements, having
found defendant failed to establish their reliability. The court found Brandy’s
statements “extremely inconsistent” and noted defendant had failed to show that
Brandy, who was at the time engaged in a romantic relationship with him, had not
been lying to protect defendant when she implicated someone else.
We find no error in the trial court’s exclusion of the statements. Not only did
Brandy give several varying accounts, ranging from claiming she was innocent and
not involved at all to admitting her direct personal involvement in Mr. Brandon’s
death, she also gave inconsistent information about her co-perpetrator’s identity and
in some instances directly inculpated defendant. That the state used some of Brandy’s
statements at her separate trial does not indicate they possessed independent worth as
evidence of her co-perpetrator’s identity, which is the purpose defendant asserts they
would have served in his case. As the trial court found, Brandy conjured “a myriad of
possibilities” as to how the crimes occurred, within which she obscured to varying
degrees even her own role. Considering the inconsistent and inherently suspect nature
of Brandy’s statements, the court did not err in finding even those portions in which
she directly implicated herself inadmissible under La. C.E. art. 804(B)(3).
We also find the exclusion of Brandy’s statements did not violate defendant’s
right to present a defense. The Sixth Amendment of the United States Constitution and
Article I, §16 of the Louisiana Constitution ensure a defendant the right to present a
defense, and, as found in Chambers v. Mississippi, supra, few rights are more
fundamental. In Chambers, the Supreme Court addressed the admission of hearsay
evidence to protect a defendant’s constitutional right to present a defense. Chambers
24
was convicted of murdering a police officer. At trial, he sought to introduce the
hearsay testimony of three individuals to whom a third person, McDonald, had orally
confessed to committing the murder on three separate occasions. The trial court
excluded the hearsay statements. In reversing the conviction, the Supreme Court
found the testimony “bore persuasive assurances of trustworthiness and thus was well
within the basic rationale of the exception for declarations against interest.” The Court
noted:
The hearsay statements involved in this case were originally made and
subsequently offered at trial under circumstances that provided
considerable assurance of their reliability. First, each of McDonald’s
confessions was made spontaneously to a close acquaintance shortly
after the murder had occurred. Second, each one was corroborated by
some other evidence in the case - McDonald’s sworn confession, the
testimony of an eyewitness to the shooting, the testimony that McDonald
was seen with a gun immediately after the shooting, and proof of his
prior ownership of a .22-caliber revolver and subsequent purchase of a
new weapon. The sheer number of independent confessions provided
additional corroboration for each. Third, whatever may be the parameters
of the penal-interest rationale, each confession here was in a very real
sense self-incriminatory and unquestionably against interest.
410 U.S. at 300-01. Additionally, the Court found the testimony was also critical to
defendant’s defense. “In these circumstances, where constitutional rights directly
affecting the ascertainment of guilt are implicated, the hearsay rule may not be applied
mechanistically to defeat the ends of justice.” Id. at 302.
However, the Supreme Court has subsequently made clear that the fundamental
right to present a defense does not require the trial court to admit irrelevant evidence
or evidence with such little probative value that it is substantially outweighed by other
legitimate considerations. In Holmes v. South Carolina, 547 U.S. 319, 126 S.Ct. 1727,
164 L.Ed. 2d 503 (2006), the Court stated that “while the Constitution thus prohibits
the exclusion of defense evidence under rules that serve no legitimate purpose or that
are disproportionate to the ends that they are asserted to promote, well-established
rules of evidence permit trial judges to exclude evidence if its probative value is
25
outweighed by certain other factors such as unfair prejudice, confusion of the issues,
or potential to mislead the jury.” 547 U.S. at 326.
In State v. Gremillion, 542 So. 2d 1074, 1078 (La. 1989), this court reversed
defendant’s manslaughter conviction, finding the lower courts’ exclusion of certain
statements violated defendant’s right to present a defense. Defendant sought to
introduce a statement the victim made to the investigating officer in which the victim
was unable to identify his attacker, other to say he was attacked by three white men.
Defendant and the victim had been close friends, having known each other for
approximately eleven years. This court noted that although the statement did not fit
into any of the recognized exceptions to the hearsay rule, it should have, nevertheless,
been admitted into evidence due to its reliability and trustworthy nature. The court
found the statement was corroborated by a similar statement the victim gave to the
treating physician. Thus, while defendant and the victim were close friends, in two
separate statements the victim failed to identify the defendant as his attacker. This
court noted the statement was given to a police officer investigating the crime, and
there was no circumstance to suggest the statement was untrustworthy.
The hearsay statements defendant sought to introduce in this case are not
comparable to the type of evidence described in Chambers or Gremillion, and clearly
lacked a sufficient degree of reliability. Defendant contends Brandy’s statements were
essential to the extent that they aligned with his theory he was never inside the
Brandon home, the perpetrators were two white people, and the shoes he wore to the
police station belonged to Brandy’s brother. Specifically, he asserts statements in
which Brandy claimed she and Wright (both of whom are Caucasian, unlike
defendant) perpetrated the attack corroborate Mrs. Brandon’s statement that she was
attacked by two white people. Defendant also asserts Brandy’s accounts were
consistent with evidence at the scene, and defendant’s own statement to police, in
26
which he claimed he was wearing Sean’s boots, was corroborated by Brandy’s similar
statement to detectives.
We do not find these statements so critical that the trial court should have
allowed them, and defendant has failed to show he was denied his fundamental right
to present a defense in their absence. The jury was privy to ample evidence of
Brandy’s guilt. Additional evidence of her guilt, in the form of her own statements or
otherwise, would have only been consistent with the state’s theory of the case and of
no value to the defense. Further, even without Brandy’s statements inculpating
Wright, the issue of Wright’s alleged involvement was presented at defendant’s trial.
Given that the jury knew Wright was initially a suspect, Brandy’s statements in which
she inculpated Wright (along with defendant in some variations) would not have
reasonably affected the jury’s assessment of defendant’s guilt. Moreover, Brandy’s
statement in which she allegedly told police defendant wore her brother’s shoes into
the station because his own were rain-soaked was not specified in defendant’s
“Motion to Admit Evidence” or his memorandum in support. Although defendant now
references it specifically, he has failed to state with particularity what Brandy said or
the circumstances in which she allegedly uttered it. Without more, it remains unclear
that the probative value of such a statement, if it was in fact made, would have
outweighed other legitimate considerations. La. C.E. art. 403.
Moreover, had any of Brandy’s out-of-court statements been admitted, the state
would have been permitted to present those statements in which she explicitly
inculpated defendant to rebut his selective use of those in which she did not. See La.
C.E. art. 806. Thus, it is unlikely the inclusion of the selected statements would have
reasonably affected the jury’s assessment of defendant’s guilt. La. C.E. art. 103(A)
provides that an error may only be predicated upon a ruling which excludes evidence
if a substantial right of the party is affected. Here, the evidentiary rulings complained
27
of did not rise to the level of an impingement of the defendant’s right to present a
defense at trial. Finally, we note that even if these statements had been erroneously
excluded, that ruling would be subject to the harmless error standard of review.
Holmes, 5 So. 3d at 76; see also State v. Van Winkle, 94-0947 (La. 6/30/95), 658 So.
2d 198, 202. We find no error in the trial court’s ruling.
Measurement of Shoe Size
Defendant argues he was also deprived of his right to put on a defense when the
trial court prevented him from conducting a measurement of his shoe size using a
Brannock device in front of the jury. Defendant argues this measurement was
necessary to bolster his defense that the blood-spattered boots he wore to the police
station belonged to Sean George. The state’s forensic evidence established the shoes
were a size 9. Defendant sought to demonstrate his shoe size falls between a 10.5 and
11.
The trial court sustained the state’s objection on the ground that defendant did
not have anyone with experience using the device to conduct the measurement.
Specifically, the court stated:
I do think we need somebody to measure him. I think the state has a
good point there. I think he can be measured. But simply for him to step
on there, I think you need someone to actually administer that device and
measure him, somebody who has experience in doing that, because that
isn’t something that is just, for example, a tape measure that one would
use in every[day] life. So I’m going to sustain the state’s objection
because that is a very specific device that is not used in everyday
experience, and it can be manipulated. For example, he can pull his foot
back, push it forward, so on and so forth, and the jury may or may not be
able to see that. It’s not the jury’s - the jury shouldn’t measure him, and
he can’t measure himself. So we need somebody who is qualified and
has some experience using that device to measure him.…[W]e need
somebody who is experienced with it to do the measurement and make
sure his [heel] is all the way back, his toes are down where they’re
supposed to be, so on and so forth.
. . . [T]he defendant could easily manipulate this measurement by simply
causing his arch to, lifting his arch up, pulling his toes back, and that
would not be easily identifiable by - or flattening his arch if he wants to
28
make his foot look larger he can simply push down on his arch and cause
his foot to elongate. It’s - there is (sic) too many ways that that could be
manipulated without somebody here who has some experience and
expertise, and frankly I don’t even think just a shoe salesman, I think it
would actually need to be somebody with some expertise in that
device….Show that the objection of the state was sustained based on the
fact that there is no one qualified to administer that measurement present.
Defendant asserts the court erroneously sustained the state’s objection to his foot
measurement and, contrary to the law and common experience, required that he be
measured by someone with experience using a Brannock device.
Although Louisiana jurisprudence does not contain a bright line rule as to what
sort of physical measurements require accompanying narration by an expert,
defendant does not show the trial court abused its discretion in ruling defendant could
not display his foot measurement without the aid of someone with experience using
the measuring device. Although display of a physical feature is generally considered
demonstrative rather than testimonial, the mode and order of all evidentiary
presentations are subject to court control. La. C.E. art. 611 provides that, although “the
parties to a proceeding have the primary responsibility of presenting the evidence,”
their actions are subject to exercise of reasonable control by the court to ensure
ascertainment of the truth, avoidance of needless consumption of time, and protection
of witnesses from harassment or undue embarrassment. Defendant had no plan to call
anyone, even a lay witness, to conduct his measurement. Rather, the record reflects
defendant planned only to display his feet while standing on the device so jurors could
observe his feet were larger than the shoes he wore into the police station.
Significantly, the trial court did not rule that defendant was barred from demonstrating
his shoe size, but rather made a reasoned determination as to the appropriate means
of doing so. Given that a Brannock device cannot speak for itself, and, as the court
noted, defendant might not have accurately measured his own feet, we find the judge
did not abuse his discretion by ruling defendant needed someone with experience
29
using a Brannock device to ensure the demonstration would be useful to the jury.
Brandy Holmes’ Juvenile Adjudications
Defendant argues the trial court erroneously denied his request to introduce
Brandy Holmes’ juvenile records. Defendant sought to introduce the records in his
case in chief to rebut the state’s claims that defendant was “training” or testing Brandy
and that they were inseparable partners in crime. Defendant intended to introduce the
records to show that Brandy had a long-standing history of criminal behavior,
including other home invasions, predating her association with defendant. La. C.E.
art. 609.1(F) provides that juvenile delinquency adjudications are generally
inadmissible for the purpose of attacking witness credibility. When the juvenile
records of a witness are at issue, courts are called upon to determine whether the
impeachment value of the juvenile adjudications is outweighed by the state’s interest
in maintaining the confidentiality of juvenile records. Cases allowing introduction of
such records have presented the issue in terms of the defendant’s constitutional right
to confront the witness. Here, however, Brandy was not a testifying witness, so these
cases are not directly applicable. See, e.g., State v. Chester, 97-2790 (La. 12/1/98),
724 So. 2d 1276; State v. Smith, 437 So. 2d 802 (La. 1983); State v. Toledano, 391 So.
2d 817 (La. 1980).
As recognized earlier in this opinion, a defendant has a fundamental right to
present a defense. The trial court is nevertheless vested with broad discretion to
determine whether evidence is relevant or, even if relevant, has such little probative
value that it is substantially outweighed by other considerations. La. C.E. art. 403. In
sustaining the state’s objection to Brandy’s juvenile records, the trial court determined
the risk of confusion, misleading the jury, and wasting time, outweighed any probative
value the records might possess. The court credited the state’s assertions that the
30
records were too old and factually unrelated to be relevant in this case and, opined
further that the records actually bolstered the state’s theory because they demonstrated
Brandy’s juvenile history was non-violent. The court also noted the records lacked
any exculpatory value for defendant. Given that the records defendant sought to
present were for non-violent offenses Brandy committed roughly a decade before the
Brandon murder, the trial court did not erroneously determine they were irrelevant
and unfit for the proffered purpose. The fact that as a juvenile Brandy was adjudicated
delinquent for non-violent crimes has no bearing on defendant’s guilt in this case. No
reversible error is shown.
Photographs seized from Brandy Holmes’ Room
Defendant also asserts the trial court erred in refusing to allow him to introduce
18 photographs that were seized during a search of Brandy’s bedroom in her mother’s
trailer. Defendant states these photos depict a number of other African-American men
with whom Brandy was friends, and in some of the photos the males were making
lewd gestures or gang signs. Defendant sought admission of these photos to show the
jury that the “fuzzy” African-American man depicted in the Hibernia ATM
surveillance video photos could have just as easily been one of her other male friends.
In sustaining the state’s objection to the introduction of the photos, the trial
court determined the risk of confusion, misleading the jury, and wasting time,
outweighed any probative value the photos might have possessed. Specifically, the
court found:
The jury has a photograph of two individuals standing at an ATM, they
have photographs of the arrest of Mr. Coleman, and Mr. Coleman is
seated in court, and they can look at those photographs and determine if
that appears to be him or not. To simply flood the jury with a bunch of
pictures of African-American males, I don’t see any probative value
quite frankly. I mean, if that were the case every time we had a
photograph of a suspect we could simply flood the jury with a box full
of pictures and make the argument, well, it could have been any one of
these people whether they were white, black, Hispanic, or purple, green,
31
whatever they are. I just don’t see the probative value.
Photographs which illustrate any fact, shed light upon any fact or issue in the
case, or are relevant to describe the person, place or thing depicted are generally
admissible. See, e.g., State v. Magee, 11-0574 (La. 9/28/12), 103 So. 3d 285, 323;
State v. Lanieux, 09-675 (La. App. 5 Cir. 3/9/10), 39 So. 3d 606, 609; State v. Lindsey,
404 So. 2d 466, 475 (La. 1981). A trial court’s ruling with respect to the admissibility
of photographs will not be overturned unless it is clear the prejudicial effect of the
evidence outweighs its probative value. Magee, 103 So. 3d at 323; Lindsey, 404 So.
2d at 475. Additionally, although the accused may introduce any legal evidence
tending to prove that another person may have committed the crime with which the
defendant is charged, such evidence may be excluded where it does not sufficiently
connect the other person to the crime, as, for example, where the evidence is
speculative or remote, or does not tend to prove or disprove a material fact in issue at
the defendant’s trial. Holmes, 547 U.S. at 327.
We find the trial court did not abuse its discretion when it excluded the photos.
Contrary to defendant’s assertions, evidence that Brandy, or someone else who used
her bedroom, associated with African-American men other than defendant does not
indicate that any of those individuals had any connection to the Brandon murder. The
photos by no means constituted non-speculative proof of any third-party’s guilt in this
case and were wholly irrelevant.
Cumulative Prejudice
Defendant claims that the cumulative prejudice arising from the trial court’s
evidentiary rulings constitutes reversible error. Defendant argues the trial court’s
rulings on these issues, prohibiting him from presenting evidence in support of his
defense of innocence, violated his right to confront the evidence against him and to
present a complete defense. Because we find no error in these individual rulings, we
32
also find no prejudice simply from considering the issues cumulatively. Further,
although cast as a grievance about the cumulative prejudice he alleges he has suffered,
his complaint is akin to the oft-rejected “cumulative error” claim. This court has
reviewed cumulative error arguments and universally found that harmless errors,
however numerous, do not aggregate to reach the level of reversible error. See, e.g.,
State v. Strickland, 93-0001 (La. 11/1/96), 683 So. 2d 218, 239; State v. Tart, 94-0025
(La. 2/9/96), 672 So. 2d 116, 164; State v. Copeland, 530 So. 2d 526, 544-45 (La.
1988); State v. Sheppard, 350 So. 2d 615, 651 (La. 1977). Defendant offers no
compelling reason why the court should alter its position.
JAILHOUSE INFORMANT TESTIMONY
(Assignments of Error # 6 & 7)
Defendant argues the state was erroneously allowed to introduce the testimony
of two jailhouse informants, Bobby Evans and Collies Sharpes, who were temporarily
in the same holding cell with defendant immediately following his arrest. Defendant
asserts their statements were unreliable on their face and their testimony did not meet
the heightened standards for reliability in a capital case. Defendant points out the
statements were internally inconsistent and inconsistent with evidence at the crime
scene: Evans has given differing statements as to whether defendant shot either
victim; some of Sharpes’ statements differed materially from Evans’ statements;
Sharpes’ account evolved; and portions of Evans’ statements were inconsistent with
the evidence at the crime scene. Additionally, defendant argues their testimony was
unreliable because, at the time of their cooperation, both witnesses were facing
criminal charges and both expressed a desire and hope for leniency in exchange for
information against defendant. Defendant asserts regardless of whether Evans and
Sharpes actually received favorable treatment in exchange for providing information,
their hope or expectation of leniency at the time they approached the police is
33
sufficient to establish a significant bias undermining the reliability of this evidence.
After review of the record, we do not find the trial court abused its discretion
in admitting the testimony. Defendant was given ample opportunity to attack the
witnesses’ credibility at trial, and was able to address the inconsistencies in their
testimony. The inconsistencies were also highlighted by defense counsel in closing
argument:
You heard the testimony of Collies Sharpes and Bobby Evans. And I told
you in opening, those two witnesses statements would be [inconsistent]
with each other, they weren’t the same as each other, [they] weren’t the
same as facts we know to be proven. They were, they had information
that they could not have otherwise had, that is one thing I’ll agree with
Mr. Cox on, and I’ll explain that in a moment. Mr. Sharpes told you that
Robert said that Brandy killed both of them. I asked him that question,
are you sure about it, yes. Mr. Evans reluctantly here, tells Detective
McClure sometime after the intake that Robert said that he killed the
woman and Brandy killed the man.
That didn’t work, so when he testified at the grand jury he flipped it, and
Robert killed the man and Brandy killed the woman. He also admitted
saying that Reverend Brandon, Robert had told him Reverend Brandon
had hit Brandy in the face with a Budweiser bottle. Well, that was false.
He also said Robert told him they tied them up, and that was false. He
also told him that Robert had buried a gun in the backyard, and that was
false. So the statements are not consistent with each other, they’re not
consistent with known facts.
We find the jury had a full opportunity to consider the inconsistencies in the
statements and was able to consider what weight, if any, to give their testimony.
Moreover, although the possibility of state leverage over a witness arising from
pending criminal charges is highly relevant to establish bias or interest, any potential
bias arising from pending charges goes to the jury’s credibility determination, not the
admissibility of the testimony. See State v. Vale, 95-1230 (La 1/26/96), 666 So. 2d
1070, 1072; State v. Rankin, 465 So. 2d 679, 681 (La. 1985); State v. Brady, 381 So.
2d 819, 821-22 (La. 1980). The jury was made aware that Sharpes and Evans faced
unrelated charges when defendant made the disclosures to them. Defense counsel
emphasized that circumstance in his closing argument and theorized for the jury that
34
the witnesses actually obtained the details they claimed defendant divulged by other
means:
We know that Bobby Evans, in April, shortly after giving those
statements was facing [five] to 20 years, and received a sentence of three
years concurrent with his two-year sentence on yet another felony, okay.
But the most convincing evidence that you will have that you know
Collies Sharpes and Bobby Evans were telling you a story was the
statement about Brandy flushing the jewelry. When I asked each and
every detective, officer, anyone that was at the police station that night,
I said, did you let them, did you let Sean and Brandy talk, get their
stories together? No, we keep them separate, that’s proper procedure,
there is no way we would let them be together, they’re kept separate. I
said, well, what about Robert and Brandy, none, separated. What about
Brenda Bruce and Sean George and Robert, no, they’re separated.
Now, here is the point. They kept them separated, which is exactly what
they do, they don’t want people talking to each other, there is no way
Robert knew Brandy flushed that jewelry. Because they were separated,
they weren’t allowed to talk, they weren’t allowed to get their stories
straight, there was no way that Robert knew Brandy flushed that jewelry.
So he’s taken directly to Caddo Correction, he’s put in with Collies
Sharpes, Bobby Evans, then all of a sudden detectives come and speak,
and Collies Sharpes and Bobby Evans somehow have information that
Robert Coleman himself could not possibly have possessed. To me that
is the most convincing evidence that Collies Sharpes and Bobby Evans
are telling you a story.
The jury also heard testimony from the attorney who represented them relative to
those criminal charges that neither Sharpes nor Evans received any leniency in return
for their cooperation in defendant’s case. For these reasons, we find no error in the
admission of this testimony.
Defendant additionally argues he was denied due process because the state
failed to disclose inconsistencies in Sharpes and Evans testimony, as well as evidence
indicating that Evans was coerced into testifying. Specifically, defendant complains
the state waited until five days before trial to disclose that Evans’ grand jury testimony
was inconsistent with his initial statement as to whether it was defendant or Brandy
who shot each victim, and it was clear from Evans’ trial testimony that the state forced
him to take the stand against his will.
35
The suppression of evidence favorable to the accused violates due process
where the evidence is material either to guilt or punishment, without regard to the
good or bad faith of the prosecution. Brady v. Maryland, 373 U.S. 83, 88, 83 S.Ct.
1194, 1197, 10 L.Ed. 2d 215 (1963). Favorable evidence includes both exculpatory
evidence and impeachment evidence. United States v. Bagley, 473 U.S. 667, 676, 105
S.Ct. 3375, 3380, 87 L.Ed. 2d 481 (1985); State v. Knapper, 579 So. 2d 956, 959 (La.
1991). Moreover, late disclosure of favorable evidence may require reversal if the
timing significantly impacted the defendant’s opportunity to effectively present the
material. State v. Kemp, 00-2228, (La. 10/15/02), 828 So. 2d 540, 545-46. Still, Brady
and the decisions that follow do not establish a general rule of discoverability and the
state’s failure to disclose or late disclosure does not automatically mandate a reversal.
Rather, the defendant must first show he suffered prejudice as a result. La. C.Cr. P. art.
921; see also United States v. Agurs, 427 U.S. 97, 112, 96 S.Ct 2392, 2400, 49 L.Ed.
2d 342 (1976); State v. Willie, 410 So. 2d 1019, 1030 (La. 1982).
Here, defendant complains the state’s late and limited disclosures prevented him
from effectively presenting evidence which would have undermined Evans’
credibility. Specifically, defendant complains the state waited too long to disclose that
Evans’ testimony before the grand jury was inconsistent and that he was forced to
testify at the second trial. As set out above, however, the jury was well aware that
Evans gave a differing account as to defendant’s claims concerning who shot each
victim and knew that Evans was less than enthusiastic about testifying at the re-trial.
In fact, defense counsel exploited the inconsistencies among Evans’ prior statements
for the jury. Moreover, Evans clarified why he was reluctant to testify at the re-trial:
he had time left to serve and was fearful he might cross paths with defendant again
behind bars. Defendant fails to show he was prejudiced by the late disclosure or that
the state suppressed anything capable of undermining the verdict. As a result of
36
Evans’ testimony, the jury was aware the state took measures to ensure his testimony
at the second trial, and defendant possessed an adequate opportunity to cross-examine
Evans as to the veracity of his testimony. Thus, we find no error in trial court’s ruling.
ADMISSION OF OTHER CRIMES EVIDENCE - GUILT PHASE
(Assignment of Error # 13)
After a pretrial Prieur14 hearing, the trial court ruled the state would be allowed
to introduce testimony from Terrance Barnes. Barnes testified that on the night prior
to the Brandon murder, he met defendant at Brandy’s New Year’s Eve party and he
observed defendant holding a revolver and later in the evening defendant asked
Barnes if he knew where he could “hit a lick,” meaning commit a robbery. Defendant
argues this evidence was not relevant for a legitimate purpose, and any probative
value was outweighed by its prejudicial effect. Defendant argues the testimony should
have been excluded because the gun observed by Barnes was not linked in any way
to the Brandon murder, as proven by ballistics evidence. Further, defendant argues
Barnes’ testimony that he understood the phrase “hit a lick” to mean defendant wanted
to know where he could commit a robbery should not have been admitted because
defendant submitted evidence that the phrase has many common meanings, and has
different meanings in different states. Thus, Barnes’ belief as to the meaning of the
phrase was purely speculative. Defendant further argues because the gun shed no light
on the crime, it only served to prejudice the jury against him for a completely
unrelated bad act and should have been excluded under La. C.E. art. 403.
La. C.E. art. 404(B)(1) generally prohibits courts from admitting evidence of
other crimes or bad acts to prove a defendant’s bad character. However, such evidence
is admissible if the state establishes an independent relevant reason, such as proof of
motive, opportunity, intent, preparation, plan, knowledge, identity, absence of mistake
14
State v. Prieur, 277 So. 2d 126, 130 (La. 1973).
37
or accident. La. C.E. art. 404(B)(1). At the Prieur hearing, investigator Don Ashley,
who had thirty-seven years of law enforcement experience, testified regarding Barnes’
encounter with defendant. Mr. Ashley testified he understood the phrase “hit a lick”
to mean that defendant wanted to commit a robbery. Mr. Ashley inquired about the
meaning of the phrase in defendant’s native Tylertown, Mississippi, and learned that
the meaning there was the same: “The vernacular in the street is that the first thing
when somebody is talking about doing a lick it’s some type of robbery….[T]he
common impression when you say a lick is that you’re going to do a robbery.” After
the hearing, the trial court found:
The testimony is that a witness stated that on the day before the murder
. . . the defendant was asking him where he could hit a lick, and that he
also observed him with a small firearm, a handgun. The following day
the victims or Mr. Brandon was murdered, and the prosecution wishes
to introduce evidence of the conversation taking place the day before.
The Court has had many occasions, many cases where the term hit a lick
was used. In the Court’s experience it has always been relating to
committing a robbery. The Court finds that this certainly fits within the
intent of Article 404(B). It does tend to show evidence such as proof of
motive, opportunity, intent, preparation, plan, knowledge, and absence
of mistake or accident. Certainly all fit within the parameters of 404(B).
For those reasons the Court will allow the evidence to be introduced.
The trial court has broad discretion in weighing the probative versus prejudicial
value of evidence under La. C.E. art. 403, and its ruling on the admissibility of
evidence pursuant to La. C.E. art. 404B(1) will not be disturbed absent an abuse of
discretion. See State v. Bordenave, 95-2328 (La. 4/26/96), 678 So. 2d 19, 21; State v.
Carter, 15-99 (La. App. 5 Cir. 7/29/15), 171 So. 3d 1265, 1280; State v. Waterhouse,
14-1048 (La. App. 4 Cir. 6/19/15), 171 So. 3d 1113, 1115. Evidence that defendant
possessed a gun, whether it was actually the murder weapon or not, and evidence that
defendant asked Barnes where he could “hit a lick,” a phrase understood to be an
expression of desire to commit a robbery or theft, was independently relevant to and
probative of defendant’s motive, opportunity, intent, and preparation in connection
38
with his invasion of the Brandon home the very next day. Thus, we find no abuse in
the trial court’s discretion in admitting the evidence.
LIMITATION OF VOIR DIRE
(Assignment of Error # 15)
Defendant argues he was denied his right to a full and fair voir dire when the
trial court improperly limited the scope of voir dire by disallowing defense counsel
to inquire into a prospective juror’s attitudes about penalty phase aggravators,
specifically a defendant’s involvement in a second homicide. Defendant argues he
must be able to determine a prospective juror’s opinion on the specific aggravating
factors in this case without discussing specific facts in order to determine if a juror is
eligible to serve.
As a general matter, an accused in a criminal case is constitutionally entitled to
a full and complete voir dire examination. La. Const. art. I, § 17. However, the scope
of counsel’s examination rests within the sound discretion of the trial judge and voir
dire rulings will not be disturbed on appeal absent a clear abuse of that discretion. La.
C.Cr. P. art. 786; State v. Tilley, 99-0569 (La. 7/6/00), 767 So. 2d 6, 19. Further, the
right to a full voir dire does not afford the defendant unlimited inquiry into possible
prejudices of prospective jurors, including their opinions on evidence, or its weight,
hypothetical questions, or questions of law that call for any prejudgment of supposed
facts in the case. State v. Ball, 00-2277 (La. 1/25/02), 824 So. 2d 1089, 1110. A party
interviewing a prospective juror may not ask a question or pose a hypothetical which
would demand a commitment or prejudgment from the juror or which would pry into
the juror’s opinions about issues to be resolved in the case. Ball, 824 So. 2d at 1110;
Tilley, 767 So. 2d at 19. “It is not proper for counsel to interrogate prospective jurors
concerning their reaction to evidence which might be received at trial.” Ball, 824 So.
2d at 1110.
39
In the present case, defense counsel questioned prospective jurors, in particular
Mr. Robert Horne, about whether he believed the only appropriate penalty would be
a death sentence in a case in which the jury unanimously found the defendant guilty
of first degree murder under the sort of circumstances present in this case:
[Q:] …I would like to start with Mr. Horne. Assuming that you have a
situation where you and 11 other jurors have found beyond a reasonable
doubt that the defendant has committed an intentional murder, again it’s
not committed in the heat of passion, the person was not legally insane,
it was not self-defense or defense of others, he wasn’t so intoxicated that
he couldn’t formulate a specific intent and in addition to that there were
one of the other factors such as the victim was over the age of 65 or
under the age of 12 or it was committed in the course of an armed
robbery or an aggravated burglary, for you, Mr. Horne, for you at that
point is death the only appropriate penalty?
The state objected that the question was “limiting the jurors to a specific and arbitrary
point,” and precluding the prospective juror from considering any mitigating
circumstances, which he would have been required to consider. The defense
responded that it was a “very clean Morgan v. Illinois question” which simply put the
juror in a position where he has found someone guilty of first degree murder and
queried whether he would still be open to imposing a life sentence.15 The court
overruled the state’s objection and permitted defense counsel to proceed.
Subsequently, prospective juror Horne made clear that he would have to hear the
whole case and everything from each side before determining whether to give a
sentence of life or death.
As defense counsel pursued substantially the same line of inquiry with
prospective juror Mr. Claude Clary, Jr., the state objected when counsel divulged
further that she anticipated the state would attempt to show that defendant acted as a
principal in another homicide:
15
In Morgan v. Illinois, 504 U.S. 719, 726, 112 S.Ct. 2222, 119 L.Ed. 2d 492 (1992), the
Supreme Court held that venire members who would automatically vote for the death penalty must
be excluded for cause, reasoning that any prospective juror automatically voting for death would fail
to consider the evidence of the aggravating and mitigating circumstances, thus violating the
impartiality requirement of the Due Process Clause.
40
Defense counsel: Can you give me some examples of things that you
would want to hear in deciding between life and death?
Mr. Clary: Does this person have a history of criminal, has he killed
before, was he a drug dealer, whatever.
Defense counsel: And let’s assume that you found out that the person
did have a history of criminal behavior. Is that a fact that would prevent
you from considering both life and death at that point?
Mr. Clary: It still wouldn’t have prevented it, but I mean it would have
to be what’s the nature of it.
Defense counsel: I mean I’m not going to try to hide the ball on you.
The state has alleged, and we certainly do not agree, but the state has
alleged, and you will hear evidence if you were to get to a penalty phase
in trial - the state has alleged that Mr. Coleman was a principal in another
murder. Given those facts would you still be open -
Prosecutor: You Honor, I would like to lodge an objection, please.
The court: Okay, Mr. Bailiff. Ladies and gentlemen, we are going to
have you retire to the jury room. . . .
Prosecutor: Your Honor, [defense counsel] made the reference that the
state has alleged that Mr. Coleman has participated in another murder
which is entirely fact specific and an impermissible reference to the
murder of Terrance Blaze and what I believe the idea is to taint the entire
panel by getting extremely inflammatory talking about another murder.
Her example touches on what the state’s allegations are and is going to
be putting facts at play trying to disqualify two white males. I would
point out that the defense both times when they [began] the questioning
have started with trying to target white males. I just want to make the
part of the record because that’s obviously where they have been. We
saw how she badgered the first man, and this time my specific objection
is she is getting into a very fact-specific inquiry about Terrance Blaze
which should not be part of the voir dire process.
The court: Response?
Defense counsel: Your Honor, the case law is very clear, both federal
and state, that in order to serve as a juror in a first-degree murder case
that a person has to be open to both life and death in this case. I think
State v. Allen Robertson talks about that, State v. Maxie, State v.
Divers.…
The court: Well, you know, I reviewed that case last night after you
had brought it up last night. Can you show me where State v. Divers says
that?
Defense counsel: I may be - I know that Divers was along the same
41
lines as Robertson. If I’m wrong about that, I apologize, but I know
certainly Robertson says it very specifically, and I can show you the
language specifically from Robertson…. It says that a prospective juror
can conceive of certain situations where he might vote for life
imprisonment rather than death is inconsequential where that same juror
has clearly stated he could only vote for the death penalty in the case
before him. The fact scenario in Robertson was that it was a killing of
more than one person and there were jurors who said that they could
consider - I apologize, but I don’t want to be mixing up cases. A juror
said, “Well, you know if it’s a double murder, then I could only vote for
the death penalty,” and that juror was allowed to or the defense cause
challenge was denied. The defense had to use a peremptory, I believe.
. . . [And the Louisiana Supreme Court] found that that use of the
peremptory was reversible error because the challenge, the defendant’s
challenge for cause should have been granted because even though there
were cases where the juror could consider life he could not consider life
in the case before him…. In this case the state has made certain
allegations such as a victim over 65 in the perpetration of an aggravated
burglary or an armed robbery, and one of the other allegations that the
state has made is that Mr. Coleman has committed a separate murder…
and so if a juror could consider life in other circumstances but not in this
case he is not qualified to serve.
The court: So your argument is you should be allowed to ask questions
concerning specific facts in this case?
Defense counsel: That’s correct, your Honor. I think that’s Louisiana
Supreme Court law….
The court: …[Y]ou are questioning these prospective jurors concerning
specific facts in this case. Do you have a case that gives you the authority
to do that?
After recessing to consider the parties’ positions, the trial court sustained the state’s
objection, finding some measure of fact-sensitive questioning permissible as long as
the questions did not pertain directly to specific evidence to be adduced during the
proceedings:
Before this trial began I instructed all counsel to read and be familiar
with State v. Ball, 824 So. 2d 1098, Louisiana Supreme Court 2002
opinion and also State v. Hall, 616 So. 2d 664, Louisiana Supreme Court
1993. If all counsel have not read that opinion for this particular trial, I
will instruct you to do so once again.
***
Now, I will agree with [the defense] that you may ask questions
concerning, for example, could you consider imposing a life sentence if
the facts show that the homicide was committed during a burglary?
42
That’s a permissible question. Could you consider imposing a life
sentence if the facts showed that the defendant attempted to kill more
than one [person]? That’s a permissible question. But you went beyond
that when you went on to say that the state is going to introduce at the
penalty phase evidence to show that a second murder was committed.
That’s far beyond the scope of saying, “Could you consider a life
[sentence] under the field facts in this case?” You may do that, but to go
beyond that and say that the state is going to introduce evidence
concerning a second homicide that might have occurred is going far
afield particularly…when Mr. Horne made it completely clear
throughout his entire voir dire that he is going to accept either - that he
could impose either a death penalty or a life [sentence]. He rated himself
as a [three] which is dead in the middle. He said he would have to hear
all the facts before he decides the penalty…He is open to both penalties,
can go either way.
[T]he defense and the state will be able to ask questions concerning the
general allegations in this case. For example, could you consider a life
[sentence] or a death penalty for someone convicted of murder involving
a burglary? Could you consider imposing a life [sentence] or a death
penalty for someone convicted of a murder involving more than one?
Those are permissible questions. To go beyond that, particularly when
jurors, potential jurors, have consistently shown that they are open to any
and all sentences and to go beyond that any ask questions or pose
questions of a prospective juror on specific facts is clearly impermissible
under Louisiana law and federal law.
Later in voir dire, the court elaborated on its ruling by explaining that, once a
prospective juror’s neutrality as to application of the death penalty has been
established, the defense is not permitted to attempt to elicit his opinion or expected
reaction as to specific facts of this case:
My ruling on the specific objection is when you went beyond and went
into the penalty phase concerning other evidence that may or may not
come out, and trying to get a juror who has clearly demonstrated a very
neutral position to precommit on their position . . . in violation of State
v. Ball. Alright. So I don’t know how I can make it any clearer.
We find no error in the trial court’s ruling. This court has never found the right
to a full voir dire entitles the defense to carry out a fishing expedition, using specific
evidence it anticipates will be adduced at trial to detect latent biases it suspects
individual venire members may be harboring. To the contrary, the jurisprudence
clearly provides that counsel may not divulge specific facts of the case and then ask
43
jurors to commit themselves to a verdict based thereon. Ball, 824 So. 2d at 1110. As
the trial court found in this case, the defense was not precluded from eliciting venire
members’ views as to whether and when the death penalty is appropriate. The court’s
ruling in this case correctly allowed for voir dire questions aimed at revealing honest
opinions as to what sort of circumstances, whether aggravating or mitigating, would
sway individuals in one direction or the other. The trial court’s determinations were
also in line with well-established jurisprudence which provides that a prospective
juror who, having been equipped by whatever avenue with enough information about
the particular case, indicates that he will be unable to return a sentence of death, is
unqualified to sit as a capital juror, although he may have expressed an abstract or
theoretical ability to consider both death and life. See State v. Williams, 708 So. 2d
703 (La. 1998); State v. Comeaux, 514 So. 2d 84 (La. 1987).
SPECIFIC JUROR ISSUES
(Assignments of Error #14, 16 - 22)
Janet Davis (Assignment of Error #14)
On the first day of the guilt phase of the trial, before the selected jurors were
sworn in and prior to opening statements, juror Janet Davis advised the courtroom
bailiff that someone had told her something about the case. Ms. Davis was brought in
the courtroom for individual questioning by the court:
The court: Ms. Davis, the bailiff indicated to me that you told him that
somebody had said something concerning the case to you, and you
wanted to bring that to the Court’s attention.
Ms. Davis: Yes. I just wanted you to know that someone inadvertently
told me this morning that this was a retrial.
The court: Okay.
Ms. Davis: And I had that information, so I wanted you to know that.
The court: All right. How did the information come to you?
Ms. Davis: On the, well, they just came downstairs and told me.
44
The court: And is that, was there any discussion that took place about
that?
Ms. Davis: No, no, because I stopped and I said, you are not supposed
to tell me anything. I said, I’m not supposed to know one thing.
The court: Okay. And did that influence you in any form or fashion?
Ms. Davis: No, it did not.
The court: Can you set aside any information that you might have
heard about this case and base your opinion solely on the evidence that
you hear in the courtroom?
Ms. Davis: Yes, sir.
The court: Do you understand that the defendant is presumed innocent,
and that is a serious presumption, and that the State carries the burden of
proving beyond a reasonable doubt the charges that they allege? Do you
understand that?
Ms. Davis: Yes, sir.
The court: And can you apply that presumption?
Ms. Davis: Yes, sir.
The court: Regardless of anything that you might have heard?
Ms. Davis: Yes, sir.
The court: What was the fullest extent of what you heard?
Ms. Davis: Verbatim?
The court: Yes.
Ms. Davis: He came downstairs, and he said the case is State versus
Robert Coleman, and he said, and this is a retrial. And that’s when, I
mean, the whole thing shocked me because it was 6:00 in the morning
making coffee, and as soon as that was said I said, don’t say anything. I
said, you’re not supposed to say anything to me. So that was the entire
conversation.
The court: Okay. All right….
The court gave the state and defense the opportunity to question Ms. Davis, but both
sides declined. The defense then challenged Ms. Davis for cause, asserting defendant
had “an absolute right to have jurors that are not aware that it is a retrial or draw any
45
inferences from that.” The defense further expressed concern that Ms. Davis could
unintentionally share this information with the other jurors. The court then returned
Ms. Davis to the courtroom and further advised her:
The court: …Ms. Davis let me emphasize to you, it is extremely
important that you not discuss at all with any of the other jurors what you
have informed the court of.
Ms. Davis: I haven’t.
The court: Have you said anything to them at all?
Ms. Davis: Not a word, not a word.
The court: Well, keep it that way, okay. Do not discuss anything that
you’ve heard. And once again, can you put aside anything that you were
told by anyone or anything that you’ve heard, can you set that aside and
be fair and impartial in this case?
Ms. Davis: Yes, I can.
The court: Can you base the totality of your opinion, can you base your
opinion on the evidence that you are going to hear in this case?
Ms. Davis: Yes, sir.
The court: Can you apply the presumption at this time that the
defendant is presumed innocent and hold the state to [its] burden of proof
beyond a reasonable doubt?
Ms. Davis: Yes, sir.
The court: All right. Thank you very much. Do not discuss anything
that you’ve told us with any of the other jurors at any time. Thank you,
ma’am.
The trial court denied the challenge for cause, noting it was convinced Ms
Davis could remain fair and impartial. The court stated Ms. Davis had been very
forthcoming throughout the totality of the voir dire and appeared sincere in her
impartiality. The court then returned the entire jury to the courtroom to ensure no one
else had learned information about the case:
The court: I want to ask each of you if since the last time we talked to
you if any of you have heard anything about this case from any source
at all…. If any of you have heard anything about the case since we talked
46
to you last please raise your hand. All right. And no one is raising their
hand.
The jury was sworn in and trial commenced. The trial court further supplemented its
ruling on Ms. Davis, finding her credibility exceptional because she immediately
disclosed the information to the bailiff and requested that it be disclosed to the court.
Further, the court observed Ms. Davis to be truthful and forthcoming throughout the
entirety of her vior dire.
La. C.Cr. P. art. 797 sets forth the grounds for which a juror may be challenged
for cause. Two of these grounds are pertinent here, namely, that “[t]he juror is not
impartial, whatever the cause of his partiality” and “[t]he juror will not accept the law
as given to him by the court.” La. C.Cr. P. art. 797(2) and (4). “[A] challenge for cause
should be granted, even when a prospective juror declares his ability to remain
impartial, if the juror’s responses as a whole reveal facts from which bias, prejudice
or inability to render judgment according to law may be reasonably implied.” State v.
Hallal, 557 So. 2d 1388, 1389-90 (La. 1990). Reversible error is demonstrated and
prejudice is presumed in cases in which a defense challenge for cause was erroneously
denied and the defendant ultimately exhausted his peremptory challenges. State v.
Jones, 03-3542 (La. 10/19/04), 884 So. 2d 582, 588; State v. Ross, 623 So. 2d 643,
644 (La. 1993). Here, defendant exhausted his peremptory challenges; thus, he need
only show that the trial court abused its discretion when it denied any one of his
challenges for cause.
In ruling on a challenge for cause, the trial court is vested with broad discretion
and its ruling will be reversed only when the voir dire record as a whole reveals an
abuse of discretion. State v. Odenbaugh, 10-0268 (La. 12/6/11), 82 So. 3d 215, 237;
State v. Robertson, 630 So. 2d 1278, 1281 (La. 1994). After individually interviewing
Ms. Davis twice, the trial judge denied defendant’s challenge for cause because he
47
was thoroughly convinced she could remain fair and impartial and set aside her
knowledge that the proceeding was a retrial. The court noted further Ms. Davis had
been very forthcoming and appeared sincere in her impartiality. Given that Ms. Davis
stated her ability to remain impartial and to accept and apply the law given by the
court, the record does not support defendant’s claim that she should have been
excused. There is nothing in the record which indicates Ms. Davis had knowledge of
the outcome of the prior trial or the reason for a retrial. Nothing about the fact that this
trial was a retrial is inherently prejudicial without further knowledge. The fact that Ms.
Davis became aware that this was a retrial was, in and of itself, neutral information.
Nothing in the record indicates Ms. Davis was incapable of serving impartially in this
case or that there existed any legitimate basis for her exclusion. Thus, we find no
reversible error in the trial court’s denial of defendant’s challenge for cause.
Denial of Cause Challenges
Defendant argues six challenges for cause were improperly denied by the trial
court. Defendant asserts three jurors - Glenda May, Anita Rainer, and Lena Kelly -
testified they would automatically impose the death penalty for first degree murder.
Defendant also asserts three jurors - Cynthia Bates, Anita Rainer, and Jennifer
McMullen - indicated they could not accept mental retardation and/or mitigating
circumstances.
A prospective juror may be challenged for cause if he is not impartial,
“whatever the cause of his partiality,” or if he will not accept the law as given by the
court. La. C.Cr. P. art. 797(2) and (4). As this court explained in State v. Ball:
[A] challenge for cause should be granted, even when a prospective juror
declares his ability to remain impartial, if the juror’s responses as a
whole reveal facts from which bias, prejudice or inability to render
judgment according to law may be reasonably implied. The proper
standard for determining when a prospective juror may be excluded for
cause because of his views on capital punishment is whether the juror’s
views would “prevent or substantially impair the performance of his
48
duties as a juror in accordance with his instructions and his oath.”
Witherspoon v. Illinois, 391 U.S. 510, 88 S.Ct. 1770, 20 L.Ed. 2d 776
(1968). In a “reverse-Witherspoon “ context, the basis of the exclusion
is that a prospective juror will not consider a life sentence and ... will
automatically vote for the death penalty under the factual circumstances
of the case before him ... Jurors who cannot consider both a life sentence
and a death sentence are “not impartial,” and cannot “accept the law as
given ... by the court.” In other words, if a prospective juror’s views on
the death penalty are such that they would “prevent or substantially
impair the performance of their duties in accordance with their
instructions or their oaths,” whether those views are for or against the
death penalty, he or she should be excused for cause. The failure to
disqualify a venireman unable to consider both life and death as penalties
constitutes reversible error.
824 So. 2d at 1102-03. (Internal citations removed). Yet the trial court’s refusal to
disqualify a prospective juror does not constitute reversible error or an abuse of
discretion if, after further examination or rehabilitation, the juror demonstrates
willingness and ability to decide the case fairly according to the law and evidence.
State v. Howard, 98-0064 (La. 4/23/99), 751 So. 2d 783, 795; Robertson, 630 So. 2d
at 1281. Thus, a prospective juror who simply indicates a personal preference for the
death penalty need not be stricken for cause. State v. Tate, 01-1658 (La. 5/20/03), 851
So. 2d 921, 936; Lucky, 755 So. 2d at 850.
Additionally, a juror must consider any mitigating circumstances (statutory or
otherwise) before determining whether or not the death sentence should be imposed.
La. C.Cr. P. art. 905.3. While a juror has the discretion to assign whatever weight the
juror deems appropriate to any mitigating circumstance established by the evidence,
the juror must be willing to consider mitigating evidence relevant to the character and
propensities of the defendant and must be willing to fairly consider a life sentence.
State v. Miller, 99-0192 (La. 9/6/00), 776 So. 2d 396, 402-03.
Glenda May (Assignment of Error #17)
Defendant asserts the trial court erroneously denied his challenge for cause as
to Glenda May. Defendant argues Ms. May’s responses to voir dire questioning reveal
49
an inability to give meaningful consideration to a life sentence. Ms. May’s statement
that she would want to hear everything before making a decision was clearly a result
of her desire to give an appearance of understanding the process after repeated
objections by the state during defense counsel’s questions on the death penalty.
A review of the voir dire transcript demonstrates that when first asked her view
of the death penalty, Ms. May responded she was “absolutely” in favor of it. However,
the whole of her responses indicates she would not automatically impose a death
sentence, but would need to hear all the penalty phase evidence, including mitigating
circumstances, before deciding which sentence was appropriate. Ms. May replied in
the affirmative when asked whether she would be open to “every possible mitigating
circumstance that could be presented” before reaching a decision, and likewise
expressed willingness to first determine whether defendant was intellectually disabled
and therefore exempt from capital punishment. When examined by the defense, Ms.
May clarified that her sentencing decision would depend strictly on the evidence
presented. When defense counsel posed a factual scenario in which a defendant was
found guilty of first degree murder and the state had established aggravating factors,
without mention of any mitigating circumstances, Ms. May opined death would be the
appropriate penalty. However, after the court clarified for the entire panel that jurors
are required to consider all mitigating circumstances in the penalty phase, it became
apparent that her response to the defense hypothetical could not fairly be viewed as
a retreat from her earlier testimony in which she stated she would consider all the
evidence and remain open to mitigating circumstances.
Throughout voir dire, defense counsel’s questions to members of the venire
who initially identified themselves as more supportive of the death penalty gave rise
to objections from the state and repeated interjections from the court as to the
requirement for consideration of mitigating circumstances. The trial court also
50
expressed frustration over defense counsel’s questioning:
All right. Well, there has been a pattern of defense counsel asking the
question, and, frankly, it’s a very long compounded question, and then
you ask, “Is that your answer?” without actually allowing them to
answer. I mean their answer is basically a yes or a no. And so that’s the
problem that I have with the way that you are phrasing the question. You
are giving them a very long compounded question and asking them, “Is
that your answer?” So I don’t think that the record is going to reflect
based on your questions the potential juror’s true feelings and opinions
about the death penalty.
I can continue to give them the instruction to include or to consider all
mitigating circumstances. We can do it the long way or you can include
that and allow them to expand on their answers, but you are really not
giving them much opportunity to give their response. You are supplying
the answer for them on many of these questions. And I’m going to look
at the totality of their responses as is the Supreme Court should they
have an opportunity to review this record, and it’s the totality of their
responses that are important.
A trick question leading a person who has never been in this situation
before into saying, “Uh-huh, that’s my response” is not really helpful to
the process….
That Ms. May was open to the possibility of a life sentence was apparent from her
response to defense counsel’s effort to clarify her earlier inquiry, in which Ms. May
stated: “For me I believe in the death penalty, but what I said was I want to hear
everything, and then I would make my decision.” When further pressed, she reiterated
her open-minded stance.
The whole of her voir dire responses indicates that Ms. May was willing and
capable of remaining impartial and correctly applying the law supplied by the judge.
Accordingly, the trial court did not erroneously deny defendant’s challenge for cause.
Anita Rainer (Assignment of Error #18)
Defendant argues Anita Rainer’s voir dire answers also reveal she was
substantially impaired from considering a life sentence for a defendant who is found
guilty of first-degree murder.
Ms. Rainer stated she believed the death penalty was appropriate only in certain
51
cases and rated herself a “3,” meaning she was open to both sentences, would listen
to all evidence, and would make her decision based thereon. When questioned by the
defense about whether she would automatically vote for a death sentence in a case in
which the victim was over age 65 and killed intentionally during a burglary, Ms.
Rainer responded “[f]or that type of crime and everything was laid out, I mean he
studied it, the intent, death penalty would be it. I mean if everything was out there on
board and I could see it straight, I would lean toward the death penalty.” She then
stated that, rather than “lean” toward the death penalty, she would actually go for it
if convinced that the perpetrator had “studied,” i.e., planned the killing. In later
questioning, however, Ms. Rainer stated, if chosen, she would honestly consider any
mitigating circumstances before reaching her sentencing verdict:
…I would just have to see how - you know, everything was laid out, but
I could go with life, you know, sentence life, but I would just have to
really just kind of, you know, go with - see what’s laid out there, you
know, all the evidence and everything. I would just have to see, but I
could, you know - I’m just trying to think here. I would see first and then
if I thought instead of the death penalty I could go the life sentence I
could.
It became evident during the court’s individualized questioning of Ms. Rainer that her
earlier answers indicating she would automatically choose death were the result of her
misunderstanding of the relevant law:
The court: Would you automatically vote for a death penalty under the
circumstances I have described?
Ms. Rainer: I don’t know that I would do an automatic death, no, but it
would be - I mean, like I said, if it’s already - if the person is found
guilty of first-degree murder and it says by law that he is death penalty,
yes, I could do that. That is the law.
The court promptly clarified that the law never requires the imposition of the death
penalty and Ms. Rainer subsequently reiterated her ability to honestly consider both
sentences before making a decision. The trial court denied the challenge for cause,
noting that Ms. Rainer rated herself as a “3,” meaning she was open to both sentences,
52
and the totality of her responses indicated she was equally open to either sentence. The
court stated “in response to some of the defense questions she indicated that she would
be predisposed to death penalty at best, but again predisposition does not disqualify
a juror.” The court further stated Ms. Rainer’s responses as a whole indicated she is
a very neutral prospective juror, and her responses indicated she would seriously
consider each option of life in prison or a death penalty, and her responses show
consistently that she would have to see and hear everything and that she would
consider all the evidence that was presented.
After a review of the transcript, based on the totality of her voir dire responses,
we find no error in the trial court’s denial of defendant’s challenge for cause.
Lena Key (Assignment of Error #19)
Defendant argues his cause challenge as to Ms. Key should have been granted.
Defendant asserts although Ms. Key initially characterized herself as undecided about
the death penalty, during the course of voir dire she demonstrated an inability to
meaningfully consider a life sentence for an intentional murder.
Ms. Key initially described herself as undecided on whether she supports the
death penalty and rated herself as a “2.” When questioned whether, once the state had
proven the elements of first degree murder beyond a reasonable doubt she would
“absolutely” impose the death penalty, Ms. Key stated she would instead listen to all
the penalty phase evidence and consider both options before deciding. Ms. Key
testified further she thought the death penalty was appropriate for first degree murder
but confirmed she would, based on the facts presented, determine whether it was
appropriate under the circumstances. When questioned by defense counsel whether,
in a scenario where she had been selected as a juror and found the defendant guilty of
first degree murder of a victim over age 65 and committed during a burglary, Ms. Key
stated she would consider a sentence of life or death and would not automatically vote
53
for death. But when pushed further, Ms. Key gave a somewhat confusing and entirely
inconsistent answer indicating she believed death was the only appropriate penalty in
those circumstances. When later examined individually by the court, however, she
stated unequivocally that, if chosen, she would honestly consider any mitigating
circumstances before deciding which sentence was appropriate.
The court: …So my question to you, Ms. Key, is if you got to the
sentencing portion, before you decided what the appropriate sentence
should be, whether it is the death sentence or whether it is a life sentence,
your individual thought, before you decided that for yourself would you
consider all the mitigating circumstances that were offered to you?
Ms. Key: Yes, sir.
The court: Would you give them honest consideration?
Ms. Key: Yes, sir.
The court: Okay. In the situation that I described where the defendant
was found guilty of first-degree murder because he had specific intent to
kill during a burglary, during a robbery, specific intent to kill or inflict
great bodily harm on more than one and the victim was over age 65,
some or all of that, could you honestly consider a life in prison sentence
for that defendant?
Ms. Key: Yes, sir.
The court: You could?
Ms. Key: Yes, sir.
The court: Could you consider a death penalty for that person?
Ms. Key: Yes, sir.
The court: As you are sitting here today - - and I’m not asking you if
you get there how you are going to vote because that would be an
inappropriate question for you. But as you are sitting here today, could
you tell me if you have a tendency to lean one direction or the other in
the case that I described to you, specific intent to kill during a burglary,
during a robbery, age over 65 or specific intent to kill and inflict great
bodily harm on more than one?
Ms. Key: Intent to kill because he hurt more than one.
The court: Okay. So what would be your tendency in that sentence?
54
Ms. Key: With intent to kill more than one or he killed more than one,
if it were just one I would sentence him.
The court: Okay. Explain that to me a little bit.
Ms. Key: You know, like if he just killed one like burglary, I say
sentence him, you know, give him time.
The court: The life sentence?
Ms. Key: Yes, sir, because, you know, he probably just act - - you
know, because he got caught. But, you know, if he killed more than one,
I sentence him death.
The court: Would you automatically sentence a defendant to either life
or death without considering all the mitigating circumstances?
Ms. Key: I would consider it.
The court: You will consider it?
Ms. Key: Yes, sir.
The court: Would you give it honest consideration?
Ms. Key: Yes, sir.
In denying the defense challenge for cause, the court found the inconsistencies among
Ms. Key’s responses attributable to confusion, rather than an inability to fairly
consider all the evidence:
Okay. With regard to Ms. Key, she did seem to be somewhat confused
about the process initially. She did give some responses that were rather
confusing to the court which indicated to the court that she didn’t really
understand how the process worked and the law pertaining thereto, but
she was very consistent with regard to her willingness to be open to
consider both sides. They were some times (sic) inarticulately given
which is again the reason why I had her brought in for individual voir
dire . . . .
After the court examined her it was very clear to the court that under the
circumstances alleged in this case of first-degree murder during burglary,
robbery, more than one or over the of 65 that she could consider a life
imprisonment or a death penalty.
Some of the comments that I have written down for her is, “Yes, I could
consider giving life or death under the circumstances of this case.” She
rated herself as a 2. She did indicate that she would favor death at some
point in her responses, but she also indicated that she could give serious
55
consideration to mitigating circumstances and impose life imprisonment
as well.
I really think that some of her responses were indicative of either not
understanding the question or being led, one or the other, which again is
why I purposefully asked very open questions to find out her and the
other prospective jurors’ opinions on these issues. And the court is
convinced that Ms. Key will give a serious and honest consideration to
both [sentencing options].
A review of the entire voir dire record demonstrates that the trial court did not
erroneously deny the defense challenge for cause to Ms. Key.
Cynthia Bates (Assignment of Error #20)
Defendant argues juror Cynthia Bates was unable to decide the issue of mental
retardation, leaving her ability to properly follow the law substantially impaired.
When examined by defense counsel, Ms. Bates initially responded she did not
agree with the law on intellectual disability in capital cases and elaborated her
concerns about applying the law:
Defense counsel: Ms. Bates, how do you feel about that law?
Ms. Bates: I don’t agree with it.
Defense counsel: Would it be a problem for you if you were on a jury
and the trial proceeded to a penalty phase and that evidence was
presented to you, is that something that you would have a hard time
following?…
Ms. Bates: No, I wouldn’t have a problem. I mean, I don’t agree with
the law, but the law is the law.
***
Defense counsel: Would you be inclined to find the defendant not
mentally retarded because you don’t agree with the law?
Ms. Bates: I don’t see how I can say somebody is mentally retarded. I
don’t see how I can say somebody is that. Even if I have the evidence -
I don’t see how I can tell how somebody is going to be retarded. I mean,
whether you have evidence in front of you, I mean, how could - I’m not
a doctor. I’m not - I don’t know how you’re supposed to…say.
Defense counsel: So that would be a decision that you would have a
difficult time making? Because if you were selected to serve as a juror,
you would be asked to make that determination, if this case were to
proceed to a penalty phase.
56
Ms. Bates: To decide if somebody was mentally retarded, yeah, I would
have a problem trying to decide if somebody - yeah, I’d have a problem
with it.
When the court further questioned Ms. Bates, after having explained the evidentiary
and fact-finding process by which jurors reach a determination as to intellectual
disability, Ms. Bates confirmed that her difficulty was limited to concern about how
she, as a layperson, might make a mental health diagnosis. She verified she would not
be inclined to make a finding, in the event that defendant had actually established his
intellectual disability, that he was not intellectually disabled so that he may be put to
death.
In denying the defense challenge for cause, the trial court found that Ms. Bates
ultimately indicated she could accept the intellectual disability law and possessed
reservations only as to how the conclusion would be reached by the jury. The court
reasoned that such a concern was one that “probably just about anybody would have,”
and one which Ms. Bates, if chosen, appeared fully capable of handling “like anyone
else would.” Viewing Ms. Bates’ responses as a whole, we find the trial court did not
abuse its discretion in denying the defense challenge for cause.
Anita Rainer (Assignment of Error #21)
Defendant argues Anita Rainer should have also been excluded because she
would hold defendant to a higher burden of proof for mental retardation than what the
law requires, and thus could not follow the law.
During voir dire, the prosecutor and Ms. Rainer engaged in the following
exchange:
Ms. Rainer: …I have got to know without a doubt, you know, if the
person is retarded or not.
Prosecutor: Okay. That’s a level of certainty that you want, right?
Ms. Rainer: Yes, sir.
57
Prosecutor: There are certain legal standards to which things have got
to be proven in criminal court, and you will hear a lot of this, okay? And
clear and convincing is one that you will hear. Beyond a reasonable
doubt is one that you will hear. What I hear you telling me is that you
want to be convinced of it very, very much. Is that correct?
Ms. Rainer: True.
Prosecutor: If the law said that it had to be something less than a
hundred percent certainty, do you think you could make that decision or
do you think that for you personally you would have to be a hundred
percent certain before you could find somebody mentally retarded?
Ms. Rainer: I would have to make a hundred percent sure that they are
not.
After further explanation from the prosecutor regarding the meanings of the burden
of proofs, Ms. Rainer agreed she would not require a level of certainty beyond what
the law requires:
Prosecutor: ...It’s not that you are a doctor. It’s not that you have
conducted the tests and all that. Does that make it simpler for you?
Ms. Rainer: Yes.
***
Prosecutor: Would you require a level of certainty beyond what the law
requires –
Ms. Rainer: No.
Prosecutor: –meaning would you have to be more sure than that level
of certainty the judge said was necessary?
Ms. Rainer: Just what the judge said, just what is necessary.
After review of the record, we find no error in the trial court’s refusal to excuse
Ms. Rainer for cause. Rather than indicating she would require the defense to carry
a heavier burden than the law requires, Ms. Rainer’s initial dialogue with the
prosecutor appears to show that she would have wanted to be certain defendant was
not intellectually disabled before she could consider imposing a death sentence: “I
would have to make a hundred percent sure that they are not [intellectually disabled].”
Additionally, after further examination, Ms. Rainer expressed that she would follow
58
the law as provided by the judge. In light of the totality of her voir dire responses, the
record shows the court did not erroneously deny the challenge for cause as to Ms.
Rainer.
Jennifer McMullen (Assignment of Error #22)
Defendant argues the trial court erred in denying his challenge for cause as to
Jennifer McMullen because she could not adequately consider the mitigating factors
of a difficult childhood and a follower.
When initially questioned, Ms. McMullen disclosed she considered herself as
being “for” the death penalty in some cases, and rated herself a “2,” stating, “I believe
there are certain acts where the death penalty is appropriate, …but, you know, I don’t
know yet what the facts would be so I would be able to consider life as well.” When
pressed further, she stated that in a case in which specific intent was proven, the
murder occurred during a robbery, and the victim was over the age of 65, she didn’t
know that she would be “50/50" under those “extreme” circumstances, but that she
was still open to a life sentence. When questioned by the defense as to how she would
vote in such a case, Ms. McMullen indicated she would be more likely to impose the
death penalty, stating, “… I don’t know if I could say 100 percent, but, you know, if
it were a crime, a premeditated crime against an elderly person, I could consider the
life [sentence], but I don’t know that there would be much of a margin for the life
there,” before verifying that her decision, either way, would not be automatic.
After the trial judge re-instructed the panel as to the law on mitigating
circumstances, Ms. McMullen expressed a willingness to follow the law although she
was still predisposed to the death penalty: “I mean if the judge says you have to look
at these circumstances and consider them, you know, I would want to do what was
according to the law, but I do believe that I would be predisposed to opting for the
death penalty.” She further explained that she would never say someone would
59
automatically be sentenced to death, but she favors the death penalty. Ms. McMullen
admitted she was unsure what sort of circumstances would cause her to gravitate
toward a life sentence, and indicated she may not give much weight to evidence that
defendant had a “horrible childhood” because her own father had suffered similar
circumstances but “didn’t opt to [kill].” Ms. McMullen further expressed that she was
unsure whether evidence of a difficult childhood would make a difference.
The court subsequently conducted additional individual voir dire of Ms.
McMullen:
The court: Now, what I want to know is, can you tell me that you will
honestly consider all the mitigating circumstances in a case before you
arrive at your individual sentence?
Ms. McMullen: Yes, if that’s what you instruct me to do, I have to.
The court: Okay. But what I’m asking you is, would you honestly do
that? It’s going to be the instruction, but what I want to know is will you
actually consider those circumstances.
Ms. McMullen: I mean, yes, I would have to. I think it would be the
right thing to do, you know.
The court: When you say, “ I have to do” do you have to because I told
you you had to –
Ms. McMullen: No.
The court: – or in your mind do you have to because –
Ms. McMullen: I have to.
The court: And would you automatically vote for a death penalty in the
circumstances that I have just described to you or would you consider
also a life in prison?
Ms. McMullen: I don’t – I don’t believe I would automatically.
The court: You don’t believe you would automatically what?
Ms. McMullen: Consider. I mean I don’t think I would automatically
vote for the death penalty. I mean I’m trying to go down – it’s hard to
generalize when – I know what you are saying about the case has been,
you know, decided up to a certain point with my fellow jurors, but it is
– you know, it’s just hard for me to say yes or no were I in that situation.
60
The court: Absolutely, And none of us here are trying to get you to tell
us what you are going to vote because frankly you don’t know.
Ms. McMullen: Right, right.
The court: It would be inappropriate for any of us to ask you how you
are going to vote if you are in the situation. That’s not what we are here
to do. What we are here to do is to find out if you would give honest
consideration to the two possible sentences in the event that you were in
that situation.
Ms. McMullen: I mean, yes, I think I would.
The court: Would you honestly consider a death penalty as a possible
verdict?
Ms. McMullen: Yes.
The court: Would you honestly consider a life in prison as a possible
verdict?
Ms. McMullen: Yes.
The court: Would you be substantially impaired from imposing either
one of those sentences?
Ms. McMullen: I don’t think so, no.
In denying the challenge for cause, the trial court found Ms. McMullen qualified to
serve impartially and found that she clearly indicated an ability and willingness to
consider everything required by law. The overall tenor of Ms. McMullen’s voir dire
responses demonstrated that she took her responsibilities seriously and gave
consideration to her answers. That, when probed in the abstract, she indicated she
would perhaps not have given some mitigating circumstances as much weight as
defendant would have liked is not an indication of her unsuitability for service. La.
C.Cr. P. art. 797. Viewing Ms. McMullen’s responses as a whole, we find the trial
court did not abuse its discretion in denying the challenge for cause.
DUTY TO INQUIRE INTO DEFENDANT’S ASSERTION OF
RIGHT TO TESTIFY
(Assignment of Error #8)
Defendant claims he was denied his fundamental right to testify, despite having
61
requested to testify at the close of the penalty phase. Defendant asserts his attorneys
prevented him from taking the stand and the trial judge failed to make a proper inquiry
into his desire to exercise this fundamental right.
The record in this case reflects that after both sides rested in the penalty phase,
court resumed the following morning. The trial court asked if either the state or
defense had anything to put on the record before closing arguments began. Both sides
responded negatively. The trial resumed with closing arguments from the state and
defendant. Immediately prior to instructing the jury, the defendant expressed a desire
to speak:
Defendant: Excuse me, Your Honor. I have question I want to ask you
please, sir.
Court: Excuse me.
Defendant: Your Honor, I would like to address the Court myself. Is
there any kind of way that I can take the stand at this point right here?
Court: No sir. The trial has concluded.
Defendant: I want to take the stand in my penalty phase, Your Honor.
Do I have a right to speak before my sentence is cast upon me?
Court: You had a right to speak, sir, but the penalty phase is concluded.
Defendant: But according to my attorneys I was waiting and trying to
address the Court before the State took the stand and I wanted to address
the Court. My attorney denied me the right myself to address the jury
before the State took the stand, Your Honor.
Court: Sir, we have been here, you have been present during all of these
proceedings. You knew that the penalty phase is concluded. In fact, at
the close of the last night I asked if there was any motions for either side,
and I informed each side that that was the final time to propose any
motions. The State said they had none, the defense said they had none.
I made it very clear that closing arguments would take place at 9:00
o’clock this morning. We were here, I asked if there was anything to be
put on the record before the jury came in. The State had nothing, the
defense had nothing. The closing arguments have been made and I am
going to instruct the jury. This case is concluded, sir. And if you wanted
to take the stand you certainly had the right to do that. You’ve been here
before, you know how this process works. You have five attorneys
representing you, and there is no question in my mind that you knew that
62
you had the right to do that.
Defendant: No, sir.
Court: And you did not do that. And the case is now concluded, and I
will instruct the jury when we come back at five minutes until.
Undoubtedly, a criminal defendant has the right to take the witness stand to
testify in his own defense. Rock v. Arkansas, 483 U.S. 44, 52, 107 S.Ct. 2704, 2709,
97 L.Ed. 2d 37 (1987). However, that right is not unqualified, and the Supreme Court
has recognized that the “right may, in appropriate cases, bow to accommodate other
legitimate interests in the criminal trial process.” Rock, 483 U.S. at 55. Further, the
Court noted that “numerous state procedural and evidentiary rules control the
presentation of evidence, and do not offend the defendant’s right to testify.” Id. at 55
n. 11.
Louisiana limits testimony to the evidentiary stage of trial, and the trial court
has discretion to permit the introduction of additional evidence prior to argument. See
State v. Celestine, 443 So. 2d 1091, 1096 (La. 1983); State v. Bonnano, 373 So. 2d
1284, 1292-93 (La. 1979); State v. Peer, 189 La. 795, 180 So. 640, 642 (La. 1938);
State v. Hackett, 166 La. 261, 117 So. 141, 142 (La. 1928); La. C.Cr. P. art. 765(5).16
In State v. Dauzart, 99-3471 (La. 10/30/00), 769 So. 2d 1206, this court discussed
arbitrary application of this rule. In Dauzart, defense counsel called a final witness at
the close of its case for purposes of identifying medical records. A recess followed
after which defense counsel informed the court he would rest subject to introducing
the medical records. The court immediately ordered the records introduced, excused
the jurors and then met with counsel to cull out the relevant documents. 769 So. 2d at
16
La. C. Cr. P. art. 765 (5) provides:
The normal order of trial shall be as follows:
***
(5) The presentation of the evidence of the state, and of the defendant, and of the state in
rebuttal. The court in its discretion may permit the introduction of additional evidence prior to
argument.
63
1209. Additionally, a discussion was held regarding the court’s general charge to the
jury, during which counsel informed the court that defendant “has thought about it and
decided he wishes to take the witness stand.” The trial court denied defendant’s
motion to reopen his case. On the following morning, trial resumed its normal course
from closing argument to the court’s jury instructions, and the jury’s verdict. Id. This
court reversed the conviction, holding the trial court’s refusal to reopen the
defendant’s case for the defendant’s testimony after the defense had rested was an
abuse of discretion and violated the defendant’s due process right to testify. Id. We
found the court arbitrarily refused to allow the defense to reopen its case “under
circumstances in which the slight deviation from normal practice would have had no
impact on the orderly flow of trial from jury selection to verdict and in which strict
adherence to the order of trial specified by art. 765(5) cost relator his only opportunity
to face jurors and persuade them of his version of events.” Id. at 1208. In so doing,
this court further explained:
Louisiana limits testimony to the evidence-taking stage of trial. La. C.Cr.
P. art. 765(5). Applied to the accused, this rule of procedure simply
imposes a commonsense requirement that the right to testify be exercised
in a timely fashion. In the present case, timeliness was foremost in the
mind of the trial judge when he steadfastly refused to allow the defense
to reopen its case, after it had ostensibly rested, for purposes of allowing
relator to testify, as counsel had committed him to do so in his opening
remarks to the jurors.
However, restrictions of a defendant’s right to testify may not be
arbitrary or disproportionate to the purposes they are designed to serve.
The order of trial specified in La. C.Cr. P. art. 765(5) does not generally
impose an arbitrary restriction on the accused’s right to testify because
the court also possesses the discretion under the statute to reopen the
evidence at any time before closing arguments to permit the taking of
additional testimony.
Id. (Internal citations omitted). Unlike the circumstances in Dauzart, in this case
defendant did not express a desire to testify until after the close of evidence and after
closing arguments in the penalty phase by both sides. Under these circumstances, we
64
find defendant’s request to testify was untimely and we find no error in the trial
court’s refusal to allow him to testify at that point in the trial.
Additionally, we do not find the trial court violated a duty to inquire into the
defendant’s right to testify. In State v. Hampton, 00-0522 (La. 3/22/02), 818 So. 2d
720, this court established criteria to aid trial courts in determining whether a
defendant has waived his right to testify or simply chose not to do so for strategic
purposes:
(1) absent extraordinary circumstances that should alert the trial court to
a conflict between attorney and client, the court should not inquire into
a criminal defendant’s right to testify. The court should assume, that a
criminal defendant, by not “attempting to take the stand,” has knowingly
and voluntarily waived his right;
(2) the court must consider whether the petitioner has waived his right
to testify.... [The defendant can only] rebut that presumption ... by
showing that his attorney caused him to forego his right to testify [ (a) by
alleging specific facts, including an affidavit by the defendant’s trial
counsel] from which the court could reasonably find that trial counsel
‘told [the defendant] that he was legally forbidden to testify or in some
similar way compelled him to remain silent ... [ (b) by demonstrating
from the record] that those specific factual allegations would be credible
...
818 So. 2d at 729-30 (citing Passos-Paternina v. United States, 12 F.Supp. 2d 231
(D.P.R.1998); see also State v. Shaw, 06-2467 (La. 11/27/07), 969 So. 2d 1233,1246.
The record indicates that timeliness was foremost in the trial judge’s mind when
he refused to allow defendant to take the stand after each side had rested its case in the
penalty phase and submitted its closing argument. As the trial judge found, defendant
did not seek to testify until after the penalty phase concluded and the court had already
asked both parties more than once whether they had anything further to present and
was met with negative responses. Defendant offers nothing from the record to justify
his delay in seeking to testify but merely intimates that his attorneys prevented him
from speaking up sooner. Considering the guidelines set forth in Hampton, defendant
has failed to rebut the trial court’s finding that he waived his right to testify.
65
The defense also relies on some general remarks made by defendant prior to
trial as indicative of his desire to testify. Before counsel was assigned to this trial,
defendant stated in court “I would like to invoke my Fifth Amendment, if I would
please, to participate in any proceedings that come before this case....” Defendant also
submitted a pro se motion to suppress, which included his request to testify at the
suppression hearing. Nothing in these pretrial remarks express a desire to testify or
indicated an attempt to take the stand at trial. Further, we note that defendant did
testify at the suppression hearing per his request. Additionally, defendant points to
unsolicited comments made by his brother, Bradley Brumfield, during his testimony
at the penalty phase, wherein Mr. Brumfield stated: “Y’all might not see Robert
talking over there, and he might be sitting there still, I know he wants to say
something….” However, defendant made no statement at that time that he wanted to
testify on his behalf. The first indication that defendant wanted to testify was after
closing arguments were completed and the trial court was ready to instruct the jury.
These vague pre-trial statements by defendant were insufficient to assert his right to
testify. We find no error in the trial court’s ruling.
PENALTY PHASE
INCONSISTENT EVIDENCE / THEORIES AT PENALTY PHASE
(Assignment of Error #10)
Defendant asserts the state violated his right to due process, a fair and reliable
sentencing, and his right to counsel by presenting an inconsistent theory and
inconsistent evidence of the Terrance Blaze homicide at the penalty phase of his trial.
Defendant argues he is entitled to a new penalty phase because the state was allowed
to present testimony from its bloodstain expert, Mark Rogers, which contradicted
testimony he gave at both defendant’s first trial and at co-defendant Brandy Holmes’
trial, despite the state’s notice and assurances that the evidence presented at the
66
penalty phase would be identical to that presented in defendant’s first trial.
Specifically, Rogers’ testimony in the penalty phase implicated defendant as the
shooter in the Blaze homicide, contradicting testimony he gave during defendant’s
first trial and at Brandy’s trial which implicated Brandy as the shooter. We find merit
in this assignment of error.
Generally, evidence of other crimes, wrongs, or bad acts is not admissible at
trial to prove a defendant’s bad character. La. C.E. art. 404(B). In Prieur, this court
held that such evidence is generally inadmissible because of the “substantial risk of
grave prejudice to the defendant.” 277 So. 2d at 128. However, the state can introduce
evidence of other crimes, wrongs or acts if it establishes an independent and relevant
reason such as proof of motive, opportunity, intent, preparation, plan, knowledge,
identity, or absence of mistake or accident. La. C.E. art. 404(B)(1). Moreover, the
probative value of the extraneous crimes evidence must outweigh its prejudicial effect.
Separate and apart from the showing of relevancy and prejudice, the state must also
prove the defendant committed the other acts, and satisfy the requirements set forth
in Prieur, i.e., the state must provide the defendant with notice before trial that it
intends to offer prior crimes evidence. State v. Garcia, 09-1578 (La. 11/16/12), 108
So. 3d 1, 39.
However, unlike the guilt phase of a trial, the character of the defendant is
automatically at issue in a capital sentencing hearing. La. C.Cr. P. art. 905.2.
Beginning with our decision in State v. Sawyer, 422 So. 2d 95, 104 (La.1982), this
court held that Article 905.2 authorizes the introduction of evidence of convictions for
unrelated crimes at a capital sentencing hearing, even if the defendant does not place
his character at issue. This court eventually recognized the necessity of standards
governing the admission in the penalty phase of evidence of unrelated and
unadjudicated criminal conduct, such as had been set forth in Prieur, with regard to
67
the admission of other crimes evidence in the guilt phase of trial. In State v. Brooks,
541 So. 2d 801 (La.1989), we held that before the state can introduce evidence of
unrelated and unadjudicated criminal conduct in the penalty phase, the trial judge must
determine that: (1) the evidence of the defendant’s commission of the unrelated
criminal conduct is clear and convincing; (2) the proffered evidence is otherwise
competent and reliable; and (3) the unrelated conduct has relevance and substantial
probative value as to the defendant’s character and propensities. 541 So. 2d at 814.
We revisited the issue in State v. Jackson, 608 So. 2d 949 (La. 1992), wherein
we reaffirmed the standard set forth in Brooks, and also limited the type of evidence
admissible to criminal conduct which involves violence against the person of the
victim, and to that conduct for which the period of limitation for instituting
prosecution had not run at the time of the indictment of the accused for the first degree
murder for which he is being tried. 608 So. 2d at 955. We further reiterated that due
process requires that when a prosecutor intends to use evidence of unrelated criminal
conduct in a capital sentencing hearing to increase the punishment for the charged
crime, the defendant must be notified so that he can prepare to rebut or defend against
the evidence. Id. at 957. This court explained that “adequate notice, sufficiently
detailed to allow the defendant to know the exact unrelated conduct he must be
prepared to meet in the sentencing hearing and sufficiently in advance of trial to allow
reasonable preparation of a defense, is essential to provide meaning to the defendant’s
corresponding due process right of a reasonable opportunity to be heard at the capital
sentencing hearing.” Id. The hearing to determine whether other crimes evidence is
admissible in the penalty phase is often called a “Jackson” hearing. State v. Draughn,
05-1825 (La. 1/17/07), 950 So. 2d 583, 606.
The state provided the required Jackson notice relative to defendant’s first trial,
and a Jackson hearing was held to determine the admissibility of that evidence. Prior
68
to the retrial, defendant filed a motion seeking an amended Jackson notice from the
state. During a pretrial motion hearing, the state opposed the motion, asserting there
was no need to file a new Jackson notice because one had been filed in the first trial
and the evidence would be the same. The prosecutor stated:
Your Honor, our reasons to that is that there was a Jackson Notice filed
in it, and the Jackson evidence in this case remained the same. We do not
see a need to amend it. We have already litigated this issue, and we’re
not seeking to relitigate the same. Our reliance on the record is that not
only are they given a Jackson notice, they’re given a very fully
developed, exactly what the witnesses said in the last trial notice, when
you couple the notice that was filed plus the trial transcripts, they’re on
kind of an uber notice, and we don’t see a need to amend it.
The court granted the defendant’s motion “out of an abundance of caution.” The state
subsequently filed a supplemental Jackson notice that it intended to introduce
evidence of defendant’s prior criminal convictions as previously noticed, as well as
evidence that defendant participated in and committed a homicide upon Terrance
Blaze on or about January 2003, within days of the instant offense. At a pretrial
hearing on that same day, the state advised the court that it had filed the supplemental
notice. The prosecutor stated:
I had filed another supplemental Jackson notice alleging that we intend
to prove the defendant’s involvement in the Terrance Blaze homicide.
We intend to use exactly the same testimony that was previously
adduced, and I re-alleged his two prior convictions, to which he’s
already admitted in open court during the course of this hearing. So I’ll
defer to defense counsel if there is anything else about the notice that
they now deem to be defective.
The state further clarified that the notice “identified the prior convictions that we
intend to use and alleges the date of the homicide, incorporates only by reference the
transcript since that gives very precise notice of exactly what testimony we would
adduce to meet our burden under Jackson.” The state also confirmed once more that
it intended “to present exactly the same penalty phase evidence.”
Despite the state’s notice and repeated guarantees to defendant and the court
69
that the evidence and testimony would be identical to that previously set forth, the
state intentionally presented contradictory testimony that defendant, not Brandy, shot
Blaze in the back of the head.
During the state’s opening statement during the penalty phase, the prosecutor
told the jury that defendant and Brandy killed another person, and that Mr. Blaze was
shot in the back of the head by defendant. The state then called Rogers as a witness
to present testimony regarding defendant’s involvement in the Blaze homicide. Rogers
testified he was able to reconstruct the Blaze crime scene after examination of
photographs of the vehicle in which Blaze was shot and examination of blood found
on a pair of jeans and boots belonging to the defendant. The evidence indicated
defendant was seated in the driver’s seat of the vehicle, Blaze was shot in the back of
the head while seated in the front passenger seat, and Brandy Holmes was seated in
the back seat of the vehicle. Rogers testified:
Q (prosecutor): Do you have an opinion about the configuration of Mr.
Blaze’s body when that blood was deposited?
A: (Rogers): Yes. From the blood to have been deposited in, on the
ashtray as it was, Mr. Blaze would have had to have been looking to his
right when the wound was inflicted with the left portion…or the back
portion of his head to the left or towards the driver’s side of the vehicle.
Q: So he would have been effectively looking in the direction of the right
passenger’s side window?
A: That’s correct.
Q: Now, with respect to the blood that was found on the bluejeans and
on the boots, do you have an opinion about where the person was sitting
that, when that blood was deposited?
A: That person would have had to have been sitting to the left of the
person in the front seat. Had they been sitting anywhere else in the
vehicle the seats would have occluded those bloodstains from being
deposited there, and that pattern logically makes sense as a portion of the
continuation of the pattern that deposited blood on the right side of the
ashtray.
Q: So in your opinion when Mr. Blaze was actively bleeding from his
70
head wound there would have been a person seated to his immediate left
in the driver’s seat; is that correct?
A: Well, when the shot was fired, when the wound was inflicted he
would have been sitting to his immediate left.
Q: And so the driver’s, right side of the driver’s jeans and the right side
of his boots would have been exposed to that blood?
A: Some of it, yes.
***
Q: Based on your review of the evidence that you saw, both within the
car as well as on the boots and the pants, is it your opinion that Terrance
Blaze was shot in the head while he was seated in the front seat, the
passenger’s side of that car?
A: Yes, it is.
Q: Do you have an opinion, Captain Rogers, about the placement of the
barrel of the gun at the time the wound was inflicted, where the gun
might be located?
A: It would be in reasonable close proximity, but I was unable from the
information provided to determine a distance.
Q: How about direction? The direction of the gun or the relationship of
the position of the gun to the head?
A: It was just about directly behind it.
There is no dispute that this testimony contradicted Rogers’ previous testimony. The
state admits that at defendant’s first trial Rogers testified it was likely the shot came
from behind and it was less likely the driver was the shooter.17 The state likewise
admits Rogers unequivocally testified at Brandy’s trial that “considering that the
blood stains on the right leg, on the ashtray, and on the boot are consistent with high
velocity impact spatter and they can also be consistent with expirated blood or blood
expelled out of the mouth after it pools, I would put the person inflicting the wound
being in the back seat of the vehicle and Mr. Coleman wearing the blue jeans and the
17
Coleman I, 06-KA-518, R. 4943.
71
boot in the front driver’s seat of the vehicle....”18
Defense counsel cross-examined Rogers, attempting to point out inconsistencies
between this testimony and testimony he gave at defendant’s first trial:19
Q (defense counsel): Captain Rogers, isn’t it your opinion that the person
that was wearing the jeans and the shoes was not the person who
administered the shot?
A: No, that’s not my [opinion] at all.
Q: Do you remember testifying at some previous hearings?
A: Yes, I do.
Q: Do you remember testifying that it was less likely that the driver was
the shooter, that it was more likely that the shot came from behind in the
backseat?
A: I don’t recall testifying to that exactly, but it may have been based on
other information that I had.
Q: Well, what other information would that have been that you don’t
have today?
A: I don’t, I have more information today than I did then, but I’m not
familiar with that exact -
Q: Captain Rogers, I’m going to show you a document where you
testified at a previous hearing. Could you read what I have highlighted
there? You don’t have to read it out loud, just to yourself. Now that
you’ve had a chance to read that is your memory refreshed? . . .
A: Yes, sir.
Q: Do you remember testifying to that?
A: I specifically don’t remember testifying to that. I do remember that
discussion being held, but based on what I read and the parts in front of
and behind that, that answer has given, seems to be inconsistent with the
testimony I gave above and underneath that answer.
Q: Okay. But when you were asked, based on where Terrance Blaze
received the bullet to his head and based on everything else that we’ve
looked at here, is it more likely in your opinion or less likely that the
18
State v. Holmes, 06-KA-2988, R. 6035-36.
19
According to defendant, because defense counsel was caught off guard by Rogers’
testimony, counsel was unable to immediately access transcripts from Brandy’s trial. Therefore,
defense counsel only used transcripts from defendant’s first trial to cross-examine Rogers.
72
driver was the shooter. Your answer was, I think it was less likely that
the driver was the shooter?
A: That’s what the transcript reflects, yes, sir.
Q: Okay. But that’s not what you said?
A: Once again, that’s what the transcript says I said. I can’t tell you that
the transcript is in error or incorrect, I may have misspoke.
Q: Thank you, Captain.
On re-direct, Rogers explained that the inconsistent statement in his prior testimony
was itself in conflict with the remainder of his testimony at the earlier proceeding:
Q: (prosecutor): Captain Rogers, I would like you to explain to the jury
why you would think that that was a misspeak on your part.
A: Based on the information that prior to that response I was discussing
the bloodstains on the driver’s pants leg and on the driver’s boot, and
below that I was discussing the, where Mr. Blaze was sitting and where
he was looking when the wound was inflicted, so incorporating all of
that together, that response that it was less likely the driver was the
shooter seems to be inconsistent with the other testimony that I gave. So
once again, I don’t know if I misspoke or if I was misinterpreted when
I spoke, I don’t know which one of those two things it is, but it seems to
be inconsistent within the transcript.
Q: Do you have an opinion about whether the driver was the shooter?
A: Yes, I do.
Q: And what is your opinion?
A: I believe the shot originated from the driver’s area of the vehicle with
Mr. Blaze looking to his right with the rear aspect of his head presented
to the driver’s area of the vehicle.
Q: And what do you base that opinion on?
A: The fact of the very small spatter that’s consistent with back spatter
that’s present on the right side of the ashtray and on the right leg and
right boot of the bluejeans and the boot.
Although defendant did not lodge a contemporaneous objection to Rogers’
testimony, he objected and moved for a mistrial the following day, arguing the state
should not have been allowed to present this completely different theory and
73
inconsistent evidence regarding the shooter in the Blaze homicide. The trial court
ruled the motion was untimely, and further stated defendant had ample time to
cross-examine Rogers. The court noted defendant had a full staff of attorneys, had
access to all of the prior transcripts, and did cross-examine Rogers on the
inconsistencies. Further, the court stated it would allow defendant to call Rogers as
a witness in his penalty phase case.
Based on the facts of this case, it is clear the state failed to provide defendant
with sufficient notice of the other crimes evidence it intended to introduce at the
penalty phase. Pursuant to Jackson, the defendant is entitled to notice of the “exact
unrelated conduct he must be prepared to meet.” 608 So. 2d at 957. While the state’s
written Jackson notice gave notice that “defendant participated in and committed a
homicide upon Terrance Blaze,” the state purposefully misled the defendant
concerning the evidence it intended to present at the penalty phase and gave defense
counsel numerous assurances that its penalty phase evidence and testimony would
mimic what it presented at defendant’s first trial. The state even emphasized that
because defendant was in possession of the previous trial transcripts, he had “uber”
notice of the evidence and testimony that would be presented. The state’s
representations were effectively part of the Jackson notice. Thus, Rogers’ testimony
that defendant was the shooter in the Blaze homicide did not conform with the
Jackson notice provided by the state.
This court reviews a Jackson error for harmless error. Tart, 672 So. 2d at 132.
The inquiry is whether the capital sentence actually rendered in this trial was surely
unattributable to the error. Id. In State v. Langley, 95-1489 (La. 4/14/98), 711 So. 2d
651, 667, this court stated, relative to the admission of other crimes evidence at the
penalty phase:
A defendant must show a “substantial risk of grave prejudice” arising out
74
of inadmissible or surprise admission of other crimes evidence. The
purpose of limiting evidence of unadjudicated criminal activity is to
prevent surprise, undue prejudice, and the injection of an arbitrary factor
into the jury’s deliberations. There is no presumption of prejudice.
We find defendant demonstrated undue prejudice due to the lack of proper notice of
the other crimes evidence.
Because defendant did not have notice of the change in Rogers’ testimony,
defendant was not able to prepare a defense to the assertion he was the shooter in the
Blaze homicide. Notably, because the state assured the court and defendant the
evidence would be exactly the same as it previously presented, the court did not
conduct a new Jackson hearing. Thus, there was not a determination made by the court
as to whether Rogers’ new testimony and opinion met the clear and convincing
standard of proof. Because defendant was not provided with proper notice, he had no
forensic experts in place to challenge Rogers. Further, defendant had no line of cross-
examination prepared to challenge Rogers’ opinion or the science on which his
opinion was based. While defense counsel attempted to point out the inconsistencies
in Rogers’ testimony on cross-examination, counsel could not effectively challenge
Rogers’ actual opinion that defendant was the shooter. The surprise was not “cured”
simply because defendant was allowed to cross-examine Rogers.
Moreover, we find it likely that evidence defendant was the actual shooter in
the Blaze homicide thwarted defendant’s reliance on residual doubt going into the
penalty phase and defendant’s penalty phase argument that he was merely a follower
of Brandy Holmes. Because the evidence presented defendant in a more culpable light
before the jury, we cannot say this evidence had no effect on the sentencing decision.
The state’s presentation of evidence that defendant was the shooter in the Blaze
homicide allowed the state to argue defendant deserved a more severe punishment
than a life sentence. At the closing of the penalty phase, the state argued:
75
He deserves worse, he has done worse. He deserved a life sentence as
soon as you said he was guilty of first-degree for which we thank you,
he’s at a life sentence, well, what about the death of Terrance Blaze.
Does that not warrant some greater consideration of a more severe
penalty? Does that not say, you know what, life in prison satisfies some
sense of justice, but, you know, he didn’t just kill one person, and he
didn’t just do it in a snap decision. He did it savagely, he did it
deliberately, and he did it twice. And he already came to that day having
committed an armed robbery, having committed other crimes. That’s’
simply not enough to say, but you, sir, are the same as these other people
who may have only made one mistake or made a series of smaller
mistakes. This is worse, this is more deserving of our ultimate penalty.
Because the sentencing hearing focuses on the character and propensities of the
offender, the issue of relative culpability is a critical issue in the penalty
determination. There is no doubt the state’s portrayal of defendant as the actual
shooter in the Blaze homicide, rather than merely a principal, impacted defendant’s
sentencing phase mitigating factor of lesser involvement in the offense and thus was
arguably material to the jury’s penalty determination. See Bradshaw v. Stumpf, 545
U.S. 175, 187, 125 S.Ct. 2398, 2407-08, 162 L.Ed. 2d 143 (2005). There is more than
a reasonable probability that the jury may not have reached a unanimous decision of
death had they not heard evidence that defendant was the actual shooter in another
homicide. In State v. Comeaux, 93-2729 (La. 7/1/97), 699 So. 2d 16, 22, this court
stated: “Just as the Supreme Court of the United States in Gregg20 established
safeguards … necessary for the valid imposition of a death sentence, this court has
established significant safeguards against the wanton and freakish imposition of
capital punishment when the prosecution offers evidence of unrelated and
unadjudicated criminal conduct.” One of these safeguards is the requirement of proper
notice to the defense. The state’s failure to comply with this safeguard resulted in a
violation of defendant’s right to due process.
Likewise, we also find the inconsistent positions taken by the state violated
20
Gregg v. Georgia, 428 U.S. 153, 96 S.Ct. 2909, 49 L.Ed. 2d 859 (1976).
76
defendant’s due process rights. This court has held that due process forbids the state
from employing inconsistent and irreconcilable theories to secure convictions against
individuals for the same offenses arising from the same event. Holmes, 5 So. 3d at 62;
State v. Scott, 04-1312 (La. 1/19/06), 921 So. 2d 904, 957. The state contends its
theory has been consistent - that defendant and Brandy committed these crimes
together - and Rogers’ testimony does not change that theory. We disagree. In State
v. Lavalais, 95-320 (La. 11/25/96), 685 So. 2d 1048, this court considered defendant’s
argument regarding the state’s inconsistent positions during the penalty phase. In
Lavalais, the defendant contended the prosecution violated his due process rights
when it disputed at the penalty phase evidence of the mitigating factor that defendant
was acting under his co-defendant’s domination and control, but presented evidence
of the same at the co-defendant’s trial. 685 So. 2d at 1056. This court found the state’s
position in the two trials did not rise to the level of fundamental unfairness. Id. at
1056-57. We reasoned that although the state’s positions in defendant’s trial and the
co-defendant’s trial may appear inconsistent at first glance, this appearance results
from the fact that the state’s emphasis as to culpability was different in the two trials.
Id. at 1056. Contrary to Lavalais, the state’s actions in this case went beyond the
product of the state’s argument as to degree of culpability. Here, the state actually
presented inconsistent evidence in the form of Rogers’ changed testimony regarding
the identity of the Blaze shooter based on the forensic evidence. Although the state
attempted to explain Rogers’ previous testimony as a “misspeak,” we cannot ignore
that Rogers twice testified at two different trials the shot that killed Blaze came from
the back seat, thus implicating Brandy as the shooter. We find it unlikely that Rogers
simply “misspoke” when he asserted that opinion at both defendant’s first trial and
Brandy’s trial. To allow the state to advance inconsistent evidence and theories of the
Blaze homicide directly in contravention of its Jackson notice undermines confidence
77
in the fairness and reliability of the sentencing phase of the trial and the death sentence
imposed. We find the inconsistencies in the state’s position rose to the level of
fundamental unfairness and thus infringed upon defendant’s right to due process.
The Eighth Amendment requires a heightened need for reliability in the
determination that a death sentence is the appropriate punishment in a specific case.
See Caldwell v. Mississippi, 472 U.S. 320, 323, 341, 105 S.Ct. 2633, 2637, 2645, 86
L.Ed. 2d 231 (1985). “[T]he penalty of death is qualitatively different from a sentence
of imprisonment, however long. Death, in its finality, differs more from life
imprisonment than a 100-year prison term differs from one of only a year or two.
Because of that qualitative difference, there is a corresponding difference in the need
for reliability in the determination that death is the appropriate punishment in a
specific case.” Woodson v. N. Carolina, 428 U.S. 280, 305, 96 S. Ct. 2978, 2991, 49
L.Ed. 2d 944 (1976). The state’s presentation of inconsistent evidence and theories of
the Blaze homicide and the state’s failure to give defendant proper notice of this
change in evidence and testimony incurably tainted the sentencing process. Thus, we
cannot conclude the defendant’s death sentence was surely unattributable to the error.
We find the jury’s sentencing decision in this case does not meet the standard of
reliability required by the Eighth Amendment. The Supreme Court has stated that
“although the prosecutor must prosecute with earnestness and vigor and may strike
hard blows, he is not at liberty to strike foul ones.” Berger v. United States, 295 U.S.
78, 88, 55 S.Ct. 629, 79 L.Ed. 2d 1314. In this case, the state’s repeated false
representations regarding the Jackson evidence it intended to introduce crossed the
line to foul blows.
Although we do not lightly reverse the jury’s determination, we are obligated
to find reversible error for the above reasons. Therefore, we vacate defendant’s
78
sentence and remand this case for a new sentencing hearing.21
DECREE
For the reasons assigned, defendant’s conviction for first degree murder is
affirmed. Defendant’s sentence of death is vacated and set aside and the case is
remanded to the district court for a new sentencing hearing.
CONVICTION AFFIRMED; DEATH SENTENCE REVERSED; CASE
REMANDED FOR FURTHER PROCEEDINGS NOT INCONSISTENT WITH
THIS OPINION.
21
Because we find this error mandates a new sentencing hearing, we pretermit discussion
of the defendant’s remaining penalty phase assignments of error.
79
02/26/16
SUPREME COURT OF LOUISIANA
NO. 2014-KA-0402
STATE OF LOUISIANA
VERSUS
ROBERT GLEN COLEMAN
KNOLL, J., additionally concurring.
Although I concur fully in the majority opinion, I write separately to
emphasize how critical it is for the State to be forthright and prompt when giving
notice of its intent to use “other crimes” evidence during the guilt phase of a capital
trial. As the majority opinion points out, we have described “adequate notice” for
the introduction of such evidence in a capital sentencing hearing as notice that is
(1) “sufficiently detailed to allow the defendant to know the exact unrelated
conduct he must be prepared to meet in the sentencing hearing” and (2)
“sufficiently in advance of trial to allow reasonable preparation of a defense.”1
Here, although the State gave pre-trial notice of its intent to prove defendant’s
“involvement in the Terrance Blaze homicide,” it was not until the State delivered
its guilt phase opening statement in the presence of the jury that it indicated it
intended to prove—contrary to its theory in Brandy Holmes’ trial and its theory in
the defendant’s first trial—that Mr. Blaze was shot in the back of the head by the
defendant. Indeed, the notice the State provided in this case was neither
“sufficiently detailed” nor “sufficiently in advance of trial” to constitute “adequate
notice” for due process purposes.
Given the grave and final nature of capital punishment and the precious
resources the people of this State dedicate to ensuring justice is done in these most
1
State v. Jackson, 608 So.2d 949, 957 (La. 1992) (emphasis added).
serious cases, the State’s unreasonable delay in giving notice concerning such a
crucial piece of evidence is indefensible. This practice tends to inject
gamesmanship into the proceedings which we will not tolerate. There is absolutely
no excuse for this type of practice, especially when the defendant’s life hangs in
the balance. In my view, the State would have been better off not introducing the
expert’s testimony at all rather than risking the reversal the law compels us to order
in this case. Notwithstanding defendant’s opportunity to cross-examine this expert
witness, the change in this witness’ expert testimony is too critical a change in
evidence, and the State’s failure to timely notify the defendant of this change is
certainly unduly prejudicial to defendant at the penalty phase of trial in a capital
case.
Moreover, under these facts, I do not believe defendant’s objection and
motion for mistrial the following morning was untimely. Given the State’s
repeated assurances that its penalty phase evidence would be the same as it was in
defendant’s first penalty phase trial, the changes in the State’s theory and in the
expert’s testimony completely blindsided defendant. Other than a hastily-prepared
cross-examination of the expert witness, there was no time for the defendant to
thoroughly and thoughtfully prepare a strategy to respond to this unexpected
evidence. Thus, in my view, it was not unreasonable for defendant to lodge his
objections to the State’s failure to notify him of these changes on the following
morning when court resumed.
For these reasons, I agree with the majority’s decision to grant the defendant
a new penalty phase trial.
2
02/26/16
SUPREME COURT OF LOUISIANA
NO. 2014-KA-0402
STATE OF LOUISIANA
VERSUS
ROBERT GLEN COLEMAN
ON APPEAL FROM THE FIRST JUDICIAL DISTRICT COURT
FOR THE PARISH OF CADDO
WEIMER, J., dissenting in part.
I respectfully dissent from the majority opinion insofar as it vacates the
defendant’s sentence and remands this case for a new sentencing hearing. The general
rule is that “[a]n irregularity or error cannot be availed of after verdict unless it was
objected to at the time of the occurrence.” La. C.Cr.P. art. 841. This rule, commonly
known as the contemporaneous objection rule, was extended to apply to the penalty
phase of capital trials in State v. Wessinger, 98-1234, p. 20 (La. 5/28/99), 736 So.2d
162, 181.
In this case, there is no dispute, and the majority opinion acknowledges, that
“defendant did not lodge a contemporaneous objection to Rogers’ testimony.” Slip
op. at 75. As a result, under prevailing jurisprudence, defendant failed to preserve his
claim of a Jackson1 violation for review. La. C.Cr.P. art. 841; Wessinger, 98-1234
at 20, 736 So.2d at 181.
I would affirm the judgment below in its entirety.
1
State v. Jackson, 608 So.2d 949 (La. 1992).
02/26/16
SUPREME COURT OF LOUISIANA
NO. 2014-KA-0402
STATE OF LOUISIANA
VERSUS
ROBERT GLEN COLEMAN
ON APPEAL
FROM THE FIRST JUDICIAL DISTRICT COURT
FOR THE PARISH OF CADDO
GUIDRY, Justice, dissents in part for the reasons assigned by Justice Weimer.
02/26/16
SUPREME COURT OF LOUISIANA
NO. 2014-KA-0402
STATE OF LOUISIANA
VERSUS
ROBERT GLEN COLEMAN
ON APPEAL FROM THE FIRST JUDICIAL DISTRICT COURT
FOR THE PARISH OF CADDO
CLARK, J., dissents in part for the reasons assigned by Justice Weimer.
1